erfbna From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcom@DBAmericas, Cc: Michael Vila/db/dbcom@DBAMERICAS, Andrew Kisz/db/dbcom@DBAMERICAS. Andrea Klingenberg/db/dbcom D Date: 10/08/2013 01:29 PM Subject: Fw RDC ALERT - [II Classification: For internal use only Hi, The attached alert does pertain to

t 5022 Gate Parkway Si Ota SA 32256 Jacksonville, USA RuciowityPerfirom From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcom@DBAmericas, Cc: Andrea Klingenberg/db/dbcom@DBAMERICAS Date: 08/12/2013 05:42 PM Subject: Fw. Jeffrey Epstein _RDC Alert.Jeffrey Epstein_PCR Alert [I] Classification: For internal

NT TO FED. R.CON(F IDENTIAL DB-SDNY-0028055 EFTA_00 I 75730 EFTA01299321 From: Amanda Kirby/db/dbcom To: PWMUS AMLICYC/0latdboorn@DBAMERICAS, Andrea Klingenberg/dbedbcom@DBAMERICAS, Cc: Unmshi Lavanialdb/dbcom@DBAPAC, PWM BIS-Researchidb/dbcomi@DBAPAC. Paul Maristdbrdbcom@DBAMERICAS Dom: 09O4/2013 11.09

New Jersey. Inc. Asset & Wealth Management 50 to 400. 32256 Jacksonville, USA Tel. Email Passitn,ity Perpron. From: Amanda To: PWMUS Cc: Andrea Klingenberg/db/dbcomeDBAMERICAS Date: 08/12/2013 05:42 PM Subject: Fw. Jeffrey Epstein _RDC Alert.Jeffrey Epstein_PCR Alert [I] Classification: For internal

From: Amanda Kirb Sent: 10/2/2013 4:27:56 PM To: PWMUSAMLKYC CC: Michael Vila Andrea Klingenberg ; Paul Morris Subject: Fw: ROC ALERT - Neptune, LLC [I] Attachments: pic20839.gif; pic09303.gif; Neptune, LLC_RDC Alert.pdf Classification: For

c Asset & Wealth Management 32256 Jacksonville. USA Pusinctior Reform From' Amanda Itirby/db/dbcom To: PWMUS AMLKYCklb/dbcom@DBAmericas, Cc: Andrea Klingenberg/db/dbcom@DBAMERICAS Date 08/122013 05:42 PM Subject: Fw: Jeffrey Epstein _RDC Alert,Jeffrey Epstein PCR Alert [I] Classification: For internal u

l. Email (Embedded image moved to file: pic09847.gif) From: To: Cc: Date: Subject: Amanda Kirby/db/dbcom PWMUS AMLKYC/db/dbcomelOBAmericas, Andrea Klingenberg/db/dbcom008AMERICAS 08/12/2013 05:38 PM Fw: ROC Alert :--Southern Financial LLC [I] classification: For internal use only Hi, I realized I never

From: Amanda Kirby Sent: 12/13/2013 9:32:37 AM To: Amanda Kirby CC: Andrea Klingenberg Janice Franklin Paul Morris Subject: Re: Fw: Your KYC has been rejected Attachments: Research Report.pdf; pic16002.gif; pic29416.gif; pic28678.

mpliance Officer DB Services New Jersey. Inc. Asset & Wealth Marta -mere Pturritrs4tr Peelbrot Amanda Kirb PWMUS AMLKY Michael Vila ndrew Kis Andrea Klingenberg 10/08/2013 01:29 Fw: RDC ALERT - From: To: Cc: Date: Subject: Classification: For internal use only Hi, The attached alert does certain t

oved to file: pic23413.gif) Amanda Kirby Associate icas (Embedded image moved to file: pic09159.gif) From: 'Amanda Kirb To: 'Janice Franklin Andrea Klingenberg Cc: 'Paul ►orris Date: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNIY-0048977 CONFIDENTIAL SDNY GM_00195161 EFTA01360554

