udgment interest and civil penalties, and Glick consented to a permanent bar torn serving as an officer or director of any publicly-traded company. External Sources External Link httplNwwtsec.govnitigationnitreleaseslitrelarchivertitarchive2004.shtM httpiNnerw.sec gsv/litigation/litreleasesbr18675 Mm httplAwv

dgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly- traded company. External Sources External Link Mtg./Atom sec.govaitigationflitreleasesAtrelarchivetlitarchive2004 shini http/Avww.sec govilitigation/litreleaseat 8675 htm http./A

dgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly- traded company. External Sources External Link /Mg./tem-A sec.govditigatorillitreleasesdittelarchiveilitarchive2004 stitrni kittplAteww.sec gov/litigatioNlitreleasesAr18675.htm h

udgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly-traded company. External Sources External Source httpl/www.sec.govffitigationnitreleaseslitrelarchivettitarchiye2004.shtml httpl/www.sec.govAitigabonnitreleases/Irl 8675.htrn htt

stimony as requested by FINRA. Apr 2O12 -to be permanently barred from NYSE Arca membership unless testimony is provided within requred time frame. External Sources External Source httplAinvw.nysa.com/pdfs/12-ARCA•3 pdf Copyright 1998.2010 Norkom Tectvabgies Ltd. All rights reserved Dtscs_world_check https:/

udgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly-traded company. External Sources External Link hep://www.secgoviliegationtlitreleases/litrelarchiveilitarchlve2004.shtril htlplAwAv.sec.govilitigationflitreleasesilr1E675 htm hep

w Jones Details Page 2 of 2 Description 1 Special Interest Person (SIP) Roles no rows found Profile Notes Description 2 Other Offiaal lists External Sources External Source no rows found SECURITIES AND EXCHANGE COMMISSION NOTES: Litigation Rel. No. 18675 / April 22, 2004 SEC Charges Former Director o

w Jones Details Page 2 of 2 Description 1 Special Interest Person (SIP) Roles no rows found Profile Notes Description 2 Other Offiaal lists External Sources External Source no rows found SECURITIES AND EXCHANGE COMMISSION NOTES: Litigation Rel. No. 18675 / April 22, 2004 SEC Charges Former Director o

g the antifruad provisions and he agreed to pay a total of $72532.06 in disgorgement of trading profits. prejudgment interest and civil penalties. External Sources External Source http UMW/ sec gowlitsgationIcomplantsicomp18675 htm http Jiv.v.w.sec.gov•Ittvabonilitreleasesflr18675.htm Copyright 1996-2010 Nor

dgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly- traded company. External Sources External Link htip./Nmw sec.govilitigationilitreleasesAitrelarchlveilitarchive2004 shtrri http://www.secgov/Irtigationtlitreleasesolr18675.htrn h

dgment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly- traded company. External Sources External Link htip./Nmw sec.govilitigationilitreleasesAitrelarchlveilitarchive2004 shtrri http://www.secgov/Irtigationtlitreleasesolr18675.htrn h

g the antifruad provisions and he agreed to pay a total of $72532.06 in disgorgement of trading profits, prejudgment interest and civil penalties. External Sources External Source http://www.sec.gov/litigation/complaints/comp18675.htm http://www.sec.gov/litigation/litreleases/1r18675.htm Copyright 1998-2010

gment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly-traded company. External Sources External Source http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2004.shtml http://www.sec.gov/litigation/litreleases/lr18675.htm

ony as requested by FINRA. Apr 2012 - to be permanently barred from NYSE Arca membership unless testimony is provided within required time frame. External Sources External Source http://www.nyse.com/pdfs/12-ARCA-3.pdf Copyright 1998-2010 Norkom Technologies Ltd. All rights reserved. DB_scr_world_check http

gment interest and civil penalties, and Glick consented to a permanent bar from serving as an officer or director of any publicly-traded company. External Sources External Link http://www.sec.gov/litigation/litreleases/litrelarchive/litarchive2004.shtml http://www.sec.gov/litigation/litreleases/lr18675.htm