Portfolio Holdings (continued) Date ired Quaint hit Cod Equities (continued) Common Stocks (continued) BANK OF NEW YORK MELLON CORP CON 06125/14 250,000300 BIOGEN IDEL INC COM Dividend Option: Cash (continued) 381060 02/14112 . .13 2,095.000 119 5490 CENTIME CORP DEL COM Dividend Option: Cash 09108114 15,550.000 63 6450 DISH NETWORK CORP CL A Dividend Option: Cash 06110115 5,000.000 72 9960 FACESOOK INC CL A Dividend Option: Cash 05111112 '.13 17,500.000 38.0000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 25.000.000 27 5070 08105114 24,830.000 23 2530 Total Covered 49,830.000 Total 19,830.000 GENERAL ELECTRIC CO CON Dividend Option: Cash 04123113 '. 13 23.000.000 21.5700 GENERAL M TRS CO COM Dividend Option: Cash 11118110 ' 10,988.200 361010 12109110 ' 86.536.800 36.8180 Total Nonøvered 97,525.000 Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105/1/ 5,000.000 79 2810 03107114 3,100.000 79 6120 Total Coveted 8,100.000 Total 8,100.000 GLAXOSM ITHKUNE PLC SPONS ADR Dividend Option: Cash Cost Bads Market Price Markel Value Unrealized Gala/ Loss Estimated Estimated Annual Income Yield 9,076,06.00 39.4000 Security Identifier: 6118 CUSP: 09062X103 250,451.95 289.9300 Seal rity Identifier: CNC CUSP: 151350101 989,679.75 70.5500 Security Identifier: DISH CUSP 2547011109 364,978.00 53.4200 Security Identifier: FB CUSP. 3030311102 665,000.00 123.9400 Satiny Identifier FM I CUSP: 350465100 687,663.50 23.3700 577,373.02 23.3700 1,215,038.52 $1,285,038.52 Security Identifier: GE CUSP: 36960/103 196,109.08 31.1400 Security Identifier: GM CUSP: 37045V100 399,978.16 313400 3,185389.22 31.5400 3,515 917.30 $3,685,117,38 Security Identifier: GILD CUSP. 375558103 79.4700 79.4700 396,407 00 243797.00 641204.00 $043,204.00 Security Identifier: GSK CUSP. 37733W105 9,850,000.00 607,103.35 1.097.052.50 267,100.00 2,168,950.00 584,250.00 580,277.10 1,184,527.10 $1,184,527.10 716,220.00 346,567.84 2,729,370.66 3,075,938.50 13,075,938.50 397,350.00 246,357.00 843,707.00 $843,707.00 773,594.00 356,948.10 107,372.75 -97,878.00 1,503,950.00 ,103,413.50 2,904.08 -100,609.12 4100,501.12 220,110.92 .53,410.32 .453598.56 -510,008.88 -$510,008.88 943.00 .440.00 503.00 1503.00 193000 00 1,92% $0.00 21,180.00 2.95% 16,702.68 4.81% 131,535.94 4.81% 148,238.00 $118,238.00 9,400.00 236% 5.828.00 2.36% 15,228.00 $15,228.00 Pap 8 of 18 05AN 901.1. Account Number: 1440423801 Ri F I DENTIA Go paperless (*), Ratted taall•rdi SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R CRINA. P. 6(e) tven, •••••• Sinai 2007 DAL BAR RATED COMMUNICAT,ONS rxciurNer ..«"Cltrient'st=rn= SDNY_GM_00046125 OB-SDNY-0008949 EFTA_00 156734 EFTA01289097

Deutsche Asset & Wealth Management PO Boa 1778. Beware. MO21203 Dralsev Na.. povor We a In. Manap-nent Vinett C comae, tmp Portfolio Holdings (continued) Date Acquired Quantity Usli Cost Cost Basis Market Price Market Value Statement Period: 0710112016 - 07/31/2016 Unrealized Estimated Estimated Gain/ Loss Annual Income Yield Equities (continued) Common Stocks (continued) Gin XOSMITH RUNE PLC VOUS ADR (continued) 06/10115 5000.000 43 0010 215,006.00 45.0700 225.350 00 10.344 00 '0 922 27 484Si GLOBAL PARTNER ACQUISITION CORP Security Identifier: GPACU UNIT I COM 81 WT EXP CUSP 31954X204 Dividend Option: Cash 07130115 • 2.000.000 10 0000 20.000 00 9.8600 19.720 00 .280 00 GODADDY INC CL A Security Identities: GDDY Dividend Option: Cash CUSP 380237107 04101/15 700.000 20 0000 14.000.00 29.9200 20.944.00 6.944.00 MATCH GROUP INC COM Security identifier: MTCH Dividend Oplion: Cash CUSP 5766006 11118115 200.000 12 0000 2.40000 15.7500 3,150.00 750 00 SANGAII 0 BIOSCIENCES INC COM Security identifier: SGM 0 Dividend Option: Cash CUSP 800611106 05128/13 '.13 50,000.000 8.4440 422 211 00 6.3300 316.500 00 .105.711.00 SANTANDER CONSUMER USA HLDGS INC COM Security Identifier: SC Dividend Option: Cash CUSP 8028311101 01123114 1,000.000 24 0000 21.000 00 10.9900 10.990 00 -13.01000 SQUARE INC CL A Security Identifier: SO Dividend Option: Cash CUSP 852234103 11119115 200.000 9.0000 1.800.00 10.0700 2.014.00 214 00 TERRAFORM GLOBAL INC CL A Security Identifier:61BL Dividend Option: Cash CUSP 8810/11101 07131115 400.000 14 8300 5,931.81 3.1800 1,392 00 -4,539.84 410.00 31.80% TWITTER INC CON Security Identifier: TW TR Dividend Option: Cash CUSP. 901841102 11/07113 1,500.000 26.0000 39.000.00 16.6400 24,960.00 .14,040.00 VIACOM INC NEW CL 8 Security Identities: VIAB Dividend Option. Cash CUSP 92553P201 08AN ROIL CONFIDENTIAL — PURSUANT TO FED. R CRIN1 P. 66° (e) THEW' ONIFIDAMSITIAL Page 9 of 18 Account Number. N46-023804 Go paperless Rated tffsidlonl L....my Year Sento 2007 OAL WI RATED COMMUNICATIONS rxesomer /meg WI amine IR AMme.K SDNY_GM_00046126 DB-SDNY-0008950 EFIA_00156735 EFTA01289098

Portfolio Holdings (continued) Date ired Qua Umit Cod Cost Bads Market Price Markel Value Unrealized GaielLoss Estimated Estimated Annual Mame Yield Eq uities (continued) Common Stocks (continued) VIACOM INC NEW CL B (continued) 06110115 5,000100 67.7490 VOLKSWAGEN A G ADR (SPONS) Dividend Option: Cash 04113115 5100.000 50.8610 WISDOM TREE INVYS INC CON Dividend Option: Cash 03131115 15,000.000 21 6110 338,745.00 45.4700 Security Identifier: VLKAY CUSP. 928662303 254,306.00 29.5800 Security Identifier: W ETF CUSP: 97717P104 324,157.50 9 9400 227,350.00 147100.00 149.100.00 •111,39500 .101406 00 -175.057.50 8.000.00 91.85 4.800.00 3.51% 0.06% 3.21% Total Common Stocks $66,135,861.92 $70,248,341.15 $2,112,679.93 $1,700,127.54 Preferred Stocks (bated by expiration date) GM AC CAP TR I GTD TR PFD SECS SER 2 CPN• Security Identifier: ALLY PRA 8.125% FRED ORLY MATT-0211512040 CALL CLSP 361860208 ANYTIME 0 25 W130 DAYS BEGINS 02115116 Dividend Option: Cash 02122/12 I'M 80,000.000 23.5350 1,882,773.60 25.4200 2,033,600.00 150,826 40 162,500 00 7.99% ROYAL BK SCOTLAND GP PLC WON ADR REPSTG Security Identifier: RBS PRT SER T PFD CPN•7.25% FRED DRILY PERP M TY CUSP. 780097713 CALLO 25 ANY W130 D NOTICE AFTR 12131/12 Dividend Option: Cash 10124/12 '.13 40.010 000 23 7900 951.600.00 25.6400 1.025.599.99 71919 99 72.500.00 7.06% 01107/13 '.13 40.000 000 24 4400 977.600.00 25.6400 1,025.599.99 47,999 99 72,500.00 7.06% 01114/13 '.13 40,000 000 24 8800 995,20010 25.6400 1125,600.02 30100 02 72,500.00 7.06% Total Noncovered 120,000.000 2,924,400.00 3,076,100.00 152,400.00 217,500.00 Total 120,000.000 $2,924,400.00 $3,076,600.00 $152,400.00 $217,500.00 Total Preferred Stocks $4,807,173.60 $5,110,400.00 $303,226.40 1380,000.00 Total Equities 172,942,835.52 $76,368,741.85 $2,415,906.33 12,060,127.54 Unrealized Estimated Estimated Date Acriked Quoit/ Uok Cod Cost Bads Markel Price Markel Value Gale/ Loss Maual Income Yield Exchange•Traded Products 2.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Dividend Option: Cash; Capital Gins Option: Cash 60,000.00 of these shares are in your margin account 12111113 61000.000 49 4350 Total Exchange•Traded Products Security Identifier: DXJ CUSP: 97717W851 2.966.098.50 40.7300 2,443,800.00 -522,298.50 51,983.40 2.12% $2,966,096.50 $2,443,600.00 •1622,298.50 $51,983.40 Page 10018 OBAB 4011 CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Account Number: N4G423804 s Rasa tacelionvi Go pa a less s per (very Va.Since 2'007 SOUTHERN F I DIAL DAUM. 140(0 COMMUNCATIONS nonrunger SDNY_GM_00046127 OB-SDNY-0008951 EFTA_00 I 56736 EFTA01289099

Deutsche Asset & Wealth Management Ow 1770, Ba!ammo, MD 21203 Portfolio Holdings (continued) Cod Bails Drolsev Si,,, MOM Manale-rent Market Value Statement Period: 07/01/2016 • 0713112016 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings 8103604,456.98 $105,025,658.08 12,522,958.62 $526,783.94 13,797.95120 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (' IRV') (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as nonretitement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (ORP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired 011 or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those Woking foreign bonds, bonds sold short or bonds issued vie less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. I Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over tine and are obtained from sources we believe to be reliable. 17 Pershing has received updated cost basis information. therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. liflAB ROI Page 11 of 18 Account Number. N49.023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I DranAL SOL THERA r Rabid tamolloni Every VAN sine. 2007 DAUM. RATCCI COMMUNICATIONS rxenurnaer 87.7.13=0..=."0.:—%"..•••••••=. SDNCGM_00046128 DB-SDNY-0008952 EFTA_00 56737 EFTA01289100

Schedule of Realized Gains and Losses Current Period Date Desaiptio- Disposed Date Acquired Designation Disposition Method I Transactioa Quantify Proceeds Cost Basle Realized Gale/ Loa Long Term WASHINGTON MUT MTG S 07/22/16 004•RA2 MTG PASSTHRU CIF CI. C- B-1 VAR RATE 6.108% 07/25/33 Security Identifier: 939336S20 12/13/13 Noncovered', REPYMT OF PRIN 0 num& Cost Basis 1 497 46 1.290 000 000 1 956 99 1,497.46 459.53 Total Long Term 1,956 99 1,491.46 459.53 Total Short and Long Term 1,956 99 1,497.46 459.53 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generaty not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (1RC") (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered;' under the new cost basis repotting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are 'covered under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)• at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a sirnple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a retum of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099.8 or online displays you may have avalable to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amorteation, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fired income security, and certain attributes, obtained from sources bekeved to be rekable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax retums. 1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method Mil be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Page 12 of 18 IL)8AB MCYLL Account Number. N46.023804 Go paperless SOUTHERN ttri N LLC. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Rated taceibria Every Veer sow 2007 DALBAR RKTEDCOMMUNCATIONS rxarturtraer -1.16 ameast noon warn. K' SDNY_GM_00046129 OB-SDNY-0008953 EFTA_001 56738 EFTA01289101

Deutsche Asset & Wealth Management Dralcre Si,, Pon. Wealth Mariarmmt P.O. Bo* 1778, Babimore, MD21203 Messages Statement Period: 0710112016 • 07/31/2016 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product hell in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(bX1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform If Article 15 of the Ell Securities Financing Transactions Regulation f'SFTR1 is applicable to you, please refer to htqx://wiwtpershing.comCglobal-assets/pdfidisclosures/peneu-article-15-info-strntpdf for access to an information statement disclosing the risks and consequences of delivering non-cash colateral under a relevant collateral arrangement with Pershing I1C (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or othenvise affect your or our liabilities or obligations. Please contact your financial professional if you have any questions. Activity Sum m a ry (Alf amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to•Date Net Year-to-Date Securities Securities Bough: 000 000 000 0.00 -24.758.40600 -24.758,40600 Secuntres Sold 000 000 000 717.689 76 000 717.689 76 Securities Deposited 000 000 000 5,185.557 00 000 5,185.557 00 Total Securities $0.00 10.00 10.00 $5,903,246.76 -124,758,406.00 -118,855,159.24 Dividends and Interest 114,488.18 $0.00 $14,488.18 $1,911,003.18 -190,911.10 $1,820,092.78 Distributions 10.00 10.00 10.00 $4,504,473.21 10.00 $4,504,473.21 Fees $0.00 -827.00 -827.00 $0.00 -8395.00 -$395.00 Taxes Withheld 10.00 10.00 10.00 $0.00 -$5,558.07 -$5,558.07 Cash Withdrawals 000 000 000 0.00 .11,891.59192 .11.891.591 92 Dentists 0.00 0.00 000 8,613,530.99 0.00 8,613.530 99 Total Cash 30.00 $0.00 $0.00 58,613,530.99 -$11,891,591.92 -83,278,080.93 Totals $14,486.18 -827.00 $14,461.18 $20,932,254.84 -08,7413,862.09 -515,814,607.25 Account Num Der N46.023804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) TM LI.C. ON FIDAENTIAL SO Page 13 of 18 Rated tszollenti beefy Var. Lace 2007 DAUM. RATCOCOMMUNCATIONS rxestormer SDNCGM_00046130 DB-SDNY-0008954 EFTA_00 156739 EFTA01289102

Transactions by Type of Activity Process/ Settlement Date Activity Type Description Quantity Price Accrued Interest Amount Currency Securities Bought and Sold 07108116 SECURITY CALLED 270321AC6 011 395.000 EARTH LINK INC GTD SR AT FULLY EXCHANGED CUSP FROM 270321AB8 8.875% 05/15119 BIE DID 05117111 CLB CALLED BY LOTTERY 000 USD Total Securities Bought and Sold • U.S. DOLLARS 0.00 0.00 Dividends and Interest 07101116 CASH DIVIDEND RECEIVED 5000 SHRS VIACOM INC NEW CL B RD 06115 PD 07101116 2000.00 USD MB 07/14116 FOREIGN SECURITY DIVIDEND GLAXOSSITHKUNE PLC PONS ADR FD 05113 FD 2,50097 USD RECEIVED 07111116 5000 GSK 07125/16 CASH DIVIDEND RECEIVED 23000 SHRS GENERAL ELECTRIC CO COM RD 06/20 PD 5.290.00 USO GE 07125116 07/25/16 BOND INTEREST RECEIVED 1290000 WASHINGTON MUTMTG SE-CS CORP 2001-RA2 3.18521 USO 939336520 M TG PASSTH RU CTF CL C-8-1 VAR RATE 6.108% 07/25/33 WE DTD 0610110/ RD 06130 PD 07125/16 07/29116 MONEY MARKET FUND DEUTSCHE GOVT CASH 1,512.00 USD INCOME RECEIVED 233993682 Total Dividends and Interest • U.S. DOLLARS 0.00 14,416.10 Fees 07/01/16 FOREIGN CUSTODY FEE Fgn Safekeeping IN 2016 CUSR G1S1SPP4-8 -210 USD GISISPP48 07/1/116 FEE ON FOREIGN DIVIDEND 5000 SH RS GLAXOSMITHKLINE PLC SPO NS NOR RD 05/13 -25.00 LSD WITHHELD AT THE SOURCE PD 0711//16 GSK Total Fees - U.S. DOLLARS 0.00 -27.0a Total Value of Transactions 0.00 14,461.1$ USD The price and quantity displayed may have been rounded. liktAl• ROI I. Account Number. MG-023804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) THERM LW. ONFIDESITIAL SOU Page 14 of 18 Rated [mallard, Voar Siva 2007 DAL BAR PAT ED COMMUNICATOIS rxenurnser SDNY_GM_00046131 DB-SDNY-0008955 EFTA_00 156740 EFTA01289103

Deutsche Asset & Wealth Management PO Boa 1778. Beware. MO21203 Bond Maturity Schedule Bond Maturity 1 to 5 years 6 to 10 years Over 10 years Total Bond Quality Bond Quality A BAA 8NLower Total Called Bonds DIMS, ' Beta P Wealth Mmarma Statement Period: 0710112016 - 07/31/2016 Market Value % of Bond Market Value 3,990,785.00 16% Percentages of bond market values are 1,882,175.00 rounded to the nearest whole percentage. 8% 18,538,176.55 76% 24,319,135.56 100% Market Value % of Bond Market Value 2,512 20750 11% IM Percentages of bond market values are 10.088.425 00 41% MI rounded to the nearest whole percentage. 11,788,504.15 48% 117j 24,359,131.55 100% Call Date Security Description 08/0412016 EARTHLIKK INC GTD SR NT FL LLY EXCFAA GED CUSIP FROM 270321A88 8.875% 05/15/19 BIE DM 05)17111 CALLABLE 08128/16 Publication Date: 07/0612016 Client Service Information Eligible Called Call Type Redemption Quantity Quality Price of Call Proceeds 716,000 000 395.000 000 102 2190 Partial 403 765 05- Your Client Advisor: DAN DANIEL SABBA 345 PARK AVENUE, 26184 FLOOR NEW YORK NY 10154-0003 E"099386CSF30 :11 OBAII ROI t Account Number. N46.023804 Go paperless Page IS of 18 IAL ENT CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I DA t,THERN ttz5 'Mud tmell• M [very Yee Sem* 2007 OAL GMT PAT COCOMMUNICATIONS rxenurnaer SDNCGM_00046132 DB-SDNY-0008956 EFTA_00 I5674 I EFTA01289104

Your Account Information Tax Lot Default Disposition M ethod Default Method in Mutual Funds. FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Conant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually. No Electronic Delivery You have not selected any account comm unications for electronic delivery. To register and turn off paper con m unications, log in to your account or contact your Qient Advisor for more inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted. have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WI-IEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfoio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation fa your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts. Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic. polgical, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to annipershing.conbusiness_continuity.Mml for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased. may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial intonation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available anon written request to your introducing firm. Fage16 of 18 I' RA.,son Account Num be; N40023804 Go paperless SOUTHERN tthb N LLC. F I D-ENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Rabid tacelloni Every Van SOSO. 2007 CALLUM RATED COMMUNICATIONS rxenurtraer rear X.rttli= 'Cr "%tr, vv. SDNY_GM_00046133 OB-SDNY-0008957 EFrA_00156742 EFTA01289105

Deutsche Asset & Wealth Management PO, ficw 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) •C Mn, G. Pfa' VMY nManapnera Manias Cwrµf G•CaP Statement Period: 07101/2016 - 07/3112016 Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on ban. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automaticaly convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & POOn. Reproducing and distributing any information received from Standard & Poors is not pennitted without prior written authorization from Standard & Pools. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express a implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible fa any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit (stags should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Callable Bonds Pershing LLC receives the called bond information from several information sources which Pershing believes are reliable. Pershing does not guarantee the accuracy of the information. For callable options that are available to you please contact your Client Advisor. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation Ii) orders for the purchase and sale of securities and other property and (I) any other instructions conceming your account Pershing is not responsible a liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabdriy of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, is sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suriabdity of those transactions, where applicable; the rendering of investment advice. if any, to you and in general. for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (291)413-3333. Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every posstle circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, ukase contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC`). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing Page 17 of 16 Account Kum hr. N4G-023804 I }F1Alt Go paperless 460 Rated Excellent, beefy Von Wow 2'007 SO L THERA DALOAR RATED COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OKIFIDAL1TrIAL rxesturner •••••••ISC •••••••••••••• •••C SDNY_GM_00046134 OB-SDNY-0008958 EFIA_00156743 EFTA01289106

