From: Bradley Gill Sent: 8/22/2018 8:46:26 AM To: Alka 8abu CC: Vijay-A Sawant ; Vinita Advan ; Richard larossi Subject: RE: 2018 Periodic Review of GoldenTree Asset Management UK LLP (GCIS f$ 448919), GoldenTree Asset Management, LP (GCIS ft 408981) [I) Flag: Follow up Classification: For Internal use only Looping in Rich as well. Thanks. Regards. Brad From: Alka Babu Sent: Wednesday, August 22, 2018 8:37 AM To: Bradley Gillin Cc: Vijay-A Sawant inita Advani Subject: 2018 Periodic Review of GoldenTree Asset Management UK LLP (GCIS # 448919), GoldenTree Asset Management, LP (GCIS # 408981) Ill Classification: For Miami use only Hi Brad, This captioned accounts are due for remediation on 8/9/18 & 10/4/2018 respectively Upon reviewing the documents from the repositories, attachments and previous KYC's, we have completed the attached checklist and the assessment is as below : Acct Holder - GoldenTree Asset Management UK LLP Below are the RP's : (i) Golden Tree Asset Management UK Service Co. Limited — 98% ownership of GoldenTree Asset Management UK LLP (ii) Golden Tree Asset Management LP — 100% ownership of Golden Tree Asset Management UK Service Co. Limited 1. Golden Tree Asset Management LLC (General Partner) 2. Steven A Tananbaum (Limited Partner) (iii) Other authorized signatories are: a. Barry Ritholz b. Thomas Gengler c. Willaim Christian d. Scanlon Neil e. Feiler Joshua We would need the following to proceed further : • COGS for Golden Tree Asset Management UK Service Co. Limited • COI or COGS of Golden Tree Asset Management LP & Golden Tree Asset Management LLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0051858 CONFIDENTIAL SDNY_GM_00198042 EFTA01362445