GHISLAINE MAXWELL MIAMI FL 33139-1043 EFTA01566500

EFTA01566501

For the Period 9/1/13 to 9/30/13 Account Summary Account Number Investment Account(s) GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value i Beginning Net Market Value 5,139,274.77 430.00 1,734,264.94 997,197.48 987,444.55 $8,858,611.74 Ending Net Market Value 5,186,365.84 430.00 1,851,249.95 1,011,717.77 993,184.92 $9,042,948.48 This account summary is provided for informational purposes and includes assets at different entities. (1) Assets held at JPMorgan Chase Bank, N.A., member Federal Deposit Insurance Corporation ("FDIC"), except for exchangelisted options, which are held at 3PMorgan Clearing Corporation ("JPMCC"). The Asset Account Statement reflects brokerage transactions executed through J.P. Morgan Securities LLC ("JPMS"), see "Portfolio Activity Detail". Equity securities, fixed income securities, and listed options transactions are generally cleared through JPMCC, a wholly owned subsidiary of 3PMS. Please see "Additional Information About Your Accounts" at the end of the Asset Account Statement. (2) Assets held in Margin Account at JPMCC, member Financial Regulatory Authority ("FINRA") and Securities Insurance Protection Corporation ("SIPC"). The Margin Account Statement reflects brokerage transactions executed by JPMS, see "Portfolio Activity Detail". Such transactions are cleared and carried through JPMCC. Please see disclosures located at the end of this statement package for important information relating to each 3.P.Morgan account(s). 1 EFTA01566502

Change In Value 47,091.07 0.00 116,985.01 14,520.29 5,740.37 $184,336.74 Start on Page 4 38 43 56 71 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion. JPMCC's net capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 billion. Complete copies of JPMS LLC's and JPMCC's individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholder.com/jpmorganchase/financialcondition.cfm Additionally, you may call 1-866-576-1300 to request a hard copy of the statement. A misclassification occurred in your June and July month-end statements, whereby some taxable transactions were categorized as non-taxable and vice versa. All transaction details are now properly categorized in your account. Please note that this misclassification did not impact the transaction values or any holdings or market value(s) in your account(s). The impacted summary sections have been adjusted and display properly categorized values in the August month-end statements. If you would like an updated statement for June or July, please reach out to your J.P. Morgan team. 0000038632.00.0.9E.00001.MAXWE04.20131002 Consolidated Statement Page 1 EFTA01566503

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For the Period 9/1/13 to 9/30/13 Consolidated Summary INVESTMENT ACCOUNTS Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 2,814,353.32 630,227.68 5,249,218.60 151,065.93 $8,844,865.53 13,746.21 $8,858,611.74 Ending Market Value 2,949,585.43 632,005.08 5,283,906.66 158,652.35 $9,024,149.52 18,798.96 $9,042,948.48 Change In Value 135,232.11 1,777.40 34,688.06 7,586.42 $179,283.99 5,052.75 $184,336.74 Estimated 115,497.91 12,725.90 68,779.19 Current Annual Income Allocation 33% 7% 58% 2% $197,003.00 100% Equity EFTA01566505

Alternative Assets Asset Allocation Other Cash & Fixed Income Current Portfolio Activity Beginning Market Value Net Contributions/Withdrawals Income & Distributions Change in Investment Value Ending Market Value Accruals Market Value with Accruals Period Value 8,844,865.53 (348.62) 12,446.37 167,186.24 $9,024,149.52 18,798.96 $9,042,948.48 Year-to-Date Value 8,349,688.16 (298,017.14) 47,277.09 925,201.41 $9,024,149.52 18,798.96 $9,042,948.48 This Consolidated Summary shows all of your investments at J.P. Morgan other than investments we hold in trust for you. These investments may be held in custody or investment management account at JPMorgan Chase Bank, N.A. (the "Bank") or in a brokerage or margin account at J.P. Morgan Clearing Corp. ("JPMCC"). Brokerage and margin accounts are non-discretionary and all investment decisions are made by the client. J.P. Morgan Securities LLC ("JPMS") does not provide advice on asset allocation or investment management services, nor do its personnel take discretion over any client accounts. Such advice and services are provided exclusively by the Bank. Consolidated Statement Page 2 EFTA01566506

For the Period 9/1/13 to 9/30/13 Consolidated Summary INVESTMENT ACCOUNT(S) YEAR-TO-DATE Portfolio Activity GHISLAINE MAXWELL GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Tax Summary GHISLAINE MAXWELL GHISLAINE MAXWELL - OAP IHD GHISLAINE MAXWELL - TAP DYS GHISLAINE MAXWELL - TAP ARFI Total Value Account Number Account Number i Beginning Market Value 8,349,258.16 430.00 0.00 0.00 0.00 $8,349,688.16 Taxable Income (36,562.61) 41,923.62 21,390.50 13,058.33 $39,809.84 Net Contributions/ Withdrawals (4,031,823.72) 1,739,269.80 996,867.73 997,669.05 ($298,017.14) EFTA01566507

Tax-Exempt Income 5,193.25 1,108.27 1,165.73 $7,467.25 'Unrealized Gain/Loss represents data from the time of account inception to the current statement period. (20,468.38) (3,978.62) (2,552.55) ($26,999.55) Other Income & Receipts Income & Distributions (31,369.36) 41,923.62 22,498.77 14,224.06 $47,277.09 Change in Investment Value 886,179.03 65,709.70 (7,712.36) (18,974.96) $925,201.41 Realized Gain/Loss Short-term Long-term (70,239.07) 4.44 30.78 ($70,203.85) Ending Market Value with Accruals 5,186,365.84 430.00 1,851,249.95 1,011,717.77 993,184.92 $9,042,948.48 Unrealized Gain/Loss' 27,617.89 86,173.64 (3,764.52) (16,422.41) $93,604.60 CONTINUED EFTA01566508

Consolidated Statement Page 3 EFTA01566509

JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 14 16 Account Page 1 of 34 Consolidated Statement Page 4 EFTA01566510

GHISLAINE MAXWELL Account Summary Asset Allocation Equity Alternative Assets Cash & Fixed Income Other Market Value Accruals Market Value with Accruals Beginning Market Value 955,872.67 66,756.11 3,956,450.72 151,065.93 $5,130,145.43 9,129.34 $5,139,274.77 Ending Market Value 969,621.57 63,386.38 3,980,583.81 158,652.35 $5,172,244.11 14,121.73 $5,186,365.84 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Securities Transferred In Securities Transferred Out Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (198.71) 1,281,215.21 (1,281,016.50) $0.00 3,015.69 39,082.99 $5,172,244.11 14,121.73 $5,186,365.84 Period Value EFTA01566511

