9
Shared Docs
9
Same-Page
9 / 9
Mentions
2017 10:20 AM To: Cc: Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to por
ties offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to portal for clients (II Classification: For IMemal use only Hello, >; Sheffali Welch If you have not
02, 2017 10:20 AM To: Cc: Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to p
urities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to portal for clients III Classification: For Infernal use only Hello, ; Sheffali Welch If you have
: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to por
ffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: '[email protected] <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to portal for clients il) Classification: For internal use only All, DB Research is changing its approa
sification: For Internal use only All, Nicholas Allen DB Research is changing its approach to distribu
ellIfifillfiffilinela Armen Brash Subject: FW: MIFID II & research - access to portal for clients (I) Classification: For Internal use only All, Nicholas Allen DB Research is changing its approach to distributing Research with the launch of their new Research portal in November and MIFID II go-live in Janu
ay, October 31, 2017 8:31 AM To: ' Cc: Nicholas Allen ; Anna-Sofiya Lupolover Armen Brash Subject: F
pha Group — Paul Barrett Third Lake? I also have access, fyi. From: Sheffali Welch trinailto: Sent: Tuesday, October 31, 2017 8:31 AM To: ' Cc: Nicholas Allen ; Anna-Sofiya Lupolover Armen Brash Subject: FW: MIFID II & research - access to portal for clients [I] Classification: For MUMS use only All,
ali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All.
en Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All. Below is the Monday morning deliverable (as of 8/11/17). Let me know if you have any question. Su
ali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All,
le.t2M7 ▪ 7:21/2017 • 7/2S/2017 • 814a017 .1111.12017 • ITZI/2417 kaptenr ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All, Below is the Monday morning deliverable (as of 8/21/17). Let me know if you have any question. Su
l use only All, Sven-Otto Westphale ; Nicholas Allen ; Adrienne Bull Below is the Monday morning del
a ivan ; Karen o en Subject: KYC HR Clients Remediation - Status (9/01/17) [II Classification: For Internal use only All, Sven-Otto Westphale ; Nicholas Allen ; Adrienne Bull Below is the Monday morning deliverable (as of 9/01/17). Let me know if you have any question. Summary Andrew CONFIDENTIAL - PUR
li Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of
Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Franklin >; Sheffali Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of 7/28/17). Let me know if you have any question. Summary >; Vaishali-P >; Andrew CONFIDENTIAL -
Entities connected to both Woody Allen and Nicholas Allen

Prince Andrew
PERSON
Michael Cohen
PERSON
Jacksonville
LOCATION
Sheffali Welch
PERSON
Rodrigo
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONFelipe Godard
PERSONDaphne Cales
PERSONRodrigo Quintero
PERSONAnna-Sofiya Lupolover
PERSONJanet Morales
PERSONSven-Otto Westphalen
PERSONPatrick Harris
PERSONArmen Brash
PERSONJanice Franklin
PERSONVaishali Mehta
PERSONResearch portal
ORGANIZATIONKaren Cohen
PERSONEmily Craig
PERSON