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NASDAQ OMX PHLX
Organization
9
Total Mentions
9
Documents
14
Connected Entities
Organization referenced in documents
Document Mentions (9)
EFTA01299248.pdf
1 mentionEFTA01299248
RK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
EFTA01299283.pdf
1 mentionEFTA01299283
BRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
EFTA01299299.pdf
1 mentionEFTA01299299
BRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
Sponsored
EFTA01299321.pdf
1 mentionEFTA01299321
BRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
EFTA01360337.pdf
1 mentionEFTA01360337
BRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
EFTA01375517.pdf
1 mentionEFTA01375517
BRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
Sponsored
EFTA01400727.pdf
1 mentionEFTA01400727
BRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
EFTA01403738.pdf
1 mentionEFTA01403738
BRK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
EFTA01404972.pdf
1 mentionEFTA01404972
RK Associates Inc for the past 3 years. The alert involves a Richard Kahn who was a limited partner of PennMont Securities, a former broker dealer, NASDAQ OMX PHLX and NYSE Arca member. On February 26, 2013 PennMont was banned from NYSE Arca membership due to various accounting, record keeping, and supervisory
Sponsored
Connected Entities(14)
PennMont Securities
OrganizationOrganization referenced in documents
9 docs9 co-mentions
Richard Kahn
PersonJeffrey Epstein's accountant and estate co-executor (2005-present)
9 docs9 co-mentions
HBRK Associates
OrganizationHBRK Associates Inc., firm registered to Epstein accountant Richard Kahn, alleged to have facilitated payments in Epstein enterprise
9 docs9 co-mentions
RR
Richard D Kahn rdc
PersonPerson referenced in documents
9 docs9 co-mentions
Jacksonville
LocationCity in Duval County, and largest city in State of Florida, United States
8 docs8 co-mentions
JF
Janice Franklin
PersonPerson referenced in documents
7 docs7 co-mentions
AK
Amanda Kirby
PersonDeutsche Bank Trust Company Americas employee who handled client services for Jeffrey Epstein's accounts in New York
7 docs7 co-mentions
UR
Urvashi
PersonFirst name reference to multiple individuals in the documents
5 docs5 co-mentions
KR
Kahn rdc
PersonPerson referenced in documents
5 docs5 co-mentions
MV
Michael Vila
PersonPerson referenced in documents
3 docs3 co-mentions
AK
Andrea Klingenberg
PersonPerson referenced in documents
3 docs3 co-mentions
JL
Jacqueline Lightbody
PersonPerson referenced in documents
3 docs3 co-mentions
UL
Urvashi Lavania
PersonPerson referenced in documents
2 docs2 co-mentions
PWMUS
OrganizationOrganization referenced in documents
2 docs2 co-mentions