12
Shared Docs
12
Same-Page
12 / 13
Mentions
ATED COMMUNCATIONS rxournser SDNY_GM_00048092 DB-SDNY-00 10916 EFTA_00i5870 I EFTA01290729 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 ONIN Manair-wan Maroets Ww 4.0.p De.tic la eau Yin bete Mar iiltatit Itnit noct tine tn.. nr IOVA I) 1,14M-.7.13. lilt I >arc's T
NICATIONS rximartraer r:. —"1= SDNY_GM_00048094 OB-SDNY-0010918 EFIA_00158703 EFTA01290731 Deutsche Asset & Wealth Management P.O Box 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) Oralsre Mn, oonievets•nmanirera Pdven 4.p..p Destuht Stwnermc lire bet Oiler 34
P. 6(e) vivriumITI PaPerierA SDNCGM_00048168 DB-SDNY-00 10992 EFTA_00 158777 EFTA01290805 Deutsche Asset & Wealth Management P.O. Box irte, Bahimore, MD 21203 Isre Ram PoweVeArahnsanrw mats COdrage4,042 Des-tutg wok smenet Lac mix. wan Oniii HI Part its~.. 16th I Wei New RA ktY 1011.4 inn V
ed of 18 Lvery Voar Since 2007 SDNY_GAt_00045825 DB-SDNY-0008649 EFTA_001564134 EFTA01288797 Deutsche Asset & Wealth Management PO Boa 1778, Babimore, MO 21203 Portfolio Holdings (continued) Date Acquired Gamily Wit Cod Equities (continued) Common Stocks (continued) ALLIANZ SE SPONS AOR REPS
HEIMCON F I DriTrIA rxenurraer SDNY_GM_00045801 DB-SDNY-0008625 EFTA_00156410 EFTA01288773 Deutsche Asset & Wealth Management P.O. &a 1778, Bahimore. MD 21203 (*On a na Pnyve wean im.ge-ian Pram tOdene4.0.4) DeNsche M Stao0e. at. Mar le t c Hs Pia Out/cm. Nth 007 Weer** NY 10IM Income and
OMMUNCATIONS rxciurner rivat SDNY_GM_00045925 DB-SDNY-0008749 EFTA_00 156534 EFTA01288897 Deutsche Asset & Wealth Management P.O. Boa 1778, Babimore, MD21203 DraIsre Rana P.,... Wean iMaigentot Pdaeals COMM, Gnat) Des-boit ML SettolesW lire Pan Onto M Pant Ammo_ lia liter War Wet hY 1011A T
"*= iv—vrisimm —.inv... ii-i- SDNY GM 00045913 DB-SDNY-0008737 EFTA_00 156522 EFTA01288885 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Income and Expense Summary Dividend Income Equities Money Market Other Dividends Interest Income Bond interest Other Interest Expe
TED COMMUNCATIONS rxarturnser SDNY_GM_00046018 OB-SDNY-0008842 EFTA_00 156627 EFTA01288990 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MD21203 Transactions by Type of Activity Process/ Settlement Date Activity Tvoe Description Draisev Ram Pon. Weahn PAragenalt Mats Coon., Gr
OMMUNICATIONS rxarturnser =ni SDNY_GM_00046006 OB-SDNY-0008830 EFrA_00 I 56615 EFTA01288978 Deutsche Asset & Wealth Management P.O. Ow 1778, Bahimore. MD 21203 ()PASO( Sint Pr If Ile WON n manapnerd Mantis Conran Comp otautv sat Mar' 1a ,c. Mn tint Mao MS Pia Asa. nth IM Valuation at a Glance
SDNY_GM_00046104 OB-SDNY-0008928 EFTA_OOI 56713 EFTA01289076 Deutsche Asset & Wealth Management Desist...ma Prsair wean wary.. P.O. Elm 1778, Babimore, MO21203 Portfolio Holdings (continued) Dale Acquired Wag Vail Cod Equities (continued) Common Stocks (continued) APPLE INC COM Dividend Opti
'TZTTL=.' "',"nr. SDNY_GM_00046117 DB-SDNY-0008941 EFTA 00156726 EFTA01289089 Deutsche Asset & Wealth Management dNM•eM •POT. P.O. Box 1778, Bahimore, MD 21203 Portfolio at a Glance Account Number: N40-023804 Statement Period: 07/01/2016 -07131/2016 This Period Year-to-Date SOUTHERN FINANCIAL
