GHISLAINE MAXWELL-OAP IHD ACCT For the Period 10/1/13 to 10/31/13 Note: P indicates position adjusted for Pending Trade Activity. This is the Annual Percentage Yield (APY) which is the rate earned If balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Equity Detail Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Inc, Yield Original Cost Accrued Div. EAFE Equity ABB LTD 25.47 2,200.000 56634,00 47,460.92 8,573.08 1,548.80 2.76% SPONS ADR 000375-20-4 ABB ALSTOM 3.67 12,070.000 44,296 90 44.210.81 86.09 869.04 1.96% ADR 021244-20-7 AISM Y ASTRAZENECA PLC 5286 365.000 19,293.90 18,351.75 942.15 1,022.00 5.30% SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC 29.33 1,735.000 50,887.55 39,277.36 11,610.17 2,026.48 3.98% SPONS ADR 741.32 06523R-10-7 MES Y BAYER A 0 124.70 325.000 40,527.50 32,896.77 7.63073 586.62 1.45% SPONS ADR 072730-30-2 BAYR Y BHP LTD 70.69 435.000 30,750.15 32,227.68 (1,477.53) 1,009.20 3.28% SPONS ADR 066606-10-8 BHP BOC HONG KONG HOLDINGS LTD 85.43 555.000 36,313.65 38,821.52 (507.87) 1,748 80 4.82% SPONS ADR 096813-20-9 BHKL Y J.P.Morgan Page 5 of 13 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00046244 SDNY_GM_00315442 EFTA01518981