Transactions by Type of Activity (continued) Process( Settlement Date Activi Pe Dual on (Misr< Rana PnvieWealtn•Atagenait Pdaeals Coon., 6 ,0‘P Dettsch4 lank %flows +Ic Mee Ion Onto In Pant Ammo. 160. I ter War int WI 10114 Dividends and Interest 05/01/14 CASK DIVIDEND RECEIVED .F1- SK 05101114 8OND INTEREST RECEIVED 704549AE4 05109114 BOND INTEREST RECEIVED 494580A89 0511511/ CASK DIVIDEND RECEIVED 060505018 05/15/14 05115114 05128114 05130114 CASF DIVIDEND RECEIVED C PRK BOND INTEREST RECEIVED 46262EAE5 BOND INTEREST RECEIVED 3624207X5 MONEY MARKET FLND INCOME RECEIVED 233993682 MORGAA FLOATING RATE INCOME FLA D SELECT SNARES 209090.6800 ShRS RD 04129 PD 05101114 1200000 PEABODY ENERGY COFtP SR NT 7.375% 11101116 WE DTD 10(12/06 RD 04130 PD 05101114 KINDRED h EALTF CARE INC 8 250% 06101119 B/E DID 06/01111 CLB ACCRUED INTEREST BANK AMER CORP PEPP NON COM ULATIVE DEP SII5 FIXED TO FLOAT 8.125% 04130158 8/E RD 05114 PD 05115114 INT PAID AT 40 6250 3000000 79000 SF RS CITIGROLP INC DEP SH S REPSTG 111000Th PFD SERK 6 875% RD 05105 PD 05/15114 500000 !PAYMENT INC GTD SR NT 10.250% 05115118 WE DID 11115111 CLB RD 05114 PD 05115114 1500000 GS M TG SECS COPP 2005.5F M TG PASSTH RU CTF CL B1 VAR 5.759% 06125135 BIE DID 05/01105 RD 04130 PD 05125/14 DWS GO VT CAST INSTL Total Dividends and Interest - UNITED STATES DOLLAR Distributions 05109/14 05/28/14 SECURITY REDEEMED 494580A89 RETURN OF PRINCIPAL RECEIVED 3624207X5 KINDRED FEALTFCARE INC 8 250% 06/01/19 WE DID 06/01/11 CLB 1500000 GS M TG SECS CORP 2005.5F NM PASSTHRU CTF CL B1 VAR 5.759% 06125135 BIE DTD 05101105 RD 04/30 PD 05/25/14 Total Distributions • UNITED STATES DOLLAR }OAP von CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E I FISTONFIDETTIAL TI-E FAZ Statement Period: 0510112014 • 05/3112014 Qua Price Accreed Interest Amount Curren 6 272 72 LSO 44,250 00 LSD 36.208 33 LSO 121.875 00 LSO 33.945.35 LSD 25.625.00 LSD 5,835.04 LSD 241.10 LSD 0.00 274,252.54 -1,000,000000 1,066,530 51 LSD 2.699.83 LSD 0.00 1,069,230.37 Account Numbers Go paperless Pip 9 013 Rated tacelbra L eefy Year Lace 2'007 DAL BAR RATED COMMUNCATONS rxenurmer SDNY_GM_00048026 DB-SDNY-00 10850 EFTA_00 158635 EFTA01290663

Transactions by Type of Activity (continued) Process/ Settlement Date Adivity Type Description Quantity Price Awued littlest Mount Currency Money Market Funds 05101114 MONEY FUND PURCHASE DWSGOVT CASH INSTL -118.50000 USD USD999997 05102114 MONEY FUND PURCHASE DWSGOVT CASH INSTL -44,250.00 USD USD999997 05109/14 MONEY FUND PURCHASE DWSGOVT CASF INSTL -1,066,530.54 USD USD999997 05/12/14 MONEY FUND PURCHASE DWSGOVT CASH INSTL -36,208.33 USD USD999997 05/16/14 MONEY FUND PURCHASE DWSGOVT CASH INSTL -1(11A45.35 USD USD999997 05/29/14 MONEY FUND PURCHASE DWSGOVT CASH INSTL -8.534.87 USD USD999997 05/30111 MONEY MARKET FUND DWSGOVT CASH 'NUL INCOME REINVESTED -211.10 USD REINVESTMENT 233993682 Total Money Market Funds - UNITED STATES DOLLAR 0.00 -1,455,710.19 Total Value of Transactions 0.00 -111,600.00 USO The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value I to 5 years 1,701,500.00 Over 10 years 7,896,172.82 Total 9,697,472.82 Bond Quality Bond Quality Market Valve % of Bond Market Value BAILower 9.597 672 82 100% Percentages of bond market values are Total 9,697,672.62 100% rounded to the nearest whole percentage. You are 100% invested in bonds with a bond quality of BA/Lower. IS% E2% 100% Percentages of bond market values are rounded to the nearest whole percentage. .01 Account Num bur TI-E FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Go ON Fl A L Page 10 of 13 RANI ENNA NI Every VAN SIAN 2007 DAL DAR RAT ED COMMUNICATIONS rxciurnaer rtettr........'"Ta, =Ct.' -- Intr. SDNY_GM_00048027 DB-SDNY-00 10851 EFTA_00158636 EFTA01290664

PC. Bo, 1776 BLO n.yc MD 21203 Client Service Information Gramm Ram Pr.. Math mmagenan Weals Immo CAM Des4LOP MA *woos LA MATTA blot ID MA A . Hamm. Statement Period: 0510112114 • 0V3112014 Your Client Advisor: TDS TAZIA SM 'TM 345 PARK AYEk LE 14TH FLOOR ABU YORK KY 10154 Your Account Information Contact Information Telephone Number: Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks In a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper comm unications. lag in to your account or contact your Client Advisor for more inform ation. FIRST IN FIRST OUT Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be rekable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked —N/A— and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. potitical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwrpershing.comfbusiness_continury.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Opdons Information well respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confrmations previously finished to you. A summary of this information is available to you promptly upon your written request directed to your introducing Nm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Page II of 13 Account Pi um bet RAM tmallenti ORM ROLL Go paperless Ivory VAN Same 2007 THE HAZE It DALOAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDE1SITIA rxciamer SDNY_GM_00048028 DB-SDNY-00 10852 EFTA_00 158637 EFTA01290665

Important Information and Disclosures (continued) Proxy Vote Securities not fully paio for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate win not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard & Pods shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recornrnendabons to purchase, hold or sell securities: and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable, the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wiwcpershing.comIstrength_stabilityhtml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includitg unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. Fage12 of 13 Account hum banal= 00A11 Go paperless Th. E FAZE T T CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ONFID=TAL Rated tuallonfl 0.0y Vow' SAW* 2007 DAUM. RATE0 COMMUNICATIONS 7XCILL774Ct •••-•-sgml —••••••••A inn ti•c SDNY_GM_00048029 OB-SDNY-0010853 EFTA_00158638 EFTA01290666

PC. ba qlG flu • MO Mtn Important Information and Disclosures (continued) Oralsoo Rana km,. Weida •Aptagenan Weals tonna Gro‘P Destulv PP* starts Inc Mar bit Oita Hs PH Mesa ILIA I Past Statement Period: 0510112014 • 05/3112014 Important Arbitration Disclosures (continued) • The panel of arbitrators wil typically include a ninority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shah be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied. (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330. ORA.° Poll. Account Nun ber TF E FAZE T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) liortHis ON F I A L Page 13 of 13 kited L•colle (very Pear Sinop 2007 DAL BAR RATED COMMUNICATIONS. r)Iesturnaer O a t LT7.....ttarettelwas• SDNY_GM_00048030 DB-SDNY-0010854 EFTA_00158639 EFTA01290667

P.O. ed 17/6. bliteren1.02103 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TIMES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: Desna< OMR Pita Wealth Maaaernet. manes cants GK., o Devbaht /mein In. /kw vi.n ono ms PH Mara nth I bet Account Number: Statement Period: 04/01/2114 - 0413012114 Valuation at a Glance Beginning Account Value het Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Total Taxes Withheld het Chan e in Porlfoho nding Account Value Estim Wed Annual !nom e Asset Allocation Prior Year-tad Lad Period This Period % Allocation 1,50 Cash. Honey Fonds. and Bank Deposal:1 7.589.036.35 8,382,205.86 8,509,554.57 36.35% USD Fixed Income 15,405,626.60 12,821,575.19 12.782.408.32 54.60% 1 USD Equities 0.00 2,059.530 00 2.119.570 00 9.05% Account Total (Pie Chart) $22,994,662.95 023,263,311.05 023,411,532.81 100.00% I The Bank Deposits in your account are FDIC insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securmes Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC). up to &invade limits. See page 2 of ths statement for important information regardng the Asset Allocation section. This Period Year•lo-Date 523,263,311.05 522,994,602.95 0 00 8.188.19 23,263,311.05 23,002,051.14 131 528 49 188.260.00 0 00 440 16 693 35 220 417 35 $23,411.532.89 $23,411.532.85 5926 282 18 Pie Chan allocation only acmes products that are of positive value. Page 1 of 14 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Rat•d J 'Cat 1 Go papeoless yeas In A O Ram CALM* RATED CMMUNICAlIONS CONFIDAENTIAL """ is& • am. oasts •••••••in SDNY_GM_00048031 DB-SDNY-0010855 EFIA_00 158640 EFTA01290668

Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized Ibis Period Yearito.Date Short•Term Gam/Loss 76.13 •1.181.64 50.069 22 Long-Term Gainlloss 0.00 47.538 85 100.464 38 Net Gain/Loss 76.13 .68,720.19 150,533.60 This summary excludes transactions where cost basis information is not available. Money Market Fund Detail Date Activity Type Sweep Money Market Fund OWS GOVERNMENT CASH INSTL Account Number: 0000001492 Current Yield 0.03% Activity Ending: 04130114 04101114 Opening Balance 0.00 000 04123(11 Decreed MONEY PAO FtilICFASE 8,382,153.76 8,382.153 76 04128114 Deposit MONEY FUND MICFASE 8.545 67 8.390.999 43 04130114 Deposit INCOME REINVEST 55.14 8.391.054.57 04130114 Closing Balance $8,391,054.57 Total All Money Market Funds $8,381,054.51 Deem on Amount Balance FDIC Insured Bank Deposits Date Activity Type Description Amount Balance Other FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number N4G024943 Activity Ending. 04130114 04101114 Opening Balance 8.382.205.86 8.382.205.86 04115114 Deposit INTEREST CREDITED 206.59 8,382,412.45 APY 003% 0411671/ Assooaled Bank NA 8.382.412 45 NO 04(16 $250000.00 DIST NO 04(16 5250000.00 Bank of America NO 04(16 5250000.00 Citibank NA. NO 04(16 $250000.00 Deutsche Bank Trst Co Page? of 14 Account Num Der Go paperless m ace. a•••••• ....re msg. • •••••• ••••••• «saw.. FAZ E TCONFID AarriAL CALMAR RATED COMMUNICAlIONS tt . SoN Y_GM_0004 8032 CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) DB-SDNY-0010856 EF1A_001 58641 EFTA01290669

FDIC Insured Bank Deposits (continued) Date Activity Type Description Gram se Ram Peeve Weeinsammeneys Myerts Cerny, 6 ,04, DesesIte Sala Seleors ere bre Oily la Put Ammo. ≥Nu I to Statement Period: 0410112114 • 04/3012014 Amount Balance Other FDIC Insured Bank Deposits (continued) INSURED DEPOSITS PROGRAM (continued) NO 04116 50132112.4 East West Bank NO 04116 $250000.00 NY Comm unity Bank NO 04116 $250000.00 Texas Capital Bank NO 04116 5250000.00 ramie Capital Bank NO 04116 $250000.00 Com enity Bank NO 04116 5250000.00 04122114 Withdlawal WITHDRAWAL 04122/14 Depotil INTEREST POSTED 01130114 Closing Balance Total FDIC Insured Bank Deposits The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other sell directed retirement accounts. Please review this m connection with other deposits you may have at each respective bank. 1.382.453.76 41.31 X131 0.00 $0.00 $0.00 Income and Expense Summary Commit Period Yea4o•Dale Taxable Non Taxable Taxable Non Taxable Dividend Income Money Market 55.14 0.00 55 14 000 Other Dividends 125,377.51 0.00 163.860 35 0.00 Interns Income Bond Merest 5.841.91 0.00 23 462 26 0 00 FDIC Insured Bank Deposits 247.90 0.00 882 25 0 00 Total Dividend; Mintiest, Income and Expenses 0131,621.40 $0.00 $188,260.00 $0.00 Distributions Other Distributions 0.00 2,697.16 0.00 00519 Total Distributions 00.00 02,691.76 $0.00 HACH Page 3 or 14 Account Num hr Fu.k.d V,:0,708CSFI GO PaPerless 3 , 05=. ';;;;;TTDACROZMUNICATtOM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6: HAZE TtO N F I DrivariAL EXCELS/NCI asewm•reeey eorsetersel.C. • easy *Nays reales" SDNY_GM_00048.033 DB-SDNY-00 10857 EFTA_00158642 EFTA01290670

Portfolio Holdings Account Opening Date Quantity Number Activity Ending Opening Balance Closing Balance Accrued Income Income This Year 30•Day Currie Yield Yield Cash, Money Funds, and Bank Deposits 36.00% of Portfolio Cash Balance 0.00 118,500.00 Money Market DWS GOVERN M ENT CASH INSTL 04101/14 8.391 054 570 0000001492 04130114 0.00 8.391.054.57 0.00 55.14 0.03% 0.03% Total Money Market 10.00 18,391,064.57 $0.00 sum FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 04101114 N1G024943 04130114 8.382.205.86 0.00 0.00 682.25 WA NIA Total FDIC Insured Bank Deposits SI 382 206.86 10.00 $0.00 $88216 Total Cash, Money Funds, and Bank Deposits 56,382,208.86 18,509,554.57 10.00 1937.39 Adjusted Unrealized /caved Estimated Estimated Date Acquired Quantity Unit Cod Cost Basis Market Price Market Value Gain/ Loss Meted Annual Income Yield Fixed Income 46.00% of Portfolio (In Matunty Date Sequence) 'Asset Backed Securities GS M TG SECS CORP 2005.5F M TG PASSTHRU Security Identifier: 3624207X5 CTF CL 61 VAR 5.759% 06125135 WE DID 05101105 St P Rating B• Factor: 0.81043332 Effective Date.04101/14 Current Face Value: 1,215,649.980 12113113'.x.12 1,500.000 000 97.1780 1,181,342.58 91.4140 1,111,274.27 -70,064.31 5,640.46 Original Cod Basis: 51,189,588.80 Total Asset Backed Securities 51,181,342.58 51,111,274.27 -570,068.31 15,640.46 $0.00 1,500,000.000 Total Current Fact Value : 1,215,849.980 Corporate Bonds PEABODY ENERGY CORP SR NT Security Identifier: 704549AE4 7.375% 11101116 WE DTO 10/12106 1ST CFN DM 05101107 CM PMT SEMI ANNUAL Moody Rating BA2 Sd P Rating BB 05110/11 %OM 1,200,000.000 106 6590 1,279,909.20 112.2500 1,347,000.00 67,090.80 44.004 17 88.500.00 6.57% Original Cod Basis: 51,363,500.00 Security Identifier: 48262EAE5 IPAYM ENT INC G7D SR NT 10.250% 05/15118 B/E DTO 11/15/11 CALLABLE 05/15115 a 105.125 Moody Rating CAM S 8 P Rating CCC 10102/12 %I2," 500,000 000 91 3210 456.605.56 70.0000 Original Cod Basis: $445,000.00 350,000 00 .106905.56 23,489.58 51,250.00 14.64% Page 4 of 14 Account Number It ". Rated Excellent Re Pn.0 9/ 658CS F 30 016 Go paperless ye.. en A n. THE HAZE TW OALSAII RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NFID EN TIAL EXCELIANCI Owe& Oases swain. ••••••• rms. ono...so SDNY_GM_00048034 DB-SDNY-0010858 EFTA_00 158643 EFTA01290671

