HR Client Remediation Progress From: Rodrigo Quintero Sent: Monday, August 28, 2017 7:32 AM To: Patrick Harris Cc: Emily Craig Daphne Cale Janice Franklin >; Armen Bras >; Sheffali Welch < Vaishali-P >; Felipe Godarcl en-Otto Westphalen >; Janet Morales >; Nicholas AllerSorn>; Andrew >; Karen Cohen Subject: KYC HR Clients Remediation - Status (8/25/17) [I] r ?Pitt', " MO *al°. ed = = "4 stoute4 toropt ofticevo; 7r. II 454 tZt I tit OCV Ini) Regards, Rodrigo II Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA •6fla(37 NC/9MP VWS07 116/23/3%7 .6/90/3717 • 7/7p017 •$d/Q7 • :awn 7. MA/3X7 .0/4/20ii .4/11/2017 we/7343P • 7 Mehta < Classification: For Internal use only All, Below is the Monday morning deliverable (as of 8/25/17). Let me know if you have any question. Summary CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0042227 CONFIDENTIAL SDNY_GM_00188411 EFTA01356381