Subject: Fw: RDC ALERT - Neptune, LLC [I] From: Amanda Kirby < Date: Wed, 02 Oct 2013 16:27:56 -0400 To: PWMUS AMLKYC Cc: Michael Vila Andrea Klingenberg Paul Morris Classification: For internal use only Hi, Attached is an RDC Alert associated with Neptune, LLC. This alert pertains to a boat registered in Tanzania with an alias of "Neptune". The Neptune, LLC we are dealing with is an LLC based in St. Thomas, USVI. The RDC Alert is not for our client. Please approve that it be cleared Best, Amanda Kirby (Embedded image moved to file: pic20839.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New 154-0004 Tel. Fax Email (Embedded image moved to file: pic09303.gif) Forwarded by Amanda Kirby/db/dbcom on 10/02/2013 04:24 PM From: PWM BIS-Research/db/dbcom@DBAPAC To: Cc: PWMUS AMLKYC/db/dbcom@DBAmericas Date: 10/02/2013 04:20 PM Subject: RDC ALERT - Neptune, LLC [I] EFTA01394967

Classification: For internal use only Hello Attached is an alert for the party mentioned above. Please note that clearance from compliance is required prior to KYC approval. Please follow the instructions below: Forward explanation of whether the alert pertains to your client directly to compliance. Receive confirmation from compliance that alert can be removed from the queue. Include copies of all responses along with your KYC. (See attached file: Neptune, LI,C_RDC Alert.pdf) Thanks, Ahsan Manzoor EFTA01394968