5,130,145.43 Change In Value 13,748.90 (3,369.73) 24,133.09 7,586.42 $42,098.68 4,992.39 $47,091.07 Year-to-Date Value 8,349,258.16 849,480.50 (4,001,990.63) 11,753,103.76 (12,632,417.35) ($4,031,823.72) (31,369.36) 886,179.03 $5,172,244.11 14,121.73 $5,186,365.84 Estimated 50,794.36 21,317.29 $72,111.65 Current Annual Income Allocation 21% 1% 75% 3% 100% Cash & Fixed Income Equity Other Alternative Assets Asset Allocation ACCT. For the Period 9/1/13 to 9/30/13 Account Page 2 of 34 Consolidated Statement Page 5 EFTA01566512

GHISLAINE MAXWELL Account Summary Tax Summary Domestic Dividends/Distributions Foreign Dividends Currency Gain/Loss Interest Income Taxable Income Tax-Exempt Income Bond Premium Amortization Tax-Exempt Income CONTINUED Current Period Value 603.19 874.00 24.99 1,513.51 $3,015.69 Year-to-Date Value 7,799.46 8,190.63 (107,915.84) 55,363.14 ($36,562.61) 8,750.00 (3,556.75) $5,193.25 Unrealized Gain/Loss To-Date Value $27,617.89 LT Realized Gain/Loss Realized Gain/Loss Current Period Value Year-to-Date Value (70,239.07) ($70,239.07) ACCT. For the Period 9/1/13 to 9/30/13 Note: * This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities; Please consult your tax advisor for tax implications. 1 Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. Tax-Exempt Income EFTA01566513

Summary by State* MA MI Current Period Value Year-to-Date Value 1,410.07 708.94 Tax-Exempt Income Summary by State* TX Tax-Exempt Income Current Period Value Year-to-Date Value 3,074.24 $5,193.25 Account Page 3 of 34 Consolidated Statement Page 6 EFTA01566514

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Account Summary Cost Summary Equity Cash & Fixed Income Other Total CONTINUED Cost 944,362.24 3,967,055.93 92,027.29 $5,003,445.46 Account Page 4 of 34 Consolidated Statement Page 7 EFTA01566515

GHISLAINE MAXWELL Equity Summary Asset Categories US Large Cap Equity US Small/Mid Cap Equity Non-US Equity Preferred Stocks Concentrated & Other Equity Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Beginning Market Value 292,573.99 4,290.00 135.18 445,152.00 213,721.50 $955,872.67 Ending Market Value 299,641.71 10,050.00 146.86 444,174.00 215,609.00 $969,621.57 Current Period Value 969,621.57 944,362.24 25,259.33 50,794.36 7,305.33 5.22% US Large Cap Equity Change In Value 7,067.72 5,760.00 11.68 (978.00) 1,887.50 $13,748.90 Current Allocation EFTA01566516

6% 1% 1% 9% 4% 21% Preferred Stocks US Small/Mid Cap Equity Non-US Equity Asset Cate ories ACCT. For the Period 9/1/13 to 9/30/13 Concentrated & Other Equity Equity as a percentage of your portfolio - 21 % Account Page 5 of 34 Consolidated Statement Page 8 EFTA01566517

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Equity Detail Price US Large Cap Equity APACHE CORP 037411-10-5 APA BANK OF AMERICA CORP CITIGROUP INC NEW SCHLUMBERGER LTD SPDR S&P 500 ETF TRUST Total US Large Cap Equity 060505-10-4 BAC 48.51 172967-42-4 C 88.36 806857-10-8 SLB 168.01 78462F-10-3 SPY $299,641.71 $295,532.56 $4,109.15 1,495.000 251,174.95 250,407.85 767.10 113.000 9,984.68 9,524.04 460.64 141.25 35.31 5,072.53 1,252.74 $5,341.86 $1,288.05 US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 BP 1.41% 2.02% 1.78% 358.000 17,366.58 14,048.52 3,318.06 EFTA01566518

14.32 0.08% 13.80 944.000 13,027.20 10,148.85 2,878.35 37.76 0.29% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 85.14 95.000 8,088.30 11,403.30 (3,315.00) 76.00 0.94% 3.35 3,000.000 10,050.00 18,129.32 (8,079.32) 48.95 3.000 146.86 212.23 (65.37) Account Page 6 of 34 Consolidated Statement Page 9 EFTA01566519

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Price Preferred Stocks CITIGROUP CAPITAL XIII 7 7/8% PFD 173080-20-1 C PN NA /BA1 COUNTRYWIDE CAPITAL V 7% PFD 222388-20-9 CFC PB 3PM CHASE CAPITAL XXIX 6.7% PFD 48125E-20-7 3PM PC Total Preferred Stocks 25.42 2,500.000 63,550.00 $444,174.00 62,500.00 $422,578.96 1,050.00 $21,595.04 4,187.50 1,046.88 $31,227.50 $1,046.88 Concentrated & Other Equity GENERAL MOTORS CO CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO VAR RT PFD STK 04/30/2049 DTD 04/23/2008 46625H-HA-1 BBB /BA1 Total Concentrated & Other Equity $215,609.00 $207,909.17 $7,699.83 $14,225.00 $4,970.40 6.55% 110.31 150,000.000 165,459.00 157,909.17 7,549.83 11,850.00 4,970.40 7.10% 6.59% 7.03% EFTA01566520

25.22 4,200.000 105,924.00 98,778.96 7,145.04 7,350.00 6.94% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 27.47 10,000.000 274,700.00 261,300.00 13,400.00 19,690.00 7.17% 50.15 1,000.000 50,150.00 50,000.00 150.00 2,375.00 4.74% Account Page 7 of 34 Consolidated Statement Page 10 EFTA01566521

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Alternative Assets Summary Beginning Asset Categories Hard Assets Estimated Value 66,756.11 Alternative Assets Detail Price Hard Assets ETFS METAL SECURITIES LTD ISIN JEO0B1VS3770 SEDOL BlVS377 131994-91-5 SPDR GOLD TRUST Total Hard Assets 78463V-10-7 GLD $63,386.38 $76,999.78 128.18 190.000 24,354.20 31,931.40 129.68 301.000 39,032.18 45,068.38 Quantity Estimated Value Cost Ending Estimated Value 63,386.38 Change In Value (3,369.73) Current Allocation 1% Account Page 8 of 34 Consolidated Statement Page 11 EFTA01566522

