GHISLAINE MAXWELL-OAP HID ACCT. For the Period 7/1/13 to 7/31/13 Trade Date Type Description Quantity Per Unit Amount Market Cost Sett 'e Date Settled Securities Purchased Purchase 7/12 7/17 MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT AOR @ 19.0293 10,180.68 BROKERAGE 16.05 ESI SECURITIES COMPANY (ID: 626188-10-6) 535.000 19.059 (10,198.73) 7/12 7/17 Purchase NESTLE S A SPONS ADR REPSTG REG SH Q 67.3775 13,138.61 BROKERAGE 7.80 ESI SECURITIES COMPANY (ID: 641069-40-8) 195.000 67.417 (13,148.41) 7/12 7/17 Purchase NOVARTIS A G ADR Q 73.4109 10,644.58 BROKERAGE 5.80 ESI SECURITIES COMPANY (ID: 66987V-10-9) 145.000 73.451 (10,650.38) 7/12 7/17 Purchase WKOIL OAO SPONS ADR @ 60.7725 9,419.74 BROKERAGE 6.20 ESI SECURITIES COMPANY (ID: 677862-10-4) 155.000 60.813 (9,425.94) 7/12 7/17 Purchase TELEKOMUNIKASI IND SPONS ADR Q 45.9695 8,964.05 BROKERAGE 7.80 ESI SECURITIES COMPANY (ID: 715684-10-6) 195.000 46.009 (8,971.85) 7/12 7/17 Purchase RECIOTT BENCKISER GROUP PLC SPONSORED ADR @ 14.3018 6,292.79 BROKERAGE 13.20 ESI SECURITIES COMPANY (ID: 756255-20-4) 440.000 14.332 (6,305.99) 7/12 7/17 Purchase ROCHE HOLDINGS LTD SPONS ADR Q 64.4191 6,441.91 BROKERAGE 4.00 ESI SECURITIES COMPANY (ID: 771195-10-4) 100.000 64.459 (6,445.91) 7/12 7/17 Purchase ROYAL DUTCH SHELL PLC ADR @ 69.7441 4,533.37 BROKERAGE 2.60 ESI SECURITIES COMPANY (ID: 780259-10-7) 65.000 69.784 (4,535.97) 7/12 7/17 Purchase SANOFI Q 52.2799 10,455.98 BROKERAGE 8.00 TAX EJOR SEC 20.92 ESI SECURITIES COMPANY (ID: 80105N-10-5) 200.000 52.425 (10,484.90) 7/12 7/17 Purchase SIEMENS A G SPONS ADR O 107.2165 5,360.83 BROKERAGE 2.00 ESI SECURITIES COMPANY (ID: 826197-50-1) 50.000 107.257 (5,362.83) JP Morgan Page 17 of 19 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00045910 SDNY_GM_00315108 EFTA01518667