CONFIDENTIAL - PURSUANT TO FED. R CRIIVI P. 6(e) Important Information and Disclosures (continued) The Role of Pershing (continued) provides coverage in excess of SIPC limits. For more detailed information please visit: vrtwrpershing.comfabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includag unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confrmed in writing to further protect your fights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing U.C, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, inckiding the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and ether discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their awad, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wit typically include a ainority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose tin* limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing ULC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action unfit (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact intonation is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; Page IS of 111 Account Number: N46423804 ORAN Ret SOL THERA Go paperless Raced excellent, Ivory Va.. Lace 2007 CALMAR RATEDCOMMUNICATIONS F I DrErriA rxesurtraer SDNY_GM_00046135 OB-SDNY-0008959 EFEk_00156744 EFTA01289107

Deutsche Asset & Wealth Management P.O. Lk* 1776. euluimore. MO2t203 Portfolio at a Glance Account Number: N48-023804 Statement Period: 06/01/2016 -0613072016 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value 2108,801,648.02 $103,284,617.80 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals -1,000,000.00 -3 278.060 93 ST THOMAS VI 00802 Net Securities InlOut of Account 0.00 5,185,557.00 Adjusted Previous Acosunt Value 106,801,648.02 105,192,113.87 Dividends, Intemst and Other Income 211,376.27 1.945.077.81 Total Taxes Withheld -32.90 -5.551.07 Net Other Activity -2.00 -368.00 Your Client Advisor: Net Charlie in Portfolio -3.872.326.69 .4.990,602.91 DANIEL MESA nding Account Value S102 140 662 70 $102 140 662 70 Accrued Interest 5385,573.27 Estim ated Annual Income 33.777.098.34 Asset Summary Prior Year-51d Lad Period This Period % Allocation LSD Cash. Money Funds and Bank Deposits 26,834,143.83 6,608,177.03 5,819,518 40 5.70% LSD Axed Income 20,242,233.86 20,252,405.45 20,267,226.90 19.84% Non.L SD Axed Income 5.198,765.00 3,786,897.50 3117,482 50 3.84% LSD Equities 47,972,851.11 73,490,392.04 69,972,722 90 68.51% Non-U SD Equities 3,038,624.00 2.663.778.00 2.383.712 00 2.31% Account Total (Pie Chart) $103,2114,617.80 $106,801,648.02 3102,140,882.70 100.00% See the Asset Summary Disclosure and Footnotes section for important information regarding your Asset Summary. ONA(.4 .011 r Please review your allocation peroOcaiy wth you' Dlent Athos( Page1019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CON F IDEErriA kat.. B0097716CSF30024 GO NWT less Every Va. Exce llent siva 2007 DAUM* RAT EO COMMUNCATOONS rxerartraer SDNY_GM_00046136 DB-SDNY-0008960 EFTA_00 156745 EFTA01289108

Asset Summary Disclosure and Footnotes Al values are displayed in U.S. dollars based on interbank exchange rates as of C650/2016. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 000 3039 76 -594.392 64 Long•Term Gain/Loss 438 61 1 r89.787 50 -2.720.588.12 Net Galn/Loss 438.81 1,092,827.26 -3,314,980.76 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Babes* Sweep Money Market Fund DEUTSCHE GOVT CASH IN STI. Current Yield. 0.34% Activity Ending. 06/30116 06101/16 Opening Balance 6342.387.78 6.542.387.18 06/01/16 Deposit MONEY FUND PURCFASE 65,78925 6,608,177.03 06/02/16 Withdrawal MONEY FUND REDEMPTION -2.00 6.608.175.03 06/16/16 Deposit MONEY RAO FURCFASE 49,38010 6,657.555.03 06/17/16 Withdrawal MONEY RAO REDEMPTION -1.000.000.00 5.657.555.03 06/24/16 Deposit MONEY FUND FIACFASE 37.059.50 5.694.614.53 06/27(16 Deposit MONEY FUND FURCFASE 26,100.00 5,720,714.53 06/28/16 Deposit MONEY FUND PURCFASE 38,992.00 5,759,706.53 06/30/16 Deposit MONEY FUND NRCI-ASE 3.807.00 5.763.513.53 06130/16 Deposit INCOME REINVEST 1.538.02 5.765.051.55 06130116 Closing Balance $5,765,051.55 Total All Money Market Funds $5,765,051.55 Page 2 of 19 Account Number. N40423804 Rated Caroller. URAL, ROI t Gp paperless Lvery Late 2007 SOUTHERN C5. F I D ENT DALBAR RATEDCOMMUNCATKINS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) IA Cr—jr rxesartraer —1.7= SDNY GM 00046137 DB-SDNY-0008961 EFTA_00 156746 EFTA01289109

Deutsche Asset & Wealth Management PO Boa 1778, 8shimore. M021203 Income and Expense Summary Dividend Income Equities Money Market Other Dividends Interest Income Bond Interest Other Interest Expenses Margin Interest Withholding Taxes Fees(Foreign Securities) Total Dividends, Interest, Income and Expenses Distribudons Alternative Investments Total Distributions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 6.00% of Portfolio Cash Balance Account Activity Quantity Number Ending Money M arket DEUTSCHE GOVT CASH INSTL 06101116 5,765.051 550 MA 06130116 Total Money Market Total Cash, Money Funds, and Bank Deposits 0ruicre Ram P',ni roan masaienan P.net$ COdn774,0.7 Current Period Statement Period: 06/01/2016 • Year-to-Date 06130/2016 Taxable Non Taxable Taxable Non Taxable 95,36625 0.00 907,972.67 0.00 1,538.02 0.00 6,761.26 0.00 75,480.00 0.00 447,980.00 000 38,99210 000 37006019 0.00 0.00 0.00 72,991.68 0.00 0.00 0.00 000 .161 10 •32.90 000 .5.558.07 0.00 0.00 0.00 -250.00 0.00 $211,343.37 $0.00 61,799,957.63 -1181.10 0.00 0.00 000 139.473.21 $0.00 20.00 $0.00 6130,473.21 Opening Balance dose Balance Awued Income Income This Year 31.Day Yield Current Yield 65,78925 6,542,387.78 54,466.85 5.765.051.55 0.00 6.76126 0.30% 0.34% 56,542,387.78 $5,785,051.55 $0.00 $6,761.26 $6,608,177.03 $5,819,518.40 $0.00 $6,761.26 Page 3 of 19 Account Number 646623804 Into,. r,,,, Account paperless SO U TH ERA ttn N LLC. F I DrarIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Mood tscolleria Every ••••• vote Z007 DAUM. RATEOCOMMUNCATIONS rxenurtraer SDNY_GM_00046138 DB-SDNY-0008962 EFTA_00156747 EFTA01289110

Portfolio Holdings (continued) Date ired Quail Umit Cost Adjuged Cod Basis Market Price Market Valve Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield Fixed Ineome 23.00% of Portfolio (In M meaty Dee Sequence) 'Asset Backed Securities WASHINGTON NUT NTG SECS CORP 2004•RA2 I/ TG PASSTHRU CTF CL C-B-1 VAR RATE 6.330% 07/25/33 WE DID 06/01/01 S 8 P Rating Factor. 0.18503068 Effective Date:06101/16 Current Face Vgue: 625.689577 12/13/13'•3.12 1,290,000.000 76.5190 478.76815 84.0220 Onginal Cosl Basis: $638.906.71 525,716 90 Total Asset Backed Securities 8478,768.95 5526,718.90 1,290,000.000 Total Current Face Value : 625,689.577 Corporate Bonds EARTH UNK INC GTO SR NT FULLY EXCHANGED CUSP FROM 270321488 8.875% 05/15/19 BIE DID 05117/11 CALLABLE 07130116 S8 P Rating CCU Security Identifier: 270321AC8 10/22/12 '.3.12 148,000 000 102 4790 149.619.65 102.0000 148,920.00 Original COI Bak 9151,110.00 10/23/12 '.3.12 800.000 000 102 4290 614.572.59 102.0000 612.000.00 Onginal Cod Basis: $819600.00 Total Noncoured 718,000.000 754,192.24 760,920.00 Total 718,000.000 $751,192.24 5760,920.00 FRONTIER COMMUNICATIONS CORP SR NT 8.500% 04115120 WE DTD 04112110 1ST CPR DTE 10/15/10 Moody Rating BA3 S P Rating ES Security Identifier: 35908AAN1 07/06115 3,000,000.000 104 6850 3.140.551.46 106.1250 3.183.750.00 LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM NOTES 'S94%90717735822 9.875% 12/16/21 REG DTD 12/16111 Moody Rating Baal S P Rating BBB 0 nginal Cost Basis. S3 171,006 00 Security Identifier: GIS1SPP48 12104/13 '.3.12 1,500,000.000 106 3790 1,595,690.36 103.1700 1,547,550.00 BARCLAYS BK PLC CONTINGENT CAP NT INK It US06739F1403 7.750% 04/10/23 B/E DTD 0/110113 CALLABLE 01/10118 S8 P Rating BB. Original Cosl Basis: 51.627,50000 Security Identifier: 08739FIIKO 01103/13 '.12.13 300,000.000 100.0000 300.000.00 103.2500 309,750.00 Security Identifier: 939336520 Be0977:CCSF3 ,' . Original Cod Basic 9300,000.00 U8A0 /4011 Account Number: 144G-023801 Go paperless LL 0.F I DAEN T IA L CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SOUTHERN IN 46,917.95 3,190.86 $48,947.95 53,190.68 $0.00 499 65 1.619,69 12.957 50 8.70% -2.572.59 6.656.25 53.250 00 8.70% 4,272.24 8,276.94 88,207.50 -$3,272.24 88,276.94 $86,207.50 43,198.50 53,125.00 255,000.00 8.00% .48,110.36 79,822.92 118,125.00 9.57% 9 750 00 5.16667 23 250 00 7.50% Page < of 19 Rated taconenti Ivory V.A. Lace ZO07 CALMAR RATED COMMUN CATIONS rxciturtraer etrelma a."2=rint la ONta••••••••• SDNY_GM_00046139 OB-SDNY-0008963 EFrA_00 156748 EFTA01289111

Deutsche Asset & Wealth Management PO. Bca 1778. Ballimore, MD 21203 Portfolio Holdings (continued) Date Acquired Clardy Unit Cost Fixed Income (continued) Corporate Bonds (continued) PM ORGAN CHASE & CO DEP SHS REPSTG 1110TH PFD SERI FD TO FLTG RT BO 7.900% 04129/49 WE DTD 01123108 Moody Rating BM3 S P Rating BB& 08115/11 '.1.12 2,500,000.000 107.5000 Adjusted Cost Basis Drolly , e Ram Pow, Wealth Manap-'wat Vineit. Comae, Gopyp Market Price Market Value Statement Period: 0610112016 - 06/30/2016 Unrealized Gain/ Loss Accrued Estimated Estimated Interest Annual Income Yield 09115111 '.3.12 2 500,000 000 107 0000 Total Noncovered 5,000,000.000 Total 5,000,000.000 BANK AMER CORP PERP NON COM ULATIVE DEP SHS FIXED TO FLOAT 8125% 0/130/58 WE DTD 04130108 CALLABLE 05/15/18 Moody Rating BA2 58 P Rating BP 01111)111 2,000,000.000 1027500 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01117182 WE DTD 01117112 CALLABLE 02/01122 0 100.000 Moody Rating BAA1 S 8 P Rating BBB- 01130112'.3.12 3,000,000.000 99 8430 GENERAL SIC CO GTO FXD-TO•FLTG RT NONCUMULATIVE PERPETUAL PREFERRED 4.000% 12103/85 REG DTD 12/03/15 Moody Rating A3 58 P Rating M- 12103115 2.469,000 000 88 0930 Security Identifier: 46825HHA1 2,687,500.00 102.0000 2 550.000 00 •137.50000 32,916.67 197.500.00 7.74% Original Cost Basis: 52,687,500.00 2,675,000.00 102.0000 2 550.000 00 -125.00000 32,916.66 197.500.00 7.74% Original Cost Basis: 52,675,000.00 6,362,600.00 5,100,000.00 ,262,500.00 65,833.33 395,000.00 25,302,500.00 $5,100,000.00 -$262,500.00 565,833.33 $395,000.00 Security Identifier: 060505D T8 2,055,000.00 100.2500 2,005,000 00 •50,00000 20,312.50 162 500 00 8.10% Original Cost Basis: 52055,000.00 Security identifier: I42400FU2 2,995,283.36 110.0000 3,300,000.00 304,716 64 77,604 17 187 500 00 5.68% Original Cost Basis: 52,992,564.97 Security Identifier: 369604BM 1 2,175,016.17 100.0000 2,169,000 00 293,983.83 1,11500 98,760 00 4.00% Original Cost Basis: 52.175.016.17 l)8A11 RCM Account Number:NG-023804 Go paperless c•F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) UTHERN IN Page 5 of 19 Pad [wailer. L very V... Woe, 2007 DAL OAR RATED COMMUNICATIONS extra, NCI ir elatrOnThtri lta rmarmilor= •••••••L•C SDNY_GM_00046140 OB-SDNY-0008964 EFDLOO 156749 EFTA01289112

Portfolio Holdings (continued) Date Acquired Quantity Unit Cosa Fixed Income (continued) Corporate Bonds (continued) 'LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECSISINt0S539439AG12 7.500% 04/27/88 WE DTD 04/07/14 S 8 P Rating EIS Please Provide' 1.903.000.000 N/A CITIGROUP INC FXD RT SR NT PERP DEP RECPT 5.950% 08/15/88 WE DTD 08/12/15 CALLABLE 08/15120 ftl 100 000 Moody Rating BA2 S 8 P Rating BB. 08106/15 3.000.000.000 100 0000 Total Corporate Bonds 22,918,000.000 Adjusted Cost Basis Market Nice Security Identifier: 539439AG4 Please Provide 97.7500 Original Cost Basis: Please Provide Security Identiner: 172987ES Market Valve 1.860.182.50 3.000.006.00 97.4280 2.922.840.00 Original Cost Basis $3,000,006.00 121,388,239.69 123,458,99230 Total Fixed Income Date 'acquired Equities 69.00% of Portfolio Common Stocks M °BREVE NV AM STELVEEN ORD SHS IA010010831061 Dividend Option. Cash 08101/14 800.000 25 0000 ADVERUM BIOTECHNOLOGIES INC COM Dividend Option. Cash 10.000 00 of these shares are in your margin account 04120115 10,000.000 39 8610 AKORN INC COM Dividend Option: Cash 06110115 5.000.000 468410 AUBABA GROUP HLOG LTD SPONSORED ADS IS% tiliS01809W1027 Dividend Option: Cash 06110115 5,000.000 88 9500 ALUANZ SE SPONSADR REPSTG 1110 SUS Dividend Option: Cash 24,208,000.000 Quality Unit Cod 621,887E011.54 $23,984,709.10 Cost Basis Market Price Markel Value Unrealized Gain/ Loss Accrued Interest Estimated Estimated Mnual name Yield N/A 1.189.38 147725.00 7.67% •71.168.00 66.937 50 178.500.00 6.10% 3210,570.41 6382,382.41 $1,657,567.60 1257,518.38 6385,673.27 $1,857,587.50 Unrealized Gain/ Loss Estimated Estimated Mnual Income Yield Security Identifier: M BLY CL SP N51488117 20.000.00 46.1400 Security Identifies: AOVM COSIP 00773L 108 398,606.00 3.1600 Security Identifier AKRX CU SIP. 009728106 231.206.00 28.1850 Security Identifier: BABA CUSP 01609W102 411,749.00 79.5300 Security Identifier: AZSEY CUSP 018805101 36.912.00 31,600.00 112,425 00 397,650.00 Account Num Der. N4G-023804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) FV ON F I DESITIA L SOUTHERN LLC. 16,912.00 .367,006 00 -91.781.00 .47,099.00 Page 6 of 19 Rated taroller4 Lvery Vee, Since 7007 DAL OAR ,TED COMMUNCATIONS rxciumer .17.:=7....... '- '1:==1.7 art= SDNY_GM_00046141 O13-SDNY-00O8965 EFTA_00 1 56750 EFTA01289113

Deutsche Asset & Wealth Management P.O. Box 1778, BaMimorce, M021203 Portfolio Holdings (continued) Date Acquired Omantlly UM Cod Equities (continued) Common Stocks (continued) ALLIANZ SE SPONS AOR REPSTG 1110 MS (continued) 04;13115 5,000.000 APOLLO GLOBAL NOM T LLC CL A SHS Dividend Oplion: Cash 18.0110 03129(11 1. 33 263.157.000 19 0000 APPLE INC COM Dividend Option: Cash 250,000 00 of these shares are in your margin account 10(26(13 3 14.000.000 75 5800 09(05114 124.180.000 98 9500 09105111 3 7.20.0.000 98 9500 0910511/ 18,620.000 98 9500 01111(16 250.000.000 99 0000 Total Covered 411,000.000 Total 411,000.000 ARM PHARMACEUTICALS INC Dividend Option: Cash 02111(12'.13 7.535.000 152090 01121113'.13 9,000.000 198000 Total Noncovered 18,535.000 Total 18,635.000 ASCENA RETAIL GROUP INC CON Dividend Option: Cash 01/16101 70.500 000 BASF SE SPONS AOR ISIN8 LS0552625057 Dividend Option: Cash 04113115 (70.((e Si. 0,00 V000. Manarent MWRISIDevarGtop.p Cost Basis Market Price Market Value Statement Period: 06/01/2016 - 06/30/2016 Unrealized Gain/ Loss Estimated Estimated Annual Income Yield 90,056 00 14.1980 Security Identifier: APO CUSIP 037612306 1.999.983 00 15.1500 Security Identifier: AAPL CUSIP 037833100 1.058.120 50 12.287.615 97 712.110 29 1,812,449 71 21350.006 00 10,850,832.50 95.6000 95.6000 95.6000 95.6000 95.6000 310,850,83350 Security Identifier: ARIA Cli&P 040334100 114.597.10 7 3900 176,100.00 7 3900 290097.10 5290,997.10 Seaffity Identifier: ASNA CUSIP: 013516101 21 2770 1,500.000 00 6 9900 Security Identifier: BASFY CUSIP 055262505 5 000 000 101.6110 BANK OF NEW YORK M ELLON CORP CON Dividend Option: Cash ()PAP 2011 CONFIDENTIAL — PURSUANT TO FED R CRIM. P. 6(e) ONiFIDESMAL SOUTHERN LI.C. 508.056.00 76.2560 Security Identifier: BK CUSIP 064058100 70.990.00 3.986.828.55 1,338,400.19 11,871,607.97 688.319.83 1,780,072 18 23.899.999 83 39,578,100.00 $39,578,400.00 55.683.65 66,510.00 122,193.65 $122,193.65 092.795 00 381,280.00 Account Num ber. N40-023804 Go paperless .19,066 00 .1.013.15415 280.279.69 -116.008.00 •24.12016 -62,377.56 .850.006.17 1,072,231.50 .$1,072,232.60 48,913.75 -109G90.00 -188,80335 -6168,803.75 -1.007.20500 .126176.00 3,059.77 4.31% 342.104.10 8.58% 31.920.00 2.38% 283.130.10 2.38% 16,416.00 2.38% 12,453.60 2.38% 570.000.00 2.38% 943,920.00 5943,910.00 30.00 12.163 55 3.19% Page 7 of 19 IIMW tacelloni (very Vs0 51007 2007 DAL BAR RAT COMPAUNCATIONS rximurmer SDNY_GM_00046142 O13-SDNY-0008966 EF114_00 I 5675 I EFTA01289114

