GHISLAINE MAXWELL-OAP HID ACCT For die Period 9/1/13 to 9/30/13 Note: ' This is the Annual Percentage Yield (ARV) which is the rate earned it balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Equity Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc. Yield Original Cost Accrued Div. EAFE Equity ABB LTD 23.59 2,200.000 51,898.00 47,460.92 4,437.08 1,548 80 2.98% SPONS ADR 000375-20-4 ABB ALSTOM 3.56 1Z070.000 43,017.48 44,210.81 (1,193.33) 869.04 2.02% ADR 021244-20-7 ALSM Y ASTRAZENECA PLC 51.93 385.000 18,954.45 18,351.75 602.70 1,022.00 5.39% SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC 29.43 1,735.000 51,067.99 39,277.38 11,790.61 2,026.48 3.97% SPONS ADR 05523R-10-7 BAES Y BAYER A G 117.99 325.000 38,345.13 32,896.77 5,448.36 586.62 1.53% SPONS ADR 072730-30-2 BAYR Y BHP LTD 86.50 435.000 28,927.50 32,227.68 (3,300.18) 1,009.20 3.49% SPONS ADR 088606-10-8 BHP BOC HONG KONG HOLDINGS LTD 64.22 555.000 35,639.33 36,821.52 (1,182 19) 1,748.80 4.91% SPONS ADR 780.06 096813-20-9 BHKL Y JP Morgan Page 5 of 14 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046134 SDNY_GM_00315332 EFTA01518877