Deutsche Asset & Wealth Management P.O. Boa 1778, Babimare, MO 21203 Transactions by Type of Activity (continued) Protest/ Trade! Settlement Transaction Date Date Activity T Description Dralsre Rant Prmair Weahniaptagenan Pdaeals Caen., Gnat) Des-tsag la* %twos a. Ilmwart Clic* la Pan Ammo. Ita Met War lot Iret 10114 01))4:4411N. mlPuvaL Dunlil Statement Period: 0310112015 • 0313112015 Price Accrued Interest Amount Curren Dividends and Interest 03125/15 80N D INTEREST RECEIVED 3624207X5 03130/15 CASH DIVIDEND RECEIVED P-SX 03/31/15 MONEY MARKET FUND INCOME RECEIVED 233993682 1500000 GS MTG SECS COW' 2005.5F MTG PASSTHRU CTF CL B1 VAR 5.751% 06125135 WE DTD 05101105 RD 02127 PD 03/25/15 ,P MORGAN FLOATING RATE INCOME FUND SELECT SPARES 217273.4570 SHRS RD 03/26 PD 03/30/15 DWSGOVT CASI- INSTL 5.697.76 7.170.02 1,133.02 USD LSO LSD Total Dividends and Interest • UNITED STATES DOLLAR 0.00 14,000.80 Distributions 03/25/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F PI l'G PASSIM RU CTF 2.732 06 LSD RECEIVED CL ill VAR 5.751% 06125135 WE DID 05101105 RD 02121 PD 3624207X5 03/25/15 Total Distributions - UNITED STATES DOLLAR 0.00 2,132.08 Money Market Funds 03/24/15 MONEY FUND PURCHASE DWS GOVT CASS. INSTL .1,166,311.52 LSO USD999997 03/26/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL .5.749.36 LSD USD999997 03/31/15 MONEY MARKET FUND DWSGOVT CASI- INSTL INCOME REINVESTED .1.133.02 LSD REIN VESTM ENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 .1,173,193.90 Total Value of Transactions 4,358.24 0.00 USD The price and quantity displayed may have been rounded. IaPAN wOlt Account Num bet Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) tONFIDt1SMAL FAZE T Page 9 of 13 Ilww tacoll•ra Lyon. Year Siva 2007 DAL BAR RATED COMM UN CATIONS ex.:currier SDNY_GM_00048187 DB-SDNY-0011011 EFTA_00158796 EFTA01290824

Client Service Information Your Client Advisor: DAN DANIEL SABBA US PARK AVENUE, 26TH FLOOR NEW YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST lk FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: RRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as original issue discount (OID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper tom in unications. log in to your account or contact your Client Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to YAW., pershing.cornibusiness_continuity.htrrl for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You MI not receive confirmation of these reinvestments. Upon ratter request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing km. In order to assist your introducing fine in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Page 10 of 13 UBAB MOLL Account Numbe TFE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) dfiT rfisA L Railed Locolloni Lvery Sate 2007 DALOAR RATED COMMUNICATOONS rxentrwer SDNY_GM_00048188 OB-SDNY-0011012 EFTA_00158797 EFTA01290825

Deutsche Asset & Wealth Management PO Liox 1778, SsIhmore MD 21203 Important Information and Disclosures (continued) ()raffle BM{ Pr', lir "mall n ma monad MY f6 WS Coma r 4,0.p ontsciv sat Sectonts , k Nourbet altto 30 Pan Ammo. 2601V:a A. V01 nv 1004 0/ 491.0101. V.5) 7.114,9S Statement Period:0310112115 • 03/3112015 Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization othen•Ase. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pooes. Reproducing and distributing any information received from Standard & Pooes is not permitted without prior written authorization from Standard & Popes. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pooes is not responsible for any errors or egressions, regardless of the cause, or for the results of using such content Standard & Pooes makes no express or Ivied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pooes shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do net address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and fie any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person connoting or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution a that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable., the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vnwrpershing.congstrength_stability.html. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includeig unauthorized tradlig) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court. including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings. ()PAN 401.1. Account Number ThE FAZE TRL. CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) ON F I Ergeli sA L Page11 of 13 Naiad [salsa., Lyon. Vs.. Since 2007 DALBAR RATED OCATIONS rxesurnaer •••••••••—••••••.-- ••• SDNY_GM_00048189 OB-SDNY-0011013 EFrA_00 I 58798 EFTA01290826

Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The arbitrators do not have to explain the reasortsj for their award, unless. M an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is fled, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clans encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing U_C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)0134330. Page 12013 O8..8 ROIL Account Numbe fo paperless IFS FAZE MS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFI DarNTIAL R.I.d tocollenti Ivory v«. Lace 2007 DAUM. RA TED COMMUNICATIONS rxesurtraer SDNY_GM_00048190 DB-SDNY-00 11014 EFTA_00158799 EFTA01290827

TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY AND TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, TIE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHCH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT, THE RATE OF INTEREST AND PERIOD COVERED ME INDICATED, THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST IS COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION F YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A COMBINED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM, THE PERMANENT RECORD OF THE SEPARATE ArFIGI INT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TAX INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TAX FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TAX RETURNS, • DIVIDENDS. INTEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAXABLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TM ADVISORS TO DETERMINE THE APPROPRIATE TAX TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC (*PERSHING') FOR ANY AMOUNT. ALL SECURITIES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHING MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE INDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WLL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER. SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL, AGENT OR BOTH. DUALS AVAILABLE UPON REQUEST • A FINANCIAL STATEMENT OF PERSHING IS AVAILABLE FOR YOUR PERSONAL INSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW,PERSHING,COM • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WV/W.PERSHING.COMIBUSINESS_CONTINUITY.HTAL • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES (REGULATION NMS- RULE 607(A)(1)-(2)] PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHING RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. 8NY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE COUNTER AND EXCHANGE-LISTED SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880) ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR QUALITY OF EXECUTION PURPOSES. F ANY OF DIE ABOVE TERMS AND CONDITIONS ARE Man-PPM:NE TO YOU, PLEASE HOTFY PEREPMG BALIEDIATELY IN WRITINGBY CERTFED MAIL TO ONE PERSHBIO RATA, JERSEY CITY, NJ 0T399, ATM' LEON. DEPT DRAB ROLL Account Num be THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) o paperless ONFIInMAL Page 13 of 13 R•I•Y to:alio rdi L very Yoa. Late Z007 DAL BAR RATED COMMUNICATIONS rxesurNer SDNY_GM_0004819I DB-SDNY-0011015 EFTA_00158800 EFTA01290828