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Cash & Fixed Income Summary Beginning Asset Categories Cash Non-USD Cash Non-USD Short Term US Fixed Income Non-US Fixed Income Total Value Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Interest Yield Market Value 2,642,723.04 227,948.14 312,939.50 618,791.14 154,048.90 $3,956,450.72 Ending Market Value 2,740,074.68 132,277.29 319,883.17 626,655.93 161,692.74 $3,980,583.81 Current Period Value 3,980,583.81 3,967,055.93 13,527.88 21,317.29 6,816.40 0.43% US Fixed Income Change In Value 97,351.64 (95,670.85) 6,943.67 7,864.79 7,643.84 $24,133.09 Current EFTA01566523

Allocation 51% 3% 6% 12% 3% 75% Non-USD Short Term Non-US Fixed Income Non-USD Cash Cash Asset Categories Cash & Fixed Income as a percentage of your portfolio 75 % Account Page 9 of 34 Consolidated Statement Page 12 EFTA01566524

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1-5 years, 10+ years, Total Value 1 SUMMARY BY TYPE Market Value 3,455,098.81 309,603.00 215,882.00 $3,980,583.81 % of Bond Portfolio 88% 7% 5% 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Note: P indicates position adjusted for Pending Trade Activity. 1 Cash & Fixed Income Detail Price Cash US DOLLAR 3PM NY MUNI MMKT FD - MORGAN FUND 3 7-Day Annualized Yield: .01% Total Cash 1.00 1.00 2,740,073.68 1.00 2,740,073.68 1.00 $2,740,074.68 2,740,073.68 1.00 $2,740,074.68 $0.00 $274.00 $22.20 0.01% EFTA01566525

274.00 22.20 0.01% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Cash & Fixed Income Cash NON USD Cash Corporate Bonds Municipal Bonds International Bonds Mutual Funds Total Value Market Value 2,740,074.68 132,277.29 309,603.00 215,882.00 561,339.05 21,407.79 $3,980,583.81 A - Bonds purchased at a premium show amortization. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. % of Bond Portfolio 70% 3% 7% 5% 14% 1% 100% Account Page 10 of 34 Consolidated Statement Page 13 EFTA01566526

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Price Non-USD Cash P AUSTRALIAN DOLLAR POUND STERLING HONG KONG DOLLAR TURKISH LIRA NEW PRINCIPAL CURRENCY Total Non-USD Cash 0.94 1.62 0.13 0.49 100.00 8,590.32 950.00 239,000.00 93.50 13,911.16 122.50 118,150.13 $132,277.29 103.25 13,510.29 122.44 124,045.53 $137,781.51 (9.75) 400.87 0.06 (5,895.40) ($5,504.22) $0.00 0.00% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Non-USD Short Term JP MORGAN CHASE BANK - CAD 97.29 LONDON TIME DEPOSITS 0.5700% DATED 09/25/2013 MATURITY 10/02/2013 EFTA01566527

HELD BY LONDON TREASURY SERVICES Bearer 2537A9-9S-9 AD JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/25/2013 MATURITY 10/02/2013 HELD BY LONDON TREASURY SERVICES Bearer 2537B9-9B-5 OK Total Non-USD Short Term $319,883.17 $323,771.22 ($3,888.05) $2,505.74 $41.75 0.91% 16.63 1,243,727.33 206,796.74 209,933.62 (3,136.88) 1,861.16 31.01 1.08% 116,241.54 113,086.43 113,837.60 (751.17) 644.58 10.74 0.61% Account Page 11 of 34 Consolidated Statement Page 14 EFTA01566528

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Price US Fixed Income P JPM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 051398-91-5 BP ISHARES GBP CORPORATE BOND UCITS ETF ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 BP HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BAA GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BAA A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T-PF-3 AAA /AAA 110.11 50,000.00 55,056.00 53,444.51 55,424.00 1,611.49 2,500.00 1,250.00 4.00% 104.70 150,000.00 157,047.00 150,000.00 7,047.00 5,400.00 2,040.00 2.04% 99.54 50,000.00 49,772.00 45,394.50 EFTA01566529

4,377.50 237.55 33.65 0.65% 102.78 100,000.00 102,784.00 100,000.00 2,784.00 2,900.00 1,337.20 1.51% 10,309.31 203.88 7.74 105.00 79,763.14 21,407.79 81,082.31 19,023.08 (1,319.17) 925.05 2,384.71 Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 12 of 34 Consolidated Statement Page 15 EFTA01566530

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Price US Fixed Income A BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 @ 100 090874-FV-5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C-FW-0 AAA /AAA Total US Fixed Income $626,655.93 $607,923.20 $615,466.89 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB ISIN LU0222772518 G13289-92-4 BP ISHARES GBP INDEX-LINKED GILTS UCITS ETF ISIN IE00B1FZSD53 SEDOL B1G52V0 46578W-92-2 BP Total Non-US Fixed Income $161,692.74 $157,505.32 $4,187.42 $0.00 0.00% 21.32 5,790.00 123,450.58 118,212.32 5,238.26 203.53 187.90 38,242.16 39,293.00 (1,050.84) $18,732.73 $18,537.55 $6,752.45 2.28% 104.64 50,000.00 EFTA01566531

52,321.00 52,041.90 54,040.00 279.10 2,500.00 527.75 4.63% 108.51 100,000.00 108,505.00 106,936.90 110,503.00 1,568.10 5,000.00 638.80 4.24% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 13 of 34 Consolidated Statement Page 16 EFTA01566532

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Other Summary Asset Categories Balanced Beginning Estimated Value 151,065.93 Ending Estimated Value 158,652.35 Change In Value 7,586.42 Current Allocation 3% Current Market Value/Cost Estimated Value Tax Cost Estimated Gain/Loss Note: ** Period Value 158,652.35 92,027.29 2,444.08 Unrealized Gain/Loss is shown as "N/A" in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Balanced JPM INC OPP FD - GBP - A - DIST(HDG) ISIN LU0323456201 287991-93-9 BP 146.23 450.272 65,844.09 1,663.11 ** N/A Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 14 of 34 EFTA01566533

Consolidated Statement Page 17 EFTA01566534

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Price Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421-91-7 BP Total Balanced $158,652.35 $92,027.29 $2,444.08 21.28 4,361.513 92,808.26 90,364.18 2,444.08 Quantity Value Adjusted Cost Original Cost Unrealized Gain/Loss Accruals Account Page 15 of 34 Consolidated Statement Page 18 EFTA01566535

