5 Mm httplAwvw.sec govflitigabon/ccimplaints/compl8675.htm Images no rows found States Status Since Date To Date Current Copyright 1998-2010 Norkom Technologies Ltd. All rights reserved. De_scr_FactivalDotills SDNY_GM_00056934 https://a l.cit.gto.intranet.db.c riBsE N 71.Ailrftkn=4HgPJ4N... 10/5/201 5 CONFID

htm http./Avww. sec.govilitigetionicomplaintstcomp18875.htm Images no rows found States Status Since Date To Date Current Copynght 1998-2010 Norkom Technologies Ltd. Al rights reserved. 06ficf_FactivaDotails https://aml.cit.gto.intranet.db.e CONFIDENTIAL — PURSUANT TO FED. Dew-1Atrftkn=3IsSycCw SDNY_GM_000574

(us amlcompliance@list db coin) Please collect the available information first and contact the responsible Compliance Officer. Copyright 1998-2010 Norkom Technologies Ltd. A4 rights reserved. CtscrinternallocorlisIDetails SDNY_GM_00058992 ttps ml .gt intranet.db.contraitig4ererNeTtAtftknr-wA99k3xpla... 6/16/2017 CON

mail: AML Compliance New York ). Please collect the available information first and contact the responsible Compliance Officer. Copyright 1998-2010 Norkom Technologies Ltd. AI rights reserved. CeLocc_IntornallocollisiDetais SDNY_GM_00060017 ttps ml .gto.intranet.db.cortrdpkW4erettleTtAtkm-wA99k3xp 1 s8... 6/16/2017

(us amlcompliance@list db corn). Please collect the available information first and contact the responsible Compliance Officer. Copynght 1998-2010 Norkom Technologies Ltd. Al rights reserved. 06_scc_IntornallocollisiDetals SDNY_GM_00060139 Imps://aml.cit.gto.intranet.db.cortratipletrotleTchkekn=wA99k3xpla... 6/16/201

htrn httpl/www.sec.govAitigation/complaints/oomp18675.htrn Images no rows found States Status Current Since Date To Date Copyrigtd 1996.2010 Norkom Technologies Ltd. Al rights reserved. Ctscr_Fecinfeeeteils Imps://aml.cit.gto.intranet.db.c CONFIDENTIAL - PURSUANT TO FED. er SDNY_GM_00064467 tskfirtAtrftkn=Qt

a email: AML Compliance New York Please collect the available information first and contact the responsible Compliance Officer. Copyright 1998-2010 Norkom Technologies Ltd. Al rights reserved. DELscr_internallocallistDeteils SDNY_GM_00065137 https://aml.cit.gto.intranet.db.coritin"C4f4rEtTit kekn=wA99k3xpls8... 6/16/2

from NYSE Arca membership unless testimony is provided within required time frame. http ilvev.v; nyse corp/pdtsi12-ARCA-3 prif Copyright 1998.2010 Norkom Technologies Ltd. All rights reserved. Ce_scr_worid_check https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrakn=VISHe.lizl... 11/14/2014 CONFIDEN

nd Images no rows found States Doscription2 no rows found Description3 no rows found Status Since Date To Date urrent Copyright 1998.2010 Norkom Technologies Ltd. All rights reserved. DELscr_FactlyaCktsits https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrfticn—nTrakqRK7... 2/6/2015 CONFID

nd Images no rows found States Doscription2 no rows found Description3 no rows found Status Since Date To Date urrent Copyright 1998.2010 Norkom Technologies Ltd. All rights reserved. DELscr_FactlyaCktsits https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrfticn—nTrakqRK7... 2/6/2015 CONFID

from NYSE Arca membership unless testimony is provided within required time frame. http ilvev.v; nyse corp/pdtsi12-ARCA-3 prif Copyright 1998.2010 Norkom Technologies Ltd. All rights reserved. Ce_scr_worid_check https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrakn=VISHe.lizl... 11/14/2014 CONFIDEN

htm http:livAvw.sec.govaitigation/complaints/compt8675.htm Images no rows found States Status Current Since Date To Date Copyright 1998-2010 Norkom Technologies Ltd. Al rights reserved. DB_scr_FacovaDotads IMps://aml.cit.gto.intranet.db.comMorkom_per_de/screen/view.do?csrftkn=QtoL7XUhl... 5/29/2013 CONFIDENTIAL

nd Images no rows found States Doscription2 no rows found Description3 no rows found Status Since Date To Date urrent Copyright 1998.2010 Norkom Technologies Ltd. All rights reserved. DELscr_FactlyaCktsits https://aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrfticn=j59yoXIC78... 10/8/2013 CONFI

htm http:livAvw.sec.govaitigation/complaints/compt8675.htm Images no rows found States Status Current Since Date To Date Copyright 1998-2010 Norkom Technologies Ltd. Al rights reserved. DB_scr_FacovaDotads IMps://aml.cit.gto.intranet.db.comMorkom_per_de/screen/view.do?csrftkn=QtoL7XUhl... 5/29/201 3 CONFIDENTIA

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k (us.amlcompliance@list db corn) Please collect the available information first and contact the responsible Compliance Officer, Copynght 1998-2010 Norkom Technologies Ltd. All nghts reserved. DB su_IntornalLocallnDetails https naml.cit.gto.intranet.db.com/norkom_per_descreen/view.dolcsrftkn=pZL_Vvhz... 6/19/2017 CON

rk (us.amkximplianceelist db corn) Please collect the available information first and contact the responsble Compliance Officer. Copyright 19984010 Norkom Technologies Ltd. AO nghts reserved. DI3jvcrinternallocollntDetails https://aml.cit.gto.i anet.db.com/norkomper de/screen/view.do?csrftkn=wA99k3xpls8... 6/16/2017

rygppipl@entr@datdoeurnen diseiplinaryactionsatp126 288 pdf Images no rows found States Status Since Date To Date Current Copyright 1998-2010 Norkom Technologies Ltd. Al rights reserved. 0.8...scrfactrvaDetails Imps.//aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrftkn=kAwfh_Xlj... 6/16/2017 CONFIDE

k ([email protected]). Please collect the available information first and contact the responsible Compliance Officer. Copyright 1998-2010 Norkom Technologies Ltd. Al rights reserved. Ce_scr_InternalLccallistDoWs https.//aml.cit.gto.intranet.db.com/norkom_per_de/screen/view.do?csrftkn=x4Csvvhp 10/12/2016 CON

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