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 Drallsro Rana Pnwale Wean •Apmgenai; Pdaele$ Cedrage6,0.1) MAUM MY smongs Y. yen Oat* Ha Put Anne*. 16% Met Nave Wet, hY 101S. P1,)4W7116.1111S1/1141”1. Account Number: Statement Period:0210112015 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & Valuation at a Glance This Period Year-to-Date DARREN K INDYKE TTEES Beginning Account Value $82,370,426.40 $62,302,676.21 6100 RED HOOK QUARTER B3 het Cash Deposits and Withdrawals 113.297.33 113.297 33 ST THOMAS VI 00802 Adjusted Previous Account Value 62,483,723.73 82,415,973.54 Dividends. Interest and Other Income 46.737 47 133.420 28 het Chan e in Por m i l iki ng iiii27ii mmiz ii iii i Estm aced Annual Income 51.138.584 54 Your Client Advisor: CAMEL SABBA Asset Allocation Prior Year.End Lad Period This Period % Allocation Li SD Cash. Money Funds and Bank Deposits 43.922.655.69 14,001,603.05 44,161,331.45 70.38% LSD Axed Income 11.400,200.52 11.316.303.35 11.484.587.06 18.30% L SD Equities 6 979 820 00 7.049.520.00 7,103.570 00 11.32% Account Total (Pie Chart) $62,302,878.21 682,370,428.40 $62,749,408.51 100.00% See the Asset Mocation Disclosure and Footnotes secbon or iniportant information regaidng your Asset/kb:anon. OBAN ROLL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDGg effiAL s BO 097764 CSF 0 016 P ease n ew yov a:locec - Pate 1013 Rsd to:ellen, bran, Vn. since 2007 DAL BAR RA T CO COMMUNICATIONS xest Lir NCI :157.2=..?===rt SDNY_GM_00048192 DB-SDNY-00 11016 EFTA_0015880 I EFTA01290829

Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to-Date Short-Term Gam/Loss 0.00 0 00 131.623.88 Long-Term Gain/Loss 77 88 151 40 -185.778.52 Net Gain/Loss 77.88 151.40 .54,151.64 This summary excludes transactions where cost basis infatuation is not available. For Your Information On June 5, 2014. the ELropean Central Bank (the ECB') introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as 'Free Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042•S for tax year 2015. These rates are subject to change in response to market changes, and we may, in the More and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Deaoriptioe Amount Balance Sweep Money Market Fund DWS GOVERN M ENT CASH INSTL Account Number: 0000001492 Current Yield 0.03% Activity Ending: 02121/15 01131115 Opening Baance 02109(15 Deposit MONEY PAO FURCFASE 02118115 Deposit MONEY FLO FtliCFASE 02126115 Deposit MONEY FLNO PURCFASE 02/27115 Deposit INCOME REINVEST 44,004003.05 113,297.33 33.945.35 8,170.72 1.015.00 41,001,603.05 44,117,900 38 11.151.815.73 44,160,316.45 44,161,331.45 02127115 Closing Balance $41,161,331.15 Total All Money Market Funds $41,161,331.15 Income and Expense Summary Current Period Year-to•Dale Taxable Non Taxable Taxable Non Taxable Dividend Income Equities 33,945.35 0 00 106 445 35 000 M oney Market 1,015.00 0.00 2.134.81 000 Other Dividends 6066.31 0.00 13,406.08 0.00 07.0 7011 Account Num be THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFID Page 2 of 13 1477d tocollsrei Lvent. Vs.. Wife 2007 OALBAll RATED COMMUNICATIONS rxesturtraer SDNCGM_00048193 DB-SDNY-0011017 EFTA 00158802 EFTA01290830

Deutsche Asset & Wealth Management PO Bo 1778, Ilalhmore MD 21203 Income and Expense Summary (continued) Interest Income Bond Interest Total Dividends, Interest, Income and Expenses Distributions Other Distributions Total Distributions Portfolio Holdings Account Activity °peeing Date Quantity Number Endin Cash, Money Funds, and Bank Deposits 70.00% of Portfolio Money Market DWSGOVERNM ENT CASH INSTL 01131/15 11,181,331.150 0000001/92 02127115 Total Money Market FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 01131115 5460219/3 01102115 Total FDIC Insured Bank Deposits Total Cash, M one! Funds, and Bank Deposits Adjusted Date Acquired Quantity Unit Cost Cost Basis Fixed Income 1 5.0 0% of Portfolio (In Maturity Date Sequence) 'Asset Backed Securities GS M TG SECS CORP 2005.5F M TG PASSTHRU Security Identifier: 3624207X5 CTF CL 81 VAR 5.751% 06/25/35 WE DID 05/01105 St P Rating B. Factor: 0.79215926 Effective Date:02/02/15 Current Face Value: 1,188,688.890 12113/13 '.Li: 1,500,000.000 97.1710 1.155,142.37 97.0640 1.153.788.98 -1,353.39 5,127.80 Isre Rana Prmair vkan &Worm% Weals Codrage 6 , .p Des-004 M , Smolt. +a. Omar Hann Any, 160. I ter New int WI 10114 InnVA.71110.111417044:91, Carted Period Statement Period: 02/0112115 -0212812115 Year-to•Date Taxable Non Taxable Tinkle Non Taxable 5,710.78 0.00 11,133.21 TOO $16,737.17 0.00 $0.00 2.759.94 5133,420.20 0.00 $0.00 5.365.03 50.00 92,769.94 $0.00 $5,365.03 Opening Balana Lloefnl Balance Accrued Income Income This Year 30Day Cermet Yield Yield 44.004.603.05 11.161.331.15 36.30 2.13411 0.03% 0.03% $11,001,603.05 $11,161,331.45 536.30 $2,134.81 0.00 0.00 0.00 0.00 N/A NIA 0 1 $44,004,603.05 $.00 $14,161,331 00 .450 $3$60..300 $2,134.81 $00 Unrealized bound Estimated Estimated Market Price Market Value Gain/ Loa Interest Annual Income Yield Page 3 of 13 Account Num b 84'09.776/Cfl!•' : paperless 00A0 ROI CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: 14AZE TtO N F I DmesnAL Rated tace0ordi (very Veer Since 2007 DAL BAR RATED COMMUMCATIONS xeltur met SDNY_GM_00048194 OB-SDNY-0011018 EFTA_00158803 EFTA01290831