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - U S Dollar Beginning Cash Balance PRINCIPAL Current Transactions INFLOWS Income Contributions Foreign Exchange - Inflows Total Inflows OUTFLOWS ** Total Outflows Withdrawals $0.00 TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance $0.00 $2,740,073.68 17,190.60 (250,407.85) ($233,217.25) -$0.00 $0.00 $0.00 -96,727.31 $97,351.64 Period Value 2,642,722.04 624.33 Year-To-Date Value* -58,542.28 849,480.50 204,459.12 $1,112,481.90 (4,000,000.00) ($4,000,000.00) $0.00 $0.00 INCOME Current Period Value 0.00 Year-To-Date EFTA01566536

Value* -$0.00 $0.00 Current Cost Adjustments Amortization Total Cost Adjustments Period Value $0.00 Year-To-Date Value* (3,556.75) ($3,556.75) Account Page 16 of 34 Consolidated Statement Page 19 EFTA01566537

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - U S Dollar * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Type Settle Date Selection Method 9/3 9/3 9/4 9/27 Interest Income Div Domest Spot FX Div Domest Total Inflows & Outflows Description DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $2,540,774.91 AS OF 09/01/13 GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) LINKED CURRENCY TRANSACTION - SELL BUY USD SELL INR EXCHANGE RATE 67.257200000 DEAL 08/27/13 VALUE 08/30/13 (ID: OINRPR-CV-0) BANK OF AMERICA CORP @ 0.01 PER SHARE (ID: 060505-10-4) 944.000 0.01 9.44 $97,351.64 1,000.000 (6,505,608.220 ) (96,727.31) 0.594 593.75 96,727.31 Quantity Cost Per Unit Amount PRINCIPAL Amount 21.14 INCOME Amount Account Page 17 of 34 EFTA01566538

Consolidated Statement Page 20 EFTA01566539

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -52.97 $52.97 (52.97) ($52.97) -Year-To-Date Value* -507.19 $507.19 (507.19) ($507.19) -Local Value Current Period Value 0.00 54.91 54.91 (54.91) (54.91) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01566540

Year-To-Date Value* --Year-To-Date Value* -519.19 519.19 (519.19) (519.19) -Account Page 18 of 34 Consolidated Statement Page 21 EFTA01566541

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Canadian Dollar Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 448,260.65 (448,207.68) Year-To-Date Value* 3,851,045.24 (4,305,402.00) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 9/4 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 08/28/2013 MATURITY 09/04/2013 HELD BY LONDON TREASURY SERVICES (ID: 2536R9-9J-3) 9/4 9/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/04/2013 MATURITY 09/11/2013 HELD BY LONDON TREASURY SERVICES (ID: 2536T9-9H-5) 9/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (12.880) (12.44) (12.88) Account Page 19 of 34 Consolidated Statement Page 22 (12.880) 116,199.510 (12.22) (12.88) EFTA01566542

12.44 12.88 Quantity 116,186.630 Amount USD Local Value PRINCIPAL Amount USD Local Value 12.22 12.88 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01566543

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 9/18 Foreign Interest Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6700% DATED 09/11/2013 MATURITY 09/18/2013 HELD BY LONDON TREASURY SERVICES (ID: 2536V9-9R-0) 9/18 9/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 09/18/2013 MATURITY 09/25/2013 HELD BY LONDON TREASURY SERVICES (ID: 2536X9-9U-1) 9/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 9/4 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/04/2013 MATURITY 09/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536T9-9H-5) (14.010) (13.60) (14.01) $0.00 (15.140) 116,227.530 (14.71) (15.14) 13.60 14.01 Quantity 116,212.390 Amount USD Local Value EFTA01566544

PRINCIPAL Amount USD Local Value 14.71 15.14 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 116,199.510 113,796.85 Transaction Market Value * 110,240.98 Account Page 20 of 34 Consolidated Statement Page 23 EFTA01566545

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 9/11 Receipt of Assets Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6700% DATED 09/11/2013 MATURITY 09/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536V9-9R-0) 9/18 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 09/18/2013 MATURITY 09/25/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536X9-9U-1) 9/25 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/25/2013 MATURITY 10/02/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2537A9-9S-9) Total Securities Transferred In Securities Transferred Out 9/4 Free Delivery $448,260.65 116,241.540 113,837.60 112,861.34 116,227.530 113,824.00 112,935.46 Quantity Cost 116,212.390 113,809.29 Transaction Market Value * 112,222.87 JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 08/28/2013 MATURITY 09/04/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536R9-9J-3) EFTA01566546

9/11 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/04/2013 MATURITY 09/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536T9-9H-5) (116,199.510) 113,796.85 (112,210.43) (116,186.630) 113,784.63 (110,228.76) Account Page 21 of 34 Consolidated Statement Page 24 EFTA01566547

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 9/18 Free Delivery Description JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6700% DATED 09/11/2013 MATURITY 09/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536V9-9R-0) 9/25 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 09/18/2013 MATURITY 09/25/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536X9-9U-1) Total Securities Transferred Out ($448,207.68) (116,227.530) 113,824.00 (112,847.74) Quantity Cost (116,212.390) 113,809.29 Transaction Market Value * (112,920.75) Account Page 22 of 34 Consolidated Statement Page 25 EFTA01566548

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Indian Rupee PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Foreign Exchange - Outflows TRADE ACTIVITY Total Trade Activity Period Value -1,293.66 $1,293.66 (96,727.31) ($96,727.31) Settled Sales/Maturities/Redemptions Ending Cash Balance 95,433.65 $95,433.65 -Year-To-Date Value* -1,293.66 $1,293.66 (96,727.31) ($96,727.31) 95,433.65 $95,433.65 -Local Value Current Period Value 0.00 87,008.22 87,008.22 (6,505,608.22) (6,505,608.22) 6,418,600.00 6,418,600.00 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance EFTA01566549

Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --Year-To-Date Value* -87,008.22 87,008.22 (6,505,608.22) (6,505,608.22) 6,418,600.00 6,418,600.00 -Account Page 23 of 34 Consolidated Statement Page 26 EFTA01566550

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Indian Rupee * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Indian Rupee INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 9/4 Accrued Int Recd Description INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL 85114T3 (ID: OINRPR-CV-0) 9/4 Spot FX Total Inflows & Outflows LINKED CURRENCY TRANSACTION - SELL BUY USD SELL INR EXCHANGE RATE 67.257200000 DEAL 08/27/13 VALUE 08/30/13 (ID: OINRPR-CV-0) ($95,433.65) $0.00 96,727.310 (96,727.31) (6,505,608.22) Quantity 87,008.220 Amount USD Local Value 0.015 1.00 PRINCIPAL Amount USD Local Value 1,293.66 87,008.22 INCOME Amount USD Local Value Currency Gain/Loss USD Account Page 24 of 34 Consolidated Statement Page 27 EFTA01566551