OraKee Rana P,,.,,, warn 14.4gentin Pdaeals wrap Gro.p DestuN Sank *won Lac Now *A Onc• PC. .M0 2120 HS Put Awns,. Halter W.* 11,114 Portfolio Holdings (continued) Dale Annulled Fixed Income (continued) Corporate Bonds (continued) KINDRED HEALTHCARE INC 6.250% 06101/19 BIE DT0 06/01/11 CALLABLE 06101114 0 106.188 Moody Rating 63 S8 P Rating B. 10102112'•12.12 1.000.000.000 99 6960 PM ORGAN CHASE & CO DEP SHSREPSTG 1/107F FfD SER 1 FIXED TO FLTG RT BD 7.900% 04129/49 BIE DTD 04/23/08 Moody Rating BAI S8 P Rating BBB 05110/11 12.12 3,000,000.000 111 2650 BANK AM ER CORP PERP NON COM UtATIVE DEP SI- S FIXED TO FLOAT 8.125% 04130/58 B/E DTD 04/30108 CALLABLE 05/15/18 Moody Rating BA3 S8 P Rating BEit 05/10/11 12.12 3,000,000.000 112 9870 Statement Period: 0410112/14 -04/3012114 Adjusted Unrealized Awued Estimated Estimated Quantity Unit Cost Cost Basis Market Price Market Value GaInfloss Interest Annual Income Yield Total Corporate Bonds 8,700,000.000 Total Fixed Income 10,200,000.000 Security Identifier: 494560A89 991958.13 107.0000 1170.000.00 71041.87 34,145.83 82100.00 7.71% Onginal Cost Basis: $996,250.00 Security Identifier: 46625HHA1 3.337.958.33 113.0000 3.390.000.00 52,041.67 0.00 237.000.00 6.99% Original Cost Basis. $3.337.958.33 Security Identifier: 060505078 3,389,620.83 113.5500 3.406.500.00 16,879.17 111,71815 243.75100 7.15% Onginal Cosl Basis: $3.381620.83 09,481,052.05 $9,563,500.00 $102,447.95 $213,358.33 $703,000.00 $1 0,642,394.63 $10,674,774.27 $32,379.64 $218,998.79 $703,000.00 Page 5 of 14 Account Number. N46-024943 Ralsd Nollent Go paperless Saran Vets In A Rene TI4E FAZE ef rica, r caal itarDCOMMUNICA110.4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) TO NFIDarriTAL a.... a...ft uLC. • %w es, oases •••••••••• SDNY_GM_00048035 DB-SDNY-0010859 EFTA_00 158644 EFTA01290672

Portfolio Holdings (continued) Unrealized Oate Acquired Quantity Unit Cost Cog Basis Market Price Markel Value Gale/ Loss Equities 9.00% of Portfolio Preferred Stocks (Listed by expiration date) CITIGROUP INC DEP MIS REPSTG Security Identifier: C PRK 111000Th PFD SER K 6 875% CUSIP: 1729673/1 Dividend Option: Cash 02103/14 79.000.000 25.3090 4999.416.90 26.8300 2.119.570.00 120.151.10 Total Preferred Stocks 11,999,418.90 12,119,570.00 6120,151.10 Total Equities 51,999,418.90 $2,119,570.00 $120,151.10 Dale •wired Unrealized Quantit Unit Cost Cost Basis Market Price Market Value Gaud Loss Estimated Estimated Annual Income Yield 135.781.25 6.40% $135.761.25 $136,781.25 Estimated Estimated Annual Income Yield Mutual Funds 9.00% of Portfolio JP M ORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: .PHSX CUSIP: 481211510 01122/13 '.3 198,216.056 10.0900 2,000,000.00 10.0800 1,998.017.84 .1,982.16 82,061.45 4.10% 02101113'.3 630.057 10.0670 6.312.92 10.0800 6.350.98 8.06 26014 4.10% 03101113'•3 711.578 10.0600 7,158.18 10.0800 7,172.70 14.22 294.59 4.10% 04101113'.3 789.517 10.1100 7,982.33 10.0800 7.958.61 -23.69 326.87 4.10% 05101113'.3 151.550 10.1300 7,613.21 10.0800 7,575.62 -37.59 311.11 4.10% 06103113'.3 757.360 10.0900 7,611.77 10.0800 7.631.19 -7.58 313.55 4.10% 07101113'•3 668.131 9.9700 6,661.27 10.0800 6,731.75 73.18 276.61 4.10% 08101113'.3 704.609 10.0600 7,088.37 10.0800 7,102.45 14.08 291.71 4.10% 09103113'.3 709.175 10.0300 7,113.03 10.0800 7,118.48 35.45 293.60 4.10% 10101113'.3 712.100 10.0210 7,137.85 10.0800 7,177.97 40.12 294.81 4.10% Total Noncovered 204,660.163 2,064,739.23 2,042,673.62 -1066.61 84,725.17 Reinvestments to 4,140.517 10.1100 44,891.98 10.0800 44,760.43 •131.53 1,838.37 4.10% Date Total Covered 4,440.617 44,191.98 14,760.43 -131.63 1,131.37 Total 209,090.611 12,109,831.1! $2,107,834.05 -$1,997.14 $18,503.$4 Total Mutual Funds $2,109,131.10 $2,107,634.05 -$1,997.14 986,563.54 Col Bads Market Value Unrealized Awued Estimated GaInfloss Interest Annual Income Total Portfolio Holdings $23,260,999.29 623,411,532.89 $150,533.60 5210,998.79 9926,202.18 Footnotes • Nonccvered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ( IRC) (incorporating amendments enacted by Page of 14 Account Num ber * L. w„e lxcellent P*09/ 658CSF 30 016 Go paperless se. Years in A Ray THE Ft OALOAR Slat CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) AzneFatN Fl DEN TAL IXCIELUINCi allliefill••••••••••••11.. We. •••••41 SDNY_GM_OOO48O36 DB-SDNY-00 10860 EFTA_00 158645 EFTA01290673

Destine e.n. Pnwair Warn lAymienms Marais tonne 6.0..P Deelsch• Sank Sta. hic Mar Teri Olio HS Pia Asa. loth Ike Mrs Ve( NY 101W Portfolio Holdings (continued) Statement Period: 04/0112014 • 04/3012014 P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered noncovered,' under the new cost basis reporting rules. and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those invoking continuously callable bonds. foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold shod or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. F The Current Face value represents the outstanding principal balance of the undedying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering frm or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quality Coe Buie Proceeds Realized Gain/ Lord Disallowance Short Term 04125114 12/13113' RPP GS LITG SECSCORP 200 ASSThRli CTF CL 81 VAR 5.759% 06125135 WE DTD 05101105 Security Identifier 362420735 Original Cost Bait 2.621.62 1,500,000.000 2,621.62 2,697.75 76.13 Total Short Term $2,621.62 $2,667.76 676.13 Total Short Term and Long Term $2,621.62 $2,697.76 676.13 Pagel of lc E,09/08CSF 30 016 Account Num hr Go paperless S.vm n r t — THE HAZE TtO N F I DAENTIAil CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Cs& *nue& Owisin. use. • near eons. ••••••••• SDNY_GM_00048037 DB-SDNY-00 10861 EFTA_00 158646 EFTA01290674

Schedule of Realized Gains and Losses Current Period (continued) • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore. considered "ncocovered.- under the new cost basis reporting rules, and marked or denoted as such. Mother securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options. acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 109943 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not requted to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attrtutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wil be used to determine the cost basis for calculating gain andfor loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8. Messages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, It is possible to lose money by Investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:/Awnv.divs-investments.conVENfproducts/rnoney-market-funds-Welds.jsp. Please note that all money market funds listed on the website may not be offered through us. Page 8 of 14 BOW) 6S8CSF 30116 Account Plus Dr S Go Ras W.I paper less S.a.•. , " A ""w TNE DA RAT ED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) HAZE Tt MAO, O N F I Dr NnA L 113CCMPIC4 CONS. •••••••••1.1M.1.4. • ••••• •••••• ••••1118•P SDNY_GM_00048038 OB-SDNY-0010862 EFFA_00158647 EFTA01290675

Ocuicry Ram Power Weahn Manran Miniet$ COM•la 4,04P OtOsIt• Una Se4V,le.,X Mrs bet Mc* Ma Pot Ant.... 1141. Activity Summary (All amounts shown are in base currency) Credits This Period Year-lo-Date Debits Statement Period: 04/01/2014 - 04/30/2014 This Period Tear-to-Date Securities Securities Setunnes E5ccht 0 00 0.00 Securities Baught -6.877 54 -2.314 779 25 Securities Sold 0 CO 2 760 359.19 Securities Sold 000 0 03 Total Securities $0.00 $2,760.359.19 Total Securities -$6,877.54 -$2,044,779.25 Dividends and Interest $131,528.49 $188,260.00 Dividends and Interest 10.00 10.00 Distributions $2,697.76 $11,210.50 Distributions $0.00 -$1,724.81 Taxes Withheld $0.00 $4.40 Taxes Withheld $0.00 $0.00 Cash Cash e posa 0 00 4188 19 Deposits 7:: 0.00 Total Cash $0.00 $8,188.19 Total Cash $0.00 $0.00 FDIC Insured Bank Deposits $8,382,412.45 $10,381,173.68 FDIC Insured Bank Deposits -$206.59 -$2,792,837.31 Money Market Funds $0.00 $0.00 Money Market Funds -0,391,051.57 -0,391,051.57 Total Credits $8,516,639.70 $13,349,895.0 Total Debits -$8,30,138.70 413,231,396.91 Transactions by Type of Activity Process/ Settlement Date AMiyity Type Description Quantity Price Accrued Interest Amount Currency Securities Bought and Sold 04/01114 REIN VEST CAS1-1 INCOME M ORGAN FLOATING RATE INCOM E FUND SELECT StiNkES 880271 4,877.51 USD P1-5k 208110.1090 Ski RS SN RS PORCH. AT $10.11000 RD 03/28 PD 01101114 Total Stultifies Bought and Sold • UNITED STATES DOLLAR 0.00 4,877.51 Dividends and Interest 01101/14 CASE. DIVIDEND RECEIVED ..1) MORGAN FLOATING RATE INCOME RIND SELECT SNARES 8,877.51 USD .F6 SX 208410 1090 SHRS RD 03128 PD 04101114 04115/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 208.59 USD DEPOSITS INTEREST RECEIVED /58997998 Page 9 of 14 B009/658CSF30'16 Account Nun ber Ralvd weellent PaTliwriess cr =D ACRew UNICAT.0041 TNE HATE ONFIDA5NTIAL Inctrumica CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6(e) COnsiOnuoir livestri.U.C.•••••••••••••••••••••• SDNY_GM_00048039 OB-SDNY-0010863 EFIA_00158648 EFTA01290676

Transactions by Type of Activity (continued) Process/ Settlement Date Adivity Type Desaiplion Quantity Price Accrued Interest Amount Currency Dividends and Interest (continued) 04122114 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED INCOME 4111 USD DEPOSITS INTEREST REDEEMED RECEIVED 458997996 04125114 BOND INTEREST RECEIVED 1500000 GS MTG SECS CORP 2005-5F MTG PASSTHRU CTF 5,847.91 LSD 3624207X5 CL DI VAR 5.759% 06125135 DIE DTO 05101/05 RD 03131 PD 04/25/14 04130114 MONEY MARKET FUND DWSGOVT CASH INSTL 55.14 LSD INCOME RECEIVED 233993682 04130114 CASH DIVIDEND RECEIVED .PMORGAN CHASES CO DEP SHS REPSTG 1/10TH PFD SER 1 118,500 00 LSD 46625H HAI 7 900% 04/29149 B/E RD 03/31 PD 04/30114 INTEREST PAYMENT 0 39.5 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 131,621.49 Distributions 04/25/14 RETURN OF PRINCIPAL 1500000 GS MTG SECS COPP 2005-5F M TG PASSTHRU CTF 2,697.16 USD RECEIVED CL B1 VAR 5.759% 06125135 EJE DTD 05101/05 RD 03131 PD 3624207X5 04125/14 Total Distributions - UNITED STATES DOLLAR 0.00 2,097.70 FDIC Insured Bank Deposits 04/15/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -206.59 LSO DEPOSITS INTEREST REINVESTED 458997996 04122114 FDIC INSURED BANK INSURED DEPOSITS PROGRAM FULL FFINCIPAL REDEEMED 8,382,412 45 LSD WITHDRAWAL USD999997 Total FDIC insured Bank Deposits • UNITED STATES DOLLAR 0.00 8,362,205.16 Money Market Funds 04/23114 MONEY FUND PURCHASE DWSGOVT CASH INSTL .8,382,453.76 LSD USD999997 04128/14 MONEY FUND PURCHASE DWSGOVT CASH INSTL -8.545.67 LSD USD999997 04/30/14 MONEY MARKET RIND DWSGOVT CASH INSTL INCOME REINVESTED -55.14 LSD REINVESTMENT 233993682 Total Money Market Funds- UNITED STATES COLLAR 0.00 .8,391,054.67 Total Value of Transactions o.00 118,500.00 USD The price and quantity displayed may have been rounded. Page Hof 14 Account Num ber Go paperless 4 6 :1 Ztedini:VARea. CIALOA:RA it 0 COMMUNICATIOHS THE FAZE tO N F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) own.. we. • am. *sad ••••••••••• SONYGM_0004804o DB-SDNY-00 10864 EFTA_00 158649 EFTA01290677

