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tre71? • thr9(2017 ■6116:1017 • ke.t.VZ91; • Id ?0,'2017 . 7/7/1027 • 7/1412017 • 7721.'-`017 • V28:2;717 • ;76/2011 ▪ V11•2017 • teiltAll? Rodrigo Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA Tel. Ema Fro
en Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All. Below is the Monday morning deliverable (as of 8/11/17). Let me know if you have any question. Su
HR Client Remediation Progress s ;A; MtoreE straimed to Ac t,ld SucrnstW w f, on.r.`ece00; Regards, Rodrigo Rodrigo Quintero Vice President 202 4.22 102 Pi Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 502 uite 400, 32256 Jacksonville, USA Tel. Er
le.t2M7 ▪ 7:21/2017 • 7/2S/2017 • 814a017 .1111.12017 • ITZI/2417 kaptenr ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All, Below is the Monday morning deliverable (as of 8/21/17). Let me know if you have any question. Su
HR Client Remediation Prowess Storared to Pori Cric•00) Regards, Rodrigo II Rodrigo Quintero Vice President -n Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 256 Jacksonville. USA From: Rodrigo Quintero Sent: Saturday, S
a ivan ; Karen o en Subject: KYC HR Clients Remediation - Status (9/01/17) [II Classification: For Internal use only All, Sven-Otto Westphale ; Nicholas Allen ; Adrienne Bull Below is the Monday morning deliverable (as of 9/01/17). Let me know if you have any question. Summary Andrew CONFIDENTIAL - PUR
FIR Client Remediation Progress rurt;041mve6 lit4paateei te Aux.); Susetted W RoiteeigelPO) Regards, Rodrigo Rodrigo Quintero Vice President Deutsche Bank Securities Inc Deutsche Bank Wealth Management 5022 Suite 400. 32256 Jacksonville. USA Tel Email From: Rodrigo Q
Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Franklin >; Sheffali Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of 7/28/17). Let me know if you have any question. Summary >; Vaishali-P >; Andrew CONFIDENTIAL -
Entities connected to both Rodrigo Quintero and Nicholas Allen

Jacksonville
LOCATIONDeutsche Bank Securities Inc.
ORGANIZATION
Rodrigo
PERSONDaphne Cales
PERSONEmily Craig
PERSONSheffali Welch
PERSON
Prince Andrew
PERSONPatrick Harris
PERSON

Woody Allen
PERSONJanice Franklin
PERSONVaishali Mehta
PERSONFelipe Godard
PERSONJanet Morales
PERSONArmen Brash
PERSON
Michael Cohen
PERSONKaren Cohen
PERSONSven-Otto Westphalen
PERSON