Portfolio Holdings (continued) Dale ired Ottani Unit Cost Equities (continued) Common Stotts (continued) BANK OF NEW YORK II ELIO N CORP CON 06125114 250,000 000 BIOGEN IDEC INC COM Dividend Option: Cash (continued) 36.3060 02114112 '.13 2,095.000 119 5490 CENTIME CORP DEL COM Dividend Option: Cash 09108114 15,550.000 63 6450 DISH NETWORK CORP CL A Dividend Option: Cash 06/10/15 5,000.000 72 9960 FACEBOOK INC CL A Dividend Option: Cash 05117/12 '.13 17,600.000 38.0000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 25.000.000 27 5070 08(05114 24,830.000 23 2530 Total Covered 49,830.000 Total 49,830.000 GENERAL ELECTRIC CO CON Dividend Option: Cash 04123113 '. 13 23.000.000 21.5700 GENERAL M TFtS CO COM Dividend Option: Cash 11118110 ' 10,968.200 36.4010 12109/10 ' 80.536.800 36.8180 Total Nonoovered 97,525.000 Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02/05114 5,000.000 792810 03107/14 3,100.000 79.6120 Total Coveted 8,100.000 Total 8,100.000 Cot Basis Market Price Market Valet Uerealized Gait Loss Estimated Estimated Annual Income Yield 9,076,406.00 38.8500 Security Identifier: BIIB CUSP. 09062X103 250.454.95 241.8200 Security Identifier: CNC CUSP. 151358101 989.679.75 71.3700 Security Identifier: DISH CUSP: 2547011109 364.978.00 52.4000 Security Identifier: RI CUSP: 3030311102 665,000.00 114/800 Security Identifier: FM I CUSP: 350465100 687,663.50 18.6600 577,373.02 18.6600 1,286,038.52 91,266,030.52 Staidly Identifier: GE CUSP: 369604103 496,109.08 31.4800 Security identfiler: GM CUSP: 37045V100 28.3000 28 3000 399,976.16 3,185,969.22 3,586 947.38 03,06,947.38 Security Identifier: GILD CUSP 375558103 396,407 00 83.4200 246,797.00 83.4200 643,204.00 6843,204.00 GLAXOSM ITHKUNE PLC SPONS ADR Security Identifier: GSK 0 widend Opbon Cash CUSP 37733W105 9,712,500.00 506,612.90 1.109.803.50 262,000.00 1,999,900.00 466,500.00 463.327.80 929,82710 $929,827.80 724,040.00 310,966.07 2,448,991.43 2,760,957.60 $2,759,957.50 417.100 00 258,602.00 875,702.00 $675,702.00 Account Number. N4G-023804 Go paperless SO L TH ERN Cti. NJ F I D.-ENT-NAL CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) 636,094.00 256,157.95 120.123.75 •102,97800 1,334,900.00 ,221,163.50 -114.04522 -336,208.72 -63315,208.72 227,930 92 .89,012.09 ,736,977.79 ,826,989.88 -6826,989.88 20.693.00 11,606.00 32,498.00 632,498.00 170.000 00 1.75% $1.00 21,160.00 2.92% 16,702.08 5.37% 131,535.94 5.37% 148,238.00 $148,238.00 9,400.00 2.25% 5,828.00 2.25% 16,228.00 616,228.00 Page 8 of 19 Rated tscolleni Lowy Year Since 2007 DAUM. RATED COMMUMCATIONS rxestmier SDNY_GM_00046143 OB-SDNY-00O8967 EFrA_00 156752 EFTA01289115

Deutsche Asset & Wealth Management PO &a 1776, &Amon% MO21203 Portfolio Holdings (continued) Date Acquired Equities (continued) Common Stocks (continued) Gin XOSM ITH KLINE PLC SPONS ADR (continued) 06/10115 5,000.000 GLOBAL PARTNER ACQUISITION CORP UNIT 1 COM 8 1 WT EXP Dividend Option: Cash 43.0010 215,006.00 43.3400 Security Identifier: GPACU CUSP 37954X204 07130115 ' 2.000 000 10 0000 20.000 00 9.8000 GODADDY INC CL A Dividend Option: Cash Security Identifier: GO DT CUSP 380237107 04101115 700.000 20 0000 14.000 00 31.1900 MATCH GROUP INC CON Dividend Option: Cash Security Identifier: M TCH CUSP 57665R106 11116115 200.000 12 .0000 2.400.00 15.0750 SANGAM 0 BIOSCIENCES INC COM Dividend Option: Cash Security Identifier: SGM 0 CUSP. 800677106 05128113',I 3 50,000.000 8.4410 422.214 00 5.7900 SANTANDER CONSUMER USA SLOGS INC COM Dividend Option: Cash Security Identifier: SC CUSP 8028314101 01123114 1.000.000 24 0000 24.000 00 10.3300 SQUARE INC CL A Dividend Option: Cash Security Identifier: SO CUSP 852234103 11119115 200.000 9.0000 1,800.00 9.0500 TERRAFORM GLOBAL INC CL A Dividend Option: Cash Security Identifier: GLBL CUSP 8810414101 07131115 400.000 14 8300 5.931.84 3.2600 TWITTER INC COM Dividend Option: Cash Security Identifier: TIV TR CUSP 901841102 11107113 1.500000 26 0000 39.000 00 16.9100 VIACOM INC NEW CL 8 Dividend Option: Cash Security Identifier: VIA8 CUSP 92553P201 Qeantity Uilt Cost R•ni Wolin PAnair,tat Mnts tovet•gtO•ap Cost Basis Market Price MIAN V, Markel Valve 216,700 00 19.600.00 21.833.00 3,015.00 289,500.00 10.330.00 1,810.00 1,304.00 25.365.00 Account Number. 1146423801 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 67e; THERA ENO. LI.C. Ni F I DESTITAL Statement Period: 06/01/2016 - 06130/2016 Unrealized Wind Loss 1,694.00 •40000 7.633.00 615.00 -132,714.00 •13.67000 10.00 -4,627.84 -13,035.00 Estimated Estimated Annual Income Yield 11.580.91 5.34% 41000 33.74% Page 9 of 19 Rated 4I.S Envy Year Since 2007 DAL BAR RATED COMMUNICATIONS rxenurmer SDNY_GM_00046144 OB-SDNY-0008968 EFIA_00156753 EFTA01289116

Portfolio Holdings (continued) Dale Appired Quatity Limit Cod Equities (continued) Common Stocks (continued) VIACOM INC NEW CL B (continued) 06110115 5,001000 67.7490 VOLKSWAGEN A G ADR (SPONS) Dividend Option: Cash 04113115 5.000.000 501610 WISDOM TREE IN VTS INC CON Dividend Option: Cash 03131115 15,000.000 21 6110 338,745.00 41.4700 Stonily Identifier: VLKAY CUSP: 928662303 254,306.00 26.7520 Security Identifier: W ETF CUSP: 97717P104 324,157.50 9.7900 207,350.00 133,760.00 146,850.00 .131,395 00 .120.546 00 -177,307.50 8.000.00 91.85 4.800.00 3.85% 0.06% 3.26% Total Common Stocks 188,135,881.92 184,998,834.90 -$3,138,827.02 91,880,788.18 Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTD TR PFD SECS SER 2 CPN - Security Identifier: ALLY PM 8.125% FRED DRILY MATY-0211512040 CALL CUSP. 361860208 ANYTIME 0 25 W130 OATS BEGINS 02/15116 Dividend Option: Cash 02122112'•12 80,000.000 23.5350 1,882,773.60 24.8200 1,985,600.00 10212640 162 500 00 8.18% ROYAL BK SCOTLAND GP PLC WON ADR REPSTG Security Identifier: RBS PRT SER T PFD CPN-7.25% FRED DRILY F'ERP M TY CUSP. 780097713 CALL@ 25 ANY W130 D NOTICE AFTR 12/31/12 Dividend Option: Cash 10124112 '.13 40.000 .000 23 7900 951.600.00 25.2100 1.008.399.99 56.799 99 72.500 00 7.18% 01107113 '.12 40.000 000 24 4400 977.600.00 25.2100 1,008,399.99 30.799 99 72.500 00 7.18% 01114113 '.13 40,000 000 24 8800 995,200.00 252100 1,008,400.02 13,200 02 72,500 00 7.18% Total Noncovered 120,000.000 2,924,400.00 3,025,200,00 100,800.00 217,500.00 Total 120,000.000 $2,924,400.00 $3,025,200.00 1100,800.00 $217 500.00 Total Preferred Stocks $4907,173.80 15,010,800.00 $203,828.40 1380,000.00 Total Equities 172,942,835.52 170,009,834.90 -$2,933,200.62 12,060,786.18 Unaided Estimated Estimated Date Acuired QuaetNY Uoil Cod Cod Basis Market Price Markel Value Gold Loss Mnual Income Yield Exchange-Traded Products 2.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Dividend Option: Cash; Capital Gains Option: Cash 60,000.00 of these shares are in your margin account 12111/13 60,000.000 49 4350 Total Exchange-Traded Products Cod Basis Market Price Markel Value Unrealized Geld Loss Estimated Estimated Mnual Income Yield USAF, VL I Security Identifier: DXJ CUSP. 97717W851 2,966,098.50 38.7800 92,988,098.50 2,326,800.00 02,326,800.00 .639,298 50 -8839,298.50 51,983.40 2.23% 051,983.40 Page 10 010 Account Number N46-023804 Go paperless 4t) Rated [salient, F I DriTnAL SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Ivor, Vsir SOSO, 2007 DAUM. it0 TEO COMMUNICATIONS rxesurnaer ••••••eima --••••••••..flue.•e SDNY_GM_00046145 OB-SDNY-0008969 EFTA_00 56754 EFTA01289117

Deutsche Asset & Wealth Management ea &a 1778, Balmer*, MA 21203 Portfolio Holdings (continued) Drallsev Ram r. .. wean savvernan Maniet$ COMM 00.p Cod Basle Market Value Statement Period: 0610112016 • 06/30/2016 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings 3103,595,410.96 $102,140,662.70 -13,314,980.76 3385,513.27 63,777,098.34 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC') (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noricovered." under the new cost basis reporting rules. and marked or denoted as such. M other securities in this section are securities which are 'covered under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non4ettement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. The cost basis of this security has been provided to us by you or your introducing form and Pershing makes no representation as to the accuracy of this information. g Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. 6 The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over tine and are obtained from sources we believe to be reliable. 12 Pershing has received updated cost basis information. therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. 11 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. OBAS ROLL Account Num be; N46023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I D ENT1A L SOL THERA cr.) KJ Page II of 19 Rated I...1bn' (very Yew Slate 2007 DALBA. RAT CO COMMUNICATIONS rxararnaer nt Tr, • t. =nests.v— vr.v. SDNCGM_00046146 DB-SDNY-0008970 EFTA_00 156755 EFTA01289118

Schedule of Realized Gains and Losses Current Period Date DescriMioe Disposed Date Acquired Designation Disposition Method I Transaction Quantity Proceeds Cost Bads Realized Wet Loss Long Term WASHINGTON MUT NIG S 06124116 004•RA2 MTG PASSTHR11 CIF CL 8-1 VAR RATE 6330% 07125133 Security Identifier: 939338520 12113113 Noncovered'. REPYMT OF PM Original Cost Basis 1 429 30 1.290 000 000 1.867 91 1,429.30 438.61 Total Long Term 1,861.91 1,429.30 438.61 Total Short and Long Term 1,867.91 1,429.30 436.61 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are, therefore, considered enoncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple rued payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect al cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year aid versus any subsequent reports, including your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to property report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and rekance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization. accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of trod income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor n the preparation of your tax returns. 1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this alternation. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaufted to First In, Fist Out (FIFO). Your accounts selected tax lot method wil be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Page 12 of 19 Account Num ber. N4G-023804 Rated Excellent, DOAN 901.1 GO paperless Van 540C. 2007 SOUTHERN C5 NJ DAL OAR RATED COMMUNICATIONS rxesurtraer CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) NJ F I DrifilAL oer.L:7:6=="0..=="'"-= SDNY_GM_00046147 DB-SDNY-0008971 EFTA_00 I 56756 EFTA01289119

Deutsche Asset & Wealth Management Dralsev RIM P.P.,. W,Yn Mair , ryd P.O. Box 1770, BaOmar*. MD 21203 M essages Statement Period: 0610112016 - 06/30/2016 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit produces disclosure document or contact your advisor for additional information. Pursuant to SEC Rule l Ob-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. If Ankle 15 of the EU Securities Financing Transactions Regulation ('SFTR•( is applicable to you, please refer to Ittps://wempershing.corni_global-assetsipdfidisclosures/peneu-article-15-info-strntpdf for access to an information statement disclosing the risks and consequences of delivering non-cash collateral under a relevant collateral arrangement with Pershing I1C (including a margin account). This statement does not amend or supersede the express terms of any transaction, collateral arrangement or otherwise affect your or our liabilities or obligations. Please contact your financial professional if you have any questions. Activity Sum m ary (Alf amounts shown are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Secontles Securities Bought 000 000 000 0.00 -24.75840600 -24.758.40600 Securities Sold 0.00 000 0.00 717.689.76 0.00 717.689 76 Securities Deposited 000 000 0.00 5,185,557.00 0.00 5 165 557 CC Total Securities $0.00 $0.00 30.00 15,903,246.76 -$24,158,408.00 .$18,655.159.24 Dividends and Interest 6211,376.27 60.00 $211,318.27 81,898,515.70 -390,911.10 61,805,604.60 Distributions $0.00 60.00 30.00 14,604,473.21 $0.00 $4,504,473.21 Fees $0.00 •62.00 -62.00 $0.00 -8388.00 -$368.00 'faxes Withheld $0.00 -$32.90 -632.90 $0.00 -65,558.07 -$5.558.07 Cash Withdrawals 0.00 -1.000,000.00 -1,000,000.00 0.00 -11,891,591.92 -11,891,591.92 Deposits 0.00 0.00 0.00 8,613.530.99 0.00 8,613,530.99 Total Cash $0.00 -$1,000,000.00 -$1,000,000.00 18,813,530.99 -811,891,59132 -13,278,080.93 Totals 8211,378.27 -$1,000,034.90 -$788,656.63 $20,917,78636 -$36,748335.09 .$15,829,068.43 Page 13 of 19 Account Number: PM-023804 SOL THEM K1 F I DrErriAeilt RAM[ molls M Every va. since 2007 DAIDAR RATED COMMUNICATIONS MAIM NA Am., "..., "n"..0 rxarturnaer raratrot=" 14.....TIIIIIIIIIIMMOIIMO SDNY_GM_00046148 Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIN1. P. 6(e) OB-SDNY-0008972 EFTA_00 156757 EFTA01289120

Transactions by Type of Activity Process/ Settlement Date Activity Type Desaidtion Dean Price Accrued littered Moult Curren Dividends and Interest 06115116 CASH DIVIDEND RECEIVED 3696040M4 06123116 CASH DIVIDEND RECEIVED GM 06124116 CASH DIVIDEND RECEIVED OM 06/27/16 FOREIGN BOND INTEREST 539439AG4 06/27/16 BOND INTEREST RECEIVED 939336S20 06129/16 CASH DIVIDEND RECEIVED GILD 06130/16 MONEY MARKET FIEND INCOME RECEIVED 233993682 06/30/16 FOREIGN SECURITY DIVIDEND RECEIVED Ft1S PRT 06/30/16 FOREIGN SECURITY DIVIDEND RECEIVED VLKAY GENERAL BIC CO GTD FXD-TO-FLTG RT NON-CUM 6 LATIVE 4.000% 12103165 REG RD 6/14 PO 611 5116 DIV(' 20.0 2169000SHS 97525 SI•RS GENERAL M TRS CO COM RD 06/10 PO 06/23/16 60000 SF RS WISDOM TREE TR JAPAN HEDGED EQUITY PD RD 06/22 PD 06/24/16 1903000 LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISM/ US539439AG42 7.500% 0/127188 WE DTD 04107/14 CLB RD 06/21 PD 06/27/16 1290000 WASHINGTON MLTMTG SECS CORP 2004.12/L2 WIG PASSTFRL. CTF Cl. C-B-1 VAR RATE 6.330% 07125133 WE DTD 06101104 RD 05131 PD 06125116 8100 ShRS GILEAD SCIENCES INC RD 06/16 PO 06/29/16 DELTSCFEGOVT CASF 120000 SF RS ROYAL 8K SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPA -7.25% FRED DRILY PERP II TY CALLA 25 ANY W/30 D NOTICE ARA 12/31112 RD 06115 PD 06/30/16 5000 SFRS VOLKSWAGEN AG ADR(SPONS) RD 06/22 PD 06/30/16 49.38010 37.059.50 26.100.00 35,681.25 3,310.75 3,807.00 1,538.02 54,375.00 124.75 LSO LSD LSD LSD LSO LSD LSD LSO LSD Total Dividends and Interest • U.S. DOLLARS 0.00 211,376.27 Fees 06/01/16 FOREIGN CUSTODY FEE Fgn Safekeeping MAY 2016 CLSIP: G/SI5P-P4.8 -2.00 LSO G1S15PP48 Total Fees - U.S. DOLLARS 0.00 .2.00 Taxes Withheld 06/30/16 FOREIGN TAX WITHHELD AT 5000 SI-RS VOLKSWAGEN AG ADR(SPONS) RD 06/22 PD .32.90 LSO THE SOURCE 06/30/16 VIKAY Total Taxes Withheld • U.S. DOLLARS 0.00 .39.90 Cash Withdrawals and Deposits 06/17/16 FEDERAL FL NOS SENT TD BANK, NA .1.000,000.00 LSO LSD999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.08 .1,001000.00 tlitAtt VOI Account Number. N4G-023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDE1SMAL SOL THEW, LLC. Rsd tacelbrifi beefy Year Since 2007 DALBAR RATED COMMUNCATIONS rxararnaer Page 14 of 19 *Tr. 7: rmI r = SMIY_GM_00048149 DB-SDNY-0008973 EFTA_00I56758 EFTA01289121

CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) Deutsche Asset & Wealth Management P.O. Box 1778, Uhlman, MO 21203 Transactions by Type of Activity (continued) Process! Settlement Dale Activity Type Desaiption Quantity Price Accrued Interest Isre Mn. 00•410 "Malin Mamie-wan Pent% Iowa,. Gto.p Des-b1h4 Mai sewn.% Ac Coto Hann Anne0.16ffiltir New Rn ktt 1011.4 Inn 454.71111.1115178114MS Statement Period: 0610112016 • 06/3012016 I Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Amount Currency 0.00 -788,658.63 USD Secatity Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends GENERAL ELECTRIC CO COM 06120116 07/25116 23.000 000 0.230000 Cash 5.290.00 NACOM INC NEW Ct. B 06115116 07(01116 5.000 000 0 400000 Cash 2.000.00 Total Cash Not Yet Received 87,290.00 Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value 1 to 5 years 3,944,670.00 16% 610 10 years 1,657,300.00 8% I Over 10 yea's 18,182,739.40 76% 0 Total 23,984,709.40 100% Bond Quality Bondi:totality Market Value A 2,469,000.00 BAA 9,947,550.00 BA/Lower 11,568,159.40 Total 23,004,709.40 % of Bond Market Value Percentages of bond market values are rounded to the nearest whole percentage. 11% 41% 48% 100% Percentages of bond market values are rounded to the neatest whole percentage. Page 1$ of 19 Account Number: N4G4123804 SOL THERA F I DrErriA _ tea, Rated Luanne (very Year siva 2007 DAL BAR RATED COMMUNICATDONS rxenurraer MiAll Lek I Go paperless SDNY_GM_00046150 08-SDNY-0008974 EFIA_00 156759 EFTA01289122

Client Service Information Your Client Advisor: DA', DANIEL SABBA Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestm ent Ran: FIRST IN FIRST OUT Default Method far all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account corn m unications for electronic delivery. To register and turn off paper tom m unications, log in to your account or contact your Oient Advisor for mare inform ation. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N/A" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements wit not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain secur ties. including thinly4raded securities. debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price vrill purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subbed to change at any tine, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to vnvw.pershing.conxbusiness_conbnuky.htrril for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, Mduding the time of execution and the name of the person from Page16 of 19 ORM, Roll Account Num be; N46023804 GO paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I DrwriAL SOUTHERN rt., KJ R.I.d [scones bray V... since 2007 DAL OAR RATED COMMUNICATIONS rxesartraer ••C SDNY_GM_00046151 DB-SDNY-0008975 EFTA_OO 156760 EFTA01289123

Deutsche Asset & Wealth Management P.O fica 1776. Skidmore. MO21203 Important Inform ation and Disclosures (continued) Drolly , e Si,, P.,.,', Wealth Ma na Prom Comm, 4,ap Statement Period: 06/01/2016 • 06/30/2016 Reinvestment (conlnuect) whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order bow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confinnatims previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares In your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and singer corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit Transactions converted by agents (such as depositorieslvAll be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts: are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratans should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation lit orders for the purchase and sale of securities and other property and (ii) any other Ostructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or is employees and It does not supervise them. Pershing provides no investment advice nor does it assess the sugability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities Pagel? of 19 Account Kum bet N4G-023804 Rated tacellona ORAN MEAL L Go paperless ERA DALBAR RATED COMMUNCATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) OKIFIDEISITIAL rxammer .1:..:Lron..31t1=.”:""t• SDNY_GM_00046152 OB-SDNY-0006976 EFIA_00 I 56761 EFTA01289124