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 TRADE ACTIVITY - Indian Rupee Note: Trade Date Settle Date 8/27 9/4 Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL 85114T3 (ID: U45818-9G-5) Quantity (6,700,000.000 ) L indicates Long Term Realized Gain/Loss C indicates Currency Gain/Loss * Settled transaction was initiated in prior statement period and settled in current statement period Per Unit Amount USD Local Value 1.424 95.80 Proceeds USD Local Value 95,433.65 6,418,600.00 Tax Cost USD Realized Local Value Gain/Loss USD (143,232.17) (6,465,500.00) (697.32) L * (47,101.20) C Account Page 25 of 34 Consolidated Statement Page 28 EFTA01566552

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Withdrawals Ending Cash Balance Period Value -145.74 $145.74 (145.74) ($145.74) -Year-To-Date Value* -1,462.09 $1,462.09 (1,462.09) ($1,462.09) -Local Value Current Period Value 0.00 870.23 870.23 (870.23) (870.23) 0.00 INCOME US Dollar Value Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 EFTA01566553

Year-To-Date Value* --Year-To-Date Value* -8,491.36 8,491.36 (8,491.36) (8,491.36) -Account Page 26 of 34 Consolidated Statement Page 29 EFTA01566554

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Norwegian Krone Current Securities Transferred In/Out Securities Transferred In Securities Transferred Out Period Value 832,954.56 (832,808.82) Year-To-Date Value* 7,902,058.52 (8,327,015.35) * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 9/4 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2536R9-9S-3) 9/4 9/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2536T9-9T-9) 9/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) (217.540) (36.69) (217.54) Account Page 27 of 34 Consolidated Statement Page 30 (217.500) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,243,074.600 0.9000% DATED 09/04/2013 MATURITY 09/11/2013 (35.76) (217.50) 36.69 217.54 Quantity EFTA01566555

JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,242,857.100 0.9000% DATED 08/28/2013 MATURITY 09/04/2013 Amount USD Local Value PRINCIPAL Amount USD Local Value 35.76 217.50 INCOME Amount USD Local Value Currency Gain/Loss USD EFTA01566556

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 9/18 Foreign Interest Description HELD BY LONDON TREASURY SERVICES (ID: 2536W9-9B-4) 9/18 9/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Foreign Interest HELD BY LONDON TREASURY SERVICES (ID: 2536Y9-9H-9) 9/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (ID: ONOKPR-AA-1) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT Notes: Settle Date Selection Method Securities Transferred In 9/4 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/04/2013 MATURITY 09/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536T9-9T-9) (217.610) (36.42) (217.61) $0.00 (217.580) JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,243,509.720 0.9000% DATED 09/18/2013 MATURITY 09/25/2013 (36.87) (217.58) 36.42 217.61 Quantity JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,243,292.140 0.9000% DATED 09/11/2013 MATURITY 09/18/2013 Amount USD Local Value PRINCIPAL Amount USD EFTA01566557

Local Value 36.87 217.58 INCOME Amount USD Local Value Currency Gain/Loss USD * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Cost 1,243,074.600 209,823.64 Transaction Market Value * 204,369.02 Account Page 28 of 34 Consolidated Statement Page 31 EFTA01566558

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred In 9/11 Receipt of Assets Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/11/2013 MATURITY 09/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536W9-9B-4) 9/18 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/18/2013 MATURITY 09/25/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536Y9-9H-9) 9/25 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/25/2013 MATURITY 10/02/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253769-9B-5) Total Securities Transferred In Securities Transferred Out 9/4 Free Delivery $832,954.56 1,243,727.330 209,933.62 208,174.36 1,243,509.720 209,897.20 210,721.49 Quantity Cost 1,243,292.140 209,860.33 Transaction Market Value * 209,689.69 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 08/28/2013 MATURITY 09/04/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536R9-9S-3) EFTA01566559

9/11 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/04/2013 MATURITY 09/11/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536T9-9T-9) (1,243,074.600 ) 209,823.64 (209,653.00) (1,242,857.100 ) 209,787.88 (204,333.26) Account Page 29 of 34 Consolidated Statement Page 32 EFTA01566560

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Notes: * Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Settle Date Selection Method Securities Transferred Out 9/18 Free Delivery Description JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/11/2013 MATURITY 09/18/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536W9-9B-4) 9/25 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.9000% DATED 09/18/2013 MATURITY 09/25/2013 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2536Y9-9H-9) Total Securities Transferred Out ($832,808.82) (1,243,509.720 ) 209,897.20 (208,137.94) Quantity Cost (1,243,292.140 ) 209,860.33 Transaction Market Value * (210,684.62) Account Page 30 of 34 Consolidated Statement Page 33 EFTA01566561

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Current Transactions Beginning Cash Balance INFLOWS Total Inflows Income OUTFLOWS ** Total Outflows Tax Payments $0.00 TRADE ACTIVITY Total Trade Activity Settled Securities Purchased $0.00 Ending Cash Balance -Period Value -874.00 $874.00 Year-To-Date Value* -6,461.44 $6,461.44 (21.35) ($21.35) (1,663.11) ($1,663.11) -0.00 Local Value Current Period Value 8,617.80 543.75 543.75 Year-To-Date Value* -4,200.92 4,200.92 (13.37) (13.37) 0.00 9,161.55 INCOME US Dollar Value EFTA01566562

Current Transactions Beginning Cash Balance Ending Cash Balance Period Value --Year-To-Date Value* --Local Value Current Period Value 0.00 0.00 Year-To-Date Value* --(1,095.27) (1,095.27) -Account Page 31 of 34 Consolidated Statement Page 34 EFTA01566563

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary - Pound Sterling * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Per Unit Type Settle Date Selection Method 9/18 9/30 Foreign Dividend Foreign Dividend Description ISHARES GBP CORPORATE BOND UCITS ETF ISIN IE00B00FV011 SEDOL BOOFV01 @ 1.133 PER SHARE (ID: 461278-91-3) PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 @ 0.097392 PER SHARE CONY. @ "CONY RATE" (ID: 695421-91-7) Total Inflows & Outflows $874.00 $0.00 4,361.513 0.157 0.097 684.81 424.78 Quantity 105.000 Amount USD Local Value 1.802 1.133 PRINCIPAL Amount USD Local Value 189.19 118.97 INCOME Amount USD Local Value Currency Gain/Loss USD Account Page 32 of 34 Consolidated Statement Page 35 EFTA01566564

