Bethany Wagner From: Tameika Bums on behalf of Repo Margin Sent: Tuesday, November 22, 2016 10:36 AM To: CMNY Margin; Roddy Moore Cc: Keith Buckholz: Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST (lj Classification: For internal use only Hi We have no agreement set up in Magellan (or the below 2 accounts Kind Regards, Repo Margin Collater I M n Bement DB GTO O•erations Primary cent • Ansar Bhatti Tameika Burns I Escalation contacts: James Hetherington James McCollister From: Christopher Olen On Behalf Of CMNY Margin Sent: 21 November 2016 21:00 To: Roddy Moore; Repo Margin Cc: Keith Buckholz; Andrew Xu Subject: RE: Southern Financial and Southern Trust: -TERMINATION APPROVAL REQUEST [I] Classification: For interanal use only Hi Rodciy, Confirmed the below ISM accounts have no balance or exposure as of today. Repo Team, Are these GMRA accounts that you are able to confirm on? SOUTHERN FINANCIAL LLC WA: PLM Contract No. 640310 GMRA: PLM Contract No. 739190 1 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) WANIAM851 EFTA_000 19721 EFTA00169448