Important Information and Disclosures (continued) The Role of Pershing (continued) orders; the assessment of the suitability of those transactions, where applicable, the rendering of investment advice, d any, to yo • or the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department AI other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this sta • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. II you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vAmv.pershing.corniaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (includng unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-conlimed in writing to further protect your rights, including your rights under the Secitilies Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department. One Pershing Plaza, Jersey City, New Jersey 07399 Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in cart. including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reasons) for their awatd, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for brining a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration. nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows. Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399 Page is 019 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTIAL Account Number. N46.023804 Go paperless SC L THERA ttoKi Raba Excellent, (vent Vs, Since 2'007 DALBAR RATED COMMUNICATIONS oar .L:74.7=.r...r *t-= weietise —waver., wet mim SDNY_GM_00046153 OB-SDNY-0O08977 EFIA_00156762 EFTA01289125

S✓JL THERA nri CONFIDENTIAL - PURSUANT TO FED. R GRIM. P. 6(e) TERMS AND CONDITIONS TRANSACTIONS • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE OR MARKET AND THE CLEARING FACILITY. IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED ANDIOR SETTLED. OR IF APPLICABLE. OF THE FINANCIAL INDUSTRY REGULATORY AUTHORITY ANO TO ALL APPLICABLE LAWS AND REGULATIONS. • TITLE TO SECURITIES SOLO TO YOU. WHERE PERSHING HAS ACTED AS PRINCIPAL SHALL REMAIN WITH PERSHING UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTIL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFIRMATIONS FOR TRANSACTIONS WHICH DO NOT APPEAR ON YOUR STATEMENT. IF SO, THE TRANSACTIONS WILL APPEAR ON YOUR NEXT PERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE CONSIDERED BY YOU WHEN COMPUTING THE VALUE OF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE IF YOU HAVE WRITTEN OPTIONS WHICH HAVE BEEN EXERCISED. FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT SEGREGATED AND MAY BE USED IN THE CONDUCT OF ITS BUSINESS. DEBIT BALANCES: INTEREST CHARGED ON DEBIT BALANCES PI YOUR ACCOUNT APPEARS ON THE STATEMENT. THE RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST 6 COMPUTED AS DESCRIBED IN MATERIAL PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FINANCIAL INSTITUTION IF YOU DESIRE ADDITIONAL COPES. MARGIN INFORMATION: IF YOU MAINTAIN A MARGIN ACCOUNT. THIS IS A GOWNED STATEMENT OF YOUR GENERAL ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MAINTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD OF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR NSPECTION UPON REQUEST. TAX INFORMATION • AFTER YEAR END. PERSHING IS REQUIRED TO PROVIDE TM INFORMATION TO THE INTERNAL REVENUE SERVICE AND OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVIDE THAT INFORMATION ON THE ANNUAL TM INFORMATION STATEMENT TO YOU; USE THAT STATEMENT TO PREPARE YOUR TM FLINGS. THE TAX STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE YOUR TM RETURNS. • DIVIDENDS. MEREST AND OTHER DISTRIBUTIONS SHOWN ON THIS STATEMENT WERE CLASSIFIED AS TAX/ISLE OR NONTAXABLE BASED ON CERTAIN INFORMATION KNOWN AS OF THE DISTRIBUTION DATE. THIS CA ANSIFICATION IS SUBJECT TO CHANGE AND IS SOLELY INTENDED FOR USE AS GENERAL INFORMATION. • PERSHING DOES NOT PROVIDE TAX INVESTMENT OR LEGAL ADVISORY SERVICES AND NO ONE ASSOCIATED WITH PERSHNG IS AUTHORIZED TO RENDER SUCH ADVICE. DO NOT RELY UPON ANY SUCH ADVICE. IF GIVEN. INVESTORS ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TO DETERMINE THE APPROPRIATE TM TREATMENT OF THEIR BUSINESS. GENERAL INFORMATION • WHENEVER YOU ARE NDEBTED TO PERSHING LLC CPERSH INC') FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND PERSHNG MAY IN ITS DISCRETION AT ANY TIME. WITHOUT TENDER. DEMAND OR NOTICE TO YOU. CLOSE OR REDUCE ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL OR ANY SECURITIES CARRIED IN SUCH ACCOUNTS: ANY BALANCE REMAINING DUE PERSHNG TO BE PROMPTLY PAID BY YOU. • WHENEVER YOU ARE NDEBTED TO PERSHING FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY 8E. WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR UNDER CIRCUMSTANCES WHICH WILL PERMIT THE COMMINGLING THEREOF. WITH OTHER SECURITIES FOR ANY AMOUNT LESS THAN. EQUAL TO OR GREATER THAN YOUR LIABLMES TO PERSHING. BUT NOT UNDER CIRCUMSTANCES FOR AN AMOUNT PROHIBITED BY LAW. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER, SPECIALIST, ODD LOT DEALER. BLOCK POSITIONER. ARBITRAGEUR OR INVESTOR. CONSEQUENTLY. AT THE TIME OF ANY TRANSACTION YOU MAY MAKE. PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY OR COMPLETELY HEDGED. • IF AVERAGE PRICE TRANSACTION IS INDICATED ON THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PRINCIPAL. AGENT OR BOTH. DETAILS AVALABLE UPON REQUEST. • A FINANCIAL STATEMENT OF PERSHING IS AVALABLE FOR YOUR PERSONAL NSPECTION AT PERSHING'S OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST OR YOU CAN VIEW IT ONLINE AT WWW.PERSHING.COM. • FOR BUSINESS CONTINUITY AND ADDITIONAL DISCLOSURES: WWVV.PERSHING.COINDISCLOSURES • THIS STATEMENT SHOULD BE RETARD) FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTING POLICIES DISCLOSURES [REGULATION NMS- RULE 807(AX1H2/T PERSHING SENDS CERTAIN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER-DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADING SESSIONS. CERTAIN OF THESE VENUES PROVIDE PAYMENTS TO PERSHING OR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS OF THE ORDER AND ANY SUBSEQUENT EXECUTION. THE DETAILS OF THESE PAYMENTS AND FEES ARE AVAILABLE UPON WRITTEN REQUEST. PERSHNG RECEIVES PAYMENTS FOR DIRECTING LISTED OPTIONS ORDER FLOW TO CERTAIN OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY MID OPTION ORDERS TO ITS AFFILIATE, BNY MELLON CAPITAL MARKETS. LLC. FOR EXECUTION AS PRINCIPAL COMPENSATION IS GENERALLY IN THE FORM OF A PER OPTION CONTRACT CASH PAYMENT. BEST EXECUTION: NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW, PERSHNG SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE- COUNTER AND EXCHANGE-LISTED SECURITES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECFIED SIZE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BID OR OFFER (N880). ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TO WHICH ORDERS ARE AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS AT PRICES SUPERIOR TO THE N880. PERSHNG ALSO REGULARLY REVIEWS REPORTS FOR QUAUTY OF EXECUTION PURPOSES. F ANY OF THE ABOVE TERMS AND CONOITONS ARE UNACCEPTABLE TO YOU. PLEASE NOTIFY PERS-ING IMEDIATELY IN WRITING BY CERTFED MAIL TOONE PERSHING PLAZA JERSEY CITY. NJ 07399, ATTN' LEGAL DEPT Page 10019 Account Num Del. N4G-023804 pisperless rargyvtrUac*". 2007 F I DA ENT/AL„.....„ RA4lItiag C°MMISICATIONS SDNY_GM_00046154 OB-SDNY-0008978 EFIA_00156763 EFTA01289126

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore, MD 21203 O,.Iu RIM POW,. Wealth mannewn Account Number: N46-023804 Statement Period: 0510112016 -0513112016 Portfolio at a Glance This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value $102,566,621.05 6103,281,617.80 6100 RED HOOK QUARTER B3 Nel Cash Deposits and Withdrawals 010 -2,278160.93 ST THOMAS VI 00802 Nel Securities InlOut of Accounl 0 00 5,185,557.00 Adjusted Previous Account Value 102,566,621.05 101,192,113.87 Dividends, Interest and Other Income 783.038.30 1.733.701.51 Total Taxes Withheld -5,525.17 -5.525.17 Net Other Activity -202.00 -366.00 Your Client Advisor: Net Chan ie in Porlfolio 3.457.715 84 .1.118.276 22 DANIEL SABBA riding Account Value S106 801 648 02 8106,801 648 02 Accrued Interest 8336 39187 Estimated Annual Income S3.788.87414 Asset Summary Prior Year-6d Lag Period Ibis Period % Allocation LSD Cash. Money Funds. and Bank Deposits 26,834,113.83 2,662,826.11 8,608,177.03 6.19% LSD Axed Income 20,212,233.86 20,011,11819 20,252,105.15 18.96% hon.L SD Fixed Income 5,198,785.00 3,771,721.50 3 786,89750 3.55% LSD Equities 47,972,851.11 73,611431.72 73,190,392.04 68.81% hon-LISD Equities 3.038.821.00 2.196.520.00 2.663.778.00 2.49% Account Total (Pie Chart) 1103,211,617.80 $102,566,621.05 6106,80164812 100.00% See the Asset Summary Disclosure and Footnotes secto for important rtforrnation regarding your Asset Summary. DRAB MINI CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) 1 Please review your allocation periudicalty wth your Client Adviser. Page 10 19 B009878TCSF30016 CON F I D(351)ff‘rfisAL Rated Emellonl Every V.A. siva 1.007 DALBAR RATED COMMUNICATIONS xart unser rettne rette..."4 noetee er"=" err-136 •iee SDNY_GM_0004615.5 OB-SDNY-0008979 EFTA_00 156764 EFTA01289127

Asset Summary Disclosure and Footnotes AM values are displayed in U.S. dollars based on interbank exchange rates as of 05/3112016. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-tern, Gain/Loss 3.039 76 3039 76 52.748 00 Long-Term Gain/Loss 652.218.48 1.089.348 89 451.649.51 Net GalnlLoss 655,258.21 1,092,388.65 501,387.51 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Current Yield. 0.28% Activity Ending 05/31/16 04130/16 Opening Balance 2.662.826.11 2.662.826.14 05/03/16 Deposit MONEY FUND PURCHASE 197,498.00 2,860,324.14 05/10116 Deposit MONEY FUND PURCHASE 12,163.55 2,872,187.69 05/13/16 Deposit MONEY FUND FURCFASE 235,980.00 3,108,167.69 05/16/16 Deposit MONEY FUND PURCFASE 3,210,559.77 6.319.027.46 05/11/16 Deposit MONEY FUND PURCHASE 205.576.64 6.524.604.10 05119116 Deposit MONEY FUND FURCFASE 11,139.76 6,536,043.86 05126/16 Deposit MONEY FUND PURCHASE 5,191.96 6,511,238.82 05131116 Deposit INCOME REINVEST 1.118.96 6.542.387 78 05131118 Closing Balance $6,512,381.18 Total All Money Market Funds $6,542,381.78 PILO& 19 Account Num ber. N40-023804 SOUTHERN LLC. Go paperless U SAF, CONFIDENTIAL — PURSUANT T vOt O FED. R. CRIM. P. 6(e) ONFIDENT' IAL Itatad tscolibra (very V... Uwe 2007 DAL BAR RATED COMMUNICATIONS rxarturries SDNY_GM_00046156 DB-SDNY-0008980 EFTPx_00 156765 EFTA01289128

Deutsche Asset & Wealth Management P.O. Boa 1770, Banimore, MD 21203 Income and Expense Summary Dividend Income Equities Money Market Other Dividends Interest Income Bond interest Other Interest Expenses Margin Interest Withholding Taxes Fees(Fomign Securities' Total Dividends, Interest, Income and Expenses Distributions Alternative Investments Total DistrIbutions Portfolio Holdings Opening Date Cash, Money Funds, and Bank Deposits 6.00% of Portfolio Cash Balance Account Activity Quantity Number Ending Money M arket DEUTSCHE GOVT CASH INSTL 04130116 6.542.387 780 NIA 05131116 Total Money Market Total Cash, Money Funds, and Bank Deposits Desist.< Rana Pnwair Wean varagenms Pdaeals Coon., 6,0.1) Current Period Statement Period: 0510112016 • Year-to-Date 05/31/2016 Taxable Non Taxable Taxable Non Taxable 367,884.74 0.00 811,606.42 0.00 1,148.96 0.00 5,213.24 0.00 178,750.00 0.00 371,50010 000 37,098/1 000 331,06819 0.00 32,36664 0.00 72,991.68 0.00 0.00 0.00 0.00 .161 10 .5,525.17 0.00 6.515.17 0.00 -200.00 0.00 -250.00 0.00 $711,523.81 10.00 $1,588,614.26 -1101.10 0.00 65.789.25 000 139.473.21 $0.00 $85,789.25 $0.00 $139,473.21 Opening Balance Closing Balance Accrued Income Income This Year 3I•Day Yield Current Yield 0.00 2,862,826.14 65.789.25 6.542.387.78 0.00 5.22324 0.18% 0.28% $2,862,826.14 $6,542,387.71 $0.00 $5,223.24 $2,862,826.14 00,608,177.03 $0.00 $5,223.24 Page 3 of 19 Account Number: N4G-023804 OBAki ROI Dart ves. siv 2007 SOUTHERN i GOP aperless E; ita.a a DAUM. RATED COMMUNICATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DriTriAL rxarturnser SDNY_GM_00046157 DB-SDNY-0008981 EFTA_00I56766 EFTA01289129

Portfolio Holdings (continued) Date ANL:red Fixed I Geo m e 23.00% of Portfolio (/n Mowery Date Sequence) 'Asset Backed Securities WASHINGTON NUT NIG SECS CORP 2004•RA2 MTG PASSTHRU CTF CL C-B-1 VAR RATE 7.816% 07/25133 WE DTD 06/01/04 S 8 P Rating D Factor. 0.48647867 Effective Date:05102/16 Current Fact Value: 627.557 484 12113113 1.3.I1 1,290,000.000 76 5190 Security Identifier: 939336020 480.198.25 83.9380 Original Cosl Basis: 5838.906.71 526'5920 Total Asset Backed Securities 3400,198.25 0526,759.20 1,290,000.000 Total Current Face Value : 627,557.484 Corporate Bonds EARTHUNK INC GTD SR NT FULLY EXCHANGED Security IdenUffer: 270321AC8 CUSP FROM 270321A86 8.875% 05/15119 WE DTD 05117/11 CALLABLE 06130/16 St P Rating CCC. 10122/12 '.3.12 146,000 000 102 5060 149,659.06 1022500 149,285.00 Original Coq Basis: $151,110.00 10/23/12'•3.12 600.000 000 102 4510 614.703.12 1022500 613400.00 Original Cost Basic 3619,500.00 Total Honoured 740,000.000 764,360.16 762,765.00 Total 746,000.000 1784,362.10 3762,705.00 FRONTIER COMMUNICATIONS CORP Security Identifier: 3590SAAH1 SR NT 6.500% 04/15/20 WE DTD 0412/10 1ST CPN DTE 10/15/10 Moody Rating BA3 S P Rating BO 07106/15 3,000,004.000 104 7750 3,143,237.06 105.8150 3,176,250.00 Original Coal Ban's' 53,171,006.00 LLOYDS TSB BK PLC EURO ISSUE MEDIUM Security Identifier: G4S1SPP48 TERM NOTES ISMS VS0717735622 9.875% 12/18121 REG DTD 12/16111 Moody Rating Baal S P Rating BBB 12104/13 '•3.12 1,500,000.000 106A560 1,596,837.57 104.0760 1,561,140.00 Original Cod Basis: 51627,500.00 BARCLAYS BK PLC CONTINGENT CAP NT Security 'dentin er: 0($739FHKO ISN US06739FF KO3 7.750% 04/10/23 B/E 010 04/10/13 CALLABLE 04/10/18 St P Rating BB. 04/03/13 '.12.13 300,000.000 1001000 300.000.00 106.0000 318,000 00 Ouaatlty Unit Cod Adjusted Cott Basis Market Price Markel Valve Unrealized Gala/ Lots Accrued Interest Estimated Estimated Annual Income Yield 04'0,e7,7CSF' , l)fent, Le,. I Original Coal Basis' 5300,000 00 46,560.95 3,983.18 $48,580.05 33,903.16 00.00 -374.06 575.89 12,957.50 6.67% -1.203.12 2,366.67 53,250.00 8.67% -1,57718 2,942.56 66,207.50 -$1,571.16 62,942.56 $66,207.50 33,012.94 32,583.33 255,000.00 8.02% -35.697.57 67.479 17 148,125.00 9.48% 18,000 00 3,293.75 23,250.00 7.31% Page 4 of 19 Account Number: N40423804 kilted excellenti Go paperless NFIDENTIA SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R CRINA P. 6(e) (very Year Sante 2007 DAL BAR RATED COMMUNCATIONS I %CIL L •••••••utt nommen.... Wet NIC SDNY_GM_00046158 OB-SDNY-0008982 EFT:4_00156767 EFTA01289130

Deutsche Asset & Wealth Management 0c0 1770, BaNamara, MD 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) PM ORGAN CHASE & CO DEP SHS REPSTG 1/10Th PFD SER 1 FIXED TO FUG RT BD 1.900% 04129149 WE DTD 01123108 Moody Rating BM3 S P Rating BBB- 06/15111 '.3.12 2,500,000.000 107.5000 2,887,500.00 102.2500 2,658,250.00 Original Cost Basis: 52,687,500.00 06115111 ' . 3.12 2.500,00t000 107.0000 2,675,000.00 102.2500 2,556,250.00 Original Cost Boris: 52,675,000.00 Total Noncovered 5,000,000.000 5,362,500.00 5,112,500.00 Total 5,000,000.000 $5,362,500.00 55,112,500.00 BANK AMER CORP PERP NON COM ULATIVE DEP SHS FRIED TO FLOAT 8 125% 04130158 BIE DTD 04130108 CALLABLE 05115118 Moody Rating BA2 S8 P Rating BB4 Security Identifier: 060505DT0 01410111 2.000,000 000 102 7500 2,055,000 00 101 0000 2,020,000.00 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01117162 WE DTD 01117112 CALLABLE02401122 Q 100.000 Moody Rating BAA1 S8 P Rating BBB- Original Cost Basis 52.055.000 00 Security Identifier: 042400FU2 01130112 '.3.12 3,000,000.000 99 8410 2,995,224.73 110 5000 3,315,000.00 GENERAL ELEC CO GTD FXD-TO-FLTG RT NONCUMULATIVE PERPETUAL FREFERREO 4.000% 12103165 REG 010 12/03415 Moody Rating A3 S P Rating M- Original Cost Bass 52992.564 97 Security Identifier: 369604BM 4 12103115 ' 2,469,000.000 88 0930 2,175,016.17 97.6250 2,410,361.25 Adjusted Cost Basis Dralsi, e Ram Pon. Wean Manarrat Vinett. Corerw4,t,p Market Puce Markel Value Statement Period: 0510112016 - 05/31/2016 Unrealized Gain/ Loss leaned Interest Estimated Estimated Annual Income Yield Security Identifier: 46625HHA1 L,,:090787CSF31:,1, VBAS XVI I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Original Cost Basis: 52,175,016.17 .131.250.00 16,458.34 197.500.00 7.72% .118,750.00 16,158.33 197.500.00 7.72% -250,000.00 32,916.67 395,000.00 4250,000.00 $32,016.67 5395,000.00 •35,00000 7,222 22 16250000 8.04% 319,775 27 62,500.00 187 500 00 5.85% 235,345 08 45,539 33 98,760.00 4.09% Page 5 of 19 Account Number: N4G423804 SOUTHERN Go paperless Railed Caroller. bran, V... vac. 2002 F I DASTriA OAaamt RATED COmenumaCaTsOrd exclaimer .7r.t.tro..117==.' SDNY_GM_00046159 DB-SDNY-0008983 EFTA_00156768 EFTA01289131

Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) 5LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISIN 5,539439AG42 7.500% 04/27/88 BIE DTD 04/07/14 S 8 P Rating BEI. Please Provide' 1.903.000.000 N/A CITIGROUP INC FXD RT SR NT PERP DEP RECPT 5.950% 08/15/88 WE DTO 08/12/15 CALLABLE 08/15120 0 100 000 Moody Rating BA2 S 8 P Rating 084 08/06/15 3.000.000.000 100 0000 Total Corporate Bonds 22,918,000.000 Adjusted Cost Basis Market Price Security Identifier: $39439AG4 Reese Provide 100.2500 Original Cost Basis: Please Provide Security Identifier: 1729872S 3,000,006.00 97.6250 Original Cost Basis: 53,000,006.00 $21,392,183.71 Total Fixed Income Date aired 24,208,000.000 Quaid Unit CoM $21,872,381.96 Cost Basis Market Price Markel Value 1.907.757.50 2.928.750 00 223,512,643.26 $24,039,302.95 Market Value Unrealized Gala! Los Accrued Interest Estimated Estimated Mnual Income Yield N/A 25,373.33 142.725 00 7.48% •71,256.00 52,558.33 178,500.00 6.09% $212,602.54 $332,408.69 11,657,562.50 $259,163.49 $336,391.87 $1,657,567.50 Unrealized Gain/ Loss Estimated Estimated Mnual Income Yield Equities 69.00% of Portfolio Common Stocks M OBILEYE NV AM STELVEEN ORD SHS 15114N10010831061 Dividend Option: Cash 08101/11 800.000 25 0000 ADVERUM BIOTECHNOLOGIES INC COM Dividend Option: Cash 10,000.00 of these shares are in your margin account 04120/15 10,000.000 39.8610 AKORN INC COM Dividend Option: Cash 06110/15 5.000.000 46 8410 AUBABA GROUP HLDG LTD SPONSORED ADS l9k*LS01609W1027 Dividend Option: Cash 06110115 5.000.000 88 9500 ALUANZ SE SPONSADR REPSTG 1/10 SHS Dividend Option: Cash ()KAM von Security Identifier: M BLY CL SI P N51488117 20.000 00 37.9700 Security Identifier: ADVM CLSIP 0077311108 398.606.00 4.5200 Security Identifier: AKRX CUSP: 009728106 234.206.00 29.8900 Security Identifier: BABA CUSP: 01609W102 444,749.00 82.0000 Security Identifier: AZSEY CUSP. 018805101 Account Number. N4G-023804 30.376 00 45.200.00 149.45000 410.000 00 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHERN FJMjN NF IDAENTIAi_ 10,37600 ,353,406.00 -84.756.09 .34,749.00 Page 6 of 19 Rated tacelbrdi tvwy Sinew 2'007 DALBAR RATED COMMUNICAtIONS rxentrwer SONY GM00046160 DB-S6NY:0008984 EFTA_DO 156769 EFTA01289132

Deutsche Asset & Wealth Management P.O. Bow 1778, Skidmore. MO21203 Portfolio Holdings (continued) Date Acquired Omantity Vail Cost Equities (continua) Com mon Stooks (continued) ALLIANZ SE SPONS AOR REPSTG 1110 MS (continued) 04113115 5,000.000 18.0110 APOLLO GLOBAL N GM T LLC CL A VI 5 Dividend Oplion: Cash 03/29/11 '.13 263.157.000 APPLE INC COM Dividend Option: Cash 250,000.00 of these shales ale in your margin account 10126/13 3 14000.000 75.5800 09105114 121.180.000 98 9500 09105114 3 7.200.000 98 9500 09/05/14 1 18,620.000 98.9500 01111116 250,000.000 99.0000 Total Covered 411,000.000 Total 411,000.000 ARVID PHARM ACEUTICALS IN C Dividend Option: Cash 02/11/12 '.13 7.535.000 151090 01124/13 '.13 9,000.000 19 6000 Total Noncovered 18,636.000 Total 18,636.000 ASCENA RETAIL GROUP INC CON Dividend Option: Cash 01/16/01 70,500.006 BASF SE SPONS MIR ISMS U 50552625057 Dividend Oplion: Cash 04113116 Dryllyet Min/0.4911P9Int MlinletS CeverVe 49.p Market Value Cost Basis Market Price Statement Period: 05/01/2016 - 05/31/2016 Unrealized Gain/ Loss Estimated Estimated Annual Income Yield 90,056 00 16.3310 Security Identifier: APO CUSIP: 037612306 19 0000 4.999.983.00 16.4200 Security IdentIller. AAPL CUSP 037833100 1,058,120.50 12,287,615.97 712,440.29 1,842,449.14 24,750,006.00 40,860,832.60 640,850,632.50 99.8600 99.8600 99.8600 99.8600 99.8600 Security Identifier: ARIA CUSP. 04033A100 114.597 40 8.8500 176,100.00 8.8500 290,097.40 6290,997.40 Security Identifier: ASIA CUSP: 01351G101 21 2770 1,500,000 00 7.2200 Security Identifier: BASF/ CUSP 055262505 5.000.000 It 1 6110 BANK OF NEW YORK M PION CORP COM Dividend Option: Cash MIAMI V, 9 508,056.00 772930 Security Identifier: BK CUSP 064058100 81,855.00 4,321,037.91 1,398,04020 12.400,61417 718,991.82 1,859,393 39 24,964,999.82 11,342,040.00 641,312,040.00 66,684.75 79,650.00 116,331.76 6118,331.75 509,010 00 386,165.00 .8.401.00 •678.915.06 339,919.70 112,998.80 6,551.53 16,943.65 211,993.82 8110107.10 $891,407.60 .47,912.65 -96,750.00 -111,682.66 -0141,882.66 -990.990 00 ,121,591.00 3,059.77 3.74% 342,104.10 7.91% 31,920.00 2.28% 283.130.40 228% 16,416.00 2.28% 12,453.60 2.28% 570.000.00 2.28% 943,920.00 6943,910.00 60.00 12.163.55 3.11% Page 7 ofifi Account Number: N46423804 F I DriTriA Go paperless ekr natal [sangria SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) (very V••• Sawa, 2007 DAL BAR RAT ED COMMUNCATIONS IXCILLIFNer retriZtt===r 1= r-seaL.c ••• ••••••••, 'sync SDNY_GM_00046161 OB-SDNY-0008985 EFIA_00156770 EFTA01289133

Portfolio Holdings (continued) Date ired Equities (continued) Common Stocks (continued) BANK OF NEW YORK MELLON CORP CON 06125114 250,000 000 BIOGEN IDEC INC COM Dividend Option: Cash 02114112 *.i3 CEN NNE CORP DEL COM Dividend Option: Cash 0910811/ DISH NETWORK CORP CL A Dividend Option: Cash 06110115 FACEBOOK INC CL A Dividend Option: Cash 05/17/12 '.13 Ousith liait Cod Cod Bads Market Price Markel Value Unrealized Gainlloss Estimated Estimated Annual Income Yield (continued) 36.3060 2,095,000 119 5490 15,558000 63 6450 5,000.000 72 9960 17,500.000 38.0000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 08105114 Total Covered Total 49,830.000 GENERAL ELECTRIC CO CON Dividend Option: Cash 04123113'.13 GENERAL II IRS CO COM Dividend Option: Cash 11118/10 • 12109/10 Total Noncovered Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105/14 03107114 Total Covered Total 8,100.000 GLAXOSM 1THKUNE PLC WOWS ADR Dividend Option: Cash 25,000.000 24,830.000 49,830.000 27 5070 23 2530 9,076,40610 42.0600 Security Identifier: BIIB CUSP. 09062%103 250.454,95 289.7300 Security Identifier: CNC CUSP: 151358101 989.679 75 62.3500 Security Identifier: DISH CUSP 2547011109 361.978.00 19.9000 Security Identifier: ED CUSP: 3030311102 665,000.00 118.8100 Security Ida tiller: FM I CUSP: 350465100 687.663.50 18.8500 577,373.02 18.8500 1,286,038.52 10,515,000.00 606,984.35 969,542 50 219,500.00 2,079,175.00 171,250.00 468,045.50 939,295.60 1,438,594.00 356,529.40 -20.137.25 ,115,478.00 1,414,175.00 -216,413.50 -109,32752 -326,741.02 170.000 00 1,61% 23,000.000 21.5700 10,988.200 86.536.800 97,525.000 36.4010 308100 31,206,030.52 Security Identifier: GE CUSP:368604103 496,109.08 302300 Security Identifier: GM CUSP: 370453100 399,978.16 312800 3,185,969.22 312800 3,585 947.38 $3,685,947.38 Security identifier: GILD CUSP. 375558103 87.0600 87.0600 3931,295.50 695,290.00 343,710.90 2,706,871.10 3,050,582.00 025,741.02 199,180 92 -56,26726 ,479,098.12 ,536,365.38 $0.00 21,160.00 3.04% 16,702.06 4.85% 131,53514 4.85% 148,238.00 5,000.000 3,100.000 8,100.000 79 2810 79 6120 396,107.00 246,797.00 643,204.00 $643,204.00 Security Identifier: GSK CUSP. 37733W105 $3,050,682.00 435,300.00 269.88680 705,186.00 3705,180.00 l)8At1 MOIL Account Number: N40423804 GO paperless CONFIDENTIAL — PURSUANT TO FED. R CRINI, P. 67.,""ERZON F I DAMSMAL -3535,385.38 38,893.00 23,089.00 61,982.00 $61,982.00 $148,238.00 8400.00 2.15% 5.828.00 2.15% 15,228.00 $15,228.00 Page 8 019 k.I.d [atelier, Lowy Slate 2007 DALOAR RATED COMMUNICATDONS rxclarnaer SDNY_GM_00046162 OB-SDNY-0008986 EFrA_00 156771 EFTA01289134

Deutsche Asset & Wealth Management P.O. Box 1778, BaMimorce, M021203 Portfolio Holdings (continued) Dale Acquired Equities (continued) Common Stocks (continued) GLA XOSM ITH KLINE PLC SPONS ADR (continued) 06110115 5,000.000 GLOBAL PARTNER ACQUISITION CORP UNIT 1 COM 81 WT EXP Dividend Option: Cash 43.0010 215,006.00 42.3700 Security Identifier: GPACU CUSP. 37954X204 07130115 ' 2.000.000 10 0000 20.000 00 10.0000 CHAIM INC CL A Dividend Option: Cash Security Identifier: GO DY CUSIP 380237107 04101115 700.000 20 0000 14.000 00 32.5300 MATCH GROUP INC CON Dividend Option: Cash Security Identifier: M TCH CUSIP 57665R106 11116115 200.000 12.0000 2.400.00 11.0000 SANGAN 0 BIOSCIENCES INC COM Dividend Option: Cash Security Identifier: SGM 0 CUSIP :800677106 05128113 .013 50.000.000 8.4440 422.214.00 6.9000 SANTANDER CONSUMER USA HLDGS INC CON Dividend Option: Cash Security Identifier: SC CUSP 80283M101 01123114 1.000.000 24 0000 24.000 00 12.8600 SQUARE INC CL A Dividend Option: Cash Security Identifier: SQ CUSP 852234103 11119115 200.000 9.0000 1,800.00 9.5300 TERRAFORM GLOBAL INC CL A Dividend Option: Cash kalrily Identifier: GM CUSIP 8810411101 07131115 400.000 14 8300 5,931.84 2 7800 TWITTER INC COM Dividend Option: Cash Security Identifier: TIV TR CL SP: 901841102 11107113 1.500 000 26.0000 39.000 00 15.2200 VIACOM INC NEW CL 13 Dividend Option: Cash Security Identifier: VIA8 CUSIP 92553P201 Qeantity Unit Cost Drat,' •c Mn, Fon. Vosalinmamp—wrat Minns Caro N7 G•CLP Cost Basis Market Price Market Value VSAI1 CONFIDENTIAL — PURSUANT T SOUTHERN LLC. O FED. R CRIM. P. 6(e) ON FIDESITIAL 211,850.00 20.00000 22.771.00 2,800.00 345.000 00 12.860 00 1,906.00 1,112.00 22.830 00 Account Number. N40-023804 Go paperless Statement Period: 05/01/2016 - 05/31/2016 Unrealized Gain! Loss Estimated Estimated Annual Income Yield •3,156.00 ' ' 580 91 54651 0.00 8.771.00 400.00 •77,21400 •11.14000 106.00 -4,819 81 410.00 39.56% .16,170.00 Pape 9 of 19 tocelle beefy Yee. Slate 2007 DAUM. RA T CD COMMUNCATIONS rxerarnser :7.1:7"...=.".= • .-a-gist •—•-•..........-i- SIONV_GM_00046163 DB-SDNY-0008987 EFTA_00156'772 EFTA01289135

Portfolio Holdings (continued) Date ired Quaid Belt Cod Cost Bads Market Price Markel Wee Unrealized Gals/ Loss Estimated Estimated Annual Income Yield Equities (continued) Common Stocks (continued) VIACOM INC NEW CL B (continued) 06110115 5,000.000 67.7490 VOLKSWAGEN A G ADR (SPONS) Dividend Option: Cash 04113115 5,000.000 50.8610 WISDOM TREE IN VTS INC CON Dividend Option: Cash 03131115 15,000.000 21.6110 338,745.00 44.3700 Security Identifier: VLKAY CUSP: 928662303 254,306.00 30.8930 Security identifier: WETF CUSP: 97717P104 324.157.50 12.4000 221550.00 154,465.00 186.000.00 •116,89500 •99,841.00 -138.157 50 8.000.00 90.87 4.800.00 3.60% 0.05% 2.58% Total Common Stocks $66,135.661.92 $68,435,568.04 $299,906.12 $1580,786.20 Preferred Stocks (Listed by expiration date) GM AC CAP TR I GTD TR PFD SECS SER 2 CPN• Security Identifier: ALLY PRA 8.125% FRED ORLY MATY-0211512040 CALL CUSP 361860208 ANYTIME 0 25 W130 DAYS BEGINS 02115116 Dividend Option: Cash 02122/12'.1/ 80,000.000 23.5350 1,882,773.60 25 0450 2,003,600.00 120,826 40 162500.00 8.11% ROYAL BK SCOTLAND GP PLC WON ADR REPSTG Security Identifier: RBS PRT SER T PFD C114.7.25% FRED DRILY P'ERP M TY CUSP 780097713 CALLO 25 MY W130 D NOTICE AFTR 12/31/12 Dividend Option: Cash 10124112 '.13 40.000 000 23 7900 951.600.00 25.6800 1.027.199.99 75.599 99 72.50010 7.05% 01107113 '.13 40.000 000 24 4400 977.600.00 25.6800 1,027,199.99 49,599 99 72.500.00 7.05% 01114113 '.13 40000 000 24 8800 995,200.00 25.6800 1,027,20002 32,0002 72,500.00 7.05% Total Noncovered 120,000.000 2,924,400.00 3,081,600.00 167,200.00 217,600.00 Total 120,000.000 $2,924,400.00 $3,081,800.00 $157,200.00 $217,500.00 Total Preferred Stocks $4,807,173.60 $5,085,200.00 1278,026.40 $380,000.00 Total Equities 172,912,836.52 $73,620,768.04 $577,932.52 12,060,785.20 Unrealized Estimated Estimated Date Acquired Quaid Uoit Cod Cod Bads Market Price Markel Value Gale/ Loss Annual Income Yield Exchange-Traded Products 2.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Dividend Option: Cash; Capital Gains Option: Cash 60,000.00 of these shares are in your margin account 12111113 60.000 000 49.4350 Total Exchange-Traded Products Security Identifier: DXJ CUSP. 97717W851 2.966.098.50 43.8900 $2,966,098.50 DRAB 9011 SOL THERA ttri LLC. F ID-Ea/1AL N CONFIDENTIAL — PURSUANT TO FED. R P. 6(e) 2,633,400.00 $2,633,400.00 ,332,698.50 -$332,698.50 45,298.20 1.72% $46,208.20 Page 10 or 19 Account Num beg N46023804 Go paperless natal tarns (very Vs.Sista 2007 DAUM. RATE000MMUNICATIONS rxems NCI =" D= C SDNY_GM_00046164 OB-SDNY-0008988 EFTA_001 56773 EFTA01289136

Deutsche Asset & Wealth Management PO 00‘ 1778. !wore MD 21203 Portfolio Holdings (continued) DraIsev Ram PonleVhaikniAvvienalt I/VIM Cedrate 6,0.p Cod Basis Market Value Statement Period: 0510112016 • 05/3112016 Unrealized Accrued Estimated Gain/ Loss Interest Annual Income Total Portfolio Holdings 3104,389,493.01 $106,801,648.02 3504,397.51 3336,391.87 33,768,814.14 Footnotes • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (RIRC.') (incorporating amendments enacted by P.L.110-343. the Emergency Economic Stabilization Act of 2008) and are. therefore, considered "noncovered." under the new cost basis reporting rules. and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment cian (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firrn and Pershing makes no representation as to the accuracy of this information. I Unrealized gains and losses are not reported for securities for vAtich cost basis or market value is not available. f The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over tine and are obtained from sources we believe to be reliable. 11 Pershing has received updated cost basis information. therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. n The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number: N48-023804 OftAkl ROLL Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SOUTHERN vBNAkUJvAL F I DraTIAL Page114019 Rabid tacellorigi Event Yea. Since 2007 DAL BAR MUD COMMUMCATIONS rxenurner SDNY_GM_00046165 DB-SDNY-0008989 EFTA_00156774 EFTA01289137

Schedule of Realized Gains and Losses Current Period Description Date Disposed Date Acquired Designation Disposition Method 1 Transadion Quantify Proceeds Cort Basis Realized Cale/ Loss Short Term SITED NE LANDSCAPE SU Ohl Security Identifier: 82982L103 05/16116 05112/16 Covered Versus Purchase / Sal 400.000 11,439.76 8.400.00 3.039.76 Total Short Term 11,439.76 8,100.00 3,039.76 Long Term ALLY FINL INC FIX TO 05/16116 02103/12 Roncovered"3 Firrt In Rat Out 1 REDEMPTION 46.600 000 1,165,000.00 903,217.51 261.782 49 .50% FREO•OTRLY CALLABLE O. 25. Original Cost Basis: 927.973.16 000N A OTRLY BASIS AFTER 0511 Security Identifier 02005N308 05/16116 02/09/12 ttoncovered"3 First In Fug Out 1 REDEMPTION 80,000.000 2,000,000.00 1,610,000.00 390,000.00 Original Cost Basis 1.652.500.00 Total 126.600.000 3,165,000.00 2.513.217.51 651.782.49 WASFINGTON MUT re 5 05/24116 12/13/13 Noncovered" REPYMT OF PRA 1.290.000.000 1.856.78 1.420.79 435.99 004.RA2 MTG PASSDiRt CTF CL C,- Original Cost Basis: 1,420.79 6.1 VAR RATE 7.616% 07/25133 Security Identifier: 939336620 Total Long Term 3,166,856.78 2,511,638.30 652,I18.48 Total Short and Long Term 3,178,296.54 2,523,038.30 655,258.21 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC"1 (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered *noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their sappficable date(sr at which they are subject to the cost basis reporting rules and the adjusted basis %trill be reported to the IRS on form 1099-19 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1. 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. liaAti ROI I Account Nu@ Der. N46-023804 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERA LLC. ONFIDENTIAL SOL Page 12 of 19 Raid Lacell•nri Event V... Late 2007 DAL BAR RATED COMMUNCA TONS f XORLINC7 raltro.r.tre, SDNY_GM_00046166 DB-SDNY-0008990 EFTA_00 156775 EFTA01289138

Deutsche Asset & Wealth Management PO ficp 1776, Ssluimore. M021203 Drat,' •c Mn, Fon. Wolin a.t Manias CedriteG.CLP Statement Period: 05/0112016 • 05/31/2016 Schedule of Realized Gains and Losses Current Period (continued) Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 109943 or online displays you may have available to you. Wien you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shal not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary inconect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. I The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax4ot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account vri1 be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-8. M essa es Although a money market mutual hind seeks to preserve the value of your investment at 31 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Pursuant to SEC Rule lob-10(b)(1) confirmations are not sent for purchases into money market mutual hinds processed on the sweep platform Account Number: N4G423804 , • . Go paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOUTHERN IN F I ID-EN-NAL Page 13019 Rated excelent, Lven. Yew Loa 2007 DAL OAR RATIO COMMUNICATIONS rxesturner ontL, 'Car -*.= a—an. —a...a,. SDNY_GM_00046167 OB-SDNY-0008991 EFIA_00156776 EFTA01289139