DrgiVOC Na. ann,n Vona n Pareits Coon, 6,0“) Destulv Mee Secoots W. New %A Mu MINA 0010. lath I ter Statement Period: 04/0112014 - 04/30/2014 Cash Not Yet Received Security Record Date Payable Date Creamily Held Rate Dividend Option Amount of Payment Interest PEABODY ENERGY CORP SR ST 0C30,14 05101114 1 200.000 000 0 036875 Cash 44 250 CO 7.375% 11101116 WE Total Car Not Yet Received $44,250.00 Bond Maturity Schedule Bond Maturity Market Value 1 to 5 years 1.697.000 00 6 to 10 years 1.070.000.00 Over 10 yeas 7.907.77427 Total 10,614,774.27 % of Bond Markel Value Bond Quality Bond Duality Martel Value % of Bond Markel Value Percentages of bond market values are rounded to the nearest whole percentage. BA/Lower Total 10.674.774.27 100 % Percentages of bond market values are 10,014,174.21 100% rounded to the nearest %%Die percentage. You are 100% invested irt bonds with a bond quality of BA/Lower. Called Bonds Call Date r C5'0912014 Securitt Description KINDRcD FEALTHCARE INC 8.250% 06101119 WE DTO 06/01111 CALLABLE 06101/14 9 106.188 Eligible Balled Call Type Redemption Quantity Chantey Price of Call Proceeds 1,000,000.000 1.000.000.000 100.0000 Full 1.000 000 00 Page ft of 14 Account Num Der- Go paperless et t B009/6$8CSF30016 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. eill(e: HAZE TCO N F I DAE NITTA Wiled I .eollent Seven Years In A Renw DALSAft PA TED COMMUNICAlIONS L EXCEL...NCI Cowry Novo 1001.1.1. use. • sorer. ars •••••n SDNY_GM_00048041 OB-SDNY-0010865 EFTA_00158650 EFTA01290678

Client Service information Your Client Advisor: TDS TAM SMITH 345 PARK AVENUE 14TH FLOOR NEW YORK AY 10'54 Your Account Information Contact Information Telephone Number: Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stods in a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST Ik FIRST OUT Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register arid turn off paper comm unications. log in to your account or contact your Client Advisor for more inform ation. FIRST lk FIRST OUT Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked "'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to WWW pershing.comibusiness_conbnuity.html for specrfic details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shovel on your statement may have been reinvested. You war not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously fumished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available icon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transaction Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page 12 of 14 Account Plum ber a ) KOPKO wrong.' BOW 6SOCSF 30 016 paiverless Seven VOA'S in A Rene THE HAZE Tto N F I DA5NITIAL LAMM EXCILIANCI RATCDCOMPALSPOCAlIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) CNN." Ovate Oniry WC- • ••••••••••••1••••••••• SDNY_GM_00048042 OB-SDNY-0010866 EFTA_00158651 EFTA01290679

Important Information and Disclosures (continued) Dnalsre Ram POIFtle was n Mange-wan Marais Coon,. G•cap Destulv Met %Iwo. o< Maw TM Ollo, MS Pia "Mist 360t,loct PArreint ref 101:4 Statement Period: 0410112014 • 01/30/2011 Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received (tom Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties inducing warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and dO not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Callable Bonds Pershing LLC receives the called bond information from several information sources which Pershing believes are reliable. Pershing does not guarantee the accuracy of the information. For callable options that are available to you please contact your Client Advisor. The Role of Pershing • Pershing carries your account as cleating broker pursuant to a cleating agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (-Many other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution Cr that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its OAT operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. M other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1. Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.cornatrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department, One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Page 13 of 14 Account Nut ber a l, R•Md ...teller... B0097 6S8CS F 30 '16 Go paperless Srvr•n Vt.". A Pc". THE HATE TAUT C:O N F I DrNrriAr N` ,D.Acitil ItA,TEDCOMMUNICA11O.4 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OnsfivIramliftnalowile.••••••••••••••••••••••• SDNY_GM_00048043 OB-SDNY-0010867 EFTA_00158652 EFTA01290680

Important Information and Disclosures (continued) Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other s court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied, (II) the class is decertified; or (Ill) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Page 14 of 14 *09/ 658CSF30016 Account Number Go paper-less a. ), Z.-= Pc" . THE HAZE TPILST rALatirtwocommumicaliows CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) GO N F I DAENTIA Cs' an s. ••••••• -••`Y-C ••••••• ammo. ••••11180 SDNY_GM_00048044 O13-SDNY-00 10868 EFTA_00158653 EFTA01290681

r0. bet 17/6. &Soren MDM203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYICE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: sib 0•vitre xis siin•Aamin-wrat Mw•ets ntiretG•ccp De.tith• Stc•••••• Vin bet Pico Altar, Annw.h•thilcct Valuation at a Glance Beginning Account Value Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income Total Taxes Withheld Net Chan e in Portfolio nding Account Value Eshin ated Annual limn e Account Number: NIG-024943 Statement Period:03/91/814 9313112114 This Period 123,246,803.09 0.00 13,246,803.09 12,487.58 0 00 4.220.10 Year•to-Date 622,994,882.95 8,188.19 23,002,851.14 56,731.51 4.40 203.721.00 S23 263 3' . .OS S23.263.3' LOS Asset Allocation Prior Year-End UN Period This Period 1, Allocation ISD Cash. Money Funds. and Bank Depouls1 7,589,038.35 8,373,501.18 8,382,205.86 36.03% USD Axed Income 15,105,62610 12,825,418.93 12,821,575.19 55.12% I USD Equities 0.00 2,047,680.00 2,059,530.00 8.85% Account Total (Ple Chart) $22,091,662.95 $23,248,803.09 823,263,311.05 I The Una Deposits in your account are FDIC insured bank deposits. FDIC insured bra deposits are not securities and are not covered by the Securities Investor Protection Cowden (SIPC). These bona deposits are covered by the Federal Deposit Insurance Corporation (FDIC), up to arowatse amts. See page 2 of the statement for important information regardng the Asset Allocation section. 100.00% CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 5927,361.79 F e Car alloceo- cnly rc ales yo-£ts !tat are of post ve Paget of 15 Ral•d t•totIont 5.0107102CSF30022 Go impel-less et Ser., Years la A Rd. •. • • • I C CALM* RATED COMMUN•CAT•ONS CONFIDENTIAL ""`""" Consonme ••••••• tit. • •••••••••••••••••••••• SDNY_GM_00048045 OB-SDNY-0010869 EFTA_00 158654 EFTA01290682

Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Yar•to-Date Shon•Term Gain/Loss 71 28 -1.257.77 -10,558.43 Long•Term Gain/Loss 0.00 47,538.85 142184.70 Net GaIn/Lou 71.28 48,796.82 132,126.27 This summary excludes transactions where cost basis information is not available. FDIC Insured Bank Deposits Date Adiv T pe Dedsi on knout Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: NIG024943 Adiviry Ending: 03131114 03101114 Opening Balance 8,373,504.16 8,373,504.16 03112/14 Withdrawal WITHDRAWAL 42.31 8.373.461.85 03114/14 Depotit INTEREST CREDITED 185.78 8,373147.63 APE 013% 03117/14 Associated Bank NA 8,373,647 63 NO 03/17 $250000.00 BUT NO 03/17 $250000.00 Bank of Arnefica NO 03/17 S250000.00 Citibank N.A. NO 03/17 $250000.00 Deutsche Bank Trd Co NO 03117 $6123647.0 East Wesl Bank NO 03117 S250000.00 NY Community Bank NO 03117 $250000.00 Texas Capilai Bank NO 03/17 5250000 00 Union Bank of CA NO 03/17 $250000.00 Com eniry Bank Page 2 of15 Account Numbers Wiled I ...tient 8010/ 102CSF 30 022 'less *, ot Y;;I:TTDActrim....-„,,ewn THE HAZE TtON F I DAENTIAL exCELIAINCI CONFIDENTIAL - PURSUANT TO FED. R CRIDA. P. 6(e) Onsineveliativeadowil.“.•••••••••••••••••••••• SDNY_GM_00048046 OB-SDNY-0010970 EFTA_00158655 EFTA01290683

PC. Bit, 1770. Etili moot MD 2120 °mist.< Rana kmair Wean laptagenfot Weals COMM, Gna Sat Stwoari n.. Oilt• In Pant Aneo. 160. Me, MIS FDIC Insured Bank Deposits (continued) Date Activity Type Description Statement Period: 0310112014 • 03131/2014 Amount Balance Sweep FDIC Insured Bank Deposits (continued) INSURED DEPOSITS PROGRAM (continued) 03126/14 Depout NO 03/17 $250000.00 DEPOSIT 8 55823 8,382,205.86 03131114 Posing Balance $8,382,205.86 Total FDIC Insured Bank Deposits $0.382,205.86 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Invests Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other sell directed retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Income and Expense Summary grenl Period Year-lo-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Other Dividends 6.440.99 0.00 38.48211 0.00 Interest Income Bond Interest 5,860.79 0.00 17,614.35 0.00 FDIC Insured Bank De posts 185.78 0.00 634.35 0 00 Total Dividends, Interest, Income and Expenses $12,187.56 $0.00 $56,731.61 $0.00 Distributions Other Distributions 0.00 2,655.13 0.00 5.787 93 Total Distributions $0.00 $2,666.13 $0.00 $5,787.93 Page 3 of 15 Account Number: N4G•024943 Rated (Wahl.' 010/ le2CSF 30 022 Go paperless sewn years In A Row LOA CIA D OI INTL COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67e: HAZE t rO N F I DMTIAL """"" bisepoommeoPorisinpu.C.•••••••••••••••••••wi SCINCGM_00048047 DB-SDNY-0010871 EFTA_00 158656 EFTA01290684

Portfolio Holdings Account Activity Opening Opening Date Quantity Number Ending Balance Cash, Money Funds, and Bank Deposits 36.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 0310111 4 8.382 205 860 k4G024943 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits (Using Balance Accrued Income Income This Year 30-Day Curtest Yield Yield Date Acquired Fixed Income 46.00% of Portfolio (In Al atunty Dee Sequence) 'Asset Backed Securities GS M TG SECS CORP 2005.5F M TG PASSTHRU CTF CL 91 VAR 5.759% 06/25/35 WE DTD 05101/05 S 8 P Rating B• Factor: 0.81223183 Effective Dale:03103114 Current Face Value, 1.218.347.745 12113113'.3.12 1.500.000.000 97 1780 03(31/14 8.373.504 16 18,373,504.18 18,373,504.16 Adjusted Quantity Unit Cost Cost Basis Market Price 8,382,205.86 18,382,20526 68,382,205.86 Market Value 103 26 $103.26 $103.26 Unrealized Gain/ Loss 634 35 $834.35 $834.35 N/A NIA Acaued Estimated Estimated Interest Anna' Income Yield Total Asset Backed Securities 1,500,000.000 Total Current Face Value : 1,218,347.745 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11/01/16 WE DM 10/12/06 1ST CPN UTE05/01107 CPN MIT SEMI ANNUAL Moody Rating BA2 SS P Rating BB 05110/11 '.12.13 1,200,000 000 106 8680 IPAYM ENT INC GTD SR NT 10.250% 05115118 WE DTO 11/15/11 CALLABLE 05115115 () 105.125 Moody Rating CAA1 SI P Rating CCC 10102112 %IL" 500.00.00 91 1860 KINDRED HEALTHCARE INC 8.250% 06/01/19 BIE DTO 06101111 CALLABLE 08101114 Q 108.188 Moody Rating 83 S1 P Rating B- 10102/12 %IL" 1.000.000.000 99 6920 Security Identifier: 3624207X5 1.183.964.20 91.3570 Original Cosl Basis: 51.189.588.80 61,183,964.20 Security Identifier: 704549AE4 1,282.416 57 112.0000 Original Cosl Basis: 51,363,500.00 Security Identifier: 48282EAES 455.928.27 73.7500 Original Cosl Basis: 5445,000.00 Security Identifier: 494580AB9 996.918.17 107.1250 Original Cosl Basis: 5996,250.00 1.113.045 95 11,113,045.95 1,344,000 00 368,750 00 1.071.250 00 .70.918 25 5.84784 -170,918.25 $5,847.84 61,58343 -87,178 27 36,875 00 19,381 11 74.331 83 27,500 00 $0.00 88,500.00 6.58% 51,250.00 13.89% 82.500.00 7.70% Page 4 of 15 f I I Ai, THE FAZE ICON F DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Account Number. Go paperless Raledtztellent Seven Yea/. In A Row CALM* RATED CCMAPAUNICATIONS .- we. • sopa. a.. a.. +v., SDNY_GM_00048048 DB-SDNY-001 0872 EFTA_00 158657 EFTA01290685

PC. Bcp 1770. Eli It moot MD 2120 Portfolio Holdings (continued) Dale Acquired Fixed Income (continued) Corporate Bonds (continued) RN ORGAN CHASE & CO DEP $H$ REPSTG Security Identifier 46625HHA1 1110TH WO SER 1 FRED TO FLTG RT BD 1.900% 04/29/49 BM DM 01123108 Moody Rating BA1 S P Rating BBB 05110111 12.1$ 3,000,060.000 1112650 3.337.958.33 113.0000 3,390,000.00 52,011.61 98,750.00 237.000 00 6.99% Original Cod Basis: $3,337,958.33 BANK AMER CORP PERP NON CON ULATIVE DEP Stonily identifier: 0605050Th SHS F1 TO FLOAT 8.125% 04130/58 NE DTD 04130108 CALLABLE 05/15118 Moody Rating BA3 Si& P Rating BB• 05110111 12.1$ 3.000.000.000 112.9870 3,389,620.83 114.2500 3,427,500.00 31,819.17 92,083.33 243,750.00 7.11% Original Cosl Basis: $3,389,620.83 Total Corporate Bonds $9,462,842.17 $9,601,500.00 $138,657.13 $274,569.44 $703,000.00 6 700 000 000 Total Fixed Income $10,646,806.37 10,200,000.000 Gnaw.< Rant Pnwile Wok'. Paragenan I/WNW Caen., 6 ,0‘p Dettsag Ian %won +IL lin. wan Mao la Pan 4..y_ )(alter Nn len Adjusted Gustily Ued Cod Cod Basis Market Price Market Value Statement Period: 03/01/2014 • 03131/2014 Usrealbed Awued Estimated Estimated GAN Loss Merest Annual Income Yield Date Acquired Equities 9.00% of Portfolio Preferred Stocas (bared by expiration dale) CITIGROUP INC OEP SHS REPSTG Security Identifier: C PRK 171000Th PFD SER K 6 875% CUSP: 172967341 Dividend Option: Cash 02103114 79,000.000 25.3090 1,999,418.90 26.0700 2,059,530.00 Total Preferred Mods $1,999,418.90 $2,069,530.00 Total Equities $1,999,418.90 $2,059,530.00 310,714,545.95 $67,739.68 Unrealized Quantity US Cod Cod Basis Market Price Markel Value Gild Loss $250,417.20 $703,000.00 Estimated Estimated Annual Income Yield 60,111.10 $60,111.10 680,111.10 Account Num Der_ Raled Kollent BOW le2CSF 30 022 f ilAit GO paperless #36 ) 5.-- Veal. I " 64' .. THE HATE TRLST cONFID'ENTIAL bAtlAlt RATED COMMUNICNTIONS EXCILIANCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 135,781.25 6.59% $135,781.25 $136,781.25 Page 5015 COnavOraseli •••••••• WC. • woo. iinsa••••••••.~r SDNY_GM_00048049 DB-SDNY-00 10873 EFTA_00158658 EFTA01290686

