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3 Page 63 of 96 14,433.87 3.58 250.000.00 CONFIDENTIAL EFTA 00132914 EFTA01275051 *UBS UBS Strategic Advisor November 2014 Account name: GHISIA1NE MAXWELL Your UKnem:id Advisor SCOTT STACK MANYLYLE CASRIEL 212 821.7000/800-308 3140 Your assets . Equities Common stock (continued) Trade Hddng date
al 060 0.00% F Commodities 21,679.00 1.40% G -/ther 0.00 0.00% Total assets Value of your account $1,545,229.89 51,545,229.89 100.00% GHISLAIPIE MAXWELL Your current asset allocation FA Eye on the markets Index Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.308.3140 Cash an
36 MIS 03c675004 Y123574%0000300 Pegs 7 of 12 CONFIDENTIAL EFTA_00133002 EFTA01275139 *DUBS IBS 201 Strategic Advisor may 5 Account name: GHISLAINE MAXWELL YourK nand) Advisor: SCOTT STACK MAAY LYLE CASRIEL 212-821.7000/800308.3140 Your assets . Fixed income . Corporate bonds and notes (continued) flake T
T 23.518 95,778.96 25.580 107,436 00 8,657.04 LT 25030 62,500.00 25.720 64,300 00 1,800.00 LT 5422,578.96 $437,936.00 $15,357.04 SDNY GM 00022284 C1070303005748047 HP7000193796 00006 1014 030575004 7123574550000000 Pogo 69 of 98 CONFIDENTIAL EFTA_00 I 32904 EFTA01275041 SUBS UB
minveSted d Wends Ire cost basismeg need to be &Natofor return of wad payments 'Aoki to determine the &lusted cost basis tor tar rerun@ purposes. GHISLAINE MAXWELL Your Pi mends' Advisor: SCOTT STACK MAIsTLYLE CASIVEL 212.821.7000/800.308.3140 (eves filed (rao germ Or ,bss rs the difference between t
d Wends Ire cost basismeg need to be &Natofor return of wad payments 'Aoki to determine the &lusted cost basis tor tar rerun@ purposes. GHISLAINE MAXWELL Your Pi mends' Advisor: SCOTT STACK MAIsTLYLE CASIVEL 212.821.7000/800.308.3140 (eves filed (rao germ Or ,bss rs the difference between the (men'
Symbol. BX Exchange. NYSE FA': 42,137 Current yield. 5.73% Sep 15, 14 1,113 000 32 319 35,97265 33.520 37,307 76 1335 71 ST Account name: GHISLA1NE MAXWELL Your financial Advisor: SCOTT STACK MANLYLE CAsRi EL 212-821-70001800-3C6-3140 Fixed income Corporate bonds and notes Prices a'e cbta ned from
POSIT ACCOUNT 3368.14 Feb 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.58 Feb 27 Closing U.S Bank USA Deposit Account $12,736.17 Account name: GHIRAINE MAXWELL Your Hounds' Advisor: SCOTT STACK MAAILYLE CASRIEL 2124214000f 800-308.3140 The UBS Bane USA Deposit Account Is your primary sweep coon CNP700C6
7.875% DUE 10302040 Symbol: C.PRN Dchange: NYSE FAI: 119,690 Current yield: 7.39% COUNTRYWIDE CAP V 7.000% DUE I 1101136 CALLABLE Symbol: CPC. PRB Exchange. NYSE EAI: $7,350 CLerent yield:6.77% Oct 26,10 4200.000 23.518 98,778.95 25.850 108,570.00 9,791.04 LT continued ilea page Trade date O
lies Financial Services Inc. Private Wealth Management 299 Park Avenue 25th Floor New York NY 10171.0002 Che700563343350816 v1 0 Account name: GHIStANE MAXWELL Friendly account name Account number. Your Knancial Advisor- SCOTT STACK MANILYLE CASPIEL Phone 212.821.7003/800.308-3140 Questions about your s
16 030579004 Y123574S50 101040 Page 7 of 10 CONFIDENTIAL EFIA_00133232 EFTA01275369 *UBS UBS Strategic Advisor September 2016 Account name: GHISLAINF MAXWELL Friendly account name Account number: Your IS nand) Advisor SCOTT STACK MANLYLE CASRIEL 212.821.70001800.306.3140 Your assets . Fixed income (c
