7
Shared Docs
7
Same-Page
7 / 7
Mentions
Gallivan Karen Cohen ; Janet Morales ; Felipe Godard ; Sven-Otto We
Gallivan Karen Cohen ; Janet Morales ; Felipe Godard ; Sven-Otto Westphalen Nicholas Allen <Mi lliSndrew ; Adrienne Bull <II Subject: KYC HR Clients Remediation - S
e Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients Remediation - Status (
st 11, 2017 4:21 PM To: Patrick Harris < Cc: Emil Crai: < >; Daphne Cales < Brash < Mehta < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas
e Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: RE: KYC HR Clients Remediation - Stat
AM To: Patrick Harris < Cc: Emily Crai: < Mehta < >; Armen 1.>73 >; Daphne Cales Brash < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: RE: KYC HR Clients Remediation - Status (2/11/17) [II • ti2SP>7 • 5/3CM, • VIS/2017 • 519/2017 • Wfll • kf!/2017 • 13.12.027 • 013
orales >; Nicholas AllerSorn>; Andrew >; Karen Cohen Subject: KYC HR Clients Remediation - Status (8
anklin >; Armen Bras >; Sheffali Welch < Vaishali-P >; Felipe Godarcl en-Otto Westphalen >; Janet Morales >; Nicholas AllerSorn>; Andrew >; Karen Cohen Subject: KYC HR Clients Remediation - Status (8/25/17) [I] r ?Pitt', " MO *al°. ed = = "4 stoute4 toropt ofticevo; 7r. II 454 tZt I tit
o: Kimberly Hart CC: Julie Cataudella ; Karen Cohen Subject: SII Closure: MIFID II - Remaining EEA
From: Sylvia Escobar Sent: 4/11/2019 5:05:01 PM To: Kimberly Hart CC: Julie Cataudella ; Karen Cohen Subject: SII Closure: MIFID II - Remaining EEA Countries (Excl Germany r UK FM 17/2019 #43 (dbTrack2407699) Attachments: Finding Owner Closure P
ident Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Syl
re (I] Date: Thursday, April 11, 2019 11:55:35 AM Attachments: ima0e003.pn0 Sylvia Escobar Vice President Deutsche Bank Securities Inc. From: Karen Cohen Sent: Thursday, April 11, 2019 11:42 AM To: Sylvia Escobar <II > Subject: SII Closure [I] Classification: For internal use only Hi Sylvia, I ap
MD21202-3298 Tel: Mobile: Email: From: Karen Cohen Sent: Thursday, April 11 2019 11:42 AM To: Sylv
bar Vice President Deutsche Bank Securities Inc. Wealth Management-Americas I South Street. Baltimore, MD21202-3298 Tel: Mobile: Email: From: Karen Cohen Sent: Thursday, April 11 2019 11:42 AM To: Sylvia Escobar Subject: SII Closure [I] Classification: For internal use only Hi Sylvia, I approve c
Entities connected to both Michael Cohen and Karen Cohen

Prince Andrew
PERSON
Woody Allen
PERSON
Baltimore
LOCATION
Jacksonville
LOCATIONKaren
PERSON
Deutsche Bank Securities Inc.
ORGANIZATIONFelipe Godard
PERSONSylvia Escobar
PERSONJanet Morales
PERSONSylvia
PERSONSheffali Welch
PERSONSven-Otto Westphalen
PERSONRodrigo Quintero
PERSONWealth Management-Americas
ORGANIZATIONSII Closure
ORGANIZATIONPatrick Harris
PERSONDaphne Cales
PERSONJanice Franklin
PERSONVaishali Mehta
PERSON