Portfolio Holdings (continued) Unrealized Date Acquired Quantity Unit Cost Cod Basis Market Price Markel Value Gold Loss Estimated Estimated Annual Income Yield Mutual Funds 9.00% of Portfolio FM ORGAN FLOATING RATE INCOME FUND SELECT STARES Open End Fund Dividend Option: Reinvest: Capital Gains Option: Reinvest Security Identifier: .PHSX CUSP. 481211510 01122113 '.3 198,216.056 10.0900 2,000,000.00 10.1100 2,003,964.33 3,964.33 83,817.17 4.11% 02101113'.3 630.057 10.0670 6.342.92 10.1100 6.369.89 26.97 265.88 4.17% 03101113'.3 711.578 10.0600 7,158.48 10.1100 7,194.05 35.57 300.29 4.17% 04101113'.3 789.547 10.1100 7,982.33 10.1100 7,982.31 -0.02 333.19 4.17% 05101113'•3 751.550 10.1300 7,613.21 10.1100 7,598.18 -15.03 317.15 4.17% 06103113'.3 757.360 101900 7,641.77 10.1100 7.656.90 15.13 319.81 4.17% 07101113'.3 668.131 9.9700 6,661.27 10.1100 6,754.80 93.53 281.95 4.17% 08101/13 '.3 104.609 10.0600 7,088.37 10.1100 7,123.59 35.22 297.34 4.17% 09103113'.3 709.175 10.0300 7,113.03 10.1100 7,16916 56.73 299.27 4.17% 10101113'•3 712.100 10.0240 7,137.85 10.1100 7,199.34 61.49 300.51 4.11% Total Noncovered 204,660.163 2,084,739.23 2,069,01316 1,273.92 86,362.36 Reinvestments to 3,760.246 10.1100 38,014.42 10.1100 38,016.09 1.67 1,586.83 4.17% Date Total Covered 3,760.216 38,014.42 38,016.09 1.67 1,588.83 Total 208.410.101 $2,102,753.65 $2,107,029.24 $4,275.59 $67,919.19 Total Mutual Funds $2,102,753.65 $2,107,029.24 $4,275.59 $67,949.19 Cost Basis Market Value Uarealized Accrued Estimated Gals/ Loss lateral Annual Income Total Portfolio Holdings $23,131,184.78 $23,263,311.05 $132,128.21 $280,411.26 $927,364.79 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.1.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered" noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their *applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2011, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in defauk, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consuk your tax advisor in the preparation of your tax returns. Page 6 0115 BOW le2CSF 30 022 1.itAlt lip r Account Number Go paperless Rar d VZ:117:a itor THE HAZETto N F I DAENTIAL DAtla RAT ED COMMUNICA11O.6 exCiLlINCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 0010•1410•••41111.01.0.114. • MOW. ••••i••••...../ SDNY_GM_00048050 DB-SDNY-0010874 EFTA_00 158659 EFTA01290687

PC Boi 1770. Elul mote MD 21203 Portfolio Holdings (continued) Onilso< Rana Pnnie worn Paragenmt Pdaeals Coon., 6 ,0“) DeAscht Sat Se00 on Lac Ike Vert 011t• Hann4aay_lN iter Nra alert ICIL Statement Period: 03/01/2014 • 03/3112014 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 11 The cost basis of this security has been provided to us by the delivering Grit or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity Cost Basis Proceeds Realized Gain/ Loss/ Disallowance Short Term 03125/14 12/13/13' PPP GS LI TG SECSC0PP 200 ASSTHRU CTF CL BI VAR 5 759% 06125135 WE OD 05101105 Security Identifier 3624207X5 0rigin* Cost Basis 2.454.66 1.500.000.000 2,454.66 2,525.94 71 28 Total Short Term 62,464.66 62,626.94 171.2$ Total Short Term and Long Term $2,451.66 $2,625.94 171.2$ • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting ivies, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have availaWe to you. Page 7 of 15 n Account Number R.0•41..ellet P010/1132CSF30022 nap II . C o 7 GC) paperless Saver, VC011, In A Row THE HAZE TRLST CON F I ISEPNITIAL: ..... mitauit;,............., CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Rwombiereup Rionown...C. • amon...... SDNY_GM_00048051 DB-SDNY-00 10876 EFTA_00 I 58660 EFTA01290688

Schedule of Realized Gains and Losses Current Period (continued) When you report your cost basis on your tax return, it should be venfied using all of your own records. In particular, thee may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on the information provided herein for such reporting. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be rebate. In the event one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations nth not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index4nked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax4ct disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain andior loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 10998. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporatica.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:thwm.divs-invesrinents.comIEN/productshnoney-market-fundspelds.jsp. Please note that all money market funds listed on the website may not be offered through us. In accordance with the Securities Exchange Act Rule 606 (Disclosure of Order Routing Information), upon your request, the following information is available to you: 0 the identity of the venue to which your orders were routed for execution in the six months prior to the request, ii) whether the orders were directed orders or non-directed orders. ii) the time of the transactions. it any, that resulted from such orders We will notify you on an annual basis of the availability of the above information upon request. Page 8 of 15 8010/102CSF30022 Account Num ber Go paperless 4 .,k Raw THE HAZE TRIAST Mtallt rOCCAmautaCJOIONS CONFIDENTIAL - PURSUANT TO FED. R P. 6(e) GO N F I DA5NTIAr bra. ensue,. soresiow s& •••••• awe. raw." SDNY_GM_00048052 OB-SDNY-0010876 EFIA_00 I 58661 EFTA01290689

Oroisev Ram Pnwile Weahn &Warm.% Pdwats Caen., waP Dests0A la* Selt,,la LaC Cskt PC moot MD 2120 HI Pan. /falter Activity Sum m a ry (All amounts shown are in base currency) Credits This Period Year-lo-Date Debits Statement Period: 03/01/2014 • 03/3112014 This Period Year-to-Date Securities Securities Secunties Bought 0 00 0 00 Secunties Bought 4.440.99 -2.037.901.71 Ucunties Sold 000 2.760 359.19 Securities Sold 0.00 0.00 Total Securities $0.00 92,760,359.19 Total Securities .96,440.99 42,037,901.71 Dividends and interest 912,487.60 158,73131 Dividends and Interest $0.00 WOO Distributions $4379.94 98,512.74 Distributions 42,724.11 42,72441 Taxes Withheld sum 94.40 Taxes Withheld 90.00 90.00 Cash Cash Deposits 0.00 8,188 19 Deposits 0.00 0.00 Total Cash 91.11 $8,188.10 Total Cash $0.00 80.00 FDIC Insured Bank Deposits $42.31 $1,199,461.21 FDIC Insured Bank Deposits 48,744.01 -$2,792,030.72 Total Credits 917,909.81 $4,833,257.24 Total Debits -$17,909.81 -84,833,257.24 Transactions by Type of Activity Process, Trade! Settlement Transaction Date Date Activity Type Securities Bought and Sold 03103114 REIN VEST CAS? ih CO ME ,P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 638.481 4.440.99 LSO PI- SX 207773.9480 SHRS SF RS FL RCH. AT 510.12000 RD 02/27 PD 03103/14 Desaiption Quantity Price Accrued Interest /mould Currency Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -6,440.99 Page 9015 PQ10/1,32CSP 30 022 Account Num ber Go paperiess THE H AZE It° N F I IDAEN "NAL DALIN* RA IXCELLENCi TED COMMUNCATIdel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Ors, Powell PoreiSp uc ••••••••••••••••••••• SDNY_GM_00048053 DB-SDNY-00 10877 EFTA 00158662 EFTA01290690

CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) E Trt ONFIDarriAc THE FAZ Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Activity Type Desaiption Quality Price Amsted Interest Amount Currency Dividends and Interest 03103114 CASH DIVIDEND RECEIVED PFSK 03114114 FDIC INSURED BANK DEPOSITS INTEREST RECEIVED /58997996 03125/14 80AD INTEREST RECEIVED 3624207X5 "MORGAN FLOATING RATE INCOME RAO SELECT WIRES 2077739/80 SHRS RD 02127 PD 03103114 INSURED DEPOSITS INTEREST CREDITED 1500000 GS MTG SECS CORP 2005-5F P4 TG PASSTHRU CTF CL B1 VAR 5.759% 06125/35 BIE DTD 05101105 RD 02128 PD 03/25/14 6.110.99 185.78 5.860.79 LSO LSD LSD Total Dividends and Interest • UNITED STATES DOLLAR 0.00 12,117.66 Distributions 03111114 02125114 RETURN OF PRINCIPAL 1500000 GSMTG SECS CORP 20054F II TG PASSTHRU CTF .2.724.81 LSD ADJUSTMENT CL B1 VAR 5.759% 06125135 131E RD 01131 PD 02/25/14 ADJ 3624207X5 RATE e 1.7883350 03111114 0212511/ RETURN OF PRINCIPAL 1500000 GSMTG SECS CORP 2005.5F M TG PASSTHRU CTF 2,682.50 LSO RECEIVED CL 81 VAR 5.759% 06125135 WE RD 01/31 FD 02/25/14 ADJ 3624207X5 RATE 0 1.7883350 03125/14 RETURN OF PRINCIPAL 1500000 GSMTG SECS COW 2005-5F NM PASSTHRU CTF 2.697 44 LSD RECEIVED CL B1 VAR 5.759% 06125135 WE DTD 05101105 RD 02128 PD 3624207X5 03125114 Total Distributions • UNITED STATES DOLLAR 0.00 2,665.13 FDIC Insured Bank Deposits 03/12/14 FDIC INSURED BANK INSURED OEPOSITS PROGRAM 42.31 LSD WITHDRAWAL 050999997 03111/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED -185.78 LSO DEPOSITS INTEREST REINVESTED /58997996 03/26/14 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM 4.558.23 LSD 0 50999997 Total FDIC Insured Bank Deposits - UNITED STATES DOLLAR 0.00 .1,701.70 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Page 10 of 15 Account Number ReSedfiallent BO1O1e2CSP30022 Go paperless Seven 'fan In A Raw EMMA* RATED COMMUNICAT1ONS neeesyneeetet Amy. use. . wean ease eebenter SCulv_GM_00048054 DB-SDNY-0010878 EFTA_00158663 EFTA01290691

OgYISOC .4111 01.410 "Malin Manale,tat Vinett. pony 4.0.p 0teUllig Sat SMOCK'S Mt. Mew Mr% Olke HS Part AO WI. nth bet Statement Period: 03/01/2014 - 03/31/2014 Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Interest PM ORGAN CHASE II CO OW SHS REMO 1110TH PFD SER 1 Total Cali Not Yet Received $118,500.00 Bond Maturity Schedule Bond Maturity Market Value i to 5 years 6 to 10 years Over 10 years 1,712,750 00 1,071,250 00 7.930.545.95 Total 10,714,516.95 Bond Quality Bond Duality Market Value %of Bond Market Value SAILower 10,714,545.95 100% Percentages of bond market values are Total 10,714,515.95 100% rounded to the nearest whole percentage. You are 100% invested in bonds with a bond quality of BA/Lower. 03131114 0/130114 3 000 000 000 0 039500 Cash 118 500 CO % of Bond Market Value 16% I I 10% 74% C 130% Percentages of !mod market values are rounded to the nearest whole percentage. Client Service Information Your Client Advisor: TDS TAZIA SMITH 345 PARK AVENUE 14TH FLOOR NEW YORK NY 10154 Contact Information Telephone Number: 1212) 454-2889 Page It of 15 o Account Num her Rioted *tenn,' Boione2cmoo2z Go paperless LM* RAT ED CO THE HAZE Trado N F I on\rnAL CA eXCALUNCI MMUNICAT1O.11 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ,+w...,.+••.» ,.<. • Muer arra ••••••••• SON Y_GM_0004805.5 OB-SDNY-0010879 EFIA_00158664 EFTA01290692

Your Account Information Tax Lot Default Disposition M ethod Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks In a Dividend Reinvestment Plan: Default Method for all Other Seomities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Client Advisor for more inform alion. FIRST fir FIRST OUT Important Information and Disclosures Pricing This section includes the net market value of the securales m your account on a settlement date basis. including short positions. at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the dosing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked "'N/A— and are omitted from the Total. The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vAwv.pershing.corrybusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income, or dividends for other securlies shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in wilting of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wit not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions converted by agents (such as depositories) wit be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & POP'S. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy. completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or emissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with Me use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Page 12 of IS Account Num her Rated veellent P4,10/102CSF30022 enne,l /I Go papedess 4,., Seven Yee* In A Re.. THE H [vtaf ieNitoctDCOMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Tt sb N F I D A5 N ITTA II'S ' ars boos • • it Ando. LW. ....n......,....,. SDNY_GM_00048056 OB-SDNY-0010880 EFFA_00158665 EFTA01290693

Important Information and Disclosures (continued) 0.•n., e an Mamie. -v. MnO 0 wego G•ccp De. . Nom M. bit Mar Pant Anne.. hat loct .tn • Statement Period: 03/0112114.03/3112014 Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Poors ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for hinds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and it general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vninv.pershing.com/strength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be reconfirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC; Legal Department: One Pershing Plaza; Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement. Page 13 415 B010, War 30 On Account Plus ber Go paperless Rated I .eallent Sewell Year, an A Raw ME HAZE TRUST A, , Ati „,„,_ * A_ Ern sItNED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) UONFIDE TIAL bee. i••••••• ••••••wilia.••••dor *wood ••••••••••• SDNY_GM_00048057 OB-SDNY-001O881 EFIA_OO158666 EFTA01290694

Important Information and Disclosures (continued) Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing% contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399 Page 144115 R•ted I ...Mont Account Num ber IxITI?Friess Ct, =;;;TTDActa",.---„,,,„s P*10/ /e2CSF30022 THE li TtO N F I DA5NTIAL EXCMINCE CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) COMMI•fili•OUIP U.& • 101110.•••••••••••••• SDNY_GM_00048058 DB-SDNY-0010882 EFrA_00 158667 EFTA01290695

TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. Uc&RFS. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY, IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO AU. APPLICABLE LAWS AND REGULATIONS • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL. SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO. THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION I; YOU DESIRE ADDITIONAL COPIES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT, THIS IS A COMBINED STATEMENT Cf YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVAILABLE FOR YOUR INSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU: USE THAT STATEMENT TO PREPARE YOUR TAX FILINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS. • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF TIM DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE, IF GWEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL. INFORMATION • WHENEVER YOU ARE INDEBTED TO PERSHING LLC (PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DSCRETION AT ANY TIME, WITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE CR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC CR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE, WITHOUT FURTHER NOTICE TO YOU, LOANED OR PLEDGED BY PERSHING, EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. TERMS AND CONDITIONS • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST. ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PEHSHINGS OFFICES. A COPY OF I f WILL BE MAILED UPON YOUR WRIT TEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: W/ANI.PERSHIN(3COWBUSINESS_CONTINUITY.HTML • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES, ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. IN ADDITION PERSHING MAY EXECUTE CERTAIN EQUITY ORDERS AS PRINCIPAL. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE COUNTER AND EXCHANGE.LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (NBBO). ON CERTAIN LARGER ORDERS. OR IF THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE NBBO. PERSH NG ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. IF MY OF PE ABOVE TERMS MID CONDITIONS ME UNACCEPTABLE TO YOU, FtEASE NOTIFY PEEPING IMMEDIATELY IN MIMED BY CERTIFIED MAIL 10 OM PERSHING PLAZA. JERSEY CITY. NI 07399. ATM MOH. DEPT Page 15 of 15 paperless Account Number SOL OVISLICSF10022 f717.411•17717 Go st."Vtorr A Rear THE FAZE MAMA* RATMCOMmutMATIOM uuLLanca CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) braIST ONFIDtirriAL •— we. • am. aro SDNY_GM_00048059 DB-SDNY-0010883 EFTA_00158668 EFTA01290696

PO. Box 1776. SaimaaMD 21203 0gviltre Pant ,1/2 .4. mamip,an mroets (Int•gt0•c•P De.ncla Bw 141,,a, M. VInv bet Mar JA)Pant Anne.. 1011•11cce tine 'kr\ IOVA THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & Valuation at a Glance Account Number: Statement Period: 02/01/2114 -0212812014 This Period Year-to-Date DARKEN K INDYKE TTEES Beginning Account Value $23,037,616.59 622,994,662.95 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 0 00 8.18619 ST THOMAS VI 00802 Adjusted Previous Account Value 23,037,616.59 23,002,851.14 Dividends. Interest and Other Income 12.552 86 44.243 95 Total Taxes Withheld 4 40 440 het Chan e in Portfolio 196 429 24 199 50360 nding Account Value $23.246.603.09 823.246.603.09 Your Client Advisor: Estimated Annual Incom e $928.364.84 TAZIA SI/ IIH Asset Allocation Prior Year-End Lad Period This Period % Allocation USD Cash. money Funds. and Bank Deposds1 7.589.036.35 10,364,062.31 8,373,504.16 36.02% USD Fixed Income 15.405628.60 12.673.554.28 12.825.41893 55.17% I USD Equities 0.00 0.00 2.047.680 00 8.81% Account Total (Pie Chart) $22,994,662.95 $23,037,616.59 523,246,603.09 100.00% I The Bank Deposes in your account are FDIC insured bank deposits. FDIC insured bath deposits are not secunties and are not covered by the Securmes Investor Protection Corporation (SIPC). These bank deposits covered by the Federal Deposit Insurance Corporation (FDIC). up to allonvable limts. e See page 2 of t are portant information regardng the Asset Allocation section. Pe Chart allocation only includes products that are of positive value. Page tor 12 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) MOPS tiamem Go paperless Row CON FIDarnAL LAMAR RATED COMMUNICATIONS RRCI LOIN< I c.............0•••••••.u.C.••••••••••••Ionesse SDNY_GM_00048060 DB-SDNY-0010884 EFTA_00158669 EFTA01290697

Asset Allocation Disclosure and Footnotes Fred Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realized Unrealized This Period Yeaoto•Date Short-Term Gain/Loss 80.54 -1.329.05 -22,131.24 Lon -Term Gain/Loss 0.00 47 538.85 148.449.41 Net GaIn/Loss 80.54 48,867.10 120,39.17 This summary excludes transactions where cost basis information is not available. FDIC Insured Bank Deposits Date Achy' T Devi• ion Amount Balance Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: NIG024943 Actisily Ending: 02128114 02101114 Opening Balance 11364162.31 10,364,062.31 02106114 Withdrawal WITHDRAWAL 4.999.41810 8,364,643.41 02114114 Deposil INTEREST CREDITED 258.96 8,364,902.37 API 013% 02118114 Oeposil DEPOSIT 4.40 8,364,906.77 Associated Bank NA NO 02118 S250000.00 BUT NO 02118 $250000.00 Bank of America NO 02118 S250000.00 Citibank N.A. NO 02118 5250000.00 Deutsche Bank Trst Co NO 02118 $6114906.7 East Wesl Bank NO 02118 $250000.00 NY Community Bank NO 02118 1250000.00 Texas Capital Bank NO 02(18 $25000000 Union Bank of CA NO 02118 S250000.00 Corn enity Bank Page 2 of 12 B0119969CSFI0,IS Account Nun Derma a et Itoted I Go ppe a rless CAA!. Yews ' . A AAA DIE HAZE TRUS r T DAeARNIVDCOMMUNICAlIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) eO NFIDfNiiA away& ••••411 Morin. ••••••• •••••• •••••••• SDNY_GM_00048061 OB-SDNY-0010885 BPI:4_00158670 EFTA01290698

PC. Brix a.11 21203 Ocuicov Ram Pnwair Wean &Warne% Myatt COMO., 6,0.1) Des.sthi la* Setto 934.“C lire yen C≥IU Ma Pot Ammo. Ita I ter FDIC Insured Bank Deposits (continued) Date Activity Type Description Statement Period: 02/01/2014 • 02/28/2014 Amount Salaam Sweep FDIC Insured Bank Deposits (continued) INSURED DEPOSITS PROGRAM (continued) 02/26114 De oat NO 02/18 $250000.00 DEPOSIT 8,597.39 8,373,501.16 02128114 Postn0 Balance $8 13 504.16 Total FDIC Insured Bank Deposits $8,373,504.16 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please reviewthis in connection with other deposits you may have at each respective bank. Income and Expense Summary Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Dividend Income Other Dividends interest Income 6,121.32 0.00 32.04112 0.00 Bond Interest 5,812.58 0.00 11.75336 0.00 FDIC Insured Bank Depots 258.96 0.00 448 57 0 00 Total Dividends, Interest, Income and Expenses 812,55216 $0.00 $44,243.95 $0.00 Distributions Other Distributions 0.00 2324.81 000 3.132 80 Total Distributions $0.00 $2,724.81 $0.00 $3,132.110 Pap 3 of 12 Account Number: vellent P*119969CSF 30 OIS Go paperless t t l Sinenn • la A Rss E HAZE ntO N F I DAENTIAL itreA cii ItAiETIDCOMMUNICATONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Oreugli OtiostrwiLit. • seal. ass ••••••••tr SDNY_GM_00048062 DB-SDNY-0010886 EFTA_00 I52167 I EFTA01290699

Portfolio Holdings Account Activity Opening Opening Date Quantity Number Ending Balance Cash, Money Funds, and Bank Deposits 36.00% of Portfolio FOIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 0210111/ 8373.504.160 A10021913 0212811/ 10,361,062.31 Total FDIC Insured Bank Deposits 610,364,052.31 Total Cash, Money Funds, and Bank Deposits $10,360,062.31 Oosing Balance Accrued Income Income This Year 30-Day Current Yield Yield Date ired Fixed Income 46.00% of Portfolio (In I minty Dale Sequence) 'Asset Backed Securities GS M TG SECS CORP 2005.5F M TG PASSTHRU CTF CL 81 VAR 5.759% 06125135 IDE DID 05101105 58 P Rating B• Fedor: 0.81391579 Effective Dalc02/03/11 Current Face Value: 1,220.871685 12113/13 '.3.12 1.500.000.000 Muted Quail' Veit Cosl Cod Bads Market Price 8,373,504.16 18,373,504.16 15,373,501.16 Markel Valle 89 40 $89.40 089.40 Unrealized Gainf Loss 146 57 $446.67 $440.57 Arxrued Estimated Estimated Interest Annual Income Yield Security Identifier: 3621207X5 97.1780 1,186,418.88 91.3810 Original Cosl Basic $1.189,588.80 Total Asset Bodied Securities 1,500,000.000 Total Current Face Value : 1,220,673.685 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11/01116 WE DT0 10112106 1ST CPN DIE 05101/07 CPN FIAT SEMI ANNUAL Moody Rating BA2 S 8 P Rating BB 05110/11 'UM 1,200,000 000 107 0760 IPAYM ENT INC GTO SR NT 10250% 05/15/18 B/E DTD 11/15/11 CALLABLE 051151150 105.125 Moody Rating CAA1 S 8 P Rating CCC 10/02112 '.12.13 500,000.000 91.0520 KINDRED HEALTHCARE INC 8.250% 06/01/19 WE DID 06/01/11 CALLABLE 06101114 0 106.188 Moody Rating 83 58 P Rating B. 10102112 'AM 1,000,000.000 99.6880 81,186,418.86 Security Identifier: 704549AE4 1,281,914.46 112.7500 Original Cosl Bads: $1,363,500.00 Security Identifier: 46262EAES 455.25824 78.0000 Original Cost Basis: $115,000.00 Security Identifier: 494580A89 996.878.48 107.7500 Original Cosl Basis: $996,250.00 1,115,816.58 $1,116,646.51 1,353,000 00 390,000 00 1.077.500 00 .70.772.28 5,273.55 -170,777.28 $5,273.55 68,085 51 28,762 50 -65,258 21 14,663 19 80.621 52 19.937 50 So.00 88,500.00 6.54% 51,250.00 13.14% 82.500.00 7.65% Page 4 of 12 B0119969CSF300IS Account Number Go WWI-less -16"v i'rnt".:::ilt AcRotouNicovto•m THE HATE Ito N F I D'ENITI A r CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) Clar40••••••••••••vi.“.••••••••••••••••••••• SDNY_GM_00048063 OB-SDNY-0010887 EFTA_00 158672 EFTA01290700

Portfolio Holdings (continued) Dale Acquired Ousitity Unit Cost Fixed Income (continued) Corporate Bonds (continued) PM ORGAN CHASE& CO DEP SHSREPSTG Security Identifier: /66250'41 1710Th FfD Sgt I FIXED TO FLTG RT BO 7.900% 04/291/9 WE DM 01123108 Moody Rating BA1 Sd P Rating BBB 05/10111 12,12 3,000,000.000 1112650 3.337.958.33 112.2200 3.366.600.00 28,641.67 77,083.33 237.00000 7.03% 0 nginal Cost Basis: $3,337,958.33 BANK AM ER CORP PERP NON CON ULATIVE DEP Security Identifier: 06050SDP3 SKS FIXED TO FLOAT 8.125% 04130/58 BIE DTD 04/30/08 CALLABLE 05/15118 Moody Rating BA3 SS P Rang B8• 05!10/11 12.12 3,000,000.000 112.9870 3,389,620.83 114.0000 3.420.000.00 30,379.17 69,739.58 213,750.00 7.12% Original Cod Bask $3,389,620.83 Total Corporate Bonds $9,464,630.34 $9,607,100.00 $142,469.66 6211,786.10 $703,000.00 8 700 000 000 Total Fixed Income 610,651,049.20 10,200,000.000 Adjusted Cost Basis Oraisre Ran. Pon. Wealth minim,. Pdane$ CeenneSe..0 Deence4 • Selee% Lac R,. vet Coke Na Pon name Ike I ex, ear RA. SY 10114 Market Plitt Market Value Statement Period: 02/01/2014 - 02128/2014 Vitalized Accrued Estimated Estimated Gild Loss Interest Annual Income Yield 810,722,746.58 $71,697.38 Uareallzed Date Acquired (Meatier Limit Cod Cod Bads Market Pria Markel Value Gala Loss Equities 9.00% of Portfolio Preferred Stotts (Listed byexpiration date) CITIGROUP INC DEP Sid REPSTG Sorority Identifier: C PRK 1/1000TH PFD SER K 6 875% CUSP: 172967341 Dividend Option: Cash 02/03/14 79,000.000 25.3090 1,999,418.90 25.9200 2,047,680.00 48,261.10 Total Preferred Sloth $1 999 418.90 $2 047 680.00 $48,261.10 Total Equities $1,999,41810 $2,047,680.00 648,281.10 6210,069.66 $703,000.00 Estimated Estimated Annual Income Yield 135,781.25 6.63% $136,781.25 6135,781.25 Page 5012 80119969CSF 10015 Account Num ber Rated Callen\ Go paperless Seven Yews In A Row bean* RATED COMPALINICATiONS L CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 61: HE 11AZE TCONFID -EiCITIA 018••••••••• semen. uLe. • awe easeionanen SDNY_GM_00048064 OB-SDNY-0010888 EFTA_00158673 EFTA01290701

Portfolio Holdings (continued) Date A iied Uarealized Ountit Unit Cost Cost Basis Market Price Markel Valle Gals/ Loss Estimated Ealmaled Maual Income Yield Mutual Funds 9.00% of Portfolio FN ORGAN FLOATING RATE INCOME FUND SELECT STARES Open End Fund Dividend Option: Reinvest; Capital Gains Option Reinvest Security Identifier: .PHSX CUSP. 481211510 01122113 '.3 198,216058 10.0900 2,000,000.00 10.1200 2,005,946.48 5,948.48 85,03418 4.23% 02101113'.3 630.057 10.0670 6.342.92 10.1200 6,376.19 2 270.29 4.23% 03101113'.3 01101113',3 711.578 789.547 10.0800 10.1100 7,158.48 7,982.33 10.1200 10.1200 7,201.17 7.990.22 13 23 697 7.89 305.27 338.72 4.23% 4.23% 05101113'•3 751.550 10.1300 7,613.21 10.1200 -7.53 7,605.68 322.41 4.23% 06103113'.3 757.360 10.0900 7,641.77 10.1200 7,664.49 22.72 324.91 4.23% 07101113'.3 668.131 9.9700 8,881.27 10.1200 8,761.48 100.21 286.63 4.23% 08101113'.3 104.809 10.0600 7,088.37 10.1200 7,130.65 4228 302.28 4.23% 09103113'.3 709.175 10 0300 7,113.03 10.1200 7,176.84 304.24 4.23% 10101/13 '.3 712.100 10.0240 7,137.85 10.1200 7,206.45 68.60 6381 305.49 4.23% Total Noncovered 204,650.163 2,014,739.23 2,071,05965 6,320.42 17,794.92 Reinveslm total° 3,123.785 10.1070 31,573.43 10.1200 31,612.70 3927 1,340.10 4.23% Date Total Covered 3,123.716 31,573.43 31,612.70 39.27 1,310.10 Total 207,773.940 $2,096,312.66 $2,102672.35 $6,359.69 389,135.02 Total Mutual Funds $2,096,312.66 $2,102,672.35 $6,359.69 $89,135.02 Unrealized Awned Estimated Cost Basis Market Value Gala/ Loss Interest Annual Income Total Portfolio Holdings $23,120,284.92 $23,246,603.09 $126,318.0 $216,059.65 $928,364.84 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered " noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their °applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1. 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfobo system is amended to reflect this change. These calculations will not be performed under certain circumstances. including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Page 6 of 12 Account Num be Itiasd E.C119969CSF300IS Go paperless la A Rew A • • ill 0 ,DAt•Aft RATED COMMUNICAliONS xCIELIANCI CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67e: HAZE TtO NFID EN ariAr ans. ••••••••••••mi U.C. • add. egos. ••••••Per SDNY_GM_00048065 DB-SDNY-00 10889 EFTA_00158674 EFTA01290702