Activity Summary (All amounts shown are in base currency) Credits This Period Debits This Period Net This Period Oedits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Bought 0 00 -8.400 00 .8,400 00 000 .24.758.406 00 -24.756.406.00 Securities Sold II 439 76 0 00 11,439 76 717,689 76 0 00 717,689.76 Securities Deposited 0 00 0 00 0.00 5.185.557 00 0 00 5,185,557.00 Total Securities $11,439.76 .18,400.00 $3,039.76 $5,903,246.76 ,624,758,406.00 ,618,855,159.24 Dividends and Interest $717,249.05 $0.00 6717,249.05 $1,685,139.43 -$90,911.10 61,594,228.33 Distributions $3,230,789.25 WOO $3,230,789.25 $4,504,473.21 $0.00 $4,504,473.21 Fees $0.00 .1202.00 .6202.00 $0.00 .6365.00 .6365.00 Taxes Withheld $0.00 -$5,525.17 -$5,525.17 WOO 45,525.17 -$5,525.17 Cash Withdrawals 0 00 0 00 0 00 0.00 -10.891,591.92 -10,891.59192 Deposits 0 00 0 00 0.00 8,613,530.99 000 8,613,530.99 Total Cash $0.00 $0.00 $0.00 $8,613,530.99 -$10,891,591.92 -$2,278,080.93 Totals $3,959,476.06 -614,127.17 $3,945,350.89 $20,706,390.39 -$35,746,800.19 .$15,040,409.80 Transactions by Type of Activity Process/ Trade! Settlement Transaction Date Date Activity Type Securities Bought and Sold 05113/16 NAME CHANGED ADVM 05113/16 NAME CHANGED 05337G107 05/17/16 05112116 PURCHASED SITE 05/19/16 05116116 SOLD SITE Description Quality ADVERUM BIOTECFNOLOGIES INC COM AVALANCHE BIOTECFNOLOGIES INC IOC EFF 051121161 OLD/1 CU 00773U100 ADVERUM B1OTECFNOLOGIES INC SITEONE LANDSCAPE SUPPLY INC COM PROSPECTUS LACIERSEPARATECOVER SITEONE LANDSCAPE SUPPLY INC COM UNSOLICITED ORDER AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 10,000 000 .10.000 000 400.000 .400.000 Total Securities Bought and Sold • U.S. DOLLARS DIWdends and Interest 05/02/16 CASt. DIVIDEND RECEIVED 46625F hAl 05109/16 FOREIGN SECURITY DIVIDEND RECEIVED BASFY "ORGAN CHASE 8 CO DEP SHS REPSTG 1110TH PFD SER 7 900% 04129/49 WE RD 01129 PD 0030/16 DIV PAID AT 3950 5000000 5000 SF RS BASF SE POI% S ADR ISIN# U S0552825057 RD 04129 PD 05/09116 DEMO Rol SOUTHERN LLC. rn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) NFIDEst AL Price Accrsed Interest Mount Currency 0.00 6 SO 0.00 USD 21.0000 .8.400.00 USD 28.7400 11.439.76 LSD 0.00 3,039.76 197,500 00 LSD 16.792 60 LSO Page 144019 Account Number. N4G-023804 Go paperless Rated Envy Van' M 2007 DAL OAR MUD COMMUNCA TIONS FXCIIIFNCI •—tasi.c —4-na ..viv SDNY GM 00046168 DB-SDNY-0008992 EFTA_00 156777 EFTA01289140

Deutsche Asset & Wealth Management P.O. Eke 1778, &Alma*, MO 21203 Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Adivit T Dewi ion Quantit Price Accrued Interest Amami Carree Dividends and Interest (continued) 05112116 CASH DIVIDEND RECEIVED 164000 SHRS APPLE INC COM RD 05109 PD 05112116 93.480 00 USD MPL 05112116 CASH DIVIDEND RECEIVED 250000 SHRS APPLE INC COM RD 05109 FO 05112/16 142.500 00 USD MPL 05113116 FOREIGN SECIATY DIVIDEND 5000 SHRSALLIAAZ SE SPONSADR REPSTG 1/10 SHS RD 4,155.89 USD RECEIVED 05104 PO 05113/16 AZSEY 05113116 CASH DIVIDEND RECEIVED 250000 SHRS BANK OF NEW YORK MELLON CORP COM RD 42,50000 USD BK 05103 PD 05113/16 05116116 CASH DIVIDEND RECEIVED 126600 SH RS ALLY ANL INC FIX TO FLT DIV-8.50% 01005A 308 FREQ-QTRLY CALLABLE a 25.00 ON A QTRLY BASIS AFTER 0511512016 RD 05101 PD 05/16/16 05116116 CASH DIVIDEND RECEIVED BANK AMER CORP PERP NON COMULATIVE DEP SHS FIXED D60505DT8 TO FLOAT 8.125% 04/30158 WE RD 05/13 PO 05/16/16 DIV PAID AT 40.625 2000000 05/16116 BONO INTEREST RECEIVED 746000 EARTF LINK INC GTO SR NT FULLY EXCHANGED 27032 IAC6 CUSP FROM 270321A988875% 05/15/19 WEDTD 05117111 CL8 RD 05113 PD 05/15116 05116116 BO NO INTEREST RECEIVED 80000 SH RS GMAC CAP TR I GTD TR PFD SECS SER 2 CFN• ALLY PRA 8.125% FRED DRILY MATY•0211512040 CALL ANYTIME a 25 W/30 DAYS BEGINS 02/15116 RD 05113 PD 05116116 05125116 BOND INTEREST RECEIVED 1290000 WASHINGTON MIA MTG SECS CORP 2004•RA2 939336S20 MTG PASSTHRU CTF CL C-8.1 VAR RATE 7 616% 07/25133 WE DTD 06/01/04 RD 04/213 PO 05/25/16 05125116 CASH DIVIDEND RECEIVED 15000 SHRS WISDOMTREE IN VTS INC COM RD 05111 PD WETF 05125116 05131(16 MONEY MARKET FUND DEUTSCHE GOVT CASH INCOME RECEIVED 233993682 Total Dividends and Interest- U.S. DOLLARS Dr...We NM POnlevenanmannunna Vbfiel •rm Statement Period: 05/01/2016 - 05/31/2016 67,256.25 USD 81,250 00 USD 33,103.75 USD 32.36664 USO 3,994.96 USD 1.200 00 USD 1,14896 USD 08A8 DOI I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDESMAL SOUTHERN LLC. Account Number. N4G-023804 Go paperless 1.00 711,241.1$ Page IS 019 Rated tecedlene Lyon, Vast Snow 2007 DALOAR RATEOCOMMUNCATOONS rxeturtraer er a rratreltrernen ta t trpoleeneelre SSD SDNY_GM_00046169 DB-SDNY-0008993 EFTA_00156778 EFTA01289141

Transactions by Type of Activity (continued) Process/ Tradel Settlement Transaction Date Date Activity Type Description Oman Price Accrued littered Mount Curren Distributions 05/16/16 SECURITY REDEEMED 02005k306 05/31/16 PARTNERSHIP DISTRIBUTION APO ALLY FINL INC FIX TO FLT DIV-8.50% FRECI-OTRLY CALLABLE (I 2500 ON A OTRLY BASS AFTER 05/1512016 263157 SI-RS APOLLO GLOBAL MGM T LLC CL A SHSPD 05/20 PO 05/31116 -125.600.000 3.165.000 00 65,789.25 USD USO Total Distributions • U.S. DOLLARS 0.00 3,230,789.25 Fees 05/02/16 FORSCH CUS1ODY FEE Fun Safekeeping APR 2016 CU SIP G4S15P-P4-8 .2.00 USO G1S15PP48 05/09/16 FEE ON FORBGN DIVIDEND 5000 SI- RS BASF % SADA S ADR ISISIL S0552625057 RD -200.00 USD WITHHELD AT THE SOURCE 04/29 PD 05109116 BASET Total Fees - U.S. DOLLARS 0.00 .202.00 Taxes Withheld 05/09/16 FORBGN TAX WITHHELD AT 5000 SHRS BASF SE SPONS ADR ISINIU S0552625057 RD -.429.05 LSD THE SOURCE 01129 PD 05/09116 8WY 05/13/16 FOREIGN TAX WITHHELD AT 5000 SHRSALLIANZ SE SPONSADR REPSTG 1110 PS RD .1.096.12 USO THE SOURCE 05104 PD 05113/16 AZSEY Total Taxes Withheld • U.S. DOLLARS 0.00 .5,525.1? Total Value of Transactions 0.00 3,916,360.89 USD The price and quantity displayed may have been rounded. Bond Maturity Schedule Bond Maturity Market Value t to 5 years 3.939.035 00 6 to 10 years 1,879,110.00 Over 10 years 18221.127.95 Total 21,039,302.95 % of Bond Markel Value 16% 8% 76% 100% CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I ID-Ea/1AL Account Number. N4G-023804 OftAkl ROLL GO paperless SOUTHERN cke,KI Percentages of bond market values are rounded to the nearest whole percentage. Page 16 of 19 Rated tacelloni (very Yew Slate 2007 DAL OAR RATED COMMUNICATIONS N)l4LLNNCR SDNY_GM_00046170 DB-SDNY-0008994 EFTA_OO 156779 EFTA01289142

Deutsche Asset & Wealth Management PO Boa 1778, Ballimore, MD 21203 Bond Quality Drolly •e Mn, F,,,.', We a In. Manap-narr Mines CoderageGtoip Bond Duality Market Value % of Bond Merkel Value A 2A10,361 25 10% • BAA 9,988,640.00 12% • 9A/Loner 11,640,301.70 teii Total 24,039,302.96 110% Client Service Information Statement Period: 0510112016 • 05/31/2016 Percentages of bond market values are rounded to the nearest whole percentage. Your Client Advisor: DA DANIEL SA994 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Stocks in a Dividend Reinvestment Ran: FAST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You have not selected any account communications for electronic delivery To register and turn off paper communications, log in to your account or contact your Client Advisor for more information. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis. including short positions, at the close of the statement pericid. The =Met prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked WA' and are omitted from the Total THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shovm in this statement may not necessarily Fage17 of 19 Account Number N4G.023804 Plated [notion' tenit Go paperless ", ;fit ' OAK naT ED /CrOALIUN CATIONS L THERA cti F I DrwriAL---- rxenower CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) SDNY_GM_00046171 OB-SDNY-0008995 EFTA_00156780 EFTA01289143

Important Information and Disclosures (continued) Pricing (continued) be available for investment due to unsettles transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable: however. pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements TNI not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly4raded securities, debt securities in default, securities that do not have a valid pricing source, and certain thirdparty structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and WA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to www.pershing.comfbusiness_continuity.htrri for specific details as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You wil not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order now. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confimiations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself cr others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Pools. Reproducing and distributing any information received from Standard & Pools is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, cc for the results of using such content Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Page 18 of 19 Account Number N4G-023804 Rated E.. — Go paperless ,* trwy Year Since 2007 nttatrOmv•M''..reirOserieore= L THEM CO LI.C. AL Ft` " jag Et' C°MMUNCADONS var. tan as neat. wet mot CONFIDENTIAL — PURSUANT TO FED. R ORIM. P. 6(e) NJ F I DA SDNY_GM_00046172 OB-SDNY-0008996 EFrA_00156781 EFTA01289144

Deutsche Asset & Wealth Management ficw 1778, Bahimore, MD 21203 Important Inform ation and Disclosures (continued) Minale,ent Statement Period: 05/01/2016 - 05/31/2016 The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no imestment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws. regulations and rules which apply to it regarding its own operations and the supervision of your account. its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable; the rendering of investment advice. if any. to you and in eneral for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at . Al other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the fast page of this statemen • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possbe circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would bke additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit vompershing.corniabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights, including your tights under the Securities Investor Protection Act. • Your financial organization's con • an be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399 Errors and Omissions excepted. Important Arbitration Disclosures • AU parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally Mal and binding; a partys ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award. unless. n an eligible case. a joint request for an explained decision has been submitted by alt parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicafty include a minority of arbitrators who were a are afNiated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed. and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shalt not constitute a waiver of any rights under this agreement except to the extent slated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DAENTIAL Account Number. 1446.023804 ItA 11 ROI Go paperless L THERA re:" KJ Paps 19019 Rated Excellent, beery Vest Unto 2007 DAL OAR RAT COMMUNICATOONS extiarmer .1-41,- 1-7==.fitrarira Va.. 'AC ramose IS wit OM SDNY_GM_00046173 OB-SDNY-0008997 EFIA_00156782 EFTA01289145

Deutsche Asset & Wealth Management P.O. Boa 1776, Saliimore. MO2t203 SOUTHERN FINANCIAL LLC 6100 RED HOOK QUARTER B3 ST THOMAS VI 00802 Your Client Advisor: DANIEL SABBA 0i.elu Si,,, Pow, Wealth Manar -terd hent% CORtatt Gw.p Portfolio at a Glance Beginning Account Value het Cash Deposits and Withdrawals het Securities inlOut of Account Adjusted Previous Account Value Dividends. Interest and Other Income et Other Activity het Chan t e in Portfolio ncling Account Value Accrued Interest Est[m wed Annual Income Account Num ber: N4G-023804 Statement Period: 04101i2016 - 04/3012016 This Period $108,083,235.12 0.00 0.00 108,013,236.82 153,161 00 -127.00 -5.669.618.77 Year-to-Date 1103,281,617.80 -2.278,060.93 5,185,557.00 106,192,113.87 950.663.21 -161.00 .1 575 992 06 5102.566 621.05 6102,566,621.05 Asset Summary Prior Year-6d Lad Period This Period % Allocation LSD Cash. Money Funds. and Bank Deposits 26,834,143.83 2,509,792.11 2,662,826.11 2.60% LSD Axed Income 20,242,233.86 19,812,993.44 20.014,11819 19.51% h on.l. SD Axed Income 5,196,765.00 3,776,869.70 3,774,721.50 3.68% LSD Equities 47,972,851.11 79.271,118.54 73,618,131.72 71.78% Non.LISD Equities 3.038.621.00 2,652,432.00 2,496,520.00 2.43% Account Total (Pie Chart) 6103,211,817.80 1108,083,235.12 6102,566,821.06 100.00% See the Asset Summary Disclosure and Footnotes section for important eiformation regarding your Asset Statutory. r CONFIDENTIAL — PURSUANT TO FED. R CRIIVI. P. 6(e) 50098 ESSESF 3 0 EIS CON F I EreA s rnAL $305,536.16 $4.061.016.85 Please review your allocation perodcally wth you' Stern Adv4or. Pap1016 Ram Dams Every V.A. Siva 2007 CAESAR RATED COMMUNICATIONS rxememer Paw. tat ••••••• es mow. wa,c SDNY_GM_00046174 DB-SDNY-0008998 EFTA_00156783 EFTA01289146

Asset Summary Disclosure and Footnotes Al values are displayed in U.S. dollars based on interbank exchange rates as of 0430/2016 Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 0.00 0.00 -1.620056.10 Long•Term Gam/Loss 433.34 437.130.41 -662.845.24 Net Galnlloss 433.34 437,130.41 4,282,901.34 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negatrve interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest yrill be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the Mute and based on our normal interest rate setting arrangements, begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Desalptioe Amount Salaam Sweep Money Market Fund DEUTSCHE GOVT CASH IN STl. Current Yield: 0.29% Activity Ending: 04129116 04101116 Opening Sabra 2,455,417.14 2,455,417.14 04101/16 Deposit MONEY FUND PURCFASE 54,375.00 2,509,792.14 04104116 Deposit MONEY FUND PURCFASE 1,998.00 2,511,790.14 04106116 Withdraws MONEY FUND REDEMPTION -100.00 2,511.690.14 04112/16 Depotit MONEY FUND PURCFASE 11,625.00 2,523,315.14 04115116 Depotit MONEY FUND PURCFASE 6,101.83 2,529,422.97 04118/16 Depoit MONEY FUND RARCFASE 127,500.00 2,656,922.97 04128/16 Deposit MONEY FL ND RACFASE 5,290.00 2,662,212.97 04129/16 Deposit IkCOM E REIN VEST 613.17 2,662,826.14 04129116 Closing Balance 32,662,626.14 Total All Money Market Funds 32,662,826.14 Page 2 of 18 Account Number: N4G423804 01,01MCSF30 OBAS MOI t SOL THERA F I DriSiTiA Go paperless e tacellerigi (very veer Since 2007 CALMAR RATED COMMUNICATIONS rxerturnaer CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) SDNY_GM_00046176 DB-SDNY-0008999 EFTA_00 156784 EFTA01289147

Deutsche Asset & Wealth Management P.O Box 1778, Bahimore. MD 21203 Dray et Ponle Wolin PAnno,nt rares t_ r Income and Expense Summary Current Period Statement Period: 04/0112016 • YeaMo-Date 0113012016 Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 13,42213 0.00 444721 68 0.00 Money Market 613.17 0.00 4.074,28 0.00 Other Dividends 0.00 0.00 93.750 00 000 Interest Income Bond Interest 139,125.00 100 293.969 38 0.00 Other Interest 0.00 0.00 40.625 04 0.00 Expenses Margin Interest 0.00 0.00 0.00 -161.10 Fees(Foreign Securdiest .25.00 0.00 50.00 0.00 Total Dividends, Interest, Income and Expenses 9153,1313.00 10.00 6877,090.38 -9161.10 Distributions Alternative Investments 0.00 0.00 0.00 73,683 96 Total Distributions 90.00 80.00 40.00 173,883.96 Portfolio Holdings Account Activity Opening Date Quantity Number dilig Opening Balance Clots's, Balance Acaued Income 'none llis Year 31-Day Yield Current Yield Cash, Money Funds, and Bank Deposits 3.00% of Portfolio En Cash Balance Money Market DEUTSCHE GOVT CASH INSTL 04101116 2,882,826.110 MA 0/129/16 54 375 00 2455 417.14 0.00 2,882,820.11 19.66 1,07128 0.29% 0.29% Total li oney Market 12,455,417.14 12,562,826.11 $19.66 11,074.21 Total Cash, Money Funds, and Bank Deposits 12,509,792.11 12,882,828.11 $19.66 81,071.21 D!PBNCSF3 ,. Account Number: N4G•023804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. p 6: LTHERN F I DrSITTAL Page 3 of 18 Rated taconenti [may Voa. Lace 2007 DAUM. MUD COMMUNICATIONS r xesi Le NCR oast SDNY_GM_00046176 OB-SDNY-0009000 EFrA_00156785 EFTA01289148