Portfolio Holdings (continued) Date Acquired Ousethy WM Cod Adjusted Cod Basis Market Price Market Valee Fixed Income (continued) 'Asset Backed Securities (continued) GS M TG SECS CORP 2005-SF M TO PASSTHRU (continued) Original Cod Basis: $1.189,588.80 Total Asset Backed Securities $1,155,142.37 $1,153,788.98 1,500,000.000 Total Current Fact Value : 1,108,680.090 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11/01116 WE DTO 10112/06 LITIPLE GUARANTORS 1ST CPA DTE 05101/07 Moody Rating 63 38 P Rating BR Security Identifier: 704649AES 05110/11 'MA 1.200.000 .000 104 5260 1,251.306.06 105 0000 1.260.000.00 IPAYM ENT INC GTD SR NT 10.250% 05/15/18 WE DID 11/15/11 CALLABLE 05115115 0 105.125 Moody Rating CAA3 S 8 P Rating CCC Original Cod Raga $1,363,500.00 Security Identifier: 46262EAES 10/02/12'.12,11 500.000 000 92.7590 463,798.27 95.5000 477,500.00 JPY ORGAN CHASE & CO DEP SHS REPSTG 1110Th PFD SER 1 FIXED TO R.TG RT BD 7.900% 04129149 WE DTD 04/23/08 Moody Rating BA1 S P Rating BBB- Original Coal Basis. $445,000.00 Security identifier 488251141AI 05110/11 %UM 3.000.000.000 111.2650 3,337,958.33 107.6250 3.228.750.00 BANK AM ER CORP PERP NON COM ULATIVE DEP Si- S FIXED TO FLOAT 8.125% 04130158 WE DTD 04130108 CALLABLE 05/15118 Moody Rating BA3 S8 P Rating BB Original Cost Basis: $3,337,958.33 Security Identifier: 060505078 05110/11 '.12.13 3,000,000.000 112.9870 3,389,620.83 107.6250 3.228.750.00 Original Coal Buis: $3,389,620.83 Total Corporate Bonds 58,115,881.49 $6,195,000.00 7,700,000.000 Total Fixed Income $9,800,823.88 $9,348,788.98 9,200,000.000 OFIM11.1 Q011 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Unrealized Gain/ Loss Accrued Intereg Estimated Estimated Annual Income Yield Account Numb 7). E FAZE 7 Go paperless OrWrIA L -51,353.39 85,127.80 80.00 5.693 94 18 762 50 88.500,00 7.02% 13.703.73 14,883.19 51,250.00 10.73% -109,208.33 77.683 33 237.000 00 7.34% -160,87083 69.739 58 243.750.00 7.54% -3250,681.19 3190,80.60 8620,600.00 -$252,034.88 $195,976.40 $620,500.00 Page4 of 13 Rabill ea:OROS Every Tem Sims 2007 DAUM. RATW COMMUNICATIONS rxenurmer SCINCGM_00048195 DB-SDNY-00 11019 EFTA_00 158804 EFTA01290832

Deutsche Asset & Wealth Management P.O. Box 1778, Babimore, MO21203 Portfolio Holdings (continued) Mmotts or. tar G•ctp De.ticta Nom M. g. *A Calor 11) Pant Annw.)00tHoct tine tr .\ nY IOVA 1/1)),VA-.7143.0111/114VIS Statement Period: 0 2/0112 015 - 02/2812015 Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Unrealized Gainfloss Estimated Estimated Annual Income Yield Equities 11.00% of Portfolio Preferred Stocks (Listed byewe:tort date) CITIGROUP INC DEP SliS REPSTG 111000TH PFD SER It DIV 6 875% PERPETUAL MATY PERPETUAL CALL 1 1/ 151231] 25.00 Dividend Option. Cash Security Identifier: C PRK CUSP: 172967341 02/03114 79,000.000 25 3090 1.999.418.90 26.8300 2.119.570.00 120.151.10 135.781.25 6.40% CITIGROUP INC DEP SIM REPSTG 111000 Security Identifier: C PRC PFD SER C 01V 5.8% PERPETUAL M ATY CU SIP 172967366 PERPETUAL CALL 01/22/180 25.00 Dividend Option: Cash 10128114 49,033.000 24 0810 1,180,739.16 29200 1.221.902.36 11.163 20 71.097.85 5.81% 10129114 150,967.000 24 3130 3,670,430.48 24.9200 3,762,097.64 91,667.16 218.902 15 5.81% Total Covered 200,000.000 4,851,169.64 4,914,000.00 132,130.36 290,000.00 Total 200,000.000 14,851,169.11 14,914,000.00 1132,830.311 1290.000.00 Total Preferred Stocks $6,850,581.54 17,103,570.00 1252,911.48 1425,781.25 Total Equities $6,650,511.54 17,103,570.00 1252,911.46 1425,781.25 Unrealized Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Price Market Value Gain/ Loss /meal Income Yield Mutual Funds 4.00% of Portfolio S MORGAN FLOATING RATE INCOME FUND SELECT SHARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest Security Identifier: .PHSX CUSP 481211.510 01122/13 '3 198.216.056 10 0900 2.000.000.00 9.8300 1.948.463.83 .51.51617 82.259.66 4.22% 02101113'.5 630.057 10.0670 6,342.92 9.8300 6,193.45 -149.47 261.47 4.22% 03101113'•3 711.578 10 0600 7,158.48 9.8300 6,994.80 .163.68 295.30 4.22% 01101113'.5 789.517 10.1100 7,982.33 9.8300 7,761.26 -221.07 327.66 4.22% 05101113'.3 751.550 10.1300 7,613.21 9.8300 7,387.75 •225.46 311.89 4.22% 06103113'.3 757.360 10 0900 7,641.77 9.8300 7,444.86 19691 314.30 4.22% 07101113'.3 668.131 9.9700 6,661.27 9.8300 6.567.73 .93.54 277.27 4.22% 08101113'.3 704.609 10 0600 7,088.37 9.8300 6,926.31 .162.06 292.41 4.22% W' ROI t Account Num Der o paperless THE CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) FAZE TCONFIOSSITTAL Pages of 13 Ittaiscl tacellerell Every Vs.Lace 2'007 DALSAR RATED COMMUNICATIONS exariLimer SDNY_GM_00048196 OB-SDNY-0011020 EFIA_00158805 EFTA01290833

Portfolio Holdings (continued) Dale Acquired CluantRy hit Cost Cog Bags Market Price Market Valve Unrealized Gale Loss Estimated Estimated Annual Income Yield Mutual Funds (continued) P M ORGAN FLOATING RATE INCOME FUND (continued) 09103113 ..3 709.175 10.0100 7,113.03 9 8300 6,971.18 -141.85 294.31 4.22% 10101113 '.3 712.100 10.0240 7,137.85 9 8300 6,99995 -137.90 295.52 4.22% Total Noncovered 204,650.163 2,064,739.23 2,011,711.12 -53,025.11 14,929.79 Reinvestm eats to 12.623.294 9.9940 126.160.07 9 8300 124.086.96 -2.073.11 5.238.69 4.22% Date Total Covered 12,623.294 126,160.07 124,086.96 -2,073.11 5,238.69 Total 217,273.457 $2,190,899.30 22,135,798.08 -$55,101.22 390,158.45 Total Mutual Funds $2,190,899.30 $2,135,798.08 -055,101.22 390,150.48 Uirealized kneed Estimated Cost Basis Market Valle Gait/ loss liters Annual Income Total Portfolio Holdings $87,803,843.15 262,749,488.51 -$54,154.84 $195,976.40 $1,138,584.54 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore. considered " noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as foams: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquked on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attrbutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering fern or transferring agent and Pershing makes no representation as to the accuracy of this information. Pip 6 of 13 Account Num be WIA0 ROLt Go paperless ThE MAI_ TCu ON FIDA MS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Raid tscollenti (very Vest Sista 2007 OALBAR RATED COMMUNICATIONS rxciurtraer rt.:1-tro...."-1=' -..0't. •. SMICGM_00048197 DB-SDNY-0011021 EFTA_00 158806 EFTA01290834

