2,590.000 13.53 (35,120.40) 1/29 2/1 Purchase ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) 550.000 55.05 (30,299.50) 1/29 2/1 Purchase ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) 300.000 74.545 (22,375.65) 1/29 2/1 Purchase SANOFI (ID: 80105N-10-5) 720.000 48.617 (35,103.55) 1/29 211 Purchase SI

DINGS LTD SPONS ADR @ 55.05 30,277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) 550.000 55.09 (30,299.50) • 1/29 2/1 Purchase ROYAL DUTCH SHELL PLC ADR 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 780259-10-7) 300.000 74.586 (22,375.65) • 1/29 2/1 Purchase SANOFI 48.6177 3

LDINGS LTD SPONS ADR 5 55.05 39277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) 550.000 55.09 (30,299.50) • 1/29 2/1 Purchase ROYAL DUTCH SHELL PLC ADR @ 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID. 780259-10-7) 300.000 74.584 (22,375.65) • 1/29 211 Purchase SANOFI 5 48.6177

INGS LTD SPONS ADR Q 60.4954 190.000 60.535 (11,501.73) 4/25 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: 771195-10-4) 4/22 Purchase ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.46 215.000 65.856 (14,159.06) 4/25 BROKERAGE 8.60 ESI SECURITIES COMPANY (ID: 780259-10-7) 4/22 Purchase SIEMENS A G SPONS

INGS LTD SPONS ADR @ 60.4954 190.000 60.535 (11,501.73) 4/25 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: 771195-10-4) 4/22 Purchase ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.48 215.000 65.856 (14,159.06) 4/25 BROKERAGE 8.83 ESI SECURITIES COMPANY (ID: 780259-10-7) 4/22 Purchase SIEMENS A G SPONS

LDINGS LTD SPONS ADR Q 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: 771195-10-4) 100.000 64.459 (6,445.91) 7/12 7/17 Purchase ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: 780259-10-7) 65.000 69.784 (4,535.97) 7/12 7/17 Purchase SANOFI Q 52.2799 10,4

.000) 65.517 5,896.53 (5,801.32) 95.21 S 8(23 High Cost BROKERAGE 3.60 TAX S/OR SEC .11 ESI SECURITIES COMPANY (ID: 771195-10-4) 8/20 Sale ROYAL DUTCH SHELL PLC ADR a 68.492 332.46 (5.000) 66.45 332.25 (37293) (40.68) S 8/23 High Cost BROKERAGE 0.20 TAX S/OR SEC .01 ESI SECURITIES COMPANY (ID: 780259-10-

000) 7.785 8,717.04 (11,631.86) (4,914.82) S 8/9 High Cost BROKERAGE 17.30 TAX 8/OR SEC .12 ESI SECURES COMPANY (ID: 465036-20-0) 8/6 Sale ROYAL DUTCH SHELL PLC ADR a 86.9621 6,696.21 (100.000) 66.921 6,692.09 (6.980.35) (268.26) S 8/9 High Cost BROKERAGE 4.00 TAX 8/OR SEC .12 ESI SECURITIES COMPANY WASH

625.000 0.368 966.27 9/25 Foreign Dividend BHP LTD SPONS ADR @ 1.18 PER SHARE (ID: 088606-10-8) 435.000 1.18 513.30 9/26 Foreign Dividend ROYAL DUTCH SHELL PLC ADR 0.90 PER SHARE (ID: 780259-10-7) 405.000 0.90 364.50 Total Income 93480.97 JP Morgan Page 11 of 14 Confidential Treatment Requested by JPMo

0.365 595.62 3/24 Foreign Dividend ASTRAZENECA PLC SPONS ADR @ 1.90 PER SHARE (ID: 046353-10-8) 365.000 1.90 893.50 3/27 Foreign Dividend ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259.10-7} 400.000 0.90 360.00 Total Income 611,036.97 Type Settle Date Selection Method Description Quantity Coet

reign Dividend ASTRAZENECA PLC SPONS ADR 1.90 PER SHARE (ID: 046353-10-8) 365.000 1.90 693.50 3/27 3/31 Foreign Dividend Misc Disbursement ROYAL DUTCH SHELL PLC ADR it 0.90 PER SHARE (ID: 780259-10-7) 400.000 0.90 380.00 (1.033.35) TRANSFER TO UBS FINANCIAL SERVICES INC. Total Inflows & Outflows (316.771.