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GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 TRADE ACTIVITY - Pound Sterling F indicates Foreign Exchange Gain/Loss Note: Per Unit Trade Date Est. Settle Date Type Pending Securities Purchased 9/30 Purchase 9/30 Description 3PM MANAGED RESERVES FD - GBP-C-DIST ISIN LU0539309053 (ID: 051398-91-5) Quantity 0.090 Amount USD Local Value 10,309.31 6,366.13 Market Cost USD Local Value (925.05) (571.23) Currency Gain/Loss USD 24.99 Account Page 33 of 34 Consolidated Statement Page 36 EFTA01566566

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Settled Foreign Exchange Contracts Currency Trade Date Settle Date Counter Currency Trade Related INDIAN RUPEE U S DOLLAR Aug. 27 13 Sep. 4 13 INR USD Amount Counter Amount Contract Rate Revaluation Rate (6,505,608.22) 96,727.31 67.257200 67.257200 Contracted Base Amount USD 96,727.31 Revalued Amount USD (96,727.31) Currency G/L Account Page 34 of 34 Consolidated Statement Page 37 EFTA01566567

J.P. Morgan Securities LLC GHISLAINE MAXWELL , New York, NY 10179 ACCT. For the Period 9/1/13 to 9/30/13 Margin Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Transactions cleared and carried through J.P. Morgan Clearing Corp. Three Chase Metrotech Center, Brooklyn, NY 11245-0001, (347) 643-2578 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Cash & Fixed Income Portfolio Activity 3 5 Page 2 Account Page 1 of 5 Consolidated Statement Page 38 EFTA01566568

GHISLAINE MAXWELL Account Summary MARGIN Cash Asset Allocation Cash & Fixed Income Market Value Market Value 0.00 $0.00 Margin Market Value 430.00 $430.00 Current Portfolio Activity Beginning Market Value Ending Market Value Cost Summary Cash & Fixed Income Total Period Value 430.00 $430.00 Short Market Value 0.00 $0.00 Year-to-Date Value 430.00 $430.00 430.00 Cost $430.00 Investment Objectives Speculation Permitted Capital Appreciation Total 430.00 $430.00 Estimated $0.00 Current Market Value Annual Income Allocation 100% 100% ACCT. For the Period 9/1/13 to 9/30/13 Yes Yes EFTA01566569

Account Page 2 of 5 Consolidated Statement Page 39 EFTA01566570

GHISLAINE MAXWELL Cash & Fixed Income Summary Beginning Asset Categories Cash Market Value 430.00 ACCT. For the Period 9/1/13 to 9/30/13 Ending Market Value 430.00 Change In Value 0.00 Current Allocation 100% Current Market Value/Cost Market Value Tax Cost SUMMARY BY MATURITY 1 Cash & Fixed Income 0-6 months 1 Period Value 430.00 430.00 SUMMARY BY TYPE Market Value 430.00 % of Bond Portfolio 100% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Cash & Fixed Income Cash Market Value 430.00 % of Bond Portfolio 100% Account Page 3 of 5 Consolidated Statement Page 40 EFTA01566571

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GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Cash & Fixed Income Detail Quantity Price Cash US DOLLAR 1.00 430.00 Margin 430.00 430.00 Account Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Income Accrued Interest Yield Account Page 4 of 5 Consolidated Statement Page 41 EFTA01566573

GHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary PRINCIPAL Current Transactions Portfolio Activity Detail Beginning Cash Balance Ending Cash Balance Period Value 430.00 $430.00 Year-To-Date Value --INCOME Current Period Value 0.00 $0.00 Year-To-Date Value --No Activity This Period Account Page 5 of 5 Consolidated Statement Page 42 EFTA01566574

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JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL - OAP IHD , New York, NY 10017-2014 ACCT. For the Period 9/1/13 to 9/30/13 Investment Management Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Client Service Team www.jpmorganonline.com Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). Table of Contents Account Summary Page 2 Holdings Equity Portfolio Activity 4 10 Account Page 1 of 13 Consolidated Statement Page 43 EFTA01566576

GHISLAINE MAXWELL - OAP IHD Account Summary Asset Allocation Equity Market Value Accruals Market Value with Accruals Beginning Market Value 1,730,444.30 $1,730,444.30 3,820.64 $1,734,264.94 Ending Market Value 1,846,903.12 $1,846,903.12 4,346.83 $1,851,249.95 Current Portfolio Activity Beginning Market Value Contributions Withdrawals & Fees Net Contributions/Withdrawals Income & Distributions Change In Investment Value Ending Market Value Accruals Market Value with Accruals (348.62) ($348.62) 3,580.97 113,226.47 $1,846,903 12 4,346.83 $1,851,249.95 Period Value 1,730,444.30 Change In Value 116,458.82 $116,458.82 526.19 $116,985.01 Year-to-Date Value 0.00 1,750,000.00 (10,730.20) $1,739,269.80 EFTA01566577

41,923.62 65,709.70 $1,846,903.12 4,346.83 $1,851,249.95 Estimated 61,598.39 $61,598.39 Current Annual Income Allocation 100% 100% ACCT. For the Period 9/1/13 to 9/30/13 Account Page 2 of 13 Consolidated Statement Page 44 EFTA01566578

GHISLAINE MAXWELL OAP IHD Account Summary Tax Summary Foreign Dividends Interest Income Taxable Income CONTINUED Current Period Value 3,580.48 0.49 $3,580.97 Year-to-Date Value 41,918.91 4.71 $41,923.62 ST Realized Gain/Loss LT Realized Gain/Loss Realized Gain/Loss Current Period Value 2,343.39 $2,343.39 Year-to-Date Value (20,468.38) 4.44 ($20,463.94) ACCT. For the Period 9/1/13 to 9/30/13 Unrealized Gain/Loss To-Date Value $86,173.64 Cost Summary Equity Total 1,760,729.48 Cost $1,760,729.48 Account Page 3 of 13 Consolidated Statement Page 45 EFTA01566579

GHISLAINE MAXWELL - OAP IHD Equity Summary Asset Categories EAFE Equity Beginning Market Value 1,730,444.30 Ending Market Value 1,846,903.12 Change In Value 116,458.82 Current Allocation 100% ACCT. For the Period 9/1/13 to 9/30/13 Current Market Value/Cost Market Value Tax Cost Unrealized Gain/Loss Estimated Annual Income Accrued Dividends Yield Period Value 1,846,903.12 1,760,729.48 86,173.64 61,598.39 4,346.83 3.33% Account Page 4 of 13 Consolidated Statement Page 46 EFTA01566580