7th Fl New York. NY. USA. 10154-0004 Tel. Fax Emal (Embedded image moved to file: pic32166 gi f) I From: Amanda Kirby I TO: 'Janice Franklin Andrea Klingenberg I CC: I Pau, Morris I Date: 112/13/2013 09:30 AM I Subject: I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0049916 CONFIDENTIAL

MLKYC CC: Michael Vila Subject: Fw: RDC ALERT - Attachments: pic3251.1.gif; pic30163.gif; Classification: For internal use only ; Andrew Kin ; Andrea Klingenberg Alert 1.pdf; Alert.pdf Hi, The attached alert does pertain to our client. MI was accused as a co-conspirator in a case but was never brought to

I AML Compliance Officer DB Services New Jersey. Inc. anievolv geronn, From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcomiaDBAmericas, Cc: Andrea Klingenberg/db/dbcom@DBAMERICAS Date: 08/12/2013 05:42 PM Subject: Fw: Jeffrey Epstein _RDC Alert,Jeffrey Epstein_PCR Alert [I] Classification: For internal

Subject: Fw: RDC ALERT - Neptune, LLC [I] From: Amanda Kirby < Date: Wed, 02 Oct 2013 16:27:56 -0400 To: PWMUS AMLKYC Cc: Michael Vila Andrea Klingenberg Paul Morris Classification: For internal use only Hi, Attached is an RDC Alert associated with Neptune, LLC. This alert pertains to a boat regis

.gif) From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcom@DBAmericas, Cc: Michael Vila/db/dbcom@DBAMERICAS, Andrew Kisz/db/dbcom@DBAMERICAS, Andrea Klingenberg/db/dbcom@DBAMERICAS Date: 10/08/2013 01:29 PM Subject: Fw: RDC ALERT - [I] Classification: For internal use only Hi, The attached alert does

uite Tel. From: 400, 32256 Jacksonville, USA To: Cc: Date: Subject: Amanda Kirby/db/dbcom PWMUS AMLKYC/db Michael Vila/db Andrew Kisz/db/ Andrea Klingenberg/db/ 10/08/2013 01:29 PM Fw: RDC ALERT - Classification: For internal use only Hi, The attached alert does pertain to our client. was accused as

Subject: Fw: RDC ALERT - [I] From: Amanda Kirby Date: Tue, 08 Oct 2013 13:29:34 -0400 To: PWMUS AMLKYC Cc: Michael Vila Andrew Kisz Andrea Klingenberg Classification: For internal use only Hi, The attached alert does pertain to our client. was accused as a co-conspirator in a case but was never

, USA Amanda Kirby From: To: Cc: Date: Subject: Classification: For internal use only Hi, The belo... Amanda Kirby/db/dbcom PWMUS AMLKYC/db Andrea Klingenberg/db/ Urvashi Lavania PWM BIS-Research/db/ Paul Morris/db/ 09/04/2013 11:09 AM Re: Richard D Kahn rdc alert (II Classification: For internal us

uite Tel. From: 400, 32256 Jacksonville, USA To: Cc: Date: Subject: Amanda Kirby/db/dbcom PWMUS AMLKYC/db Michael Vila/db Andrew Kisz/db/ Andrea Klingenberg/db/ 10/08/2013 01:29 PM Fw: RDC ALERT - Classification: For internal use only Hi, The attached alert does pertain to our client. was accused as

Tel. +1 904 596-0971 Email (Embedded image moved to file: pic09847.gif) From: Amanda Kirby/db/dbcom To: PWMUS AMLKYC/db/dbcom@DBAmericas, Cc: Andrea Klingenberg/db/dbcom@DBAMERICAS Date: 08/12/2013 05:38 PM Subject: Fw: RDC Alert :--Southern Financial LLC [I] EFTA01401557 Classification: For internal u