ESI SECURITIES COMPANY (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR @ 55.05 30,277.50 BROKERAGE 22.00 ESI SECURITIES COMPANY (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR @ 74.5455 22,363.65 BROKERAGE 12.00 ESI SECURITIES COMPANY (ID: 780259-10-7) SANOFI @ 48.6177 35,004.74 BROKERAGE 28.80 TAX &/OR SEC 70.01 ESI SE

ETROCHINA CO LTD ADR (ID: 71646E-10-0) RECKITT BENCKISER GROUP PLC SPONSORED ADR (ID: 756255-20-4) ROCHE HOLDINGS LTD SPONS ADR (ID: 771195-10-4) ROYAL DUTCH SHELL PLC ADR (ID: 780259-10-7) SANOFI (ID: 80105N-10-5) SIEMENS A G SPONS ADR (ID: 826197-50-1) Quantity 1,850.000 1,660.000 1,650.000 570.000 590.000 41

OF 03/13/13 (ID: 904784-70-9) ASTRAZENECA PLC SPONS ADR @ 1.90 PER SHARE (ID: 046353-10-8) BHP LTD SPONS ADR @ 1.14 PER SHARE (ID: 088606-10-8) ROYAL DUTCH SHELL PLC ADR @ 0.86 PER SHARE AS OF 02/28/13 (ID: 780259-10-7) 930.000 350.000 320.000 300.000 0.324 1.90 1.14 0.86 301.04 665.00 364.80 EFTA01565358

30 BROKERAGE 15.30 ESI SECURITIES COMPANY (ID: ) ROCHE HOLDINGS LTD SPONS ADR @ 60.4954 11,494.13 BROKERAGE 7.60 ESI SECURITIES COMPANY (ID: ) ROYAL DUTCH SHELL PLC ADR @ 65.8161 14,150.46 BROKERAGE 8.60 ESI SECURITIES COMPANY (ID: ) SIEMENS A G SPONS ADR @ 100.0942 20,018.84 BROKERAGE 8.00 ESI SECURITIES COMPAN

SPONS ADR @ 1.785116 PER SHARE (ID: 096813-20-9) RECKITT BENCKISER GROUP PLC SPONSORED ADR @ 0.243952 PER SHARE AS OF 06/21/13 (ID: 756255-20-4) ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259-10-7) 515.000 0.90 463.50 $8,349.94 1,980.000 EFTA01565901 1,120.000 1,375.000 620.000 2,590.000 0.907 1.1

.79 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: ) ROCHE HOLDINGS LTD SPONS ADR @ 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: ) ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: ) SANOFI @ 52.2799 10,455.98 BROKERAGE 8.00 TAX &/OR SEC 20.92 ESI SECURITIES COMP

e High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost Sale High Cost ROYAL DUTCH SHELL PLC ADR @ 66.9621 6,696.21 BROKERAGE 4.00 TAX &/OR SEC .12 ESI SECURITIES COMPANY WASH SALE ADJUSTMENT 08/09/13 (ID: 780259-10-7) ISRAEL CHEMICALS LTD AD

PER SHARE (ID: 911271-30-2) MTN GROUP LTD SPONS ADR @ 0.368104 PER SHARE (ID: 62474M-10-8) BHP LTD SPONS ADR @ 1.18 PER SHARE (ID: 088606-10-8) ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259-10-7) 1,630.000 1,850.000 365.000 1,590.000 2,625.000 435.000 405.000 0.354 0.18 EFTA01566489 0.90 0.313

) HSBC HOLDINGS PLC SPONS ADR @ 0.50 PER SHARE AS OF 12/11/13 (ID: 404280-40-6) NIPPON TEL & TEL CORP ADR @ 0.387146 PER SHARE (ID: 654624-10-5) ROYAL DUTCH SHELL PLC ADR @ 0.90 PER SHARE (ID: 780259-10-7) COMPANHIA ENERGETICA DE MINAS GERAIS SPONS ADR REP NON VOTING PFD GROSS RATE 0.176488 (ID: 204409-60-1) TESCO