From: Sent: To: CC: Zack Bunimovich 3/9/2018 11:29:59 AM Xavier Avila Nina Tona • titan Patel 0avide-A Sferrazza Subject: RE: SF (I) ICI Classification: Confidential Xavier, ; Martin Zeman Rita Shteynbe • Zach Price ; A astair Mac inlay ; Mathew N us The fund was still undergoing a KYC review per my last contact with the team. I will check again today. Thanks, Zack From: Xavier Avila Sent: Friday, March 09, 2018 10:32 AM To: Martin Zeman <[email protected]> Cc: Nina Tona <[email protected]>; Zack Bunimovich <[email protected]); Rita Shteynberg • Mathew Negus itan Patel <[email protected]>; Alastair Davide-A Sferrazza Mackinlay Subject: Re: SF I Zack, what is the status on this urgent request? Xavier Avila Managing Director Deutsche Bank Securities Inc Mobile: Email: On Mar 5, 2018, at 15:09, Martin Zeman Classification: For internal use only Zack, ote: Please go ahead and set them up for credit derivatives as well as convertible bonds. The credit derivatives is a priority and rather urgent. Client is ready to trade. Thanks Martin From: Nina Tona Sent: Monday, March 05 2018 3:07 PM To: Martin Zeman Zack Bunimovich Avila Rita Shteynberg Man Patel Cc: Alastair Mackinla Davide-A Sferrazza Mathew Negus Xavier CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052475 CONFIDENTIAL SDNY_GM_00198659 EFTA01362840