Katherine M. Milligan Associate I Legal DB Sconce New t tnr From: Katherine Milligan Sent: Wednesday, November 16, 2016 11:15 AM To: CMNY BA < Subject: FW: Southern Financial and Southern Trust: ISDA and Repo•TERMINATION APPROVAL REQUEST (II Classification: For internal use only Hi CMV, Kindly confirm 0 account balances for the funds listed below. Thanks very much in advance: SOUTHERN FINANCIAL LLC ISDA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PIM Contract No. 640330 GMRA: PLM Contract No. 752070 Best Regards, Katherine ri Katherine M. Milligan Associate I From: Katherine Milligan Sent: Wednesday, November 16, 2016 11:11 AM 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) aaabla855 EFTA_000 19725 EFTA00169452

To: Roddy Moore < >; Andrew Xu < Cc: Sebastian Marcilese < >; Keith Buckholz < >; Eduardo Waite Subject: FW: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST ill Classification: For internal use only Hi Roddy and Andrew, At your earliest convenience, please confirm zero exposure for each of the accounts listed below: SOUTHERN FINANCIAL LLC ISDA: PIM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Many thanks in advance. Best Regards, Katherine Katherine M. Milligan Associate I L I OB Services From: Sebastian Marcilese Sent: Wednesday, November 16, 2016 11:07 AM To: Keith Buckholz < >; Katherine Milligan < > Cc: Daniel Sabba >; Roddy Moore < >; Andrew Xu < Subject: RE: Southern Financial and Southern Trust: ISDA and Repo Termination Sure Keith. Katherine will be working on it From: Keith Buckholz Sent: Wednesday, November 16, 2016 10:01 AM To: Sebastian Marcilese Cc: Daniel Sabba < >; Roddy Moore < 6 >; Andrew Xu < CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) 9A9A-M8856 EFTA_000 19726 EFTA00169453

Subject: Southern Financial and Southern Trust: ISDA and Repo Termination Importance: High Sebastian, Wealth Management is offboarding the below two clients. Can we please begin the process of terminating these trading agreements? Thanks. SOUTHERN FINANCIAL LLC ISDA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Regards, Keith Buckholz Keith Buckholz Director Deutsche Bank Wealth Management Business Risk Management 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ymeam857 EFTA_000 19727 EFTA00169454

CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ASSUb8858 EFTA _00019728 EFTA00169455