rs with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington

rs with a legal right to such. From: Richard Kahn [mailto• Sent: Wednesday, May 22, 2019 8:18 AM To: Markland. Chad W Cc: Jeanne Brennan Subject: SF LLC can you please look into 3,000,000 of Excela bond that never transferred to Schwab.. thank you Richard Kahn HBRK Associates Inc. 575 Lexington

From: To: Subject RE: SF LLC Date: Friday, May 31, 2019 2:37:40 PM Attachments: knaoe001.ond Hey Rich, So the "work item" that the processor was working to correct the tran

From: Fhad MarklandhAdamentrade ram To: Subject: RE: SF LLC Date: Thursday, May 30, 2019 11:44:24 AM Attachments: imaae001.onq Hey Rich, I confirmed with my back office and transfers team, no issues so f

s with a legal right to such. From: Richard Kahn [majjto; Sent: Wednesday, May 22, 2019 8:18 AM To: Markland, Chad W Cc: Jeanne Brennan Subject: SF LLC CONFIDENTIAL SDNY_GM_00012465 EFTA_00123108 EFTA01268488 can you please look into 3.000.000 of Excela bond that never transferred to Schwab..

From: Liam Osullivan Sent: 3/4/2019 11:45:42 AM To: Richard Kahn I CC: Jeanne Brennan Subject: RE: SF LLC to IB IC] Classification: Confidential ; Stewart Oldfield Thank you. we will let you know when we see the transfer. original message From: Ric

• Original Message > From: Richard Kahn [mailto: > Sent: Monday, March 04, 2019 11:36 AM > To: Liam Osullivan > Cc: Jeanne Brennan > Subject: SF LLC to > • i just resubmitted with IS as a full transfer - > • 73k cash plus 224,000 shares of AAPL > they said 2-4 days > • can you please watch

From: Richard Kah Sent: 3/4/201911:3 To: Liam Osullivan CC: Jeanne Brennan tewart Oldfield Subject: SF LLC to IB i just resubmitted with IS as a full transfer - 73k cash plus 224,000 shares of AAPL they said 2-4 days can you please watch and see if anyt

rtfolio manager) Met to introduce DB team to Paul Paul opened his own RIA with Southern Financial as their initial client Discussed plans to trade SF LLC and STC accounts Will look at all asset classes Requires a great deal of coverage support from DB Will be a major ramp in trading once up and runn

9344 &n=sp; Richard Kahn Sent: Thursday, February 14, 2019 8:33 PM To: Liam Osullivan < Subject: GMAC Bon can you send me some info on bond in SF LLC account a= we are thinking of selling Cusip thank you Richard Kahn HBRK Associates Inc.<=p> 575 Lexington Avenue, 4th Floor New York, NY 10022