Deutsche Asset & Wealth Management Ocw 1770, enamor*, MO 21203 Gnaw< Rant Pnnie wean swage-man Pdateils CowmaieGnm) otosag sani setwoes +.c mr..v..4 Onto HI Pan Anna.. 160. I bar War RA 1,tt 100.4 CA-71114.1115178/.4,91, Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Dale Date Transadion Description Quantity Statement Period: 02/0112015 • 0212812015 Realized Cuinl Lord Cost Basis Proceeds Disallowance Long Term 07/25115 12/13113' FFP GS MTG SECSCORP 200 ASSTH RV CTF CL 81 VAR 5.751% 06125/35 WE DID 05/01105 Security Identifier 36242D7X5 Origins Cost Basis: 2.682.05 1.500 000 000 2 682 35 2.759 93 77.88 Total Long Term $2,682.05 $2,759.93 $77.88 Total Short Term and Long Term $2,682.05 $2,759.93 $77.88 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "ncncovered," under the new cost basis reporting rules, and marked or denoted as such. M other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis wit be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect an cost basis adjustments necessary for tax reporting purposes. especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 109943 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consue with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Account Num be tiltAB Rol so oaoerless E ICIsSr N F I EIENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE R Paget of 13 Italed extoller. Lvov" V... Sato Z007 OALOAR RATED COmmuniCatiOnS exem.rwer SDNY_GM_00048198 DB-SDNY-0011022 EFIA_00 158807 EFTA01290835

Schedule of Realized Gains and Losses Current Period (continued) Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or mote of these attrtutes is changed, there may be a temporary intoned adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold short or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, Fist Out (FIFO). Your accounts selected tax lot method wit be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Messages Federal Depose Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please vist the DUNS Investments website at https:thwm.dws-investments.com/EN/productshnoney-market4unds-yields.jsp. Please note that all money market funds ksted on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at S1 per share, it is possible to lose money by investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Activity Summary (All amounts shovm are in base currency) Credits This Period Year-to-Date Debits This Period Teat-to-Dale Securities Securities Secunhes Bought 000 000 Securities Bought -6.066 34 -13 406 88 Total Securities $0.00 $0.00 Total Securities -$6,066.34 -$13,406.88 Dividends and Interest $46,137.47 $133,420.28 Dividends and Interest $0.00 $0.00 Distributions $2,769.94 $5,355.03 Distributions $0.00 $0.00 Cash Deposits 113,291.33 113.197.33 Cash DepcsIts 0.00 Total Cash $113,297.33 $113,267.33 Total Cash $0.00 $0.00 Money Market Funds $0.00 $0.00 Money Market Funds 4156,721.40 -9238,676.76 Total Credits $162,194.74 $262,062.64 Total Debits 4162,19424 4252,082.04 Page of 13 Account Num her Th•E FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) li roPiVis ONFI AL Rated excellent L very v«. Since 2007 DAL BAR R^TO) COMMUNICATIONS exalt unser ••••••••74 ,emu nigs. we.. K' SDNY_GM_00040199 DB-SDNY-0011023 EFT:4_00158808 EFTA01290836

Deutsche Asset & Wealth Management P.O. Boa 1778, Babimarce, MO21203 Transactions by Type of Activity Prato/ Settlement Date AAivity Type Desaiotion Ovvicre Ft4r. PAanair-v., Mweet$ Covcrne C.vo.p 0...itetv Bar Sew..., M. Yev.liork 11, rant Ann.*. llytkVIcve Vine tr .\ nY 101%. 1/1/),VA-111.3. lest) evn Client Statement Period: 02/01/2015 - 02128/2015 Price Accreed Interest Mount Curren Securities Bought and Sold 02/26115 REM VEST CASH INCOME "MORGAN FLOATING RATE INCOME FIAD SELECT &ARES Pr SK 216655.0710 ShRS ShRS MACH. AT 69.81000 RO 02/21 PO 02/26115 618183 8066.34 LSO Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -6,088.31 Dividends and Interest 02117115 CAS- DIVIDEND RECEIVED 79000 SI-RS CITIGFtOLP INC DEP SHS REPSTG If 1000TI- KO 33,945.35 USD C PRK SER K DIV 6 875% PERPETLAL MATY PERPETUAL CALL 11/15/230 25.00 RD 02/05 PD 02/17115 02125115 BOND INTEREST RECEIVED 1500000 GS M TG SECS CORP 2005.5F M TG PASSTFRU CTF 5,110.78 LSO 3624207X5 CL DI VAR 5.750% 06125135 DIE COO 05101105 RD 01/30 PD 02/25/15 02126/15 CA", DIVIDEND RECEIVED $ MORGAN FLOATING RATE INCOME FUND SELECT SNARES 6.066.31 LSO SFSK 216655.0740 "'RS RD 02121 PD 02126/15 02127/15 MONEY MARKET FUND DWSGOVT CAS,- INSTL 1.015 00 LSD INCOME RECEIVED 233993682 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 48,737.47 Distributions 02125/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F M TG PASSTFRU CTF 2,759 94 LSO RECEIVED CL B1 VAR 5.750% 06125135 WE DTD 05101105 RD 01130 PD 3621207X5 02125/15 Total Distributions- UNITED STATES DOLLAR 0.00 2,759.91 Cash Withdrawals and Deposits 02106/15 FEDERAL FUNDS RECEIVED haiC BANK USA. NA 35762 113,297.33 LSD USD999997 Total Cash Withdrawals and Deposits - UNITED STATES DOLLAR 0.00 113,297.33 Money Market Funds 02/09/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL -113.297.33 LSO US0999997 02/18/15 MONEY FUND PURCHASE DWSGOVT CASF INSTL -33,915.35 L,S0 USD999997 ORAN V, I Account Number paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE Ter&srO N F I DrismA L TI•E Page 9 of 13 katod ea:4.1SM Lvov" Vw. M 2007 DAL BAR RA TED COMMUNCAT/0.6 rxeriumer SON Y_GM_0004 8200 OB-SDNY-OO11O24 EFIA_00158809 EFTA01290837

Transactions by Type of Activity (continued) Process/ Settlement Date Activity Type Desairdion Quantity Price Accrued liters Moult Currency Money Market Funds (continued) 02/26115 MONEY FUND PURChASE DWSGOVT CASI. INSTL 447012 LSD U$0999997 02/27/15 MONEY MARKET FUND DWSGOVT CAST INSTL INCOME REINVESTED 1,015.00 LSD REINVESTMENT 233993682 Total Money Market Funds - UNITED STATES DOLLAR 0.00 -158,721.40 Total Value of Transactions 0.00 0.00 USD The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Valve % of Bond Markel Value I to 5 years 1 737 500 00 19% Over 10 yea's 7 811 286 96 81% El Total 9,348,788.98 100% Bond Quality Bond Quality Market Value % of Bond Market Value BArLower 9.348.766 98 100% Percentages of bond market values are Total 9,348,788.98 100% rounded to the nearest whole percentage. You are 100% invested in bonds with a bond quality of BA/Lower. Percentages of bond market values are rounded to the nearest whole percentage. Client Service Information Your Client Advisor: DAN DANPUSAN:IA 345 PARK AVENUE. 28Th FLOOR NEW YORK NY 10'54 mow ROI t Account Nun be THE HAZE TRMS CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Page 10 of 13 paperless ONFIDE1SMA et;j r Rated Excellent, Ln.y Vs.. Lace 2007 DAL BAR RATED COMMUNCATOIS rxesurnaer SDNCGM_00048201 DB-SDNY-00 11025 EFTA_00158810 EFTA01290838