-1,298.88 -1,298.88 Total subtractions -$3,923.36 -$168,127.81 Net cash flow $4,048.19 $3,942.71 Closing balances $4,484.19 $4,484.19 SDNY GM 00022580 CH1,70009305654261 NP7000195185 00004 0716 030575004 5,1n574550000000 Page 3 of 12 CONFIDENTIAL EFTA_00133200 EFTA01275337 SUBS UBS
t 'inured by the FDIC. See the important information ?boot your statement at the end of this document for det as about those Sanas. sicking Cash GHISLAINE MAXWELL Doering Wane. Closing tatrice Pere Pei th" Average as Jul 1 (1) on Jul 29(1) on Jul 7931 rate Diadem:I 'Merest period Your Pi sand
by the FDIC. See the important information ?boot your statement at the end of this document for det as about those Sanas. sicking Cash GHISLAINE MAXWELL Doering Wane. Closing tatrice Pere Pei th" Average as Jul 1 (1) on Jul 29(1) on Jul 7931 rate Diadem:I 'Merest period Your Pi sandal Adels
BS Ut35 Financial Services Inc Private Wealth Management 299 Pak Avenue 25th Floor New York NY 10171.0002 CNP70055918351016 V1 0 Account name: GHISLAINE MAXWELL Friendly account name: Account number UBS Strategic Advisor October 2016 GHISLAINE MAXVVEL, Your financial Advisor: SCOTT STACK MANILYLE CASRI
eld: 681% Oct 4, 10 10,000.000 26130 261,300.00 26.010 260,100.00 -1,200.00 LT COUNTRYWIDE CAP V 7.000% WE 11(01136 CALLABLE Symbol. CFC. PRB Exchange: NYSE EAI: 37.350 °Arent yield 6.79% Oct 26, 10 4200.000 23.518 96,778.96 25.760 108,192.00 9,413.04 LT Total $360,078.96 $368,292.00 $8
299 Park Avenue 25th Roor New York IV 10171.0002 CNP7006552645091i X12 YI 0 Account name GHISLANE MAXWELL UBS Strategic Advisor September 2014 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Your if nandal Advisor: SCOTT STACKMANrLYI£ CASRIEL Phone: 212-821-7000/800-308-3140 Questions about y
of accrued interest 94568.05 00 Change in market value 418962.05 Ain 2014 Apr 2014 Value of your scant on Apr 30, 2014 $4800.158.85 SDNY GM 00022184 Member SIPC C NP70302009938697 NP7003191 745 00036 0414 030575004 m3574550000000 Page 65 of 08 CONFIDENTIAL EFTA 00132%04 EFTA01274941
his document for details about those balances. Hddng Cash LIBS BANK USA CEP ACCT Total Openngbdance Closing Wane on Apr 1 (1) en Apr 30 IS) GHISLAINE MAXWELL Pnce per Mace on Apr 30 (1) Average rate Drildenl interest period Your Nnandri Advisor: SCOTT STACKMANLYLE CASRIEL 212821-70001800-3
0 38.970 77,9.10 00 -12,380.00 51 Total 1,203,574.03 1182,385.13 -121,187.90 Total estimated annual income: $1,976 Account name: GHISLAINE MAXWELL Your /I sandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Closed end funds & Exchange traded products Total reinvested is the
CONFIDENTIAL EFTA_00132830 EFTA01274967 SUBS Resource Management Account May 2014 Your assets Your total assets (continued) Account name: GHISI AINE MAXWELL Your A Bendel Advisor: SCOTT STACKMAI/LYLE CASRIEL 212-821.7000/800-308.3140 Ydue on Miff 30 (1) Percenta,v of Cost your couni NUS (S) Esur
7.875% WE 103012040 Symbol.. C.PRN Exhange. NYSE EAI: $19,690 Current yield: 7.11% COUNTRYWIDE CAP V 7.000% WE 11/01136 CALLABLE Symbol: CFC. PRB Exchange: NYSE EAI: 17,350 Current yield:6.73% Oct 26,10 4200.003 23.518 93,778.95 26.000 109,200.00 10,421.04 LT canonised ivy page Trade deft O
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