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 Note: This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account Equity Detail Price EAFE Equity ABB LTD SPONS ADR 000375-20-4 ABB ALSTOM ADR 021244-20-7 ALSM Y ASTRAZENECA PLC SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER A G SPONS ADR 072730-30-2 BAYR Y BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y 64.22 555.000 35,639.33 36,821.52 (1,182.19) 1,748.80 780.06 4.91% 66.50 435.000 28,927.50 32,227.68 (3,300.18) 1,009.20 3.49% 29.43 117.99 1,735.000 EFTA01566581

325.000 51,067.99 38,345.13 39,277.38 32,896.77 11,790.61 5,448.36 2,026.48 586.62 3.97% 1.53% 3.56 51.93 12,070.000 365.000 43,017.48 18,954.45 44,210.81 18,351.75 (1,193.33) 602.70 869.04 1,022.00 2.02% 5.39% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 23.59 2,200.000 51,898.00 47,460.92 4,437.08 1,548.80 2.98% Account Page 5 of 13 Consolidated Statement Page 47 EFTA01566582

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 Price EAFE Equity BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI DEUTSCHE TELEKOM AG SPONS ADR 251566-10-5 DTEG Y DEUTSCHE POST AG SPONS ADR 25157Y-20-2 DPSG Y GDF SUEZ SPONS ADR 36160B-10-5 GDFZ Y GLAXOSMITHKLINE PLC SPONS ADR 37733W-10-5 GSK HSBC HOLDINGS PLC SPONS ADR 404280-40-6 HBC IMPERIAL TOBACCO PLC ADR 453142-10-1 ITYB Y ISRAEL CHEMICALS LTD ADR 465036-20-0 ISCH Y KIRIN HOLDINGS COMPANY LTD SPONS ADR 497350-30-6 KNBW Y LUKOIL OAO SPONS ADR 677862-10-4 LUKO Y 63.45 1,035.000 65,665.58 64,776.50 Account Page 6 of 13 889.08 2,431.21 3.70% Consolidated Statement Page 48 14.56 3,010.000 43,834.63 48,510.86 (4,676.23) 824.74 1.88% 8.44 1,650.000 EFTA01566583

13,917.75 20,449.05 (6,531.30) 879.45 253.86 6.32% 74.07 515.000 38,147.08 36,270.85 1,876.23 1,739.15 4.56% 54.26 1,145.000 62,127.70 62,810.83 (683.13) 2,690.75 4.33% 50.17 1,015.000 50,922.55 48,412.36 2,510.19 2,407.58 505.36 4.73% 25.14 1,980.000 49,771.26 42,100.10 7,671.16 2,665.08 5.35% 14.50 33.21 3,415.000 2,015.000 49,531.16 66,908.08 45,691.47 47,293.82 3,839.69 19,614.26 3,059.84 1,787.30 6.18% 2.67% 105.15 590.000 EFTA01566584

62,038.50 62,046.30 (7.80) 2,498.06 859.21 4.03% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield EFTA01566585

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 Price EAFE Equity MTN GROUP LTD SPONS ADR 62474M-10-8 MTNO Y MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR 626188-10-6 MURG Y NESTLE S A SPONS ADR REPSTG REG SH 641069-40-6 NSRG Y NIPPON TEL & TEL CORP ADR 654624-10-5 NTT NOVARTIS A G ADR 66987V-10-9 NVS RECKITT BENCKISER GROUP PLC SPONSORED ADR 756255-20-4 RBGL Y ROCHE HOLDINGS LTD SPONS ADR 771195-10-4 RHHB Y ROYAL DUTCH SHELL PLC ADR 780259-10-7 RDS B SANOFI 80105N-10-5 SNY 68.85 50.63 400.000 1,195.000 27,540.00 60,502.85 27,957.37 60,068.51 (417.37) 434.34 1,440.00 1,499.72 5.23% 2.48% 14.64 67.43 3,540.000 700.000 51,822.06 47,202.40 EFTA01566586

48,749.99 39,379.81 3,072.07 7,822.59 1,454.94 571.89 1,136.80 2.81% 2.41% 26.06 76.71 2,210.000 975.000 57,592.60 74,792.25 58,374.87 68,101.01 (782.27) 6,691.24 1,818.83 839.88 2,005.57 3.16% 2.68% 69.95 1,055.000 73,795.14 73,413.83 381.31 1,915.88 2.60% 19.55 2,610.000 51,035.94 48,665.02 2,370.92 1,618.20 3.17% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 19.48 2,625.000 51,124.50 49,970.21 EFTA01566587

1,154.29 1,929.37 3.77% Account Page 7 of 13 Consolidated Statement Page 49 EFTA01566588

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 Price EAFE Equity SIEMENS A G SPONS ADR 826197-50-1 SI SINGAPORE TELECOMMUNICATIONS LTD ADR 82929R-30-4 SGAP Y SMITHS GROUP PLC SPONSORED ADR 83238P-20-3 SMGZ Y STATOIL ASA SPONS ADR 85771P-10-2 STO TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD SPONS ADR 874039-10-0 TSM TELEKOMUNIKASI IND SPONS ADR 715684-10-6 TLK TESCO PLC SPONS ADR 881575-30-2 TSCD Y TOTAL SA SPONS ADR 89151E-10-9 TOT UNILEVER N V 904784-70-9 UN 37.72 1,630.000 61,483.60 66,467.39 (4,983.79) 17.44 57.92 1,520.000 1,070.000 26,510.32 61,974.40 25,456.73 54,046.70 1,053.59 7,927.70 977.36 2,806.61 536.23 1,861.46 3.69% EFTA01566589

4.53% 3.03% 36.31 690.000 25,053.90 27,215.25 (2,161.35) 841.11 3.36% 16.96 830.000 14,076.80 14,793.04 (716.24) 332.83 2.36% 22.68 1,450.000 32,886.00 35,974.62 (3,088.62) 1,245.55 3.79% 29.73 22.66 1,765.000 1,685.000 52,468.16 38,175.36 51,172.92 33,034.06 1,295.24 5,141.30 2,285.67 1,017.74 4.36% 2.67% Quantity Value Adjusted Tax Cost Original Cost Unrealized Gain/Loss Est. Annual Inc. Accrued Div. Yield 120.51 500.000 60,255.00 52,917.17 7,337.83 EFTA01566590