Deutsche Asset & Wealth Management PO. Lica 1778. Ballimore. MD21203 Your Account Inform ation Oralsre Ram Pon. Wealth Manip--frent Pdiniet% C %WM! 4.0.10 Des-b014 Mai SecvnesAc Yan wan Mar Ha ion Annie. Halter War lot Irt 10114 inn 4'...71114. MIS) 7/4 4:9S Statement Period: 0210112015 • 02/28/2015 Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinveatm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Treat al interest as original issue discount IOID): No Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Eledronie Delivery You have not selected any account com m unications for electronic delivery. To register and turn off paper corn m unications, log in to your account or contact your Dient Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices. unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ horn the actual sale price. Securities for which a price is not available are marked II/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political. and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnwispershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confimutions previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing form. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge' Agreement. The right to vole your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. ()PAO ROI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Account NumbGo paperless TF E FAZE T I ONFInnAL Fage If of 13 Rated tacollordi Lsrery Yew vac. 2007 CAL BAR RATED COmmumerSOOP6 exenower -ct...7.====" 1"=": SDNY_GM_00048202 OB-SDNY-0011026 EFrA_0015881 I EFTA01290839

Important Information and Disclosures (continued) Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date cr the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard 8. Pool's is not responsible for any errors or emissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or arched warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pooes ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (I) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its am operations and the supervision of your account, its sales representatives and other personnel_ Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries conceming the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vninvnershing.comistrength_stabilityhtml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement. to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case. a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators coil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. Page 12 of 13 Account Number Rai tacellerigi WItAk, ROIL E FAZE T T GO paperless lArf Van Sint* 2007 RLS CONFI DAENTIA - MLBAN MILD m ower COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 'more SDNY_GM_00048203 OB-SDNY-0011027 EFTA_00158812 EFTA01290840

Deutsche Asset & Wealth Management Om 1770, Balamom, MD 21203 Important Information and Disclosures (continued) Ora'sot Ham 0rmaw wean lapeatenen minim <Dome Mod) De.iscM Sat Smtemsw wan CM,* MS Port Aare& 114h I b4r Hewlett. IT 101E .V.:441114.1015170•4091 Statement Period:0210112115 • 0212812015 Important Arbitration Disclosures (continued) • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing Lie, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. 8kW 4011 Account Number THE FAZE T CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 13 10 96(His ON Fl A L Page 13 of 13 kolod tecellene beery Veer Sinew 2007 CAL BAR RKTCOCOmmuNICATIONS rxerturnaer eit a t Lea a"relav r tiltSe ta VIII•14 .1t4n y SW MS* SDNY_GM_00048204 DB-SDNY-00 11028 EFTA_001588 13 EFTA01290841

Deutsche Asset & Wealth Management P.O. &a 1778, 8416m:ire. MD 21203 THE HAZE TRUST UAD 02/09/99 JEFFREY EPSTEIN & DARREN K INDYKE TTEES 6 100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA Gnaw< Rant Pnnie wean st.....enait Pewees Com,act4K‘p oft•sow oar stcy—ats Mew ISA Mat Na Park AITW.1011•11ccr thy. 'tr.\ 1,Y 101M 4M.7•13.1111S1/114").1 Account Num Statement Period: 01/01/2015 - 01/31/2015 Valuation at a Glance This Period Year-to-Date Beginning Account Value 862,302,676.21 862,302,676.21 Adjusted Previous Account Value 62,302,676.21 62,302,676.21 Doildends. Interest and Other Income 86.682 81 86.682 81 et Chance in Portion° -18.932 62 -18.932.62 nding Account Value 562 370 426 40 S62 370 426 40 Estim aced Annual Income 81,137,962.88 Asset Allocation Prior Year-End Lad Period Ibis Period % Allocation LSD Cash. Money Funds. and Bank Deposes 43,922,655.69 43,922,655.69 44,004,603.05 70.56% LSD Fixed Income 11,400,200.52 11,400,200.52 11,318,303.35 18.14% L LSD Equities 6.979,820 00 8,979,820.00 7,049,520 00 1130% Account Total {Pie Chart) 862,302,676.21 662,302,676.21 662,370,426.40 100.00% See the Asset Mocabon Disclosure and Footnotes secton lor important mformaton regarding yourAssetflocetkin. kik!. 4011 Pease re.lew yov a locatio- CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) B0118681CM0017 Go paperless CON F IDAMSITiA Rabid Guadiana (very Yoe. Siva 2007 DAUM. RATED COmmumICATIONS rxinlurmer Pap1012 ritn.,:71X"..tr •"'" 0..Z..•""*""t" SDNY_GOL00048205 DB-SDNY-00 11029 EFTA_00158814 EFTA01290842

Asset Allocation Disclosure and Footnotes Fixed Income contains Fixed Income Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year•to-Date Short-Term Gain/Loss 0.00 0 00 196.315.73 Long-Term Gain/Loss 73 52 73 52 471,34017 Net Gain/Lou 73.52 73.52 ,274,963.74 This summary excludes transactions where cost basis information is not available. For Your Information On June 5, 2014, the European Central Bank (the "ECB") introduced 'negative interest rates'. This negative interest rate applied to all deposits held at the ECB and other credit institutions. Effective February 1, 2015, the negative interest expense on any euro deposits will be charged to your account. The initial interest charge will be -.20% (20 basis points), and will reflect on your account statement as Tree Credit Balance Interest Charge'. The interest will be reported on your Forms 1099 and/or 1042S for tax year 2015. These rates are subject to change r response to market changes. and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Oate Activity Type Dewriptioe Amount Balance Sweep Money Market Fund DWSGOVERNM ENT CASH INSTL Account Number: 0000001492 Current Yield 0.03% Activity Ending: 01/30/15 01/01115 Opening Balance 43,922,055.89 43,922,655.89 01123115 Deposit MOk EY FIAD RACFASE 72,500.00 43,995,155.69 01127/15 Deposit MONEY RAD RACI-ASE 8,327.55 44.003.483.24 01130/15 Deposit INCOME RElk VEST 1,119.81 41004.603.05 01130115 Closing Balance 344,004,603.05 Total All Money Market Funds $44,004,603.05 Income and Expense Summary Current Period Year-to-Date Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 72,500.00 0.00 72,500.00 0.00 Money Market 1,119.61 0.00 1,119.81 004 Other Dividends 7,340.54 0.00 7,340.54 040 Account Nuriber OR AN ROLL Go paperless ME FAZE 7 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDranAL Page 2 012 Plated [nation, very Vw Lace 2007 DALE Y[ RATED COAVAUNICATIONS rxestmser L r. SDNCGM_00048206 DB-SDNY-0011030 EFTA_001 58815 EFTA01290843