_GM_00046129 OB-SDNY-0008953 EFTA_001 56738 EFTA01289101 Deutsche Asset & Wealth Management Dralcre Si,, Pon. Wealth Mariarmmt P.O. Bo* 1778, Babimore, MD21203 Messages Statement Period: 0710112016 • 07/31/2016 Although a money market mutual fund seeks to preserve the value of your investment at
rear X.rttli= 'Cr "%tr, vv. SDNY_GM_00046133 OB-SDNY-0008957 EFrA_00156742 EFTA01289105 Deutsche Asset & Wealth Management PO, ficw 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) •C Mn, G. Pfa' VMY nManapnera Manias Cwrµf G•CaP Statement Period: 07101/2016 - 07/3
A702 COMMUNICATOONS rxenurraer SONY GM 00047935 DB-SDNY-0010759 EFTA_00158544 EFTA01290572 Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Transactions by Type of Activity (continued) Process( Settlement Date Activity Type Description Dralsoo Rota Prmair Wean &Warne* Pea
UANT TO FED. R CRIM. P. 6(e) SDNY_GM_00047931 OM-SDNY-0010755 EFTA_001 58540 EFTA01290568 Deutsche Asset & Wealth Management P.O. Bat 1778, Bahimore, MO 21203 Portfolio Holdings (continued) DraIsov Rant P".!" wean &Warne* Peals Caen., Gnat) Dettsag lar* Sew on +IL lire bet Cillict in Put An~
ATW COMMUNICATIONS rxenurmer SCINCGM_00048195 DB-SDNY-00 11019 EFTA_00 158804 EFTA01290832 Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Portfolio Holdings (continued) Mmotts or. tar G•ctp De.ticta Nom M. g. *A Calor 11) Pant Annw.)00tHoct tine tr .\ nY IOVA 1/1)),VA-.
RATED COMMUNICATIONS rxesurNer SDNY_GM_0004819I DB-SDNY-0011015 EFTA_00158800 EFTA01290828 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Drallsro Rana Pnwale Wean •Apmgenai; Pdaele$ Cedrage6,0.1) MAUM MY smongs Y. yen Oat* Ha Put Anne*. 16% Met Nave Wet, hY 101S. P1,)4
EDCOMMUNICATIONS rxestmser SDNY_GM_00048292 DB-SDNY-001 1 1 16 EFTA_00I58390I EFTA01290929 Deutsche Asset & Wealth Management P.O. Bat 1778, Babimore, MO 21203 0tipluto Bag *nn VA•111OAielairowal Maf•M <Map CoesP Ditetkhe Gat* StOatt we Mew Malls 345 Fat Me" 24611m Ikreeibrk NY 1004 PH) 044T
••••••••-c, ....any..., int doc SDNY_GM_00048261 DEI-SDNY-0011085 EFrA_00 58870 EFTA01290898 Deutsche Asset & Wealth Management PO Box 1778, Bahimore. MD 21203 Portfolio Holdings (continued) Or.lsot Rana Prmi. vkatn Pawn—tan Weans C %Wage 6 ,0.1) DeAsov MY Sette*es +gc Omar Na ion Ammo. Ikh I
RA TED COMMUNCA TIONS rxarartaer SDNY_GM_00048328 OB-SDNY-0011152 EFrA_00158937 EFTA01290965 Deutsche Asset & Wealth Management PO Boa 1778, Babimore, MO 21203 Portfolio Holdings Drov n mip-.+4 Views Ont4tC•ccp a. ,uN Nom M. “twvvii Mar 11, Pant Anne,. !Mk noct 'kw vest 1,0 KIVA 49142/18.
TIONK rxeitismer Go paperless SDNY_GM_00048323 OB-SDNY-0011147 EFTA_00158932 EFTA01290960 Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Your Account Information (Misr* Mn, afr• lir Missal,. Mamie -wad V % Iow. Gto.p Dettuht Mai sec,..netAc Ion Cato In Part Anneklkhilb
Entities connected to both Babimore and Bahimore
the Pershing Customer Service Department
ORGANIZATIONPershing LLC
ORGANIZATIONthe State of New York
LOCATIONAccount Value
ORGANIZATIONPie Chart
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONPershing
LOCATIONClient Service Information
ORGANIZATIONLegal Department
ORGANIZATIONUSAGES
ORGANIZATION
Jeff Sessions
PERSONON PERSHING'S
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATION
CUSTOMS
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATIONJersey City
LOCATION
Daniel Sabba
PERSONTAXABLE
ORGANIZATION
Ghislaine Maxwell
PERSON