4
Shared Docs
1
Same-Page
4 / 4
Mentions
ility of the Bank’s sales and trading businesses relating to the class of securities or financial instruments for which such analyst is responsible. BofA Merrill Lynch Global Credit Research analysts regularly interact with sales and trading desk personnel in connection with their research, including to ascertain pricing and liquidity in
Page: HOUSE_OVERSIGHT_010614 →re) (Company Registration Nos F 06872E and 198602883D respectively). MLIBLMB and Merrill Lynch (Singapore} are regulated by MAS. Bank of America N.A, Australian Branch (ARBN 064 874 531), AFS License 412901 (BANA Australia) and Merrill Lynch Equities (Australia) Limited (ABN 65 006 276 795), AFS License 23513
Page: HOUSE_OVERSIGHT_010614 →Investment Strategy
ng the Financial Services Scheme, do not a errill Lynch Global Research policies relating to conflicts of interest are de
re) (Company Registration Nos F 06872E and 198602883D respectively). MLIBLMB and Merrill Lynch (Singapore} are regulated by MAS. Bank of America N.A, Australian Branch (ARBN 064 874 531), AFS License 412901 (BANA Australia) and Merrill Lynch Equities (Australia) Limited (ABN 65 006 276 795), AFS License 23513
Page: HOUSE_OVERSIGHT_014457 →.com/cci. ments linked to securities that may ha Lynch Global Researc es and financial instruments discussed in this re
re) (Company Registration Nos F 06872E and 198602883D respectively). MLIBLMB and Merrill Lynch (Singapore} are regulated by MAS. Bank of America N.A, Australian Branch (ARBN 064 874 531), AFS License 412901 (BANA Australia) and Merrill Lynch Equities (Australia) Limited (ABN 65 006 276 795), AFS License 23513
Page: HOUSE_OVERSIGHT_014650 →up 6.75% on the back of a strong seasonal rally errill Lynch Global Research. Prices reflective of most recently available dat
ngapore to institutional International Bank Limited (Merchant Bank) (MLIBLMB) and Merrill Lynch ingapore) are regulated by MAS. Bank of America N.A,, Australian Branch (ARBN e this report in Australia only to affiliates involved in preparing this research report is an pproval is required for publication or di
Page: HOUSE_OVERSIGHT_023609 →Entities connected to both BofA Merrill Lynch Global Credit Research and Australia

Jeffrey Epstein
PERSON
Donald Trump
PERSON
United States
LOCATION
United Kingdom
LOCATION
Merrill Lynch
ORGANIZATION
Frankfurt
LOCATION
Bank of America
ORGANIZATION
Michael Bloomberg
PERSON
Merrill Lynch Global Wealth Management
ORGANIZATIONthe Dubai Financial Services Authority
ORGANIZATION
Bank of America Corporation
ORGANIZATIONMerrill Lynch International Incorporated
ORGANIZATION
Bill Clinton
PERSONthe Australian Securities and Investments Commission
ORGANIZATIONMerrill Lynch KSA Company
ORGANIZATIONthe Prudential Regulation Authority
ORGANIZATIONThe Financial Service Board
ORGANIZATIONMerchant Bank
ORGANIZATIONthe Securities and Futures Bureau
ORGANIZATIONOtoritas Jasa Keuangan
ORGANIZATION