Portfolio Holdings (continued) Cale Arei.tred Fixed Income 23.00% of Portfolio (In Maiuriry Dee Sequence) lAsset Backed Securities WASHINGTON NUT MTG SECS CORP 2004-RA2 MTG PASSTHRU CTF CL C-B-1 VAR RATE 0.000% 07/25/33 WE DTD 06/0110/ S 8 P Rating D Factor. 0.48791804 Effective Date:04101116 Current Face Value: 629.414 272 12/13/13'•3.12 1,290,000.000 76.5190 Ouaatfv Usit Cost Adjusted Cost Buis Market Price Markel Value Unrealized Gain/ Loss Acaued Interest Estimated Estimated Annual Income Yield Total Asset Backed Securities 1,290,000.000 Total Current Face Value : 629,414.272 Corporate Bonds EARTHUNK INC GTD SR NT FULLY EXCHANGED CUSP FROM 210321A198 8.875% 05/15119 WE DID 05117111 CALLABLE 05115/16 58 P Rating CCC• 10/22/12 %Li: 146,000 000 102 5330 10/23/12 '•3.12 600.000 000 102 4720 Total Noncoveted 740,000.000 Total 748,000.000 FRONTIER COM M UNICATIONS CORP SR KT 8.500% 04115720 WE DID 04112/10 1ST CPK DTE 10/15/10 Moody Rating BA3 S P Rating 98- 07/06115 3,000,000.000 104 8640 LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM NOTES 'Ski YS0717735822 9.875% 12/18121 REG 010 12/18111 Moody Rating Bal 58 P Rating BBB 12/04/13 '.3.12 1,500,000.000 108.5320 BARCLAYS BK PLC CONTINGENT CAP NT ISK LS06739Fh KO3 7.750% 04110123 WE DID 04110/13 CALLABLE 04/10118 88 P Rating BRA 04103/13 '.12.13 300,000.000 100.0000 B0090IMCSF!' 1 Security Identifier: 939336520 481.619.04 83.8070 Original Cosl Basis; $638.906.71 8481,619.04 Searlty Identifier: 270321AC6 149,697.73 102.1250 Onginal Cod Bait 5151,110.00 614.831.19 102.1250 Original Cast Basis: $619,500.00 764,628.92 $784,628.12 Security Identifier: 35906AAH1 3,145,906.89 105.7500 Original Cosl Basis. 53,171,006 00 Security Identifier: GISISPP48 1,597,976.79 104.6150 Original Cosl Basic S1,627,500.00 Security Identifier: 06739FHK0 300.000.00 106.2250 Onginal Cost Basis: 5300,000.00 1)8A11 M(>1.1 527,49322 $627,493.22 149,102.50 612,750.00 701,652.50 8701,852.50 3,172,500.00 1,569,225.00 318,675 00 45,874.18 $46,874.18 595 23 -2.081.19 -2,876.42 -82,876.42 26,593.11 .28,751.79 18,675.00 0.00 80.00 80.00 5.938 85 12.957 50 8.69% 24.406 25 53.250 00 8.69% 30,345.10 06,207.50 $30,345.10 $86,207.50 10,625.00 255,000.00 8.03% 55,135.42 148,125.00 9.43% 1,291.67 23,250.00 7.29% Page 4 of 18 Account Number. 144G-023804 F I DriTriA Go paperless i t ; Rabid Email. nil SOL THERN CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) (very Year Sams 24:107 DAL BAR RAT ED COMMUNCATIONS rxesartraer Oar. LAC meat IS SDNY_GM_OOO46177 OB-SDNY-0009001 EFDLOO 156786 EFTA01289149

Deutsche Asset & Wealth Management P.O. Box 1778, BaMimore, MO 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) PM ORGAN CHASE & CO DEP SHS REPSTG 1110TH PFD SER 1 FIXED TO CLIO RT BD 7.900% 04129/49 B/E DTD 04123108 Moody Rating BAA3 S P Rating BBB- 06115111 t 3.12 2300.000.000 107.5000 Adjusted Cost Basis d.uw•e ram 0 0.0 V07.11i M.0 0 .0 • , Mmetts .. ,.rate G•n0 Market Price Markel Value Statement Period:04/01/2016 - 04/30/2016 Unrealized Gain/ toss Accrued Estimated Estimated Interest Annual Income Yield 06(15(11 '.3,12 2 500,000 000 107 0000 Total Noncovered 5,000,000.000 Total 5,000,000.000 BANK AMER CORP PERP NON COM ULATIVE DEP SFS FIXED TO FLOAT 8.125% 04130158 B/E DTD 04130108 CALLABLE 05/15/18 Moody Rating BA2 S8 P Rating BB4 01110111 t 3.12 2.000,000100 102 7500 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01(17/62 B/E DTD 01117112 CALLABLE 02/01122 Q 100.000 Moody Rating BAAI S8 P rating BBB- 01130112 *-3-12 3,000,000.000 99 8390 GENERAL ELEC CO GTD FXD•TO•FLTG RT 0 N -CL MULATIVE FERFETL AL PREFERRED 4.000% 12103/65 REG DID 12103115 Moody Rating A3 58 P Rating M- 12103(15' 2,469,000.000 88 0930 Security Identifier: 46625HHA1 2.687.500.00 100.5630 Original Cost Basis: 52,687,500.00 2,615,000.00 100.5630 Original Cost Basis: 52.675.00000 6,362,600.00 $5,362,500.00 Security Identifier: 060505D T8 2,055,000.00 98.2500 Original Cost Basis: $2,055,000.00 Security Identifier: 1142400FU2 2,995,166 41 109 7000 Original Cost Bass 52.992.564 97 Security Identifier: 369604BM 4 2,175,016.17 95.8130 Original Cost Basis: $2.175.016.17 Account Number. N4G-023804 a '01770 7707000 700y Vs. Sante 2007 SO Th ERA ON Forsisr.., A CALMAR RATED COMMUNCATIONS rxen. unser CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) 2.514,075.00 2,514,075.00 5,018,150.00 $5,018,150.00 1,965,000 00 3,291,000 00 2,365,622 97 -173,425.00 -160.925.00 -334,350.00 -$334,350.00 •90,000.00 295,833.59 190,606 80 0.00 197.500.00 7.85% 0.00 197.500.00 7.85% 0.00 395,000.00 $0.00 9195,000.00 74,479.17 46,354.17 37,035 00 162,500.00 8.26% 187,500.00 5.69% 98,760.00 4.17% Page 5 of 18 Go paperless ••••••••.L44 —••••••••-•.-44 404 SDNY_GM_00046178 OB-SDNY-0009002 EFrA_00156787 EFTA01289150

Portfolio Holdings (continued) Date Acquired Quaality Unit Cog Fixed interne (continued) Corporate Bonds (continued) 'LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS ISIAtUS539439AG42 7.500% 04/27/88 WE DTD 04/07/14 St P Rating BB• Please Provide' 1.903.004.000 N/A CITIGROUP INC FXD RT SR NT PERP DEP RECPT 5150% 08/15/88 B1E DM 08/12/15 CALLABLE 08/15120 ftt 100.000 Moody Rating BA2 S8 P Rating BB. 08/06/15 3.000.000.000 100 0000 3.000.006.00 Original Coss Ba $3 Total Corporate Bonds 821,398,101.18 22,918,000.000 Total Fixed Income 821,877,720.22 24,208,000.000 Date A uired Ouletit Unit Cost Cost Basis Equities 72.00% of Portfolio Common Stocks M °BREVE NY AM STELYEEN ORD 511$ 169410.0010831061 Dividend Option: Cash 08101/14 800.000 25.0000 AKORN INC COM Dividend Option: Cash 06110/15 5.000.000 46.8410 AUBABA GROUP HLDG LTD SPONSORED ADS ISA SO160%1/1027 Dividend Option': Cash 06110/15 5,000.000 ALUANZ SE SPONS ADR REPSTG 1110 SI1S Dividend Option: Cash 04113/15 5,000.000 APOLLO GLOBAL M GM T LLC CL A SHS Dividend Option Cash 03/29/11 '.13 Adjusted Cost Basis Market Nice Markel Valve Unrealized Gala/ Loss Accrued Interest Estimated Estimated Annual Income Yield Security Identifier: 539439AG4 Please Provide 99.1500 Original Cost Basis: Pease Provide Security Identifier: 172987ES 88 9500 18.0110 263.157.000 19 0000 l)Pikit Vol I CONFIDENTIAL - PURSUANT TO FED. R CRINI P. 6(e) 96.7500 000 006 00 Market Price 1.886.824.50 2.902.500.00 $23,261,349.97 823,788,843.19 Market Value N/A 13.083 13 142.725.00 7.56% .97.506 00 37,187.50 178.500.00 6.14% -821,675.71 6305,638.18 $1,657,567.50 824,298.47 8305,638.18 81,857,587.50 Umeslized Gals/ Loss Estimated Estimated Annual Income Yield Security Identifier: M BLY CLSP A51488117 20.00000 38.1500 Security Identifier: AKRX CUSP. 009728106 234.206.00 25.4500 Security Identifier: BABA CUSP. 01609W102 444,749.00 76.9400 Security Identifier: AZSEY CUSP: 018805101 90.056.00 16.9800 Security Identifier: APO CUSP: 037612306 4.999.983.00 16.9100 30,520.00 127.250.00 384.700 00 84,900.00 4.449.984.87 10,520.00 •106,95600 -60,049.00 -5.156.00 -549.998.13 2,959.81 3.48% 363.156.66 8.16% Page 6 of 18 Account Number N4G-023804 Rated excellent djo paperless teen 2°°7 SOL TM ERN NJ NJ F I D TAL ., =MINED COMMUNICATIONS --makwenn SDNY_GM_00046179 OB-SDNY-0009003 EFTA_00156788 EFTA01289151

PO Do. 1776, Baltirn<.re. ND 217(3 Portfolio Holdings (continued) Dale Acquired Quantity WM Cod Equities (continued) Common Stocks (continued) APPLE INC COM Dividend Option: Cash 250.000 00 of these shares are in your margin account 10128113 3 14,000.000 75.5800 1.058.120 50 93.7400 1.312.360 19 09105114 124.180.000 98 9500 12.287.615 97 93.7400 11,640,633.17 09105114 3 7.204.000 98 9500 712.440 29 93.7400 674,927 83 09105114 3 18.620 000 98 9500 1,842,449 74 93 7400 1.745.438 98 01111116 250.000.000 99.0000 24.750,006 00 93.7400 23.434,999 83 Total Covered 114,000.000 40,650,632.50 38,808,360.00 Total 414,000.000 640,850,632.60 330,808,360.00 ARIAD PHARMACEUTICALS INC Security Identifier: ARIA Dividend Option: Cash CUSP: 04033A100 02114/12'• 33 7.535.000 01124113 9,000 000 Total Noncoveted 16,535.000 Total 16,636.000 ASCENA RETAIL GROUP INC COM Dividend Option Cash 01/16101 '. 3 70.500 000 AVALANCHE BIOTECHNOLOGIES INC COM Dividend Option: Cash 10.000 00 of these shares are in your margin account 04/20115 10,000.000 39.8610 BASF SE SPONSADR ISINOL 50552625057 Dividend Option: Cash 04/13/15 5.000.000 101.6110 BANK OF NEW YORK M ELLON CORP COM Dividend Option: Cash hManale,tnt Cost Basis Market Price Security Identifier: AAPL CUSP. 037833100 Market Value UNA,' ROI I 15 2090 19 6000 114.597.40 7.1800 176.400 00 7.1800 290,997 40 6290,997.40 Security Identifier: ASNA CUSP 043516101 21 2770 1.500.000 00 8.8100 Security Identifier: AAVL CUSP 053376107 398.606 00 5.6400 Security Identifier: BASFY CUSP 055262505 508.056 00 82 6370 Security Identifier: BK CUSP 064058100 Account Num ber. N4G-023804 54.101 30 64.620 00 118,721.30 $114721.30 621.105 00 56.400.00 413,185 00 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERM LLC. ONFIDESMAL SOU Statement Period:04/01/2016-04/30/2016 Unrealized Win/ Loss 254.239.69 446.982.80 .37,512 46 -97410 76 •1.315,006.17 4,042,272.60 -61,042,272.60 -60.496.10 -111.78000 -172,276.10 -9171,076.10 -878.89500 -342,206 00 -94,87100 Estimated Estimated Annual Income Yield 31,920.00 2.43% 283.130.40 2.43% 16,416.00 2.43% 42.453 60 2.43% 570.000.00 2.43% 943,920.00 8943,900.00 60.00 11,564.11 2.79% Page 7 of 16 Rated tacellera L very V.. Slate 2007 DAL BAR RATED COMMUNCATIONS rxesurnaer SDNY_GM_00046180 DB-SDNY-0009004 EFTA_00 156789 EFTA01289152

Portfolio Holdings (continued) Date ••sired Equities (continued) Common Stocks (continued) BANK OF NEW YORK MELLON CORP COM 06125114 254000.000 BIOGEN ID EC INC COM Dividend Option: Cash 02114112 '.13 CENTENE CORP DEL COM Dividend Option: Cash 09108114 DISH NETWORK CORP CL A Dividend Option: Cash 06110115 FACEBOOK INC CL A Dividend Option: Cash 05/17112 Quiet Deft Cosi Cost Buis Market Price Markel Value Unrealized Gain/ Loss Estimated Estimated Annual Income Yield (continued) 36.3060 2,095.000 119 5490 15,550.000 63 6450 5,000.000 72 9960 17,500.000 381000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 08105114 Total Covered Total 40,830.000 GENERAL ELECTRIC CO CON Dividend Option: Cash 04123113'.13 GENERAL M TRS CO COM Dividend Option: Cash 11118110 ' 12109/10 Total Noncovered Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02/05/14 03107114 Total Covered Total 8,100.000 GLAXOSMITHKUNE PLC SPONS ADR Dividend Option: Cash 25,000.000 24,830.000 40,830.000 27.5070 23 2530 9,076,406.00 40.2400 Security Identifier: Bile CL SR 09062%103 250.454.95 274.9900 Security Identifier: CNC CUSP. 151358101 989.679.75 61.9600 Security Identifier: DISH CUSP 2547011109 364.978.00 49.2900 Security Identifier: FS CUSP: 3030311102 665.000.00 117.5800 Security Identifier: FM I CUSP: 350465100 687,663.50 15.9500 577,373.02 15.9500 1,206,030.52 10,060,000.00 576,104.05 963.470.00 246,450.00 2,057,650.00 398.750.00 396,038.50 794,788.50 983,594.00 325,849.10 -26.201.75 .118,528.00 1,392,650.00 .288,913.50 -181,334.52 -470,248.02 170.000 00 1,68% 23,000.000 21.5700 10,988.200 86.536.800 97,525.000 36.4010 36 8160 11,205,030.52 Severity Identifier: GE CUSP 369604103 496,109.08 30.7500 Security identifler: GM CUSP: 37045Y100 31.8000 31.8000 399,978.16 3,185,969.22 3,585 947.38 5794,788.50 707,250.00 349,424.77 2,751,870.23 3,101,295.00 4470,248.02 211,140.92 -50,553.39 -434,09899 484,852.38 $5.00 21,180.00 2.99% 1470298 4.77% 131,535.94 4.77% 148,238.00 5,000.000 3,100.000 8,100.000 79 2810 79 6120 $3,585,947,38 Security Identifier: GILD CUSP: 375558103 882100 882100 396,407.00 246,797.00 643,204.00 9043,204.00 Security Identifier: GSK CUSP'. 37133W105 Dewy 'It'll CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) $3,101,295.00 441,050.00 273,451.00 714,501.00 $714,501.00 4484,662.38 44,643.00 28,654.00 71,297.00 $71,297.00 $148,238.00 9,400.00 2.13% 5,828.00 2.13% 15,220.00 $15,228.00 Page 8 of 18 Account Number: N4G423804 SOUTHERN GO paperieSS Va.' Slat* 2007 Il k listed tscollonil F I DAE_NTIA L gtgreag.... won UA1 ••••••••is. WPC SDNY_GM_00046181 OB-SDNY-0009005 EFrA_00 156790 EFTA01289153

Deutsche Asset & Wealth Management PO &a 1778. 8881mØ, MD 21203 Portfolio Holdings (continued) Date Acquired Equities (continued) Common Stocks (continued) GLAXOSM ITH KLINE PLC SPONS ADR (continued) 06110115 5.000100 43.0010 GLOBAL PARTNER ACQUISITION CORP UNIT 1 CON 81 WT EFP Dividend Option: Cash 07130115 ' GODADOY INC CL A Dividend Oplian: Cash 04101115 MATCH GROUP INC CON Dividend Oplian: Cash 11/18/15 200.000 12.0000 SANGAII 0 BIOSCIENCES INC COM Dividend Oplian: Cash 05128113'.13 50,000.000 8.4440 SANTANDER CONSUMER USA HLDGS INC CON Dividend Oplion: Cash 01123114 1,000.000 240000 SQUARE INC CL A Dividend Oplion: Cash 11119115 200.000 9.0000 Quality Viii Cost TERRAFORM GLOBAL INC CL A Dividend Oplian: Cash 07131115 TWITTER INC COM Dividend Oplion: Cash 11/07113 VIACOM INC NEW CL 8 Dividend Option. Cash 2.000.000 10 0000 700.000 200000 400.000 148300 1.500.000 26.0000 MIA,' RCM Drålly,e Ram Ponl. ~So. Ma.ramt Mr.ets COMIC< 4,04P Statement Period: 04101/2016 - 04/30/2016 Cast Bans Market Price Merkel Value Unrealized Gain/ loss Estimated Estimated Annual Income Yield 215,006.00 42.9100 211,550 00 .456 00 11,580.91 5.39% SiOlrIty Identifier: GPACU CUSP: 37954Y204 20.000.00 9.6000 19.200 00 800 00 Security Identifier. GDDY CUSP 380237107 14,000.00 30.3700 21.259 00 7.259.00 Seculty Identifier: M TCH CUSP 57665R106 2,400.00 11.4000 2,280.00 -12000 Security Identifier: SON 0 CUSP 800677106 422,214.00 6.3000 315,000.00 .107.211.00 Security Wearier: SC CUSP 80283M101 24,000.00 13.1700 13.170.00 -10.83000 Security Identifier: SQ CUSP 852234103 1,800.00 14.8900 2.978.00 1,178 00 Sear rity Identifier:61BL CUSIP. 8810/11101 5,931.84 2.9100 1,164.00 -4,767.84 110.00 3780% Security Identifier: TY4 TR CUSP: 901841102 39.000.00 14.6200 21,930.00 •17,070.00 Security VIAB CUSP 92553P201 Account Number. N46-023804 Cio paperless CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 693 03; "E" F IDAMTIAL Pap 9 of 18 Rabid toc•ibrdi t very Yes. saw* 2'007 DALBAR RATED COMMUNICAT,ONS rxenuNer SDNY_GM_00046182 OB-SDNY-0009006 EFTA_00156791 EFTA01289154

Portfolio Holdings (continued) Date ired Ousel Limit Cost Equities (continued) Common Stocks (continued) VIACOM INC NEW CL B (continued) 06110115 5,000100 67.7190 VOLKSWAGEN A G ADR (SPONS) Dividend Option: Cash 04113115 5.000.000 50.8610 W ISHII' TREE IN YTS INC COM Dividend Option: Cash 03131115 15.000.000 21 6110 Total Common Stooks Preferred Stocks (Listed by expiration date) ALLY FINL INC FIX TO FLT DIV-8.50% FRED-QTRLY CALLABLE Q 25.00 ON A OTRLY BASS AFTER 05115/2016 Dividend Option: Cash 02103112 '.13 16,600.000 19 3820 02109/12 80,000.000 20 1250 Total Nononered 126,600.000 Total 126,600.000 GM AC CAP TR I GTO TR PFD SECS SER 2 CAN- 8.125% FRED ORTLY BATY-0211512040 CALL ANYTIME Q 25 W130 GAYS BEGINS 02/15116 Dividend Option: Cash 02122/12 '.13 80,000.000 23.5350 ROYAL BK SCOTLAND GP PLC WON AOR REPSTG SER T PFD CPN-7.25% FRED ORTLY FERP M TY CALLS 25 ANY W130 D NOTICE AFTR 12/31/12 Dividend Option: Cash 10124112 '.13 40100.000 23.7900 01107/13 '.13 40.000 000 24 4400 01114/13 '.I3 10,000 000 24.8800 Total Noncovered 120,000.000 Total Total Preferred Stocks Total Equities 120,000.000 Cost Basis Market Price Minkel Value Unrealized GaialLoss Estimated Estimated Annual Income Yield 338,745.00 40.9000 Staidly Identifier: VLKAY CUSP: 928662303 254.306.00 31.6920 Security Identifier: W ETF CUSP: 97717P104 324,157.50 10.8900 $66,135,661.92 Security Identifier: ALLY PRBC CUSP. 02005N308 903,217.51 1,610,000.00 2 513 211.51 241800 24.9800 204,500.00 158,460 00 163.350.00 $65,454,483.12 1,164,066.01 1,998,399.99 3,162,168.00 •134,24500 •95,846.00 -160107 50 -12,681,178.20 260,850.50 388,399.99 649,250.49 8,000.00 3.91% 4,004.38 2.52% 4,800.00 2.93% 8705,051.87 99,025 00 8.50% 170,000.00 8.50% 269,025.00 $2.513,217.51 Security Identifier: ALLY PRA CUSP: 361860208 1,882,773.60 25.0700 Security mouser RBS PRT CUSP: 780097713 951.600.00 977.600.00 995.200.00 2)924,400.00 $2,924,400.00 $7,320,391.11 $75,456,053.03 108,..11 Me, 25.2200 25.2200 252200 $3,162,468.00 2,005,600.00 1,008,799.99 1.008.799.99 1,008,800.02 3,08,100.00 $3,026,400.00 $8,194,468.00 $73,648,951.72 Account Number. N46.023604 Go paperless $649,250.49 122,82610 57,199.99 31,199.99 13,600.02 102,000.00 $102,000.00 $874,071.89 -$1107,101.31 $269,025.00 162,500.00 8.10% 72,500 00 7.18% 72.500 00 7.18% 72,500 00 7.18% 217,500.00 $217,500.00 $649,025.00 $2,354,076.87 Page 10 or is CONFIDENTIAL — PURSUANT TO FED. R CRIN1 P. 6(e) F I DAENTIAL SC L THERA ttEci Rated tocelleni Every Visor Lace 2007 DALBAR RATED COMMUNCATOONS rxciurnaer Pare •••••••••••.. ra.10. SDNY_GM_00046183 OB-SDNY-0009007 EFTA_00156792 EFTA01289155

