
4
Total Mentions
4
Documents
95
Connected Entities
Organization referenced in documents
EFTA01290990
rtfolio 159 32411 159 32111 nd ng Account Value 2 1 0 2 0 9 8 1 3 5 $21,020.981 3 5 Your Client Advisor: Estimated Annual Income 5959.930 98 TAZIA SMITH (2121 151-2889 Asset Allocation Prior Year-End Last Period This Period % Allocation USD Cash, Money Funds. and Bank Deposits' 0.00 000 6,78
EFTA01288458
NAME Southern Financial LLC ACCOUNT SUMMARY REPORT Quarter Ending December 31, 2013 PREPARED FOR Southern Financial LLC YOUR FINANCIAL ADVISOR TAZIA SMITH DEUTSCHE BANK ALEX. BROWN 345 PARK AVENUE 14TH FLOOR NEW YORK, NY 10154 212-454-2889 Prepared by: Lockwood@ ACCOUNT NUMBER N4G-023804 Notice R
EFTA01288520_sub_002 - EFTA01288520_200
00156316 EFTA01288679 PO eat 1710. IlieltweateMD21203 SOUTHERN FINANCIAL LLC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: TAZIA SMITH Destine 14m POnle VOIP40AlMfrwad Weals Cowan Gmt,p DestuN Sat StueNei 4%. Nourfrt HS Psi Asa. unmoor Ms** NY 101$4 Account Number: Statement
EFTA01290563_sub_002 - EFTA01290563_161
rcentage. You are 100% invested mi bonds with a bond quality of BAA.ower. Client Service Information Your Client Advisor: TDS Contact Inform anon TAZIA SMITH 345 PARK AVENUE 14Th FLOOR NEW YORK NY 10154 Telephone Number: 1212) 454.2889 Page 104112 Account Nun bur & Ral*d !venom r119969CSF300IS (M

FDIC
OrganizationUS government agency providing deposit insurance

Moody's
OrganizationAmerican credit rating agency
THE FEDERAL RESERVE SYSTEM
OrganizationOrganization referenced in documents
Texas Capital Bank
OrganizationOrganization referenced in documents
Pershing
LocationFinancial district location, likely Pershing Square or Pershing LLC
Securities Investor Protection Corporation
OrganizationFederally chartered corporation protecting investors in failed brokerages
THE CLEARING FACILITY
OrganizationOrganization referenced in documents
THE BOARD OF GOVERNORS OF
OrganizationOrganization referenced in documents
TAXABLE
OrganizationOrganization referenced in documents
INDEBTED TO PERSHING LLC
OrganizationOrganization referenced in documents
the State of New York
LocationState in the northeastern United States

JPMorgan Chase
OrganizationAmerican multinational banking and financial services holding company
East West Bank
LocationLocation referenced in documents
the Options Clearing Corporation
OrganizationOptions Clearing Corporation
Legal Department
OrganizationLegal department
Standard and Pools
OrganizationOrganization referenced in documents

Jeff Sessions
PersonAmerican politician and lawyer (born 1946)
Money Market Fund
OrganizationMoney market investment fund
the Pershing Customer Service Department
OrganizationPershing customer service department
Pershing LLC
OrganizationBNY Mellon subsidiary providing clearing and settlement services