12
Total Mentions
12
Documents
272
Connected Entities
Organization referenced in documents
EFTA00236788
nvestigation costs of S200,000; Administrative payment of $700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOJ), State Attorney General of 24 States UBS AG and UBS Financial Services Inc reached settlements with the SEC. the IRS, the DOJ and a gr
EFTA00728574
la. 2004). To allege a RICO enterprise, Plaintiff must "name a RICO person distinct from the RICO enterprise." State of Fla., Office of Atty. Gen., Dept. of Legal Affairs v. Tenet, 420 F.Supp.2d 1288 (S.D. Fla. 2005) (citation omitted). Both the United States Supreme Court and the Florida Supreme Court
EFTA01386100
Investigation costs of $200,000; Administrative payment of $700,000 2. Date of Action: May 4.2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOJ), State Attorney General of 24 Stales UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the Dal and a g
EFTA01734466
la. 2004). To allege a RICO enterprise, Plaintiff must "name a RICO person distinct from the RICO enterprise." State of Fla., Office of Atty. Gen., Dept. of Legal Affairs v. Tenet, 420 F.Supp.2d 1288 (S.D. Fla. 2005) (citation omitted). Both the United States Supreme Court and the Florida Supreme Court
EFTA02725751
la. 2004). To allege a RICO enterprise, Plaintiff must "name a RICO person distinct from the RICO enterprise." State of Fla., Office of Atty. Gen., Dept. of Legal Affairs v. Tenet, 420 F.Supp.2d 1288 (S.D. Fla. 2005) (citation omitted). Both the United States Supreme Court and the Florida Supreme Court
EFTA00237405_sub_004 - EFTA00237405_315
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D08, State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the DO1 and a gr
EFTA00239188_sub_003 - EFTA00239188_269
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (DOA State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the DOJ and a gro
in revenues and outlays that are attributable to cyclical movements in real (inflation-adjusted) output and unemployment. CBO compiled this data from Dept. of Commerce’s Bureau of Economic Analysis (BEA), which maintains the national income and product accounts (NIPA). An important difference between the of
——U.S. Home Ownership Rate U.S. Interest Rate «="PU.S. Home Ownership Rate 30-year (1965-1995) Trendline —— U.S. Personal Savings Rate Note: HUD is Dept. of Housing & Urban Development. interest rate is the overnight federal funds rate. Data as of CQ1:10. Savings rate is amount of saving divided by incom
programs and total government spending on education includes spending on pre-primary through tertiary education programs. Source: Dept. of Education, Dept. of Health & Human Services. (@)E) www.kpcb.com USA Inc. | What Might a Turnaround Expert Consider? 379 Despite Increased Government Spending, USA Educa
EFTA00237816_sub_003 - EFTA00237816_258
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the DOJ and a g
EFTA00236853_sub_003 - EFTA00236853_258
nvestigation costs of 5200,000; Administrative payment of 5700,000 3. Date of Action: May 4, 2011 Brought By: SEC, Internal Revenue Service (IRS), Dept. of Justice (D01), State Attorney General of 24 States UBS AG and UBS Financial Services Inc. reached settlements with the SEC, the IRS, the D01 and a g

United States
LocationCountry located primarily in North America

Federal Reserve
OrganizationFederal Reserve System, central banking system of the United States

Ghislaine Maxwell
PersonBritish socialite and sex trafficker, daughter of Robert Maxwell, accomplice of Jeffrey Epstein
UBS Securities LLC
OrganizationOrganization referenced in documents
Cease & Desist
OrganizationOrganization referenced in documents
the North American Securities Administrators Association
OrganizationOrganization referenced in documents
Lehman
OrganizationCollege in The Bronx, New York; part of the City University of New York (CUNY) system

Internal Revenue Service
OrganizationU.S. federal tax collection agency
Massachusetts Securities Division
OrganizationOrganization referenced in documents
the Securities and Exchange Commission
OrganizationU.S. Securities and Exchange Commission

Samantha Power
PersonIrish-American academic, author and diplomat

Fannie Mae
OrganizationGovernment-backed financial services company

New Hampshire
LocationState of the United States of America
Lehman Structured Products
OrganizationOrganization referenced in documents

New York State
LocationState in the northeastern United States
The Ohio Division of Securities
OrganizationOrganization referenced in documents

UBS AG
OrganizationSwiss multinational investment bank and financial services company
the Financial Advisor's
OrganizationOrganization referenced in documents
Parent Company
OrganizationOrganization referenced in documents
Back Taxes Payment
OrganizationOrganization referenced in documents