Deutsche Asset & Wealth Management P.O Boa 1770 Balamer*. MD 21203 (Misr< Ram .0.4. vessioommip.wm Pent% Ont.,. 0,p Dests04 Mai Sewnet O11k* III Part einows. Ma lbw War Pan WI 10154 Inn 04.78.11.115, 7µ4,11. Statement Period: 01101/2915 • 01/31/2015 Income and Expense Summary (continued) Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest Income Bond Interest 5.722.46 0.00 5,722.46 0.00 Total Dividends, Interest, Income and Expenses Distributions Other Distributions $86,682.81 0.00 $0.00 2,605.09 $86,682.81 0.00 $0.00 2.605 09 Total Distributions $0.00 $2,605.00 $0.00 $2,605.09 Portfolio Holdings Account Quantity Opeuieg Date Number Activity Ending Opening Balance Posing Balance Awned Income Scow This Year 30.03y Cured Yield Yield Cash, Money Funds, and Bank Deposits 71.00% of Portfolio Money Market DWS GOVERN II ENT CASH INSTL 01101115 44.004.60.050 0000001492 01130115 43.922.655.69 0.03% 44.004.603 05 36.17 1.119,61 0.03% Total Money Market FDIC Insured Bank Deposits INSURED DEPOSTS PROGRAM $43,922,655.69 $44,004,603.05 $36.17 $1,11911 01101115 N46024943 01102115 0.00 0.00 0.00 0.00 NIA NM Total FDIC Insured Bank Deposits $0.00 $ $0.00 $0.00 Total Cash, Money Funds, and Bank Deposits $43,922,656.61 $44,004,603.05 0.00 $36.17 $1,11911 Minded Unrealized Aw Estimated Estimated Date Acquired Quantity Usk Cod Cod Basis Market Price Market Value Gaid Loss Interest Annual Income Yield Fixed Income 15.00% of Portfolio (In Maturity Date Sequence) 'Asset Backed Securities GS M TG SECS CORP 2005.5F M TG PASSTHRU Security Identifier: 3824207X5 CTF CL 81 VAR 5.750% 06125135 BIE DID 05:01105 St P Rating Bt Fedor: 0.79429922 Effective Date:01/02/15 Current Face Value: 1,191.141830 12113113'.3,12 1,500.000.000 97.1780 1.157.824.42 97.0560 1.156.372 58 -1,451.84 5,709.97 Page 3 oft? Account Number 34'1 1 Mt :Cif,' : Go paperless 18"" MOLL THE FAZE TRLST CON CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FIDAraTIAL Rabid tacelbra Every Vs.Slate 2'007 DAL BAR RAVED COMMUNICATIONS rXelltlrnser 40 .2.411,=.?=••• -a =Cr n elat e trose.(4.1 a•••••nfras.rtn• SDNY_GM_00048207 OB-SDNY-0011031 EFTA_OOI 58816 EFTA01290844

Portfolio Holdings (continued) Date Acquired Quantity Limit Cod Fixed Interne (connnued) 'Asset Backed Seanlilies (continued) GS N TG SECS CORP 2006.5F M TG PASSTHRU (continued) Adjuged Cog Basis Market Price Market Valve Unrealized Gainf Loss Accrued Intereg Estimated Estimated Annual Income Yield Original Cod Basis: S1.189,588.80 $1,157,624.42 Total Asset Backed Securities 1,500,000.000 Total Current Face Value : 1,191,448.830 Corporate Bonds PEABODY ENERGY CORP SR NT 7.375% 11101116 BIE DTD 10112106 MULTIPLE GUARANTORS 1ST CPN DTE 05101107 Moody Rating BA3 St P Rating 138- 05/10/11 'MA 1.200.000.000 104.7430 IPAYM ENT INC GTD SR NT 10250% 05115118 WE DTD 11/15ill CALLABLE 05115115 0 105.125 Moody Rating CM3 S & P Being CCC 10102112'.12.53 500,000.000 92.6080 PM ORGAN CHASE & CO DEP SI'S REPSTG 1110TH PFD SER I FIXED TO RIG RI BD 1.900% 04129149 WE DM 04/23108 Moody Rating BM S & P Rating BBB- 05110/11 %UM 3.000.000.000 111.2650 BANK AM ER CORP PERP NON CON ULATIVE DEP SFS FIXED TO FLOAT 8.125% 04130/58 WE DTD 04130108 CALLABLE 05115118 Moody Baling BA3 St P Rating BB 05110/11 '.12.13 3,000,000.000 112.9870 Total Corporate Bonds 7,700,000.000 Security Identifier: 704549AE4 1.256.910.24 97.0000 Original Cod Basis: $1,363,500.00 Stolidly Identifier: 46262EAE5 Price Estimated as of: 01107115 463.04117 89 0000 Original Cosl Basis: $445,000.00 Security Identifier: 46625HHA1 3,337,958.33 107.4690 Original Cost Basis: $3,337,958.33 Security Identifier: 000505078 3,389,620.83 101.4380 Original Cog Basis: $3,389,620.83 $6,447,631.17 $1,156,372.58 1.164.000.00 445 00000 3.224.070.00 3,223,140.00 $8,056,210.00 -$1,451.64 $5,709.97 -92.910.24 22.125 00 -18,041.77 -113.888 33 466,480.83 10,819 44 59.250 00 51,458.33 -$391,321.17 $143,652.77 $0.00 88.500 00 7.60% 51,250.00 11.51% 237 000 00 7.35% 243.750 00 7.56% $620,600.00 Total Fixed Income 9,200,000.000 $9,806,355.59 $9,212,582.56 -$392,773.01 $149,387.74 $620,500.00 Page4 of 12 CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Account Number: i t ) Mod Excellerigi (very Vs.. sane. 2007 11, E HAZE IC ONFIDArErriA DAUM. RATED COMMUNCATIONS rxenurmer Go paperless SONv_Gm_000482013 DB-SDNY-0011032 EFTA_OOI 58817 EFTA01290845

