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Document Mentions (5 shared documents)
2 mentions1 same-page
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88.9782 377.95 BROKERAGE 0.06 DEUTSCHE BANC ALEX BROWN INC (ID: O9247X-1O-1) 2.000 189.01 (378.02) 1
5 BROKERAGE 0.04 IW SECURITIES, INC. (ID: 09247X-10-1) 2.000 187.995 (375.99) 10/24 10/29 Purchase XILINX CORP 032.5031 97.51 BROKERAGE 0.08 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 983919-10-1) 3.000 32.523 (97.57) 10/24 10/29 Purchase PEPSICO INC O 68.6714 68.67 BROKERAGE 0.02 MERRILL LYNCH PIERCE FENNER & SMIT (
2 mentions1 same-page
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11.4455 354.81 BROKERAGE 0.62 DEUTSCHE BANC ALEX BROWN INC (ID: 856030-10-2) 31.000 11.485 (355.43)
OKERAGE 0.02 DEUTSCHE BANC ALEX BROWN INC (ID: 983919-10-1) 1.000 33.19 (33.19) 11/8 11/9 Purchase PEPSICO INC 69.3468 69.35 BROKERAGE 0.02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 713448-10-8) 1.000 89.37 (69.37) JP Morgan Page 13 of 17 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-0004
2 mentions1 same-page
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64.6856 388.11 BROKERAGE 0.18 DEUTSCHE BANC ALEX BROWN INC (ID: 89417E-10-9) THE TRAVELERS COMPANIES I
379.89 BROKERAGE 0.93 TAX &/OR SEC .01 WILLIAM BLAIR & COMPANY LLC (ID: 712704-10-5) PHILLIPS 66 @ 29.3905 852.32 BROKERAGE 0.58 TAX &/OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 718546-10-4) PEOPLE'S UNITED FINANCIAL INC @ 12.23 220.14 BROKERAGE 0.54 TAX &/OR SEC .01 MORGAN STANLEY & CO. INCORPORATED (ID: 712704-10-5
Sponsored
2 mentions1 same-page
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OKERAGE 1.36 TAX &/OR SEC .10 DEUTSCHE BANC ALEX BROWN INC (ID: 438516-10-6) WALGREEN CO @ 55.6291 2,16
se Purchase Purchase Purchase Purchase Purchase Total Settled Securities Purchased Description TARGET CORP @ 63.7429 2,422.23 BROKERAGE 0.57 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 87612E-10-6) TARGET CORP @ 63.799 2,424.36 BROKERAGE 0.57 LIQUIDNET INC (ID: 87612E-10-6) UNITED PARCEL SERVICE INC CL B @ 91.635 549.81 BR
2 mentions1 same-page
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.000 33.229 (2,425.71) 2/6 DEUTSCHE BANC ALEX BROWN INC (ID: 931422-10-9) 2/1 Purchase WALGREEN CO
D: 712704-10-5) (31.000) 12.224 378.95 (375.99) 2.96 S 5/8 5/11 Sale High Cost PHILLIPS 66 @ 29.3905 852.32 BROKERAGE 0.58 TAX &OR SEC .02 MERRILL LYNCH PIERCE FENNER & SMIT (ID: 718546-104) (29.000) 29.37 851.72 (898.20) (46.48) S 5/8 5/11 Sale High Cost PEOPLES UNITED FINANCIAL INC @ 12.23 220.14 BROKERAGE 0
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Mutual Connections (37)
Entities connected to both Julie K. Brown and MERRILL LYNCH PIERCE FENNER & SMIT
Deutsche Bank
ORGANIZATION825 w/ Julie·2 w/ MERRILL
Ghislaine Maxwell
PERSON724 w/ Julie·14 w/ MERRILL
Bloomberg L.P.
ORGANIZATION272 w/ Julie·3 w/ MERRILL
JPMorgan Chase
ORGANIZATION104 w/ Julie·4 w/ MERRILL
Nassau
LOCATION103 w/ Julie·4 w/ MERRILL
Tony Blair
PERSON71 w/ Julie·3 w/ MERRILL
Newark
LOCATION69 w/ Julie·3 w/ MERRILL
the Internal Revenue Service
ORGANIZATION56 w/ Julie·4 w/ MERRILL
FIRST BOSTON LLC
ORGANIZATION36 w/ Julie·6 w/ MERRILL
Paul Morris
PERSON39 w/ Julie·3 w/ MERRILL
JB
Jason Bell
PERSON19 w/ Julie·4 w/ MERRILL
MORGAN STANLEY & CO.
ORGANIZATION18 w/ Julie·2 w/ MERRILL
GOLDMAN SACHS & CO.
ORGANIZATION14 w/ Julie·5 w/ MERRILL
Securities Investor Protection Corporation
ORGANIZATION15 w/ Julie·3 w/ MERRILL
LIQUIDNET INC
ORGANIZATION13 w/ Julie·4 w/ MERRILL
JOHNSON & JOHNSON
ORGANIZATION14 w/ Julie·3 w/ MERRILL
ALEX BROWN INC
ORGANIZATION14 w/ Julie·2 w/ MERRILL
GENERAL MILLS INC
ORGANIZATION11 w/ Julie·3 w/ MERRILL
PERSHING & COMPANY
ORGANIZATION11 w/ Julie·2 w/ MERRILL
CHEVRON CORP
ORGANIZATION9 w/ Julie·4 w/ MERRILL