From: Amanda Kirby [ Sent: 11/5/2013 12:58:00 PM To: Amanda Kirby [ CC: Andrew Kisz ; PWMUS AMLKYC Michael Vila Paul IVlorris Subject: Re: Fw: RDC ALERT - DI Attachments: pic24522.gif; pic19549.gif; pk05456.O; pit15974.e; pic26504a pic11874.gif; pk17601gif;

ncluded as part of the standard procedures for trust accounts. Document number — 39435 • Andrew Kisz was someone in the AML compliance world. • Michael Vila — d not recall who MV was. • as one of the beneficiaries of the butterfly trust o does no remember what she knew about. at the time. She has rec

ate Parkway. Suite 400. 32256 Jacksonville. USA Ernai Peritrwit Perfbna From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcom@DBAmericas, Cc: Michael Vila/db/dbcom@DBAMERICAS, Andrew Kisz/db/dbcom@DBAMERICAS. Andrea Klingenberg/db/dbcom D Date: 10/08/2013 01:29 PM Subject: Fw RDC ALERT - [II Class

ur Mr. Kahn reasonable evidence, and clears this alert as a false positive. Please see the email chain attached to this KYC, thanks! Best, Michael Michael Vila Team Manager I AML Compliance Deutsche Bank Securities Inc . 32256 Jacksonville. USA Tel Email PaninoV Peelrbow ItAmanda Kirby---09/04/2013 11

tAm/Int'I PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Booking Center 17 NY r - NY/Offshore r Offshore F Moderate Risk r; High Risk Michael Vila (Compliance Signature) F DO Employee F DB Managed PIC F DB is Trustee/Co-Trustee F Bearer Shares 4. Attachments A. Type of Photo ID Provided

Current Classification: (click here for help) Internal Revised_CLEARED_Richard D Kahn rdc alert [I] PWM US AMLKYC t Amanda Kirby Michael Vila Jacqueline Lightbody, PVVMUS AMLKYC, Janice Franklin 2 attachments Richard D Kahn rdc alert_1.pdf Richard D Kahn rdc alert.pdf Classification: For

C/NCA: US/LatAm/Int'l PART B rA Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comment: Booking Center • C Offshore IF "r4ente isk Michael Vila 5 NY 5 High Risk NY/ Offshore (Compliance Signature) CI DB Employee ON Managed PIC O DB is Trustee/CO-Trustee • Bearer Shares 4. Attadwrie

From: Amanda Kirb Sent: 10/2/2013 4:27:56 PM To: PWMUSAMLKYC CC: Michael Vila Andrea Klingenberg ; Paul Morris Subject: Fw: ROC ALERT - Neptune, LLC [I] Attachments: pic20839.gif; pic09303.gif; Neptune, LLC_RDC Alert.pdf Cl

Asset & wealth Management (Embedded image moved to file: pic27589.gif) From: To: Amanda Kirby/db/dbcom PWMUS AMLKYC/db/dbcom@OBAmeri cas, Cc: Michael Vila/db/dbcom@DBAMERICAS, Andrew Kisz/db/dbcomMOBAMERICAS, Andrea Klingenberg/db/dbcom@DBAMERICAS Date: 10/08/2013 01:29 PM Subject: Fw: RDC ALERT -

From: Sent: To: Subject: Attachments: Amanda Kirb 9/4/2013 4:16:27 PM Michael Vila Jeffrey Epstein [I] JEE AML Clearance.pdf • classification: For internal use only (See attached file: JEE AML Cl ea rance pd f) CONFIDENTIAL - PU

dy CC: Amanda Kirb Subject: KYC 0112171 Attachments: pic00314.gif; pic20457.gif Classification: For internal use only Team, Janice Franklida Michael Vila The above named KYC has been sent to your queue; this is a high risk relationship due to the negative media and criminal convictions for mr. . Eps

From: Amanda Kirby Sent: 10/8/2013 1:29:34 PM To: PWMUS AMLKYC CC: Michael Vila Subject: Fw: RDC ALERT - Attachments: pic3251.1.gif; pic30163.gif; Classification: For internal use only ; Andrew Kin ; Andrea Klingenberg Alert

ur Mr. Kahn reasonable evidence, and clears this alert as a false positive. Please see the email chain attached to this KYC, thanks! Best, Michael Michael Vila Team Manager I AMI. Compliance Deutsche Bank Securities Inc. Asset & Wealth Management 5022 Gate Parke/a Suite 400. 32256 Jacksonville. USA Tel

Subject: Fw: RDC ALERT - Neptune, LLC [I] From: Amanda Kirby < Date: Wed, 02 Oct 2013 16:27:56 -0400 To: PWMUS AMLKYC Cc: Michael Vila Andrea Klingenberg Paul Morris Classification: For internal use only Hi, Attached is an RDC Alert associated with Neptune, LLC. This alert perta

Subject: Re: Fw: RDC ALERT - From: Amanda Kirby <amanda.k Date: Tue, 05 Nov 2013 12:58:00 To: Amanda Kirby Cc: Andrew Kisz PWMUS AMLKYC Michael Vila Paul Morris Classification: For internal use only Hi, [I] Is there an update on this alert? Or more that you need from our end? This has been n

th Management 5022 Gate Parkwa Suite Tel. From: 400, 32256 Jacksonville, USA To: Cc: Date: Subject: Amanda Kirby/db/dbcom PWMUS AMLKYC/db Michael Vila/db Andrew Kisz/db/ Andrea Klingenberg/db/ 10/08/2013 01:29 PM Fw: RDC ALERT - Classification: For internal use only Hi, The attached alert doe

Subject: Fw: Compliance [I] From: Amanda Kirby < Date: Thu, 31 Oct 2013 13:50:58 -0400 To: Jacqueline Lightbody Cc: Michael Vila Janice Franklin Classification: For internal use only Phew! The Richard Kahn associated with KYC #01133377 is not the same Richard Kahn in the al

Subject: Re: KYC 01121718 [I] From: Amanda Kirby a Date: Thu, 05 Sep 2013 15:53:32 -0400 To: Jacqueline Lightbody < p, Janice Franklin < >, Michael Vila a> Cc: Armen Brash < Classification: For internal use only H1 Team, As promised I'm sending the KYC S's of the ones now in your queue. They are

Subject: Fw: RDC ALERT - [I] From: Amanda Kirby Date: Tue, 08 Oct 2013 13:29:34 -0400 To: PWMUS AMLKYC Cc: Michael Vila Andrew Kisz Andrea Klingenberg Classification: For internal use only Hi, The attached alert does pertain to our client. was accused as a co-co

th Management 5022 Gate Parkwa Suite Tel. From: 400, 32256 Jacksonville, USA To: Cc: Date: Subject: Amanda Kirby/db/dbcom PWMUS AMLKYC/db Michael Vila/db Andrew Kisz/db/ Andrea Klingenberg/db/ 10/08/2013 01:29 PM Fw: RDC ALERT - Classification: For internal use only Hi, The attached alert doe