Gil Katherine M. Milligan Associate I L I DB Services From: Katherine Milligan Sent: Wednesday, November 16, 2016 11:15 AM To: CMNY BA < Subject: FW: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST [I] Classification: For internal use only Hi CMV, Kindly confirm 0 account balances for the funds listed below. Thanks very much in advance: SOUTHERN FINANCIAL LLC ISDA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Best Regards, Katherine a Katherine M. Milligan Associate l Le al DB Services From: Katherine Milligan Sent: Wednesday, November 16, 2016 11:11 AM 5 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) aNWA;843 EFTA_00019713 EFTA00169440

To: Roddy Moore < ; Andrew Xu < > Cc: Sebastian Marcilese < >; Keith Buckholz >; Eduardo Waite Subject: FW: Southern Financial and Southern Trust: ISDA and Repo-TERMINATION APPROVAL REQUEST (I) Classification: For internal use only Hi Roddy and Andrew, At your earliest convenience, please confirm zero exposure for each of the accounts listed below: SOUTHERN FINANCIAL LW ISDA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Many thanks in advance. Best Regards, Katherine Katherine M. Milligan Associate I L al From: Sebastian Marcilese Sent: Wednesday, November 16, 2016 11:07 AM To: Keith Buckholz < >; Katherine Milligan < > Cc: Daniel Sabba < >; Roddy Moore < >; Andrew Xu < Subject: RE: Southern Financial and Southern Trust: ISDA and Repo Termination Sure Keith. Katherine will be working on it From: Keith Buckholz Sent: Wednesday, November 16, 2016 10:01 AM To: Sebastian Marcilese Cc: Daniel Sabba < >; Roddy Moore < >; Andrew Xu < 6 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) i7lA942-M844 EFTA_00019714 EFTA00169441

Subject: Southern Financial and Southern Trust: ISDA and Repo Termination Importance: High Sebastian, Wealth Management is offboarding the below two clients. Can we please begin the process of terminating these trading agreements? Thanks. SOUTHERN FINANCIAL LLC ISDA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 SOUTHERN TRUST COMPANY INC ISDA: PLM Contract No. 640330 GMRA: PLM Contract No. 752070 Regards, Keith Buckholz Keith Buckholz Director Deutsche Bank Wealth Management Business Risk Management 7 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) IWATIO845 EFTA_00019715 EFTA00169442