Fax Emai (Embedded image moved to file: pic03293.gif) From: To: Date: Subject: Amanda Kirby/db/dbcom Lisa D Hurd/db , 10/16/2013 08:48 AM Southern Financial and Southern Trust [I] Classification: For internal use only Hi Lisa, Following u on a few items for Southern Trust and Southern Financial ). We're

bject: Roddy Moore 7/21/2015 11:53:06 AM Paul Morris Stewart Oldfield ; Vahe Stepanian ; Troy-D Williams IM ; Daniel Sabba [ ]; Andrew Xu RE: Southern Financial and Southern Trust ISDA/CSAs [II As discussed with Daniel, the amendment is being worked in parallel with Daniel's getting Compliance feedback. However

nt: 7/21/2015 11:31:35 AM To: Vahe Stepanian Troy-D Williams I I; Roddy Moore CC: Stewart Oldfield I ; Daniel Sabba Andrew Xu Subject: RE: Southern Financial and Southern Trust ISDA/CSAs [II Team where are we with this ? Please let me know if I can be helpful. Thanks Original Message From: Vahe Stepanian

: 7/14/2015 5:11:07 PM To: Vahe Stepanian Troy-D Williams CC: Paul Morris Stewart Oldfield aniel Sabba Ariane Dwyer ndrew Xu Subject: RE: Southern Financial and Southern Trust ISDA/CSAs Ill I'll take a look. Have you confirmed whether an increased limit fits within the confines of what Compliance/Rep Risk h

Sent: Tuesday, July 07, 2015 10:43 AM To: Vahe Stepanian; Troy-D Williams Cc: Paul Morris; Stewart Oldfield; Daniel Sabba; Andrew Xu Subject: RE: Southern Financial and Southern Trust ISDA/CSAs [I] We're going to need updated financials to amend the CSA. From a process perspective, we'll review the financials with

M To: PB-Service1318 Cc: Barrett Team; Nelson, Justin D Subject: Southern Financial/Trust close out Team, This is confirming that all trades for Southern Financial and Southern Trust have either matured, been unwound or have been transferred to DB. You can go ahead and transfer the remaining cash balances over to

Subject: RE: Southern Financial and Southern Trust ISDA/CSAs [I] From: Vahe Stepanian ‹ > Date: Tue, 21 Jul 2015 14:46:14 -0400 To: Roddy Moore Cc: Stewart Oldfield Daniel Sabba A

ns on behalf of Repo Margin Sent: Tuesday. November 22, 2016 10:36 AM To: CMNY Margin; Roddy Moore Cc: Keith Buckholz; Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] Classification: For internal use only Hi We have no agreement set up in Magellan for the below 2

on SPCOJIC Fscalation From: Roddy Moore Sent: Monday, November 21, 2016 3:09 PM To: CMNY Margin Cc: Keith Buckholz < >; Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I) Importance: High Classification: For internal use only Following up on the below... We need to g

herine M. Milligan Associate I L I DB Services From: Katherine Milligan Sent: Wednesday, November 16, 2016 11:15 AM To: CMNY BA < Subject: FW: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST [I] Classification: For internal use only Hi CMV, Kindly confirm 0 account balances for

: Wednesday, November 16, 2016 1:08 PM To: Katherine Milligan; Roddy Moore Cc: Sebastian Marcilese; Keith Buckholz; Eduardo Waite Subject: RE: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST [II Categories: CRM APPROVALS Classification: For internal use only Confirmed. Andre

ember 16, 2016 11:07 AM To: Keith Buckholz < >; Katherine Milli an <katherine > Cc: Daniel Sabba < >; Roddy Moore < >; Andrew Xu < Subject: RE: Southern Financial and Southern Trust: ISDA and Repo Termination Sure Keith. Katherine will be working on it From: Keith Buckholz Sent: Wednesday, November 16, 2016 10:

t: Wednesday. November 16. 2016 1:08 PM To: Katherine Milligan; Roddy Moore Cc: Sebastian Marcilese; Keith Buckholz; Eduardo Waite Subject: RE Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST (I] Categories: CRM APPROVALS Classification: For internal use only Confirmed. Andre

ms on behalf of Repo Margin Sent: Tuesday, November 22, 2016 10:36 AM To: CMNY Margin; Roddy Moore Cc: Keith Buckholz: Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST (lj Classification: For internal use only Hi We have no agreement set up in Magellan (or the below 2

Second Escalation From: Roddy Moore Sent: Monday, November 21, 2016 3:09 PM To: CMNY Margin < Cc: Keith Buckholz < >; Andrew Xu <I Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I) Importance: High Classification: For internal use only Following up on the below... We need to g

illigan Associate I Legal DB Sconce New t tnr From: Katherine Milligan Sent: Wednesday, November 16, 2016 11:15 AM To: CMNY BA < Subject: FW: Southern Financial and Southern Trust: ISDA and Repo•TERMINATION APPROVAL REQUEST (II Classification: For internal use only Hi CMV, Kindly confirm 0 account balances for