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tre71? • thr9(2017 ■6116:1017 • ke.t.VZ91; • Id ?0,'2017 . 7/7/1027 • 7/1412017 • 7721.'-`017 • V28:2;717 • ;76/2011 ▪ V11•2017 • teiltAll? Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Ema Fro
st 11, 2017 4:21 PM To: Patrick Harris < Cc: Emil Crai: < >; Daphne Cales < Brash < Mehta < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas
HR Client Remediation Progress s ;A; MtoreE straimed to Ac t,ld SucrnstW w f, on.r.`ece00; Regards, Rodrigo Rodrigo Quintero Vice President 202 4.22 102 Pi Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 502 uite 400, 32256 Jacksonville, USA Tel. Er
AM To: Patrick Harris < Cc: Emily Crai: < Mehta < >; Armen 1.>73 >; Daphne Cales Brash < >; Felipe Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: RE: KYC HR Clients Remediation - Status (2/11/17) [II • ti2SP>7 • 5/3CM, • VIS/2017 • 519/2017 • Wfll • kf!/2017 • 13.12.027 • 013
HR Client Remediation Progress From: Rodrigo Quintero Sent: Monday, August 28, 2017 7:32 AM To: Patrick Harris Cc: Emily Craig Daphne Cale Janice Franklin >; Armen Bras >; Sheffali Welch < Vais
anklin >; Armen Bras >; Sheffali Welch < Vaishali-P >; Felipe Godarcl en-Otto Westphalen >; Janet Morales >; Nicholas AllerSorn>; Andrew >; Karen Cohen Subject: KYC HR Clients Remediation - Status (8/25/17) [I] r ?Pitt', " MO *al°. ed = = "4 stoute4 toropt ofticevo; 7r. II 454 tZt I tit
Entities connected to both Rodrigo Quintero and Karen Cohen

Jacksonville
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATIONDaphne Cales
PERSONSheffali Welch
PERSON
Prince Andrew
PERSONPatrick Harris
PERSON
Janice Franklin
PERSON
Michael Cohen
PERSONVaishali Mehta
PERSONFelipe Godard
PERSONJanet Morales
PERSON
Woody Allen
PERSONSven-Otto Westphalen
PERSONNicholas Allen
PERSON