312.00 1.57% SPONS ADR 072730-30-2 BAYR V BHP LTD 74.813 320.000 23,955.20 25,126.50 (1,171.30) 729.60 3.05% SPONS ADR 086606-10-8 BHP BOC HONG KONG HOLDINGS LTD 67.44 400.000 26,976.80 27.815 96 (839.16) 1,121.60 4.16% SPONS ADR 096813-209 BHKL Y BRITISH AMERICAN TOBACCO PLC 104.28 340.000 35,455

359.40 1.74% SPONS ADR 072730-30-2 BAYR Y BHP LTD 88.43 320.000 21,897.60 25,128.50 (3,228.90) 729.60 3.33% SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD 68.73 400.000 26,692.00 27,815.98 (1,123.96) 1,121.60 4.20% SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC 107.05 340.000 36,

359.40 1.74% SPONS ADR 072730-30-2 BAYR V BHP LID 68.43 320.000 21,897.60 25,128.50 (3,228.90) 729.80 3.33% SPONS ADR 0138606-10-8 BHP BOC HONG KONG HOLDINGS LTD 66.73 400.000 26,692 00 27.815 96 (1,123.96) 1.121.60 4.20% SPONS ADR 096813-209 BHKL Y BRITISH AMERICAN TOBACCO PLC 107.05 340.000 36,3

1.73% SPONS ADR 389.27 072730-30-2 BAYR Y BHP LTD 67.22 350.000 23,527.00 27,042.45 (3,515.45) 798.00 3.39% SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD 68.81 620.000 42,661.58 42,424.80 236.78 1,953.62 4.58% SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC 111.02 490.000 54,399.

532.47 1.68% SPONS ADR 072730-30-2 BAYR Y BHP LTD 65.32 350.000 22,882.00 27,042.45 (4,180.45) 798.00 3.49% SPONS ADR 088606.10-8 BHP BOC HONG KONG HOLDINGS LTD 88.73 820.000 41,371.98 42,424.80 (1,052.82) 1,953.62 4.72% SPONS ADR 1,107.04 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC 109 77 49

532.47 1.68% SPONS ADR 072730-30-2 BAYR V BHP LID 85.32 350.000 22,862.00 27,042.45 (4,180.45) 798.00 3.49% SPONS ADR 088608-10-8 BHP BOC HONG KONG HOLDINGS LTD 66.73 620.000 41,371.98 42,424.80 (1,052.82) 1.953.62 4.72% SPONS ADR 1,107.04 096813-209 BHKL Y BRITISH AMERICAN TOBACCO PLC 109 77 490

.62 29,579.20 1,837.42 532.47 1.69% SPONS ADR BAYR Y BHP LTD 57.66 350.000 20,181.00 27,042.45 (6,861.45) 798.00 3.95% SPONS ADR BHP BOC HONG KONG HOLDINGS LTD 81.50 620.000 38128.76 42,424.80 (4,296.04) 1,953.62 5.12% SPONS ADR BHKLY BRITISH AMERICAN TOBACCO PLC 102.94 490.000 50,440.60 51,491

532.47 1.69% SPONS ADR 072730-30-2 BAYR V BHP LID 57.66 350.000 20,181.00 27,042.45 (6,861.45) 798.00 3.95% SPONS ADR 086606-10-8 BHP BOC HONG KONG HOLDINGS LTD 61.50 620.000 38,128.76 42,424.80 (4,296.04) 1.953.62 5.12% SPONS ADR 096813-209 BHKL BRITISH AMERICAN TOBACCO PLC 102.94 490.000 50,440

1 586.62 1.56% SPONS ADR 072730-30-2 BAYR Y BHP LTD 82.73 435.000 27,287.55 32227.66 (4,940.13) 991.80 3.63% SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD 62.80 780.000 48,980.10 52,468.00 (3,487.90) 2,457.78 5.02% SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC 106.50 590.000 62,

37,695.78 32,896.77 4,799.01 586.62 1.56% BHP LTD SPONS ADR 088606-10-8 BHP 6273 435,000 27,287.55 32,227.68 (4,940.13) 991.80 3.83% BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y 62.80 780.000 48,980.10 52,468.00 (3,487.90) 2,457.78 5.02% BRITISH AMERICAN TOBACCO PLC SPONS ADR 106.50 590