Deutsche Asset & Wealth Management PO &a 1778. Ballimore, MA 21203 Portfolio Holdings (continued) Draw,* Nfll Vrvwm Weaia LAmigenen Mantis tenor OtaR DeLtschL MLSew Res ,Rc allt• JO PLY. Ass& 260. I ber Nerrlerk 101$4 II 121454-711. 0114178114791, Statement Period: 01101/2015 • 0 1131/2 01 5 Unrealized Date Acquired Quantity Unit Cost Cod Basis Market Price Market Value Gain/ Loss Equities m00% of Portfolio Preferred Stocks (listed by expiration date) CITIGROUP INC DEP US REPSTG 1/1000TH PFD SER K DIV 6.875% PERPETUAL MATY PERPETUAL CALL 11/15123025.00 Dividend Option: Cash 02/0311/ 79.000.000 CITIGROUP INC DEP SKS REPSTG 111000 PR I SER C 0 IV 5.8% PERPETUAL M ATY PERPETUAL CALL 04122/18025.00 Dividend Option: Cash 10128/11 49.033.000 10129114 150,967 000 Total Covered 200,000.000 Total 200,000.000 Total Preferred Stocks Total Equities Estimated Estimated Annual Income Yield Security Identifier: C PRK CU SIP: 172967341 25 3090 1.999.418.90 26.8800 2.123.520 00 124,101.10 135/81.25 6.39% Security Identifier: C PRC CUSP. 172967366 24 0810 1.180.739.16 21.6300 1107,682.79 26.943 63 71.097135 5.88% 24 3130 3,670.13048 21.6300 3,718,317.21 47,886 73 218,902.15 5.88% 4,851,169.64 4,926,000.00 74630.36 290,000.00 $1,1151,169.64 $4,926600.00 $74630.36 $290,000.00 $6,850,588.54 $7,049,520.00 $198,931.46 $425,781.25 $6,850,588.54 $7,049,520.00 $198,931.48 $425,761.25 Unrealized Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Price Markel Value Geis; Loss Annual Income Yield M utual Funds 3.00% of Portfolio R MORGAN FLOATING RATE INCOME FUND SELECT STARES Open End Fund Dividend Option: Reinvest; Capital Gains Option: Reinvest SOW dly Identifier: PHSX CUSP. 481211510 01122113'.3 198,216.056 10.0900 2,000,000.00 9.7100 1,924,877.91 .75,322.09 82,854.31 4.30% 02101/13'.3 630.057 10.0670 6,342.92 9.7100 6,117.85 -225.07 263.36 4.30% 03101113'•3 711.578 10.0600 7,158.48 9.7100 6,909.12 24 297.44 4.30% 04101113 '.3 789.547 10.1100 7,982.33 9.7100 7,666.51 .-315606 82 330.03 4.30% 05101113'.3 751.550 10.1300 7.613.21 9.7100 7,297.55 •315.66 314.15 4.30% 06103/13'.3 757.360 10.0900 7,641.77 9.7100 7,353.96 316.58 4.30% 01101/13'.3 668.131 9.9700 8,661.27 9.7100 6,487.56 •418731,781 279.28 4.30% 08101/13'.3 704.609 10.0600 7,088.37 9.7100 6,841.76 -246.61 294.53 4.30% Account Number Oft7.tl ROLL ) paper less V110673.0730 I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 61::ATONFID=TAL Page 5 of 12 Itotod tocollenti tvery Van Sinew 2007 OAL OAR RA TEO COMMUNICA TIONS r xesur NCI SDNY_GM_00048209 DB-SDNY-00 11033 EFTA_0015881A EFTA01290846

Portfolio Holdings (continued) Date Acquired Ouaitity Celt Cost Cod Bads Market Prke Markel Value Unrealized Gall loss Estimated Estimated Annual Income Yield Mutual Funds (continued) N ORGAN FLOATING RATE INCOME FUND (continued) 09!03113'.3 709.175 10.0100 7,113.03 9.7100 6,886.09 .22614 296 44 4.30% 10101113 '.3 712.100 10.0240 7,137.85 9.7100 6,914.49 -22336 297.66 4.30% Total Noncovered 204,660.103 2,084,739.23 1,187,163.10 -77,686.13 85,543.78 Reinvestments to 12,004.911 10.0040 120.093.73 9.7100 116,567.67 -3.526.06 5,018 04 430% Date Total Covered 12,004.911 120,093.73 116,587.87 4,526.06 5,018.04 Total 216,655.074 32,184,632.98 $2,103,720.77 -111,112.19 310,561.82 Total Mutual Funds $2,184,832.18 32,103,720.77 -34112.19 310,561.82 Unrealized Acaued Estimated Cod Bads Markel Valle Gain! Loss Interest Animal Income Total Portfolio Holdings 362,845,380.14 $62,370,428.40 -S270,953.74 $149,362.74 $1,137,962.88 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P1-110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered" noncovered,' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities %Mich are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. Cost Basis on fixed income securities is adrusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attrikutes is changed, there may be a temporary incorrect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-linked bonds, bonds sold shod or bonds that have a negative yield. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous dent brokerage statements may differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Page 6 of 12 Account Numbs IAMB von I Go paperless ThE EN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TtONFI D- TEA L Rata. Excellent, Lye., Sinew 2007 DAUM. RA T LO COMMUNCATIONS rxenurner SDNY_GM_00048210 DB-SDNY-00 11034 EFTA_00158819 EFTA01290847

Deutsche Asset & Wealth Management Oca 1770, Bahimore, MD 21203 (Misr< Rant Pr.!. vkan Papygenmt Weals CodrageGKM) Ms-tug lala %twos li re Ion Mar In Pant 4,.y.160. Met War int Irt 10114 01))4:44414. 71.09.1 Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Dale Dale Transaction Description Quantity Statement Period: 0110112015 • 01/31/2015 Realized Gain/ Loss/ Cost Basis Proceeds Disallowance Long Term 01126/15 12/13113' RPP GS IITG SECSCOPP 200 ASSTH RI CTF CL 131 VAR 5.750% 08125135 WE DTD 05101105 Security identifier 36242D7X5 Original Coat Basis: 2,531.57 1.500 000 000 2.53157 2.605.09 73 52 Total Long Terra 52,531.57 $2,605.09 $73.52 Total Short Term and Long Term $2,531.57 $2,605.09 $73.52 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC.') (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. AA other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1. 2012 • Other securities, principally debt securities and options, acquired on or after January 1, 2014, or later, as determined by the Secretary of the Treasury. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099-8 or online displays you may have avaiable to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consue with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Account Nun OBAN Kat Go paperless TI-E CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) FAZE TbST ON F I ID-EN-NAL Rsd t (very Year Since 2007 DALBAR RATED COMMUNCATIONS rxenurtraer Page? oft? SDNY_GM_00048211 DB-SDNY-0011035 EFrA_00158820 EFTA01290848

Schedule of Realized Gains and Losses Current Period (continued) Cost Basis on fixed income securities is adjusted for amortization, accretion or principal paydowns. The method of calculation is based upon the type of fixed income security and certain attributes, obtained from sources believed to be reliable. In the event one or more of these attrtutes is changed, there may be a temporary incortect adjusted cost basis reflected until the portfolio system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving continuously callable bonds, foreign bonds, variable rates, bonds in default, index-inked bonds, bonds sold short or bonds that have a negative yield. This intonation is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your account's selected tax lot method will be used to determine the cost basis for calculating gain andlor loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Federal Deposit Insurance Corporation (FDIC)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation.(SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at https:thwov.dvm•investments.conVEN/products/rnonemarket-fundoyields.jsp. Please note that all money market funds listed on the website may not be offered through us. Important Reminder for Pershing's 2014 IRS Forms 1099 (8, DN. INT, OID and MISC): As a reminder, by February 17, you will receive either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and win provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16, 2015. Activity Sum m a ry (Ad amounts shown are an base currency) Credits This Period Year-to-Date Debits This Period Year-to-Date Securities Securities SecunCes Bought 0 00 0 00 Secunlies Bought -7,340.54 -7.34054 Total Securities $0.00 $0.00 Total Securities -$7,340.54 47,340.54 Dividends and Interest $86,682.81 $86,682.81 Dividends and Interest WOO $0.00 Distributions $2,605.09 $2,605.09 Distributions $6.00 $0.00 Money Market Funds $0.00 WOO Money Market Funds -$81,947.36 -$81,947.38 Total Credits $89,287.90 $89,287.90 Total Debits 489,287.90 489,217.90 Page 8 oft? ONAN ME FAZE TC-LR;7 O N F I DranAL CONFIDENTIAL - PURSUANT TO FED. R CRINI. P. 6(e) Account Num bed Go paperless tacelle nil (very V... since 2007 DAL BAR RAT CD COMMUNICATIONS rxestirmer w—wvi.w iwc SDNY_GM_00048212 OB-SDNY-0011036 EFrA_00158821 EFTA01290849

