Epstein Secrets

Event: Alert Notes 61546436 R19372476 RICHARD JEFFREY KAHN Florida, UNITED STATES • REG - Regulatory

REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

mation Entity ID: Riskid: Entity Name: RICHARD JEFFREY KAHN Address: Florida, UNITED STATES Recent Eve

REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 — Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u

mation Entity ID: Riskid: Entity Name: RICHARD JEFFREY KAHN Address: Florida, UNITED STATES Recent Eve

REG - Regulatory Action / ACT - Disciplinary. Regulatory Action. 04/20/2012 Decision Number: 12-ARCA-3 Respondents including Richard Kahn violated NYSE Arca Equities Rule 10.2(d) by failing to provide testimony as requested by FINRA. on behalf of NYSE Arca. Respondents are permanently barred from NYSE Arca membership u