From: Stewart Oldfield Sent: Thursday, October 25, 2018 11:32 PM To: Vijay-A Sawant Cc: Bradley Gillin • Richard larossi Alka Babu Mayur Ratho ; Vinita Advani Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield Cc: Bradley Gillin ; Mayur Rathod ; Vinita Advani Subject: Pending responses on rejection cases under the SOUTHERN FINANCIA Importance: High Richard larossi Hi Stewart, >; Alka Babu As discussed, we are awaiting responses to attached emails. For Plan D, you have mentioned that you are reaching out to the client, so just awaiting feedback on that. Please note the resolution of above cases will lead to completion of ALL accounts from this relationship for 2018. For Jockey Club, I will respond in a separate email. Let us know if any queries, thanks. Kind Regards, <image001.gif> Vijay Sawant NYC Case Representative Deutsche OS Centre Private limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore on East, Mumbai - 400063, India Tel. Made CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060888 CONFIDENTIAL SDNY_GM_00207072 EFTA01368905