Tanu Kirti Director WM Mercury Implementation Programme Manager From: Clifford Fourie Sent: 17 September 2018 13:49 To: Tanushree Kirti Cc: Oliver Bettin • Max Kleinert Subject: RE: Family Office Initiative - Follow Up [I] ristopher Whyton Katherine Stead ; Aamir Akram lain Macara Classification: For Mend use only Hi Tanushree, In case I have missed anything, have there been any developments on this Family Office Initiative? Thanks and regards, Cliff From: Tanushree Kirti Sent: 20 July 2018 11:03 To: lain Macara ; Katherine Stead Cc: Clifford Fourie • >; Oliver Bettin Subject: RE: Family Office Initiative - Follow Up [I] Classification: For Internal use only Hi lain, Aamir Akram ; Christopher Whyton Yes, we are currently working with our KCP teams to pull together the list of WM clients where we are dependent on ICG to place orders. This list as agreed with you will be taken within CIB management to get approval for ICG to take orders even if the GM status is red in tradefinder. We will get back to you with the list as soon as we have the reviewed data. Best, Tanu CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052158 CONFIDENTIAL SDNY_GM_00198342 EFTA01362654