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the Investment Industry Regulatory Organization of Canada
Organization
14
Total Mentions
14
Documents
345
Connected Entities
The Investment Industry Regulatory Organization of Canada (IIROC) appears in the Epstein files exclusively as the regulatory authority overseeing Merrill Lynch Canada Inc, mentioned in standard compliance disclosures on financial research reports.
All 14 mentions occur in identical regulatory boilerplate text at the end of Merrill Lynch investment research documents, listing IIROC as the regulator for Merrill Lynch's Canadian operations. These are standard compliance disclosures required on financial reports, appearing alongside similar regulatory notices for Merrill Lynch entities in Singapore, Mexico, and other jurisdictions. The mentions have no substantive connection to Epstein—they simply appear because Epstein received Merrill Lynch research reports that contained these mandatory regulatory disclosures.
Key Highlights
- •All mentions are in boilerplate regulatory text stating 'Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada'
- •Appears on investment strategy reports, price objective changes, earnings previews, and quantitative analyses distributed by Merrill Lynch
- •IIROC had no direct involvement with Epstein—these are merely compliance disclosures on documents he received as a Merrill Lynch client
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Document Mentions (14)
No Subject
1 mentionHOUSE_OVERSIGHT_010609 - HOUSE_OVERSIGHT_010616
Sep 22, 2016Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisidn Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_010614 →Price Objective Change
1 mentionHOUSE_OVERSIGHT_014315 - HOUSE_OVERSIGHT_014396
Nov 17, 2016Source: House Oversight Committee
(Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organiza CV, Casa de Bolsa, regulated by the Comisién Naciona
Investment Strategy
1 mentionHOUSE_OVERSIGHT_014404 - HOUSE_OVERSIGHT_014409
Nov 17, 2016Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisidn Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_014408 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014410 - HOUSE_OVERSIGHT_014423
Nov 17, 2016Source: House Oversight Committee
ties and ies, FSA); ultip 0 pro h (Singapore): Merril ndustry Regulatory Organization of Canada; Lynch Argenti ): Merrill Lynch International Inc
No Subject
1 mentionHOUSE_OVERSIGHT_014424 - HOUSE_OVERSIGHT_014431
Nov 13, 2016Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisidn Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_014429 →Investment Strategy
1 mentionHOUSE_OVERSIGHT_014432 - HOUSE_OVERSIGHT_014459
Dec 2, 2016Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS): Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comision Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_014457 →Sponsored
No Subject
1 mentionHOUSE_OVERSIGHT_014460 - HOUSE_OVERSIGHT_014497
Nov 30, 2016Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisidn Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_014496 →1 mention
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisi6n Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_014650 →No Subject
1 mentionHOUSE_OVERSIGHT_014731 - HOUSE_OVERSIGHT_014787
Nov 21, 2016Source: House Oversight Committee
); Merrill Lynch (Singapore): Merrill Lynch (Singapore) Pte Ltd, regu Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisidn Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_014785 →Sponsored
Estimate Change
1 mentionHOUSE_OVERSIGHT_014873 - HOUSE_OVERSIGHT_014886
Apr 11, 2017Source: House Oversight Committee
ore): Merrill Lynch (Singapore) Pte Ltd, regulated by the Monetary Au Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lyn regulated by the Securities and Exchange Board of India; Merrill Lynch (Indonesia): PT Merrill Lynch Sekuritas
Page: HOUSE_OVERSIGHT_014885 →Earnings Preview
1 mentionHOUSE_OVERSIGHT_014887 - HOUSE_OVERSIGHT_014950
Apr 6, 2017Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisién Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_014949 →No Subject
1 mentionHOUSE_OVERSIGHT_016111 - HOUSE_OVERSIGHT_016196
Jun 30, 2016Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comision Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_016193 →Sponsored
Quantitative Analysis
1 mentionHOUSE_OVERSIGHT_023069 - HOUSE_OVERSIGHT_023095
Jan 31, 2017Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; Merrill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisidn Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_023094 →No Subject
1 mentionHOUSE_OVERSIGHT_025978 - HOUSE_OVERSIGHT_026004
Aug 9, 2016Source: House Oversight Committee
ill Lynch (Singapore) Pte Ltd, regulated by the Monetary Authority of Singapore (MAS); Merrill Lynch (Canada): Merrill Lynch Canada Inc, regulated by the Investment Industry Regulatory Organization of Canada; errill Lynch (Mexico): Merrill Lynch Mexico, SA de CV, Casa de Bolsa, regulated by the Comisién Nacional Bancaria y de Valores; Merrill Lynch (Arge
Page: HOUSE_OVERSIGHT_026002 →Sponsored
Connected Entities(20 of 345)
Merrill Lynch Canada Inc
Organization14 docs14 co-mentions
Merrill Lynch Global Wealth Management
OrganizationInvestment management and financial planning service
14 docs14 co-mentions
Merchant Bank
OrganizationDeals in commercial loans and investment
14 docs14 co-mentions
United Kingdom
LocationCountry in north-west Europe
14 docs14 co-mentions
Bank of America
OrganizationAmerican multinational banking and financial services corporation
14 docs14 co-mentions
Merrill Lynch International Bank Limited
Organization14 docs14 co-mentions
Merrill Lynch
OrganizationAmerican investing and wealth management division of Bank of America
14 docs14 co-mentions
Seoul
LocationCapital and largest city of South Korea
13 docs13 co-mentions
Bank of America Merrill Lynch International Limited
Organization13 docs13 co-mentions
Frankfurt
LocationCity in Hesse, Germany
13 docs13 co-mentions
the Hong Kong Securities and Futures Commission
Organization13 docs13 co-mentions
the Financial Services Agency
Organization13 docs13 co-mentions
the Securities and Exchange Board of India
Organization13 docs13 co-mentions
BANA Australia
OrganizationCountry in Oceania
13 docs13 co-mentions
Pierce, Fenner & Smith Incorporated
Organization13 docs13 co-mentions
Merrill Lynch International
Organization13 docs13 co-mentions
The Financial Service Board
Organization13 docs13 co-mentions
Donald Trump
PersonPresident of the United States (2017–2021, 2025–present)
13 docs13 co-mentions
BaFin
Organization13 docs13 co-mentions
Michael Bloomberg
PersonAmerican businessman and politician; 108th Mayor of New York City
13 docs13 co-mentions