1,471.00 2.44% Account Page 8 of 13 Consolidated Statement Page 50 EFTA01566591

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 Price EAFE Equity UNITED OVERSEAS BANK LTD SPONS ADR 911271-30-2 UOVE Y US DOLLAR VODAFONE GROUP PLC SPONS ADR 92857W-20-9 VOD ZURICH INSURANCE GROUP-ADR Total EAFE Equity 989825-10-4 ZURV Y $1,846,903.12 $1,760,729.48 $86,173.64 $61,598.39 $4,346.83 3.34% 25.76 2,025.000 52,155.90 55,630.28 (3,474.38) 32.95 1.00 35.18 1,250.000 47,540.120 1,905.000 41,183.75 47,540.12 67,017.90 39,130.24 47,540.12 53,061.37 13,956.53 2,053.51 1,186.25 4.75 0.34 2,954.65 2.88% 0.01% 4.41% Quantity Value Adjusted Tax Cost Original Cost Unrealized EFTA01566592

Gain/Loss Est. Annual Inc. Accrued Div. Yield Account Page 9 of 13 Consolidated Statement Page 51 EFTA01566593

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Summary Beginning Cash Balance Transactions INFLOWS Income Contributions Total Inflows OUTFLOWS ** Withdrawals Fees & Commissions Tax Payments Total Outflows TRADE ACTIVITY Settled Sales/Maturities/Redemptions Settled Securities Purchased Total Trade Activity Ending Cash Balance 46,307.77 (45,691.47) $616.30 $47,540.12 * Year to date information is calculated on a calendar year basis. ** Your account's standing instructions use a HIGH COST method for relieving assets from your position 185,513.36 (1,919,166.66) ($1,733,653.30) -Current Period Value 43,691.47 3,580.97 $3,580.97 (93.20) (255.42) ($348.62) Year-To-Date Value* -41,923.62 1,750,000.00 $1,791,923.62 (781.51) (6,121.75) (3,826.94) ($10,730.20) Current Cost Adjustments EFTA01566594

Cost Adjustments Total Cost Adjustments Period Value $0.00 Year-To-Date Value* 2,151.19 $2,151.19 Account Page 10 of 13 Consolidated Statement Page 52 EFTA01566595

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 Portfolio Activity Detail INFLOWS & OUTFLOWS Type Settle Date Selection Method 9/3 9/11 9/11 9/12 9/12 9/12 9/16 9/16 9/19 9/19 9/19 9/25 Interest Income Foreign Dividend FGN Tax Withheld Foreign Dividend Expenses FGN Tax Withheld Foreign Dividend Foreign Dividend Foreign Dividend Expenses FGN Tax Withheld Foreign Dividend Description DEPOSIT SWEEP INTEREST FOR 08/01/13 - 08/31/13 @ .01% RATE ON AVG COLLECTED BALANCE OF $53,444.64 AS OF 09/01/13 UNILEVER N V @ 0.354471 PER SHARE (ID: 904784-70-9) UNILEVER N V TAX WITHHELD NETHERLANDS 15.00% (ID: 904784-70-9) KIRIN HOLDINGS COMPANY LTD SPONS ADR @ 0.180072 PER SHARE (ID: 497350-30-6) KIRIN HOLDINGS COMPANY LTD SPONS ADR REPRESENTS @ .022 DEPOSITORY FEE (ID: 497350-30-6) KIRIN HOLDINGS COMPANY LTD SPONS ADR TAX WITHHELD JAPAN 7.10% (ID: 497350-30-6) ASTRAZENECA PLC SPONS ADR @ 0.90 PER SHARE (ID: 046353-10-8) UNITED OVERSEAS BANK LTD SPONS ADR @ 0.312573 PER SHARE (ID: 911271-30-2) MTN GROUP LTD SPONS ADR @ 0.368104 PER SHARE (ID: 62474M-10-8) MTN GROUP LTD SPONS ADR REPRESENTS @ .020 EFTA01566596

DEPOSITORY FEE (ID: 62474M-10-8) MTN GROUP LTD SPONS ADR TAX WITHHELD SOUTH AFRICA 15.00% (ID: 62474M-10-8) BHP LTD SPONS ADR @ 1.18 PER SHARE (ID: 088606-10-8) 1,630.000 1,630.000 1,850.000 1,850.000 1,850.000 365.000 1,590.000 2,625.000 2,625.000 2,625.000 435.000 1.18 0.90 0.313 0.368 0.18 0.354 577.79 (86.67) 333.13 (40.70) (23.81) 328.50 496.99 966.27 (52.50) (144.94) 513.30 Quantity Cost Per Unit Amount Amount 0.49 Account Page 11 of 13 Consolidated Statement Page 53 EFTA01566597

GHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/13 to 9/30/13 INFLOWS & OUTFLOWS Type Settle Date Selection Method 9/26 Foreign Dividend Total Inflows & Outflows TRADE ACTIVITY Note: Trade Date Settle Date 9/16 9/19 9/16 9/19 9/16 9/19 9/16 9/19 9/17 9/20 9/17 9/20 Description ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259-10-7) Quantity Cost Per Unit Amount 405.000 0.90 Amount 364.50 $3,232.35 S indicates Short Term Realized Gain/Loss Type Selection Method Description Settled Sales/Maturities/Redemptions Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale EFTA01566598

High Cost MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR @ 19.3997 2,133.97 BROKERAGE 3.30 TAX &/OR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) TESCO PLC SPONS ADR @ 17.757 6,214.95 BROKERAGE 10.50 TAX &/OR SEC .11 ESI SECURITIES COMPANY (ID: 881575-30-2) UNITED OVERSEAS BANK LTD SPONS ADR @ 33.5252 6,705.04 BROKERAGE 8.00 TAX &/OR SEC .12 ESI SECURITIES COMPANY (ID: 911271-30-2) VODAFONE GROUP PLC SPONS ADR @ 33.8772 18,124.30 BROKERAGE 21.40 TAX &/OR SEC .32 ESI SECURITIES COMPANY (ID: 92857W-20-9) MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT ADR @ 19.4489 2,236.62 BROKERAGE 3.45 TAX &/OR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) TESCO PLC SPONS ADR @ 17.7355 6,296.10 BROKERAGE 10.65 TAX &/OR SEC .11 ESI SECURITIES COMPANY (ID: 881575-30-2) Account Page 12 of 13 Consolidated Statement Page 54 (355.000) 17.705 6,285.34 (6,109.55) 175.79 S (115.000) 19.419 2,233.13 (2,247.58) (14.45) S (535.000) 33.837 18,102.58 (15,939.90) 2,162.68 S (200.000) 33.485 6,696.92 (6,698.48) (1.56) S (350.000) 17.727 6,204.34 (6,130.07) 74.27 S Quantity (110.000) Per Unit Amount 19.369 EFTA01566599