PC. Poi 1716 Elul Port MD 2120 Portfolio Holdings (continued) Dnisov Rana Pnnie Viola up.agenmt Mats Cisme 6 ,0.1) Deau Iv Sank Stew titn Now *4 Mar HS Pert Asia nth IM Pile ve Statement Period: 02/01/2014 • 02128/201/ The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering tin or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity Cost Basis Proceeds Realized Gain/ tow Disallowance Short Term 02103114 12/13113' PPP GS 117G SECSCORP 200 ASSTHRU CTF CL Bt VAR 5 759% 06125135 WEDTD 05101105 Security Identifier 36242D7X5 0 rioi nal Cost Basis 2.773.46 1.500.000.000 2,773.48 2,854.00 80 54 Total Short Term $2,773.16 82,861.00 $10.64 Total Short Term and Long Term 12,773.16 12,851.00 $80.64 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "ncncovered." under the new cost basis reporting rules, and marked or denoted as such. Mother securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "coverer under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099.8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options. acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions. has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have avalable to you. Page 7 of 12 Account Herein Rated I meaner/It PC119969CSF30015 Go paperless .177-7.7w. Pews In A Raw THE HAZE 0. 0, lIIIC An T'1 O N F I IWNTIAL t.". „al:N.4W D COMMUNICAllONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) bale. nibs*. •••••• •••• SDNCGM_00048066 DB-SDNY-00 10890 EFTA_00 158675 EFTA01290703

Schedule of Realized Gains and Losses Current Period (continued) When you report your cost basis on your tax return, d should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds• foreign bonds• variable rates, bonds in default, index4inked bonds, bonds sold short or bonds that have a negative yield. This intonation is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax4rt disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your account's selected tax lot method wil be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8. M essages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FOICylnsured Bank Deposits are not protected by Securities Investor Protection Cornoratica.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https://vowtdws-investrnents.conVEN/rtoductshnoney•market-Itindslields.jsp. Please note that all money market funds listed on the website may not be offered through us. Activity Sum m a ry OW amounts shown are in base currency) Credits This Period Year•to•Date Debits Thu s Period Year•to.flate Securities Securities Secunhes Sought 0 00 000 Secuntres Bought .2,005.840.22 .2,031.460.72 Secunbes Sold 0 CO 2 760 359 19 Secunhes Sold 0 00 0 00 Total Securities $0.00 $2,780,359.19 Total Securities .12,005,840.22 -12,031,460.72 Dividends and Interest $12,552.86 $44,243.95 Dividends and Interest $0.00 $0.00 Distributions $2,724.81 63,132.80 Distributions $0.00 $0.00 Taxes Withheld $4.40 $4.40 Taxes Withheld $0.00 $0.00 Cash Cash Deports 000 8.18819 Deposits 000 000 Total Cash $0.00 $8,188.19 Total Cash 60.00 60.00 FDIC Insured Bank Deposits $1,909,418.90 $1,999,418.90 FDIC Insured Bank Deposits ,611,860.76 -M76306.71 Total Credits $2,014,100.97 64,816,341.43 Total Debits -T2,014,100.91 -$4,1116,347.43 Nene 12 B0119969CSF301IS Account Pius tier Go p iperless Mtn tY:=A Rom THE HAZE T T mtarcomm AU oo.cAlloos CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(3) GO N F DAENTIArff era*. *map sionipwrise. • sow rms. snow., SDNY_GM_00048067 0B-SDNY-0010891 EFIA_00158676 EFTA01290704

PC. Sat 177S. BPI MD 212x! Transactions by Type of Activity Process/ Trade/ Settlement Transaction Date Date Activit T e Desai ion (*awe Rana Pnweripaia upon—tap Weans Coon., Gro.P Devisag IP** Sewn. +Ic lin. wan Cali* In Put Annus. 1(4h to War lot Irt 10114 Quantity Statement Period: 0210112/14 - 0212812814 Price Accrued Interest knonat Currency Securities Bought and Sold 02103111 REINVEST CASK INCOME SF SX 02106114 0210311/ PURCHASED C PRK P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 207139/300 SF RS SFRSPL RCH. AT $10.12000 RD 01130 PD 02103111 CITIGROUP INC DEP SF S REPSTG 1/1000Th PFD SER I( 6 875% ',AWL AVERAGE LNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGEN T 634.518 79.000.000 25.2491 .6.421.32 -1.999,118.90 LSD LSD Total Securities Bought and Sold • UNITED STATES DOLLAR 0.00 -2,005,040.22 Dividends and Interest 02103/11 CAST- DIVIDEND RECEIVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 6.421.32 LSD PhSX 207139.4300 SIRS RD 01130 PD 02'03/14 02114114 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 258.96 USD DEPOSITS INTEREST RECEIVED 458997996 02125/14 80AD INTEREST REC8VED 1500000 GS MTG SECS COPP 2005.5F M TG PASSTHRU CTF 5.872.58 USD 3624207X5 CL B1 VAR 5.765% 06125135 EJE DTD 05101105 RD 01131 PD 02125/14 Total Dividends and Interest - UNITED STATES DOLLAR 0.00 12,552.06 Distributions 02125/14 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F NTS PASSTHRU CTF 2.724,81 IAD RECEIVED CI. DI VAR 5.765% 06125135 WE DTD 05101105 RD 01131 PD 3624207X5 02125/14 Total Distributions - UNITED STATES DOLLAR 0.00 2,724.81 Taxes Withheld 0211/114 NON-RESIDENT ALIEN TAX INSURED DEPOSITS PROGRAM REV OF ARA TAX FROM .1.000 1.10 ISO PRIOR YEAR AD.USTM ENT 10-15.2013 458997996 Total Taxes Withheld • UNITED STATES DOLLAR 0.00 4.40 Page 9 of 12 Account Num Der Go paperless (it) PUPS I" zollem Seven Pan In A Raw THE FAZ LAMAR RATED COMMUN1CATIONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) E Tt ON FIDENTIAL exCIELIANCI 0,..........•••••••• we. . WIS./ 4110SO M.. SDNY_GM_00048068 DB-SDNY-0010892 EFTA_00 158677 EFTA01290705

Transactions by Type of Activity (continued) Process/ Tradel Sttlement Transaction Date Date Activity Type Description Quantity Price Named lutenist Amount Currency FDIC Insured Bank Deposits 02106114 FDIC INSURED BANK INSURED DEPOSITS PROGRAM 1,999,418.90 USD WITHDRAWAL USD999997 02114/14 FDIC INSURED BANK INSURED DEPOSITS INTEREST REINVESTED .258.98 USD DEPOSITS INTEREST REINVESTED 458997996 02/18/14 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM .4.40 USD USD999997 02126114 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM 4,597.39 USD USD999997 Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 1,990,658.16 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Value % of Bad Market Value 1 to 5 years 1.743.000 00 18% - 6 to 10 years 1,077,500.00 10% F.71 Over 10 yeas 7,902,246.58 74% r Total 10,722,746.68 100% Bond Quality Bond Quality Market Value V. of Bond Market Value Percentages of bond market values are rounded to the nearest whole percentage. 8AiLower Total 10,722,746 58 100% Percentages of bond market values are 10,722,710.58 100% rounded to the nearest vfiole percentage. You are 100% invested mi bonds with a bond quality of BAA.ower. Client Service Information Your Client Advisor: TDS Contact Inform anon TAZIA SMITH 345 PARK AVENUE 14Th FLOOR NEW YORK NY 10154 Telephone Number: 1212) 454.2889 Page 104112 Account Nun bur & Ral*d !venom r119969CSF300IS (MAI, Go paperless 5-- Yea Itew THE HAZE TtO N F I DA5N la TIAL EXCALUNCI OALSAR RATIDCOMMUNICAliONS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) COS" 0••••••••••••• WC. • ••••• •••••1 nee SDNY_GM_00048069 DB-SDNY-00 10893 EFTA_00158678 EFTA01290706

Your Account Inform ation urn., NM Pelf Ile "Mall Manair-wa Maniets CrwetneC.c.P pe.ruN N. Xlv.n n< mewbADFrq Pant Arens.. Ittit nocr ten. ',an nY Statement Period: 0210112/14 -0212812114 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Storks in a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Eledronic Delivery You have not selected any account com m imitations for electronic delivery. To register and turn off paper coin m unications, log in to your account or contact your Client Advisor for more inform ation. FIRST IN FIRST OUT Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions. at the close of the statement period. The market prices have been obtained from sources which we believe to be minable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securities for which a price is not available are marked —N/A— and are omitted from the Total. The estimated annual income (EAI) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and divided rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates. and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnerpershing.cornibusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinations previously furnished to you. A summary of this Information is available to you promptly upon your written request directed to your introducing en. In order to assist your introducing firm in maintaining current background and financial Information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, intuited a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Page It of t2 Account Num be r Italod I .ollent B0119969CSF 30 015 Go pardess Sawn Years In A Ray THE HA TC;ONFIDALl\ITTAC ' r x elA tLi RAITIDCOMMUNICAT10.% CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Olinsa Onus& sorrow...A. •••••• amiss •••••Sag SDNY_GM_00048070 OB-SDNY-0010894 EFIA_00158679 EFTA01290707

Important Information and Disclosures (continued) Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools S not permitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are riot recommendations to purchase, hold or sell securities: and do riot address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (n) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and mules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and n general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC*). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: wwwpershing.cornifstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading), to your financial organization and Pershing. within ten days after receipt of this statement. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC: Legal Department: One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other n court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding: a party's ability to have a court reverse or modify an arbitration award is very hinged. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days pnor to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is illegible for arbitration may be brought in court. • The rules of the arbitration forum it which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza: Jersey City, New Jersey 07399; (201) 413-3330. Page 12 of 12 50119969CSF30,/S n ono. t 6? Account Num her GO paperless lial*d Year I xollont Seven * In A Row DALSA* RATED COMMUNICA11O.11 CONFIDENTIAL - PURSUANT TO FED. R CRIM. 6: Ilia ICON Fl DAENMA u.4.•••••••••••••••••bolian SDNY_GM_00048071 DEI-SDNY-0010895 EFrA_00158680 EFTA01290708

PA Ike Mt Same MD2e203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: Asset Allocation Dredifle Pnwiln Wean havvran Marais Coon(' G K.1) Deaulv Met *woes Lac Mow bri Mc* HS Pia Asnetlia I bet PO.o.v ir Prior Yeu-End Lad Period Valuation at a Glance Beginning Account Value Net Cash Deposits and Withdrawals Adjusted Previous Account Value Dividends. Interest and Other Income het Change in Porlfolio Account Number: Statement Period:01101/2114 -01/3112114 This Period $22,994,862.95 8,188.19 23,002,851.14 31 691 09 3 074 36 Year-to-Date 122,994,892.96 8.188 19 23,002,851.14 31 691 09 3 O't 35 nding Account Value Estimated Annual Income $23,037,616.59 $23,037,616.59 This Period % Allocation USD Cash. Money Funds. and Bank Deposts1 USD Fixed Income Account Total (Pie Chart) I The Bank Deposds in your account are FDIC insured bank deposits. FDIC insured oank deposits are rot secureies and are not covered by the Securities Investor Protection Corporation (SIPC) These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC). up to allowable limits. See page 2 of the statement for imports rt information regarding the Asset Allocate.) section. 7.589.036.35 7,589,036.35 15.405.626 60 15.405.626 60 $22,994,662.95 $22,994,682.95 10,364,062 31 12.673.554 28 $23,037,816.59 44.99% 55.01% 100.00% Pm Chan allocation only cc.L.des products that are of positive value. Page 1 0115 DOAR.ri IT CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) twollent I', J:90:2? 3 .,:16 Go papedess so— ye... DC A Re.. LAMA* RATED COMMUNICAllONS CONFIDAENTIAL """ C•••••••••••••••••••••••• Is& • •••••••••••••••••••• SDNY_GM_00048072 DB-SDNY-0010896 EFrA_00158681 EFTA01290709

Asset Allocation Disclosure and Footnotes Fried Income contains Fixed Income Mutual Funds Summary of Gains and Losses Realised Ibis Period Year•to•Date Unrealized Short•Term Gam/Loss Lang-Term Gain/Loss Net GalnlLou This summary excludes transactions where cost basis information is not availed.. FDIC Insured Bank Deposits Date kW. T pe Sweep FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM Account Number: NIG024943 Activity Ending: 01131114 01101(14 Opening Balance 01115(14 Deposit 01116(14 -1.421 10 -67.53885 -68,959.95 -1.421.10 -67.538 85 -68,958.85 413 20 -320 05 Descri ion Amount 93.15 Balance INTEREST CREDITED APY 003% Associated Bank NA NO 01(16 5250000.00 BEAT NO 01(16 S25000100 Bank of America NO 01(16 5250000.00 Citibank N.A. NO 01(16 $250000.00 Deutsche Bank NO 01(16 55339225.9 East West Bank NO 01116 $250000.00 NY Community Bank NO 01(16 5250000.00 Texas Capital Bank NO 01(16 $250000.00 Union Bank of CA NO 01(16 $25000000 Com enity Bank NO 01(16 $250000.00 7.589,036 35 189.61 7,589.036.35 7.589.225 96 7,589,225.96 Page 2 of 15 Account Num Der Go paperless tik "•a^ tt•' C. Re. TF E FAZE RAMA* RATED COMMUNICAllONS excnunca CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) TFd"STO N F I DAENTIAL a••••• •••••••• U.& • •••••• ••••••••• SEIY_GM_00048073 DB-SDNY-0010897 EFrA_001586.32 EFTA01290710

DraSOf Beta Prwaie WO P. minim,. Meals teen. 4,o,P Male NA See net ec Na. Vet Mc* HS Pad /meek len I kw FDIC Insured Bank Deposits (continued) Date Activity Type Descr stron Statement Period: 0110112014 • 01/31/2014 Amount Bailees Sweep FDIC Insured Bank Deposits (continued) INSURED DEPOSITS PROGRAM (continued) 01117114 Deposit DEPOSIT 2,760,359.19 10,349,585.15 01129114 Deposit DEPOSIT 14,177.16 10,364,082.31 01131114 Posing Balance 810,364,062.31 Total FDIC Insured Bank Deposits 810,361,062.31 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250,000 for each category of legal ownership including individual retirement accounts and certain other self directed retirement accounts. Please review this in connection vrith other deposits you may have at each respective bank. Income and Expense Summary Olgrenl Period Year-to-Dale Taxable Non Taxable Taxable Non Taxable Dividend Income Other Dividends 25,620.50 0.00 25.620.50 0.00 Interest Income Bond 'merest 5,880.98 0.00 5,880.98 0.00 FDIC Insured Bank De posts 189.61 0.00 189.61 0 00 Total Dividends, Interest, Income and Expenses $31,691.09 30.00 $31,691.09 $0.00 Distributions Other Distributions 0.00 407.99 0.00 407.99 Total DIMdbutions $0.00 $407.99 $0.00 8407.99 Page 3015 Account Nue Dert♦ (*). Rated I ...deal 8010 0 290CS F 30116 Go paperless Steen Veal' in Rew THE HAZE Tto N F I DA5NITIAL DALM* RATED COMPAUNKATONS CONFIDENTIAL - PURSUANT TO FED. R CRIM, P. 6(e) CONSP *Me 1.10.••Wilie. • WINO. ••••• •••••••• SDNY_GM_00048074 OB-SDNY-0010898 EFTA_00158683 EFTA01290711

CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Portfolio Holdings 0penmq Date Cash, Money Funds, and Bank Deposits 45.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 0110111/ 10.361,062 310 41G021913 Total FDIC Insured Bank Deposits Total Cash, Money Funds, and Bank Deposits Account Quantity ?lumber Activity Ending Opening Balance Ming Balm' Accrued Income Income This Year 30.Oay Current Yield Yield Date Ned Fixed Income 48.00% of Portfolio (In Manuity Date Sequence) 'Asset Backed Securities 565 TG SECS CORP 2005.5F NIG PASSTHRU Security Identifier: 3621287%5 CTF CL 81 VAR 5.765% 06125135 WE DID 05101105 S 8 P Rating B• Fador: 0.81581816 Effete Dale 01102/1/ Current Face Value: 1,223,727.690 Please Provide' 1.500M:000 hiA Please Provide 91 2910 Original Cost 8ams Please Provide Total Asset Backed Securities 1,500,000.000 Total Current Face Value : 1,223,727190 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11101116 WE DM 10/12/06 1ST CPN DIE 05101/07 CPN FIAT SEMI ANNUAL Moody Rating BA2 Sd P Rating 88 05110/11 '.12.13 01131111 7,589,036 35 $7,589,036.36 47,589,036.36 Adjusted Quad Veit Cod Cod Basis Market Price 10 361,062 31 $10,361,062.31 $10,361,062.31 Markel Value 150.92 $150.92 $150.92 Unrealized Gain/ Loss 189 61 $189.61 $189.61 ',IA NiA Accrued Estimated Estimated Merest Annual Income Yield 1,200,000 000 107 2810 IPAYM ENT INC GTO SR NT 10250% 05/15/18 B/E DM 11/15111 CALLABLE 05/15115a 105.125 Moody Rating CAA1 S 8 P Rating CCC 10/02/12 '.12.13 500.000.000 90.9190 KINDRED HEALTHCARE INC 6250% 06/01/19 BlE DID 06/01/11 CALLABLE 06/01114 Q 106.188 Moody Rating 83 S4 P Rating 10102112 *AM 1,000,000.000 99.6810 $0.00 Security Identifier: 701519AE1 1,287,402.90 112.5000 Original Cosl Basis 51,363,500.00 Security Identifier: 46262EAE5 151.595.41 76.2500 Original Cod Basis: 4115,000.00 Security Identifier: 494580A89 996,839.07 107.2500 Original Cod Basis: 5996,250.00 1,117,153.25 11,117,153.26 1,350,000 00 381,250 00 1172100.00 N/A 5,879.02 $0.00 55,879.02 62,597 10 -73.345.41 22.125 00 10.819 11 75,680.93 13.750 00 50.00 88,500 00 6.55% 51.250 00 1.44% 82,500 00 7.69% Page 4 of15 Account Number Riel•d•xollent 80100290CS F 30016 Go paperless Seven Yea s In A Rene DI HAZE NFI D A ••IT I • • IDALSAR RATED CC•AMUNICAY1ONS t rO ENTIAL 0••••••••••1411 01•10•111.114. • i•••••.••••• SDNY_GM_00048075 OB-SDNY-0010899 EFTA_00158684 EFTA01290712

PC. Bcp 1776 Elul Port MD 21203 Portfolio Holdings (continued) Date Acquired Fixed Income (continued) Corporate Bonds (continued) RY ORGAN CHASE & CO DEP SHSREPSTG Security Identifier: 466251111A1 MOTH FR) SER 1 FIXED TO FLTG RT BD 7.900% 04/29/49 WE DM 0023/08 Moody Rating BM SE P Rating BBB 05110/11 UM 3,000,000.000 1112650 3337.958.33 110.6200 3.318.600.00 .19.358.33 59.250 00 237.000.00 7.14% 0 npinal Cost Basis: 53.337.958.33 BANK AM ER CORP PERP NON COM ULATIVE DEP Security Identifier: 0605050T8 SF S FIXED TO FLOAT 8.125% 04/30/58 BIE DTD 04(30/08 CALLABLE 05/15118 Moody Ruling BA3 $i& P Wing BIM 05110111 12.1$ 3,000,000.000 112.9870 3,389,620.83 111.2600 3.337 800 CO -51,820.83 $1,458.33 243,750.00 7.30% Original Cost Bait $3,389,620.83 Total Corporate Bonds $9,486,418.54 $90160,150.00 -$8,216.61 $157,402.77 $703,000.00 8 700 000 000 Total Fixed Income $9,166,416.54 10,200,000.000 Gnaw.< Ram Pnwale Vita* P. IMAagentot Pdaeat$ COorage Gnat) Y. 01.4)04 Sank *Clones 1.4 Onto HI Put Annie. 160. I to Adjusted Quality Unit Cost Cod Basis Market Price Market Value Statement Period: 0110112014 • 01/31/2014 Unrealized Accrued Estimated Estimated Gain( Loss Interest Annual Income Yield $10,577,303.25 -16,286.61 $163,281.79 $703,000.00 Umealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market ha Markel Value Gala/ loss Annual Income Yield Mutual Funds 9.00% of Portfolio BM ORGAN FLOATING RATE INCOME FUND SELECT SPARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: ..PHSX CUSIP 481211510 01122113'.3 198.218,058 10.0900 2,000,000.00 10.1200 2,005,948.49 5.948.49 88,025.77 4.28% 02101113'.3 630.057 10.0670 6342.92 10.1200 6,376.17 3325 273.44 4.28% 03101113',3 711.578 10.0600 7,158.48 10.1200 7,201.17 42.69 308.82 4.28% 04101113'.3 05101113'.3 789.547 751.550 10.1100 10.1300 7,982.33 7,613.21 10.1200 10.1200 7,990.22 7.605.68 7.89 •7.53 342.68 326.17 4.28% 4.28% 06103113'.3 757.360 10.0900 7,641.77 10.1200 7,664.48 22.71 328.69 4.28% 07101113 '.3 08101113'.3 668.131 704.609 9.9700 10.0600 6,661.27 7,086.37 10.1200 10.1200 6,761.48 7,130.65 100.21 4228 289.97 305.80 4.28% 4.28% Page 5 of 15 Account Number. Go o tperless Pi,10 0 290CSF 30 016 a et Road I -retie.' 110.411-C‘ PT THE HAZE ce—nYearsiati T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) UONFIDAENITTAr tEL2424 lj" A ON•afinmael itisin. fl ea.. *Neva •••••••••• SDNY_GM_00048076 DB-SDNY-00 10900 EFTA_OO 158685 EFTA01290713

Portfolio Holdings (continued) Date Acquired Duality Usk Cod Cod Bads Markel Price Markel Valle Uerealized Gale! Loa Estimated Estimated Annual Income Yield Mutual Funds (continued) P M ORGAN FLOATING RATE INCOME FUND (continued) 09103113 '.3 709.175 10.0300 7,113.03 10.1200 7,176.85 63.82 307.78 0.28% 10101113'.3 712.100 10.0240 7,137.85 10.1200 7,206.15 68.60 309.05 0.28% Total Noncovered 204,650.183 2,064,739.23 2,071,059.64 6,320.11 88,810.15 Rrinvedments to 2.489.267 10.1040 25,152.11 10.1200 25.191.39 39.28 1,080.36 4.28% Date Total Covered 2,489.267 25 152.11 25,191.39 39.20 1,080.3$ Total 207,139.130 12,001,691.31 82,016,251.03 86,369.59 $59,898.51 Total Mutual Funds 12,089,691.31 $2,095,251.03 96,369.69 $89,898.51 Uareallzed Muted Estimated Cod Basis Markel Vales Gals! Loss Mitered Annual Income Total Portfolio Holdings 821,920,370.19 823,037,518.59 $93.15 $163,28t.79 $793,088.12 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore. considered " noncovered.' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after thee 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as folows: • Stair in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2013, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of Mese attriiutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This intonation is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 6 Unrealized gains and losses are not reported for securities for which cost basis or market value is not avaiable. 6 The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering km or transferring agent and Pershing makes no representation as to the accuracy of this intonation. Page 6 of 15 Account Num Der E,100290CSF30016 Go paperless S Ras° tt:PIT:A Rem MAMA* ItATEDCOMMUNICAllOtel CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6rilo: E HAZE tO N F I DAENTIAr Claiefill•••••• 1.010•101* LIA. • MAO. .we. •••••••• el no Oa. OF 'SM.% t. CONY MS" rams LIC see res. rasa sec SDNY_GM_00048077 DB-SDNY-0010901 EFTA_00158686 EFTA01290714

PC. Boi 1770 Elia mxt MD Mtn Oruisov Rant Priam %Wain rapmgenmt mantis Coon., 6,0.4) Devisag M Savor lin. wan Olict In Poe Amuse Itah Met War int Irt 10114 4:4,74A.1111,171.arel Statement Period: 0110112014 • 01/3112014 Schedule of Realized Gains and Losses Current Period Disposition Date Acquisition Date Disposition Transaction Description Quantity Cost Oasis Proceeds Realized Gain/ Loud Disallowance Short Term 01/16/11 02/01113' SELL P MORGAN HIGH YIELD CT CLASS 1,569.741 12.87188 12.65211 -219.77 First In First Out Security Identifier: OHYFX 01/1611/ 03/01/13' SELL P MORGAN HIGH YIELD CT CLASS 1,577.590 12,936.24 12,715.38 -220.86 Rd In First Out Security Identifier. OHYFX 01/1611/ 04101113' SELL PMORGAN HIGH YIELD CT CLASS 1,614.301 13,318.01 13,011 29 -306.72 First In First Out Security Identifier. OHYFX 01/16/14 05/01113' SELL PMORGAN HIGH YIELD CT CLASS 1.753.886 14.660.65 14,131.55 -526.10 First In First Out Security Identifier: OHYFX 01/16/11 06/03113' SELL first In First Out P MORGAN HIGH YIELO CT CLASS Security Identifier: OHYFX 1.550.004 12.818.54 12.493.03 .325.51 01116114 07/01113' SELL P MORGAN HIGH YIELD CT CLASS 1,601.052 12,880.54 12,928.66 48.12 First In First Out Security Identifier: OHYFX 01/16/11 08/01113' SELL P MORGAN HIGH YIELD CT CLASS 1,552.108 12,621.08 12,512.41 -108.67 First In First Out Security Identifier: OHYFX 01116114 09/03113' SELL P MORGAN HIGH YIELD CT CLASS 1,700.764 13,657.14 13,708.16 51.02 First In First Out Security Identifier: OHYFX 0111611/ 10/01113' SELL PIA ORGAN HIGH YIELD CT CLASS 1,539.195 12,121.09 12,405.91 -I5.18 First In First Out Security Identifier: OHYFX 0111611/ 11/01/13 SELL ,P MORGAN HIGH YIB.0 CT CLASS 1,638 055 13,161.81 13,202.72 0.00 FRS In First Out Security Identifier: OHYFX -262.09 01/16/11 12/02/13 SELL P MORGAN HIGH YIELD CT CLASS 1,609.990 13,201.92 12,976.52 -168.05 First In First Out Security Identifier: OHYFX .57.351 01/16/14 12/13113 SELL P MORGAN HIGH YIELO CT CLASS 7.653.121 61,227.37 61,686.57 159.20 First In First Out Security Identifier: OHYFX 01/1611/ 12/13113 SELL P MORGAN HIGH YIELO CT CLASS 1.117.273 8.938.18 9.005.22 67.04 First In First Out Security Identifier: OHYFX 01/16/11 01/02114 SELL PMORGAN HIGH YIELO CT CLASS 1,638.055 13,333.77 13,202.72 -131.05 Fug In firs Out Security Identifier: OHYFX 76 day(s) added to your holding period as a resull of a wash sale. Page 7 of15 110100290a, 30014 I IlAik ' THE HAZE ICrat N F I DENTIAL: ""`""" CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Account Number Go paperless Rated fetelNM Seven Years In A Row OALSAlt RAYED COMMUNICATIONS tYewawyn-Lot. • ••••••••••• ••••••len SDNY_GM_00048078 DB-SDNY-0010902 EFTA_00I58687 EFTA01290715