586.62 1.63% SPONS ADR 072730-30-2 BAYR Y BHP LTD 63.28 435.000 27,526.80 32,227.88 (4,700.88) 1,009.20 3.67% SPONS AOR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD 63.06 555.000 34,996.86 36,821.52 (1,822.66) 1.748 80 500% SPONS ADR 096813-20-9 BHKL Y JP Morgan Page 5 of 16 Confidential Treatment Req

586.62 1.53% SPONS ADR 072730-30-2 BAYR Y BHP LTD 86.50 435.000 28,927.50 32,227.68 (3,300.18) 1,009.20 3.49% SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD 64.22 555.000 35,639.33 36,821.52 (1,182 19) 1,748.80 4.91% SPONS ADR 780.06 096813-20-9 BHKL Y JP Morgan Page 5 of 14 Confidential Trea

586.62 1.53% SPONS ADR 072730-30-2 BAYR Y BHP LID 66.50 435.000 28,927.50 32227.68 (3,300.18) 1,009.20 3.49% SPONS ADR 088606-108 BHP BOC HONG KONG HOLDINGS LTD 64.22 555.000 35,639.33 36,821.52 (1,182.19) 1,748.80 4.91% SPONS ADR 096813204 BHKL Y 780.06 J.P Morgan Account Page 5 of 13 Consolida

586.62 1.45% SPONS ADR 072730-30-2 BAYR Y BHP LTD 70.69 435.000 30,750.15 32,227.68 (1,477.53) 1,009.20 3.28% SPONS ADR 066606-10-8 BHP BOC HONG KONG HOLDINGS LTD 85.43 555.000 36,313.65 38,821.52 (507.87) 1,748 80 4.82% SPONS ADR 096813-20-9 BHKL Y J.P.Morgan Page 5 of 13 Confidential Treatment Req

3.50 325.000 43,387.50 32,896 77 10,490.73 588.62 1.35% SPONS ADR BHP LTD 68.22 435.000 29,675.70 32,227.68 (2,551.98) 1,009.20 3.40% BOC HONG KONG HOLDINGS LTD 67.93 555.000 37,701.15 36,821.52 879.63 1.748.80 4.64% SPONS ADR J.P Morgan Account Page 5 eI 12 Consolidated Statement Page 49 Confide

586.62 1.27% SPONS ADR 072730-30-2 BAYR Y BHP LTD 68.20 435.000 29,867.00 32,227.68 (2,560.68) 1,009.20 3.40% SPONS AOR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD 64.52 555.000 35,808.60 36,821.52 (1,012.92) 1.748 80 4.88% SPONS ADR 096813-20-9 BHKL Y JP Morgan Page 7 of 14 Confidential Treatment Re

586.62 1.27% SPONS ADR 072730-30-2 BAYR Y BHP LTD 68.20 435.000 29,667.00 32,227.68 (2,560.68) 1,009.20 3.40% SPONS ADR 088606-108 BHP BOC HONG KONG HOLDINGS LTD 64.52 555.000 35,808.60 36.821.52 (1,012.92) 1.748.80 4.88% SPONS ADR 098813-20-9 IIHKI. Y J.P Morgan Account 'age 7 of 14 Consolidated

ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES Y BAYER A G SPONS ADR 072730-30-2 BAYR Y BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI 104.28 340.000 35,455.20 35,393.08 62.12 1,416.78 4.00%

PONS ADR 046353-10-8 AZN BAE SYSTEMS PLC SPONS ADR 05523R-10-7 BAES BAYER A G SPONS ADR 072730-30-2 BAYR BHP LTD SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL BRITISH AMERICAN TOBACCO PLC SPONS ADR 110448-10-7 BTI 103.90 340.000 35,326.00 35,393.08 (67.08) 1,432.08 4.05%

19,835.00 19,912.00 (77.00) 312.00 1.57% BHP LTD SPONS ADR 088606.10-8 BHP 74.86 320.000 23,955.20 25,126.50 (1,171.3D) 729.60 3.05% BOC HONG KONG HOLDINGS LTD SPONS ADR 096813-20-9 BHKL Y BRITISH AMERICAN TOBACCO PLC SPONS ADR 67.44 400.000 26,976.80 27,815.98 (839.16) 1,121.60 4.16% 104.28 340.0