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the Australian Securities and Investments Commission
Organization
57
Total Mentions
57
Documents
415
Connected Entities
Organization referenced in documents
The Australian Securities and Investments Commission (ASIC) appears exclusively in regulatory disclosures within Merrill Lynch financial research reports—not as an investigative or regulatory body connected to Epstein's activities.
All 14 mentions are boilerplate text in the "Important Disclosures" sections of Merrill Lynch research reports, identifying ASIC as the regulator overseeing Merrill Lynch Equities (Australia) Limited. The commission appears alongside other international financial regulators (FCA, PRA, Hong Kong SFC) in standardized compliance language required on global financial research publications. ASIC had no investigative or enforcement role related to Jeffrey Epstein.
Key Highlights
- •Appears only in boilerplate regulatory disclosures on Merrill Lynch research reports
- •Mentioned as the regulator of Merrill Lynch's Australian subsidiary, not as an investigating body
- •No evidence ASIC had any role in Epstein-related investigations or enforcement actions
Frequently Asked Questions
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Document Mentions (20 of 57)
Price Objective Change
1 mentionHOUSE_OVERSIGHT_014315 - HOUSE_OVERSIGHT_014396
Nov 17, 2016Source: House Oversight Committee
ios; Merri US (short name: legal name, regulator): Merrill Lynch (Sou d by the Financial Conduct Au Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong}: Merri Lynch (Singapor hority (FCA) an e) Pte Ltd, regu tion of Canada; a SA, regulated International Incorporated K);
Page: HOUSE_OVERSIGHT_014394 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014404 - HOUSE_OVERSIGHT_014409
Nov 17, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014408 →No Subject
1 mentionHOUSE_OVERSIGHT_014410 - HOUSE_OVERSIGHT_014423
Nov 17, 2016Source: House Oversight Committee
Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commissio Futures Commission (HKSFQ; Merri Canada): Merrill Lynch Canada Inc,
Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014424 - HOUSE_OVERSIGHT_014431
Nov 13, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014429 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014432 - HOUSE_OVERSIGHT_014459
Dec 2, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014457 →No Subject
1 mentionHOUSE_OVERSIGHT_014460 - HOUSE_OVERSIGHT_014497
Nov 30, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014496 →Sponsored
1 mention
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014650 →Earnings Preview
1 mentionHOUSE_OVERSIGHT_014887 - HOUSE_OVERSIGHT_014950
Apr 6, 2017Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_014949 →No Subject
1 mentionHOUSE_OVERSIGHT_016111 - HOUSE_OVERSIGHT_016196
Jun 30, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC) and the Hong K
Page: HOUSE_OVERSIGHT_016193 →Sponsored
Quantitative Analysis
1 mentionHOUSE_OVERSIGHT_023069 - HOUSE_OVERSIGHT_023095
Jan 31, 2017Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_023094 →No Subject
1 mentionHOUSE_OVERSIGHT_023575 - HOUSE_OVERSIGHT_023611
Jun 6, 2017Source: House Oversight Committee
mended in this report and should unders iates in the ian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merri na): Lynch (Seo
No Subject
1 mentionHOUSE_OVERSIGHT_025978 - HOUSE_OVERSIGHT_026004
Aug 9, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong}: Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC) and the Hong K
Page: HOUSE_OVERSIGHT_026002 →Sponsored
EFTA01353909.pdf
1 mentionEFTA01353909
nd is not required to be registered in Australia as a managed investment scheme. This Memorandum will not be. and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made. and any financial services in connection with the interests will be provided. in Australia by THE Manager or its represent
EFTA01354039.pdf
1 mentionEFTA01354039
her a prospectus, product disclosure statement or any other form of prescribed offering document under the Act, nor G it required to be submitted to the Australian Securities and Investments Commission. Tne funds referred to in these materials are riot, registered schemes as defined in the Act. In Australia. Credit Suisse Group entities, other than
