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the Australian Securities and Investments Commission
Organization
14
Total Mentions
14
Documents
336
Connected Entities
The Australian Securities and Investments Commission (ASIC) appears exclusively in regulatory disclosures within Merrill Lynch financial research reports—not as an investigative or regulatory body connected to Epstein's activities.
All 14 mentions are boilerplate text in the "Important Disclosures" sections of Merrill Lynch research reports, identifying ASIC as the regulator overseeing Merrill Lynch Equities (Australia) Limited. The commission appears alongside other international financial regulators (FCA, PRA, Hong Kong SFC) in standardized compliance language required on global financial research publications. ASIC had no investigative or enforcement role related to Jeffrey Epstein.
Key Highlights
- •Appears only in boilerplate regulatory disclosures on Merrill Lynch research reports
- •Mentioned as the regulator of Merrill Lynch's Australian subsidiary, not as an investigating body
- •No evidence ASIC had any role in Epstein-related investigations or enforcement actions
Frequently Asked Questions
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Document Mentions (14)
No Subject
1 mentionHOUSE_OVERSIGHT_010609 - HOUSE_OVERSIGHT_010616
Sep 22, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_010614 →Price Objective Change
1 mentionHOUSE_OVERSIGHT_014315 - HOUSE_OVERSIGHT_014396
Nov 17, 2016Source: House Oversight Committee
ios; Merri US (short name: legal name, regulator): Merrill Lynch (Sou d by the Financial Conduct Au Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong}: Merri Lynch (Singapor hority (FCA) an e) Pte Ltd, regu tion of Canada; a SA, regulated International Incorporated K);
Page: HOUSE_OVERSIGHT_014394 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014404 - HOUSE_OVERSIGHT_014409
Nov 17, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014408 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014410 - HOUSE_OVERSIGHT_014423
Nov 17, 2016Source: House Oversight Committee
Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commissio Futures Commission (HKSFQ; Merri Canada): Merrill Lynch Canada Inc,
No Subject
1 mentionHOUSE_OVERSIGHT_014424 - HOUSE_OVERSIGHT_014431
Nov 13, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014429 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014432 - HOUSE_OVERSIGHT_014459
Dec 2, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014457 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014460 - HOUSE_OVERSIGHT_014497
Nov 30, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014496 →1 mention
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014650 →Earnings Preview
1 mentionHOUSE_OVERSIGHT_014887 - HOUSE_OVERSIGHT_014950
Apr 6, 2017Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014949 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_016111 - HOUSE_OVERSIGHT_016196
Jun 30, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC) and the Hong K
Page: HOUSE_OVERSIGHT_016193 →Quantitative Analysis
1 mentionHOUSE_OVERSIGHT_023069 - HOUSE_OVERSIGHT_023095
Jan 31, 2017Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_023094 →No Subject
1 mentionHOUSE_OVERSIGHT_023575 - HOUSE_OVERSIGHT_023611
Jun 6, 2017Source: House Oversight Committee
mended in this report and should unders iates in the ian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merri na): Lynch (Seo
Sponsored
img-301175525-0001.pdf
1 mentionHOUSE_OVERSIGHT_024432 - HOUSE_OVERSIGHT_024591
Mar 1, 2013Source: House Oversight Committee
MORANDUM HAS NOT BEEN AND WILL NOT BE LODGED WITH THE AUSTRALIAN SECURITIES AND INVESTMENTS COMMISSION. THE OFFER [IS ONLY MADE TO THOSE PERSONS TO WHOM
No Subject
1 mentionHOUSE_OVERSIGHT_025978 - HOUSE_OVERSIGHT_026004
Aug 9, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong}: Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC) and the Hong K
Page: HOUSE_OVERSIGHT_026002 →Sponsored
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