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Y 10022 On May 31, 2019, at 10:58 AM rote: Hey Rich, I'm already on it, been working with my back of
rs with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington
antity was transferred please advise thank you rich Delete Download I Print I New window Richard K
rs with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington
2019 2:37:40 PM Attachments: knaoe001.ond Hey Rich, So the "work item" that the processor was worki
From: To: Subject RE: SF LLC Date: Friday, May 31, 2019 2:37:40 PM Attachments: knaoe001.ond Hey Rich, So the "work item" that the processor was working to correct the tran
2019 11:44:24 AM Attachments: imaae001.onq Hey Rich, I confirmed with my back office and transfers t
From: Fhad MarklandhAdamentrade ram To: Subject: RE: SF LLC Date: Thursday, May 30, 2019 11:44:24 AM Attachments: imaae001.onq Hey Rich, I confirmed with my back office and transfers team, no issues so f
es Inc. On Ma 12 1 at 2: 7 PM > > wrote: Hey Rich, So the "work item" that the processor was worki
s with a legal right to such. From: Richard Kahn [majjto; Sent: Wednesday, May 22, 2019 8:18 AM To: Markland, Chad W Cc: Jeanne Brennan Subject: SF LLC CONFIDENTIAL SDNY_GM_00012465 EFTA_00123108 EFTA01268488 can you please look into 3.000.000 of Excela bond that never transferred to Schwab..
Martin Zeman, Josh Shoshan Southern Financial — Rich Kahn (CFO) and Paul Barrett (portfolio manager)
rtfolio manager) Met to introduce DB team to Paul Paul opened his own RIA with Southern Financial as their initial client Discussed plans to trade SF LLC and STC accounts Will look at all asset classes Requires a great deal of coverage support from DB Will be a major ramp in trading once up and runn
Bond [CI <=span> Classification: Confidential Rich, The holding is an exchange traded $25 p=r prefe
9344 &n=sp; Richard Kahn Sent: Thursday, February 14, 2019 8:33 PM To: Liam Osullivan < Subject: GMAC Bon can you send me some info on bond in SF LLC account a= we are thinking of selling Cusip thank you Richard Kahn HBRK Associates Inc.<=p> 575 Lexington Avenue, 4th Floor New York, NY 10022
Entities connected to both Marc Rich and SF LLC

Richard Kahn
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSON
John Brennan
PERSONJeanne Brennan
PERSONLiam Osullivan
PERSONDavide Sferrazza
PERSONMartin Zeman
PERSONChad Markland
PERSON
Maryland
LOCATIONSchwab
PERSONExcela
ORGANIZATIONChad W
PERSONAloha Group Capital
ORGANIZATION