EFTA01354325.pdf
1 mentionEFTA01354325
nd is not required to be registered in Australia as a managed investment scheme. This Memorandum will not be. and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made. and any financial services in connection with the interests will be provided. in Australia by THE Manager or its represent
Sponsored
EFTA01354470.pdf
1 mentionEFTA01354470
her a prospectus, product disclosure statement or any other form of prescribed offering document under the Act, nor G it required to be submitted to the Australian Securities and Investments Commission. Tne funds referred to in these materials are not registered schemes as defined in the Act. In Australia. Credit Suisse Group entities, other than C
EFTA01354753.pdf
1 mentionEFTA01354753
nd is not required to be registered in Australia as a managed investment scheme. This Memorandum will not be. and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made. and any financial services in connection with the interests will be provided. in Australia by THE Manager or its represent
EFTA01354901.pdf
1 mentionEFTA01354901
her a prospectus, product disclosure statement or any other form of prescribed offering document under the Act, nor G it required to be submitted to the Australian Securities and Investments Commission. The funds referred to in these materials are not registered schemes as defined in the Act. In Australia. Credit Suisse Group entities, other than C
Sponsored
EFTA01355050.pdf
1 mentionEFTA01355050
nd is not required to be registered in Australia as a managed investment scheme. This Memorandum will not be. and is not required to be, lodged with the Australian Securities and Investments Commission. Any offer will be made. and any financial services in connection with the interests will be provided. in Australia by THE Manager or its represent
No Subject
1 mentionHOUSE_OVERSIGHT_010609 - HOUSE_OVERSIGHT_010616
Sep 22, 2016Source: House Oversight Committee
uct Authority (FCA) and the Prudential Regulation Authority PRA); Merrill Lynch (Australia): Merrill Lynch Equities (Australia) Limited, regulated by the Australian Securities and Investments Commission; Merrill Lynch (Hong Kong): Merrill Lynch (Asia Pacific) Limited, regulated by the Hong Kong Securities and Futures Commission (HKSFC); Merrill Lynch
Page: HOUSE_OVERSIGHT_010614 →Sponsored
Connected Entities(20 of 415)
the Kingdom of Bahrain
LocationCountry in the Middle East
39 docs39 co-mentions
the Central Bank of Bahrain
OrganizationCentral bank of Bahrain
38 docs38 co-mentions
United Kingdom
LocationCountry in north-west Europe
38 docs38 co-mentions
Bahrain
LocationCountry in the Persian Gulf
25 docs25 co-mentions
Credit Suisse Group
OrganizationFinancial services company
22 docs22 co-mentions
Glendower
LocationEstate or property name referenced in documents
22 docs22 co-mentions
the UK Financial Services
OrganizationUK financial services regulatory framework
20 docs20 co-mentions
BAHRAIN
LocationCountry in the Middle East
20 docs20 co-mentions
Financial Conduct Authority
OrganizationUK Financial Conduct Authority
20 docs20 co-mentions
the Brazilian Securities Commission
OrganizationBrazilian Securities Commission
19 docs19 co-mentions
AIFMD
OrganizationOrganization referenced in documents
18 docs18 co-mentions
Credit Suisse
OrganizationSwiss multinational banking institution
18 docs18 co-mentions
AlFMD
LocationLocation referenced in documents
14 docs14 co-mentions
the Capital Market Authority
OrganizationOrganization referenced in documents
14 docs14 co-mentions
Merrill Lynch
OrganizationAmerican investing and wealth management division of Bank of America
13 docs13 co-mentions
Merchant Bank
OrganizationDeals in commercial loans and investment
13 docs13 co-mentions
Bank of America
OrganizationAmerican multinational banking and financial services corporation
13 docs13 co-mentions
Merrill Lynch Global Wealth Management
OrganizationInvestment management and financial planning service
13 docs13 co-mentions
the Investment Industry Regulatory Organization of Canada
OrganizationOrganization referenced in documents
12 docs12 co-mentions
Frankfurt
LocationCity in Hesse, Germany
12 docs12 co-mentions