Schedule of Realized Gains and Losses Current Period (continued) Disposition Acquisition Disposition Realized Gain/ Loss( Dale Date Transaction Descr.paon Quantity Cost Oasis Proceeds Disallowance Disallowance llowan Short Term (continued) 01/1611/ 01102111 SELL P MORGAN HIGH YIELD CT CLASS 409 635 3,32623 3,301.66 .2457 first In Firs Out Security Identifier OHYFX 45 delfts) added to your holding period as a resull of a wash sale. Total Short Term 3231,677.15 1229,936.91 -$1,421.10 Long Term 01116114 05110111' SELL P MORGAli, HIGH YIELD CT CLASS 227,966.660 1,920,262.95 1,837A11 28 -82.851.67 Ars1 In First Out Security Identifier. OHYFX 01116114 06/01111' SELL P MORGAli. HIGH Y18.0 CT CLASS 3,706.904 30,915.58 29.877.65 -1.037.93 RS In Firs Out Security Identifier. OHYFX 01/16/14 07101111' SELL P MORGAh, HIGH YIELD CT CLASS 3.428.920 28.117.15 27.637.10 -480.05 Arid In first Out Security Identifier. OHYFX 01/16114 08101111' SELL P MORGAA HIGH YIELD CT CLASS 3.595.321 29.481.64 28.978.29 -503.35 Firs In Firs Out Security Identifier: OHYFX 01116114 09101111' SELL PMORGAN HIGH YIELD CT CLASS 3,894.861 30263.07 31.392.58 1,129.51 Firs In First Out Security Identifier: OHYFX 01116114 10103111' SELL P MORGAN HIGH YIELD CT CLASS 3.822.476 28,630.35 30,809.16 2.178.81 Firsl In Fug Out Security Identifier: OHYFX 0111611/ 11/01111' SELL PMORGAN HIGH YIELD CT CLASS 3,513.891 21,581.05 28,321.96 737.91 RS In First Out Security Identifier: OHYFX 01116114 12101111' SELL P MORGAA HIGH YIELD CT CLASS 3,948.776 30,208.11 31,827.13 1,618.99 FM In Fug Out Security Identifier: OHYFX 01116114 12116111' SELL PMORGAN HIGH YIELD CT CLASS 7,928.226 60,095.96 63,901.50 3.805 51 Firs In Firs Out Security Identifier: OHYFX 01/16/14 12/16111' SELL P M °ROM HIGH YIELD CT CLASS 4.859.519 36,835.61 39,168.21 2.332.60 Ars1 In First Out Security Identifier. OHYFX 01/16114 01103112' SELL P MORGAA HIGH YIELD CT CLASS 1.071.946 31.028.23 32.819.88 1.791.65 Firs In First Out Security Identifier: OHYFX 01116/14 02101/12' SELL P M °RCM HIGH YIELD CT CLASS 3.349.916 26.129.35 27,000.32 870.97 Firs In First Out Security Identifier: OHYFX 01/16114 03101112' SELL P MORGAN HIGH YIELD CT CLASS 3.559.172 28.188.65 28,686.93 498.28 Firs In Fug Out Security Identifier: OHYFX 01/16/11 04/02112' SELL PMORGAN HIGH YIELD CT CLASS 3,755.851 29,633.67 30,272.16 638.49 firs In Fa Out Security Identifier. OHYFX 01116/14 05/01112' SELL PMORGAN HIGH YIELD CT CLASS 3,108.928 24,622.71 25.057.96 435 25 firs In First Out Security Identifier: OHYFX 01116/14 06/01/12' SELL P MORGAli, HIGH YIELD CT CLASS 3,523.859 27,345.15 28,102.30 1,057.15 Firs In Fug Out Security Identifier. OHYFX Page 8 of 15 Account Number 80100290CSF30016 Go paperless *:). THE HAZE rd DAtlaRATMCOmmutdiCi1/4110•43 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Te 'srO N F 11:Y51\1111AL IPICEIAINCII c- sprat •••••••• Lit. • ••••• 0••••• .64SM/ SDNY_GM_00048079 DB-SDNY-0010903 EFTA_00 I 58688 EFTA01290716

PO Sc, 17713 Etat trace MD 21203 Draiwv Pam Po...wean Marrat Mantis Canna GK." Dawn. let Setv net ',P. New *A Mc* MINA ArlowAlta I kw Statement Period: 0110112/14 -0113112114 Schedule of Realized Gains and Losses Current Period (continued) DisposItioe Acquisition Disposition Realized Gainl Loss/ Dale Date Transadion 0escri lee Guinn Cod Basis Proceeds Disallowance Long Term (continued) 01116/11 07/02112' SELL P MOR0N% HIGH YIELD CT CLASS 3.493.412 27,493.16 28.156.90 663.74 ROM Fug Out Security Identifier: OHYFX 01116/1/ 08/01112' SELL P IA ORGAk HIGF YIELD CT CLASS 3,637.695 28,956.06 29,31982 363.76 first In First Out Security Identifier: OHYFX 01116/1/ 09104112' SELL P SI ORGAk HIGH YIELD CT CLASS 3,630.438 29,116.12 29,261.33 115 21 first In First Out Security Identifier. OHYFX 01116/1/ 10101112' SELL P MORGAk HIGH YIELD CT CLASS 3.623.250 29.275.86 29.203.10 -7246 First In First Out Security Identifier: OHYFX 01/16/11 11101112' SELL P MORGAN HIGF YIELD CT CLASS 2.628.011 21.287.14 21,181.79 .10535 First In first Out Security Identifier: OHYFX 01116/1/ 12103112' SELL P MORGAk HIGH YIELD CT CLASS 2.575.903 20,916.34 20,761.78 -151.56 First In First Out Security Identifier: OHYFX 01116/1/ 12114112' SELL P MORGAN HIGH YIELD CT CLASS 3.180.012 25,980.70 25,630.90 .319.80 First In Firs Out Security Identifier OHYFX 01116/1/ 01102113' SELL P MORGAk HIGH YIELD CT CLASS 3,111.163 25,593.49 25,341.95 .251.51 first In First Out Security Identifier: OHYFX Total Long Term $2,597,961.13 32,530,422.28 ,367,538.85 Total Short Term and Long Term 32,829,838.58 32,760,359.19 .168,95945 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noricovered." under the new cost basis reporting rules, and marked or denoted as such. M other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after thee 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2O13, or later, as determined by the Secretary of the Treasury. Account Number Go paperless Page 9 of 15 CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) HAZE tONFID ENT A IAL E Rated 1"!141420 Yea. 4. In A Row [LUSA* RATED COMMUNICATIONS IXCIELLENCI ewe.. ars.% Aida.. We. • WINO/ *Mild SDNY_GM_00048080 DB-SDNY-OO1O9O4 EFrA_OO 158689 EFTA01290717

Schedule of Realized Gains and Losses Current Period (continued) This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly dent brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have available to you. When you report your cost basis on your tax return. it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on the intonation provided herein for such reporting. 3 Realized loss is net of a disallowance due to a wash sale. Please refer to the Your Account Information Section n your brokerage account statement for your accounts existing tax-lo disposition method. The disposition method is the method *bid you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method. your account will be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method wit be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 109943. M essages Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your investment professional for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC) For disclosure of rates for DWS money market funds, please visit the [WS Investments website at https:thwindws-investments.conVEN/productshwoney-market4unds-yields.jsp. Please note that all money market funds listed on the website may not be offered through us. Important Reminder for Pershing's 2013 IRS Forms 1099 (B, DIV, INT, 0ID and MISC): As a reminder, by February 18, you will receive either your 1099 form ora special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 for. Your 1099 will be mailed no later than March 17, 2014. Page 10 of 15 80100290CS F 30016 Account Nun Dr Go paperless s-t-°CtttA Row AZE bra° ONFI D.E.NuriAir---'-utiNEDC°MbateaCAlleta THE H CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) --owning ua node, anis. animist SDNY_GM_00048081 OB-SDNY-0010905 EFIA_00158690 EFTA01290718

Om Si,,, Pon. Wean Alamn--icat Minett. COetrarG•pyp 0...Uht M SeIvnel lire bet ONO Ma Part Antrok )Mu to Nave WM. AY 10154 CM) 4,4,746. OISS).7.114,11. Statement Period: 0110112014 • 01/3112014 Activity Summary (NI amounts shown are base amency) Credits This Period Securities Sec ,inties03 1 Secunties Sc Id Total Securities Year-to-Date Dividends and Interest Distributions Cash Deposits Total Cash FDIC Insured Bank Deposits Total Credits Transactions by Type of Activity Process/ Trade Settlement Transaction Date Date Securities Bought and 01/02/14 01/02/14 Activity Type Sold REINVEST CASE INCOME 0 FYFX RON VEST CAS. INCOME PFSX 01/17/14 01116/14 SOLD 0 MIX 0.00 2.760.359 19 $2,760,359.19 0.00 2.760.359.19 $2,760,359.19 $31,691.09 531,691.09 $407.99 $407.99 8.18819 8.18819 $8,188.19 $8,188.19 $0.00 $0.00 $2,800,646.46 $2,800,646.46 Debits Securities Securities Bought Securities Sold Total Securities Dividends and Interest Distributions Cash Deposits Total Cash FDIC Insured Bank Deposits This Period -25.620.50 0 CC -525,620.50 $0.00 $0.00 000 $0.00 Year-to.Date -25.620.50 0.00 -$2$,620.50 $0.00 WOO 000 WOO -$2,775,025.96 -62,776,025.96 Total Debits Description Quantity -$2,800,646.46 -$2,800,646.46 Price Accrued Interest "MORGAN IlIGN YIELD FUND SELECT CLASS 340428.6360 2.047.690 SIRS SP RS PORCH. AT $7.98000 RD 12/30 PO 01/02114 'MORGAN FLOATING RATE INCOME RAO SELECT 94ARES 918.605 206220.6250 SIRS SPAS PURCH. AT 510.10000 RD 12/30 PD 01102/14 PM ORGAN HIGH YIELD FUND SELECT CLASS L ASOLICITED -342.476.326 8.0600 ORDER Amount Currency -16.340 57 LSO -9.279.93 LSD 2,760,359.19 LSO Total Securities Bought and Sold • UNITED STATES DOLLAR Dividends and Interest 01/02/14 CASF DIVIDEND RECEIVED 0 HYFX 01102114 CAST DIVIDEND RECEIVED Fir SX 80100290CSP30014 P MORGAN FIGH YIELD FUND SELECT CLASS340428 6360 SFRS RD 12130 FO 01102/14 'MORGAN FLOATING RATE INCOME FUND SELECT SHARES 206220 6250 SIRS RD 12130 PD 01102/14 0.00 2,734,738.69 16,340.57 LSD 9,279.93 LSD Page11°115 Number. TI-E HAZE/ Go paperless t err: A Rem CALM* RATE D COMMUNICATIONS uulunce CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ON FIDnrunAc eye.. taro.% ••••••••• Lit. • ism. ems; •••••••••1 SDNY_GM_00048082 DB-SDNY-0010906 EFTA_00158691 Account EFTA01290719

Transactions by Type of Activity (continued) Promo/ Trade/ Sttlement Transaction Date Date AaivityType Description Quantity Price kneed luterest Amount Curren Dividends and Interest (continued) 01115114 FDIC INSURED BANK INSURED DEPOSITS INTEREST CREDITED 189.61 US) DEPOSITS INTEREST RECEIVED 458997996 01/28114 BOND INTEREST RECEIVED 1500000 GS M TG SECS CORP 2005-5F MTG PASSTHRU CTF 5,880.98 USD 3624207X5 CL Bt VAR 5.765% 06125135 B/E DID 05101105 RD 12131 PD 01125114 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 31,691.09 Distributions 01128/14 RETURN OF PRINCIPAL 1500000 GS IA TG SE-CS CORP 2005-5F NI TG PASSTHRU CTF 407.99 USD RECEIVED CI. ilt VAR 5.765% 06/25135 BIE DTD 05101105 RD 12/31 PD 3624207X5 01/25/14 Total Distributions- UNITED STATES DOLLAR 0.00 407.99 Cash Withdrawals and Deposits 01/28/14 FEDERAL FUN DS RECEIVED .P MORGAN CHASE BANK 19919 8,188.19 USD USD999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 3,155.19 FDIC Insured Bank Deposits 01/15/14 FDIC INSI1R9) BANK INSURED DEPOSITS INTEREST REINVESTED -189.61 USD DEPOSITS INTEREST REINVESTED 458997996 01117/14 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM .2,760,159.19 U50 II S0999997 01/29/14 FDIC INSURED BANK DEPOSIT INSURED DEPOSITS PROGRAM .14,471.18 USD USD999997 Total FDIC Insured Bank Deposits • UNITED STATES DOLLAR 0.00 .2,775,025.96 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturltv Market Value % of Bond Market Value 1 to 5 yews 1,731,250 00 16% 6 to 10 years 1,072,500.00 11% r Over 10 years 7,773,55325 73% in Total 10,577,303.25 1005 Percentages of bond market values are rounded to the nearest whole percentage. Page 12 of15 E.,,100290C5F30016 Account Number pa rless Rabid ~11~ Go r rzto . DAtea RATED COMMUNIC^11~ CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 67: 4AZETCO N F I DarrIAL tkr try ~me •••~ WC. • wernmenbniter •• Te•••••••imat seen ~warn ens' ~ray tic as•••%. rent Let SDNY GM 00048083 DB-S6NY:00 10907 EFTA_00 158692 EFTA01290720

Oram.v Rant PnnieWeatnPapvienan Manes Coon., 6,...1) Des-tut/4 la* %won 'ac An la Pan Ammo. Ita Met Bond Quality Bond Qualit Market Value of Bond Market Value BAlLower 10 577303 25 100% Percentages of bond market values are Total 10,577,303.25 100% rounded to the nearest whole percentage. You are 100% invested in bonds with a bond quality of BA/Lower. Statement Period: 0110112014 • 01/31/2014 Client Service Information Your Client Advisor: TDS Contact Information TATIA SMITH 345 PARK AVEtr LE 14Th FLOOR NEVI YOPX NY 10154 Your Account Information Telephone Number: 1212) 454-2889 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks In a Dividend Reinvestment Plan: Default Method for all Other Securities: FIRST IN FIRST OUT Electronic Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Client Advisor for more inform ation. FIRST IN FIRST OUT Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices have been obtained from sources which we believe to be reliable. Pershing may not use the closing price of the particular exchange or marketplace where your position was purchased as the 'Market Price.' Securkies for which a price is not available are marked —N/A— and are omitted from the Total. The estimated annual income (EM) and estimated current yield (ECY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable: however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities. thereby overstating them. Refer to www.pershing.correbusiness_continuity.htni for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from Fage 13 of 15 Account Number Raped I ....lent F,100290CSF30016 (MAUI ( I I T ImPerleSs =;;;;ZTTDAcRatasacmions THE H AXE Tto N F I DAENTIAL "`„""" CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) alai" *Map 1.01.1•Infi •inpal. 0.44 net al, SDNY_GM_00048084 DB-SDNY-00 10908 EFTA_00158693 EFTA01290721

Important Information and Disclosures (continued) Reinvestment (continued) whom your security was purchased. may be obtair ed. In cinder° reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing fin. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Cleating Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wit not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Ponies shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pots ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (Many other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account its sales representatives and other personnel Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial orgaitation's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: www.pershing.cornistrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includin unauthorized trading), to your financial organization and Pershing, within ten days after receipt of this statement. Please be advised that any oral communication should be reconfirmed in wilting to further protect your rights, including your rights under the Securities Investor Protection Act. Page 14 of 15 B0100290CSF30116 Account Number Go paperless s RRIed I ...Wont aw Yea In A Raw CONFIDENTIAL — PURSUANT TO FED. R 6(8) TO N F I DAENTIALIt S OB-SDNY-0010909 THE HAZE It SDNY_GM_00048085 EFIA_00 158694 Cansw•wwWW.ww•wiLi•••••••••••••••WW EFTA01290722

Ocgivi•e ,,r•lle *nal n mange—via Miner Coen pe.ttcht Oar kw,ei mc lire bet ON* Anew. 1141. I bcr Statement Period: 0110112114 • 01/3112014 Important Information and Disclosures (continued) The Role of Pershing (continued) • Your financial organization's contact information can be found on the fast page of this statement. Pershing's contact information is as follows: Pershing LLC: Legal Department; One Pershing Plaza; Jersey City. New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a rrinoiity of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto. shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information is as follows: Pershing LLC; Legal Department One Pershing Plaza; Jersey City, New Jersey 07399; M. Page 15 of 15 Account Nub None.' Go Impel-less t t THE HAZE It ONFI D A 5 NITTA L "c rant RAITEDCOMMUNOCAlIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Osease•nueliftrabw116 ••••••••••••dewbol•In SDNY_GM_00048086 OB-SDNY-0010910 EFIA_00158695 EFTA01290723