Deutsche Asset & Wealth Management PO Boa 1776, Balamore, MO 21203 Transactions by Type of Activity Protest/ Settlement Date Activity T Description (Misr< Ram Pr.. vkan•Aptagenmt Pdaeals Coon., 6 ,0“) Des-tutg Mk SmongsW m.....4 auk. HI Pan Ramo. Ita Mei War wet 1,tt 10114 01114:441114. mfl 741.4,91, Quint Statement Period: 0110112015 • 01/31/2015 Price kneed littered Amount Wring Securities Bought and Sold 01130/15 REINVEST CASH INCOME PHSX P MORGAN FLOATING RATE INCOME FLN D SELECT SFARES 215898 3170 SHRS SHRS FL RCh AT 59 70000 RO 01/28 PO 01/30/15 756157 .7.340.54 USD Total Securities Bought and Sold - UNITED STATES DOLLAR 0.00 -1,340.54 Dividends and Interest 01122/15 CASH DIVIDEND RECEIVED 200000 Sh RS CITIGROUP INC DEP SHS REPSTG 1/1000 pro 12,500.00 USD C PRC SER C DIV 5.8% PERPETUAL MATT PERPETUAL CALL 04122/180 25.00 RD 01112 PD 01122/15 01126115 80ND INTEREST RECEIVED 1500000 GS MTG SECS CORP 2005.5F MTG PASSIHRU CTF 5.722.46 USD 3624207X5 Cl. B1 VAR 5.752% 06125135 WE DTD 05101105 RD 12131 PD 01125/15 01130/15 MONEY MARKET FUND DWSG01/T CASH INSTL 1,119.81 USD INCOME RECEIVED 233993682 01130115 CASH DIVIDEND RECEIVED .P MORGAN FLOATING RATE INCOME FUND SELECT SHARES 7,340.54 USD PHU 215898.3170 SHRS RD 01128 PD 01130115 Total Dividends and Interest • UNITED STATES DOLLAR 0.00 86,682.81 Distributions 01126/15 RETURN OF PRINCIPAL 1500000 GS MTG SECS CORP 2005-5F MTG PASSTHRU CTF 2,605.09 USD RECEIVED CI. 81 VAR 5.752% 06125135 WE DTD 05101105 RD 12/31 PD 3624207X5 01/25115 Total Distributions- UNITED STATES DOLLAR 0.00 2,805.09 Money Market Funds 01/23/15 MONEY FUND PURCHASE DWSGOYT CASH INSTL -72,500.00 USD USD999997 01127115 MONEY FUND PURCHASE DWS COW CASH INSTL 4,327.55 USD USD999997 01130115 MONEY MARKET FLAD DWS GOYT CASH INSTL INCOME REINVESTED -1,119.81 USD REINVESTMENT 233993682 Total Money Market Funds • UNITED STATES DOLLAR 0.00 -81,947.36 OSAS ROLL Account Num THE FAZE T CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) U N I LJE)ht fisAL Page 9 of12 Rated tacellera (very V.4. Since 2007 DALBAR RATED COMMUNICATIONS exorimser SDNY_GM_00048213 DB-SDNY-0011037 EFTA_00 158822 EFTA01290850

Transactions by Type of Activity (continued) Process/ Settlement Date Adivity Type Description Quantity Price Accrued Interest Amount Currency Total Value of Transactions The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Value % of Bond Markel Value 1 to 5 years 1,609,00000 17% Over 10 yea's 7,603,582 58 83% 0 Total 9,212,582.58 100% Bond Quality Bond Quality Market Valle % of Bond Market Value 9,212.582 58 9,212,582.68 0.00 0.00 USD Percentages of bond market values are rounded to the nearest whole percentage. akiLower Total You are 100% invested it bonds with a bond quality of BA/Lower. Client Service Information 1CCL, 100% Percentages of bond market values are rounded to the nearest rotate percentage. Your Client Advisor: DAN DANIEL SABBA 315 PARR AVEN LE 26Th FLOOR KEY/YORK NY 10154 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Man: FIRST IN FIRST OUT Default Method for all Other Secuntet FIRST IN FIRST OUT Bond Amortization Elections: Treat at interest as ongind issue discount (OID): No Am orbze premium on taxable bonds based on Constant Yield Method: Yes korai market discount method for all other bond types. Ratable Method Include market discount in income annually: No °RAI, ROI Account Num ber. paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. er" (6) hAZETCO N F I DarnAL Page 10°112 limed [sense, tvenr Yes Ss 2007 DALBAR RATED COMMUNICATIONS IXCILLINC? ••••••• ise — tS '-. SC SDNY_GM_00048214 OB-SDNY-0011038 EFM_00158823 EFTA01290851

Deutsche Asset & Wealth Management P.O Om 1770 Balmer*, MD 21203 (Misr* Ram Po... xiYn PAIMIP, tat Pent% Iowa,. Detts04 IP** '<woes •ic lire *A Mkt. Hann Ammo. Halter Neve RA 1,tt 10114 inn 4:44414. man 7/44,91, Statement Period:0110112015 • 01/3112015 Your Account Inform ation (continued) Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alien. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices. unless otherwise noted. have been obtained from independent vendor $00/k0S, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked If/Aland are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future resufls. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to wivw.pershing.cornibusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other secureies shown on your statement may have been reinvested. You wit not receive confirmation of these reinvestments. Upon *Teen request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order Now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing fan. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available won written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate wil not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions convened by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or DOAN 9/.>ll Account Number ThE FAZE T CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) Neil of 12 Go !tillerless Rated Locelleria ye same 2007 COMM ' CALMARa. RATED UNCATIONS UN l- D ENtnA 0,••••• taC gamier •••••• •••0 SDNY_GM_00O48215 OB-SDNY-0011039 EFIA_00158824 EFTA01290852

Important Inform ation and Disclosures (continued) Ratings (continued) omissions. regardless of the cause. cr for the resuns of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Poets ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (w) any other instructions concerning your account. Pershing is not responsible or hable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. Mother inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit wivw.pershing.comIstrength_stabilityhtml. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-conforned in writing to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 01399; (201) 4134330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the fight to sue each other in court. inckiding the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to haves court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators vril typically include a minority of arbitrators who were or are affiliated vrith the securities industry. • The rules of sortie arbitration forums may impose tine limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413.3330. Fage12 of 12 Account Num Del_ oaoerless lar azalroggzu,„ca.r,0,6 THE FAZE toNFID-rNTIA rxciturraer CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) r. arra, SDNY_GM_00048216 OB-SDNY-0011040 EFFA_00158825 EFTA01290853