Deutsche Asset & Wealth Management PO. Lica 1778. Sallimore, MO21203 Portfolio Holdings (continued) Date Acquired Dandy Vail Cod Exchange-Traded Products 2.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Security Identifier: DXJ Dividend Option. Cash: Caplet Gains Option: Cash CL SIP 977I7W851 60,00000 of these shares are in your margin account 12/11113 80.000 000 49.4350 2.955.09850 41.1000 2,488,000.00 -500.098.50 Total Exchange-Traded Products $2,966,098.50 $2,466,000.00 -$500,098.50 Dralsev gam pow. We a In. Manap-ned Mweels Comae, Gto‘p Cost Basis Market Price Market Value Statement Period: 04101!2016 - 04/30/2016 Unrealized Gain! Low Estimated Estimated Annual Income Yield 45,298.20 1.83% $45,296.20 Unrealized kaued Estimated Cod Basis Market Value Gain/ Loss Interest Annual Income Total Portfolio Holdings $102,962,697.89 $102,556,621.05 -$2,282.901.34 $305,536.15 *4,061,016.85 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally net subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended FIRM (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(sF at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple foced payment schedule for which a yield to maturity can be easily detemined acquired on or after January 1. 2014. Cost Basis on (cod income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over ttne and are obtained from sources we believe to be reliable. if Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. I 3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Page 11 of 18 Account hum Der. N4G-023804 Raid excelleni WIAlf RCM Go paperless l-nn' Van SSW). 2007 L TM ERN LI.C. pliValre:NRWO COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) NI F I DA. SDNY_GM_00046184 OB-SDNY-0009008 EFIA_00156793 EFTA01289156

Schedule of Realized Gains and Losses Current Period Date Dewier° - Disposed Date Acquired Designation Disposition Method I Tumuli°, Quantity Proceeds Cod Bads Realized Gale/ Loa Long Term WASHAGTON MUT M TG S 01)22/16 00447A2 LUG PASSTHR11 CIF CL C- B-1 VAR RATE 0.000% 07/25/33 Security Identifier: 93933020 12/13/13 NoncovereC, t REPYMT OF PMN Original Cost Basis 1 412 16 1.290.000.000 1.845 50 1,412 16 433.34 Total Long Term 1,815.50 1,112.16 133.31 Total Short and Long Term 1,05.50 1,112.16 133.31 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (9RC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are 'covered under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on lone 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual hinds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a retum of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for retum of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 1099G or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to property report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortQation, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to Fist In, First Out (FIFO). Your accounts selected tax lot method wit be used to delemtine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Page 12 of 18 Account Number: 1446423804 paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e)SOUTHERN vONAIUJvAL K1 F I DAEN TEAL Rated tacollonfl [very Year SMOD 2007 DAL BAR RATED COMMUNICATIONS rxesurtraer Ste-t---Atzt SDNY_GM_00046185 OB-SDNY-0009009 EFTA_001 56794 EFTA01289157

Deutsche Asset & Wealth Management PO. Bop 1778. Baliimore, MO 21203 M essages Dryly, on. Wolin Many....,,, Statement Period: 04101/2016 - 04/30/2016 Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit produces disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10 b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Sum m ary (NI amounts show ere in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Secunites Bought 000 000 000 0.00 .24,750.006.00 -24,750,006.00 Securities Sold 000 000 000 706,250.00 0.00 706.250.00 Securities Depotiled 000 000 000 5.185.557.00 0.00 5.185.557.00 Total Securities $0.00 10.00 $0.00 $5,891,807.00 ,124,750,000.00 -$18,858,119.00 Dividends and Interest $143,161.00 $0.00 $153,161.00 $967.890.38 -$90,911.10 $070,979.211 DIstrIbudons 60.00 10.00 10.00 $1,273,683.96 10.00 $1,273,183.98 Fees $0.00 .1121.00 -$127.00 $0.00 -$164.00 -$184.00 Cash Withdrawals 0.00 0.00 000 0.00 -10,891,591.92 -10,891,591.92 [reprints 0.00 0.00 000 8,613,530.99 0.00 8,613,530.99 Total Cash $0.00 $0.00 $0.00 68,613,530.99 -$10,891,591.92 -62,278,060.93 Totals $153,161.00 -$127.00 $153,034.00 $10,746,912.33 -$35,132,613.02 -$1$,905,710.89 Transactions by Type of Activity Process' Settlement Dale Activity Type Dividends and Interest 04101/16 CASH DIVIDEND RECEIVED 5000 SHRS VIACOM INC NEW Cl. B RD 03113 PO 04/01/16 2,000.00 USD YIAB 01111(16 FOREIGN BOND INTEREST 300000 BARCLAYS ex PLC CONTINGENT CAPNT 06739FHKO ISA US06739FHK03 7 750% 04/10123 EVE DTD 01110113 CL8 RD 04108 PD 04/10/16 Description Quantity Ma Aimed littered Anoint Curer, : 00A18 M(>1.1. Account Number. N4G-023804 Go paperless CVO LLC. F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SOUTHERN N 11,625.00 LIS) Page 13 of 18 ItaNd (very Year Since 2007 CALMAR RATED COMMUNICATIONS rxenurwer SDNY_GM_000461136 OB-SDNY-0009010 EFIA_00156795 EFTA01289158

Transactions by Type of Activity (continued) Process/ Settlement Date Adivity Type Desdi ma flea Price Actreed littlest Mount Curren Dividends and Interest (continued) 0111/116 FOREIGN SECURITY DIVIDEND 5000 SHRSGLAXOSMITHKLINE PLC S'ONSADR RD 02/19 6.132.83 USD RECEIVED PD 04114/16 GSK 01/15/16 BOND INTEREST RECEIVED 3000000 FRONTIER COMMU NICATIONS CORP SR NT 8.500% 127,500.00 USD 35906AAH1 04115/20 BIEDTD 04/ 12110 REI 414114 PD 04115/16 01/25/16 CASH DIVIDEND RECEIVED 23000 SIRS GENERAL ELECTRIC CO COM RD 02129 PD 5,290.00 U& GE 04125/16 01/29/16 MONEY MARKET FUND DEUTSCHE GOVT CASH 813.17 USD INCOME RECEIVED 233993681 Total Dividends and interest • U.S. DOLLARS 0.00 153,101.00 Fees 01/01/16 FOREIGN CUSTODY FEE Fyn Safekeeping MAR 2016 CUSP: GIS' 5144.8 -2.00 USD G4515PP48 01105/16 AGENT SERVICING FEE AUBABA GROUP HLDG LTD SPONSORED ADS .100.00 USD BABA ISINIUS01609W1027 RD 03131 PD 04105116 5000 SHS•SVC FEE N1G0238041 04/14/16 FEE ON FOREIGN DIVIDEND 5000 SHRSGLAXOSMITIIKLINE PLC SPONSADR RD 02/19 .25.00 USD WITHHELD AT THE SOURCE PD 01114116 GSK Total Fees • U.S. DOLLARS 0.00 .127.00 Total Value of Transactions 0.00 153,03410 USD The price and quantity displayed may have been rounded. Cash Not Yet Received Security Interest EARTFLINK INC GTD SR NT FULLY EXCHANGED CUSP FROM 270321A68 Total Cash Not Yet Received R': TBESSCSE EMAII MN I Record Date Payable Date 04/29/16 05115116 0usetily Held Rate 146,000.000 0.044375 Account Number. N46023804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I DAENT1AL SOUTHERN cr, Dividend Option Mount of Payment Cash 33.103.75 $33,103.75 Page 14 of 18 Rated [...Ilona (very Year Late 2007 DALOAR RATEDCOMMUNICATIONS rxentrwer SDNY_GM_00046187 DB-SDNY-0009011 EFTA_00 156796 EFTA01289159

Deutsche Asset & Wealth Management P.O. Box 1778, Baltimore, MO 21203 Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value 1 to 5 years 6 to 10 years Oyer 10 years 3,931.352 50 1,887,900.00 17,966,590.69 17% 75 1=1 Total Bond Quality Bond Quality 23,7814843.19 Market Value 100% % of Bond Market Value A 8AA BA/Loner 2 365.612 97 8,319.15000 13.104.070.22 10% 35% 55% IN M I F\71 Total 23,711,843.19 100% Dnnw ••• P,n, 0•1.01, Wolin Para inntrn MANT.(cmint Smp Client Service Information Statement Period: 0410112016 - 04/30/2016 Percentages of bond market values are rounded to the nearest whole percentage. Percentages of bond market values are rounded to the nearest whole percentage. Your Client Advisor: DAN DANIEL SABBA 315 PARK AVENUE, 26TH FLOOR NEW YORK NY 10154.0003 Your Account Information Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: ConMant Yield Method Include market discount in income annually: No L/BALI toll Account Number. N4G-023801 Go paperless Page 15 of 18 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) F I Dani sriAL SOUTHERN U lt .,. KJ Rated Emellonl Every Vs. SNOT 2007 DAL BAR RATED COMMUNICATIONS rxaruir.ses SDNY_GM_00046188 DB-SDNY-0009012 EFTA_00 156797 EFTA01289160

Your Account Information (continued) Electronic Delivery You have not selected any account COMMUMCVIOAS for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for more inform alion. Important Information and Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services. which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked "NIA" and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. tititere pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements vd not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities, debt securities in default, securities that do not have a valid pricing source, and certain third-party structured products, the last available pricing will be listed. If the last price available for such securities is unchanged for a period of tine deemed appropriate for that asset, the current price will purge and WA will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates, and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to wvm.pershing.convbusiness_continuity.htn for specific deeds as to formulas used to calculate the figures. Accrued interest represents interest eamed but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income. Bank Deposit interest income. or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution. information pertaining to these transactions. including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions. Pershing acts as your agent and receives payment for order 'low. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously finished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margn Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may relied a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. incurred a charge, or received a credit. Transactions convened by agents (such as depositories) wit be billed at the rates such agents use. Page 16 of t8 WOAI, 'OII Account Number: N4G-023804 paperless Evert Y SOUTHERN Go ear Sine.2007 I t Rasa Exams • r DALBAR RATED COMMUNICATDONS rxcluriars CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) SDNY_GM_00046189 OB-SDNY-0009013 EFIA_00156798 EFTA01289161

Deutsche Asset & Wealth Management PO Doh 1776. Balomore MD 21203 Important Inform ation and Disclosures (continued) Diralsr. Prstir wean lAviagenent Statement Period: 04/0112016 • 04/30/2016 Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any information received from Standard & Pools is not perrritted without prior written authorization from Standard & Poor's. Standard & Pools does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Star dard & Pools makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts; are not recommendations to purchase. hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pools ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Rae of Pershing • Pershing conies your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other nstructions concerning your account. Pershing is not responsible or fable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitabiity of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and. in certain instances. execution of securities orders; the assessment of the suitabity of those transactions, where appicable; the rendering of investment advice, if any, to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department a Mother implies regarding your account or activity should be deeded to your financial institution. Your financial organization's contact information can be found on the first page of this statement • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account This notice is not meant as a definitive enumeration of every possible circumstance. but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC'). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection. Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: vrivw.pashing.comfabout/strength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy a discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in witting to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399 rrors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and bindiig; a part's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. Page 17 of 18 Account Number. N4G-023804 Rated tacellenli gl >I t Go pape less 4 ., Lyon, Veat Slate 2007 SC I TH ERN LI.C. gt &Vag ED c°'*"" umcscr°6 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) ORiFIDE1TITAL Pam. MA ••••••• Mat SDNY_GM_00046190 OB-SDNY-0009014 EFIA_00156799 EFTA01289162

Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators wil typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any clans encompassed by the putative class action until; (I) the class certification is denied: (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govem. Pershing's contact information Is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399 Page IS of IS CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I DranAL Account Number. N416.023804 OBAB MOLL Go paperless S/3 L THERA min Rabid Excellent, Ever, Veer Sine, 2007 DAUM. RATED COMMUNICATIONS rxesturnaer —tat err VS fl s SDNY_GM_00046191 OB-SDNY-0009015 EFIA_00156800 EFTA01289163

Deutsche Asset & Wealth Management Desist.< Mn. Prlyale Wealth P.O. Box 1778, &adman", MD21203 Account Num ber: N46-023804 Statement Period: 02101i2016 -1212912116 This Period Year-to-Cate Portfolio at a Glance SOUTHERN FINANCIAL LLC Beginning Account Value $100,011181.07 9103,284,617.80 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 1,831100.66 3,721,939.07 ST THOMAS VI 00802 het Securities InlOut of Account 5,185,557.00 5185,557.00 Adjusted Previous Account Value 107,035,138.73 112,192,11317 Dividends, Interest and Other Income 625.01511 640,748.62 Net Other Adivity -4.00 -33.00 Net Chan .e in Portfolio -1 066 125 15 -6,239,071.00 Your Client Advisor: ncling Account Value 5106.593 755.49 S106 593 755 49 DANIEL SABRA Accrued Interest $416,710.12 Est[m aced Annual Income 14.071.873 39 Asset Allocation Prior Year-End Led Period This Period % Allocation 1,S0 Cash. Money Funds. and Bank Deposits 26,834.143 83 3.990.349.95 6,446.792 52 6.05% LSD Axed Income 20.242.233.86 20.001.602.76 19.778.229.72 18.55% hon-LSD Axed Income 5.196,765 00 5.102.565 00 1.882,712 00 1.58% LSD Equities 47,972,851 11 68.018,359 36 72.962,823 25 6845% lion-LISD Equities 3.038.624 00 2.875.304.00 2.523.168.00 2.37% Account Total Nile Chart) $103,2114,617.80 1100,016,191.07 9106,593,755.49 100.00% See the Asset Allocation Disclosure and Footnotessectioning exponent information regarded your Asset /Melton. ()RAM e t CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) I misrur paperlei s ry CONFID A Please revmw your allocation pen:dimity wth your Cbent Advisor. Page 1 of 19 Rated Excellent, Lyon, Van Since 2'007 DAUM* RATED COMMUNCATIONS rxOLLPNCr rt. Zr.....'ate-'73=17.7~.= SDNY_GM_00046192 OB-SDNY-0009016 EFTA_00 I 56801 EFTA01289164

Asset Allocation Disclosure and Footnotes Al values are displayed in U.S. dollars based on interbank exchange rates as of 02/29/2016. Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gain/Loss 0.00 0 00 -1,970.246.31 Long-Term Gain/Loss 12.751 67 13.206.30 -115614085 Net GalnlLoss 12,751.67 13,206.30 -3,426,687.16 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negative interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest will be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Oats Activity Type Description Amount Sauce Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Number 0000001490 Current Yield: 0.26% Activity Ending'. 02129/16 01130116 Opening Balance 3.990.349.95 3.990.349.95 02101116 Withdrawal MONEY FUND REDEMPTION -577,350.93 3,412,999.02 02102116 Deposit MONEY FUND FIrEFASE 93,716.00 3,506,745.02 02101/16 Deposit MONEY FIND RIRCFASE 2,108,751.59 5.915.196.61 02/12/16 DepoOt MONEY RAO PURCFASE 215.280.00 6.130.776.61 02116116 Deposit MONEY FUND F1JRCFASE 42.500.00 6.173.276.61 02117/16 Deposit MONEY FUND FURCFASE 107,881 29 6,281,157.90 02118116 Deposit MONEY FUND PURCFASE 90,750.00 6,371,907.90 02123(16 Withdrawal MONEY FUND REDEMPTION -12.50 6.371.895.40 02129/16 Deposit INCOME REINVEST 1,21116 6.373.108.56 02(29(113 Closing Balance 66,373,108.56 Total All Money Market Funds $8,373,108.56 Page 2 of 19 till.M1 ROI CONFIDENTIAL — PURSUANT TO SOUTHERN LL FED. R. CRIM. P. 6(e) N F I DESMAL C. Account Number. Ni1G-023801 Go paperless Raid tszollerdi (very Vest Since 2007 DAL BAR RATED COMMUNICATIONS 'summer SDNY_GM_00046193 DB-SDNY-0009017 EFTA_00 156802 EFTA01289165

Deutsche Asset & Wealth Management Mar P.O. Boa 1778, Skidmore. MO21203 Income and Expense Summary Current Period Statement Period: 0210112016 • Yeamo-Date 02129/2016 Taxable Noe Taxable Taxable Non Taxable Dividend Income Equities 325,03625 0.00 335,071.35 0.00 Money Market 1,213.16 0.00 3,255.14 0.00 Other Dividends 93,750.00 0.00 93,750.00 000 Interest Income Bond Interest 90,737.50 0.00 94,363.13 0.00 Other Interest 10,62104 0.00 40625.01 0.00 Expenses Fees(Foreign Securities) 0.00 0.00 -25.00 0.00 Total Dividends, Interest, Income and Expenses $651,361.95 60.00 9567,039.60 $0.00 Distributions Mernatne Inseam ents 0.00 73.683.96 0.00 73.683 96 Total Distributions $0.00 $73,813.96 $0.00 $73,663.91 Portfolio Holdings k Wow knout Activity *al Closieg Maned 31Day Curent Opening Date Quantity Number Ending Balance Balance lawn ibis Year Yield Yield Cash, Money Funds, and Bank Deposits 6.00% of Portfolio Cash Balance 0.00 73.683.16 Money Market DEUTSCHE GOVT CASH INSTL 01130116 6,373,108.560 0000001/90 02129116 3190,349.95 6.373.108.56 0.00 0.26% 0.26% Total Money Market 63,990,349.96 6$86:434763,719028.162 3.255.11 Total Cash, Money Funds, and Bank Deposits $3.990.349.91 $0.00 $3165.14 63,265.11 $0.00 • : Account Number: N4G423801 USA„ ROLL GO paperiess SOUTHERN K1 CONFIDENTIAL — PURSUANT TO FED. R CRIIVI. P. 6(e) F I DAENT EA L Page 3 of 19 Rated [mallard, (very Von Sante 2'007 DALBAR RATED COMMUNICATIONS exarkuwee SDNY_GM_00046194 OB-SDNY-0009018 EFTA_00 156803 EFTA01289166

Portfolio Holdings (continued) Adjuged 031e Acquired Cluaatfty Usit Cost Cod Basis Fixed Income 23.00% of Portfolio (In M awrity Dee Sequence) ‘Asset Backed Securities WASHINGTON NUT M TG SECS CORP 2004-RA2 M TG PASSTHRU CTF CL C-B-1 VAR RATE 0.000% 07/25/33 WE DM 06/01104 S 8 P Rating Factor. 0.49287123 Blithe Date:02/01116 Current Fact Value: 635.803.887 12113/13 '.3.I2 1,291000.000 76.5190 Total Asset Backed Securities 1,290,000.000 Total Current Face Value : 635,803.887 Corporate Bonds EARTHUNK INC GTD SR NT FULLY EXCHANGED CUSP FROM 210321AB8 8.875% 05/15119 WE DM 05117111 CALLABLE 03102/16 S8 P Rating CCC• 10/22/12 ..3.12 146,000 000 102 5650 10/23/12 ',LIZ 600.000 000 102 5140 Total Nonowered 746,000.000 Total 746,000.000 FRONTIER COMMUNICATIONS CORP SR NT 8.500% 04/15/20 WE DTD 04112/10 1ST CPN DTE 10/15/10 Moody Rating BA3 S P Rating 07/06115 3,000,000.000 105.0400 LLOYDS TSB BK PLC EURO ISSUE MEDIUM TERM NOTES ISNI Y10717735822 9.875% 12/16/21 REG DM 12/16111 Moody Rating Bal S P Rating BBB 12104/13 1.500.000.000 106 6620 BARCLAYS BK PLC CONTINGENT CAP NT ISA US06739FF KO3 7.750% 04/10/23 B/E DM 04110113 CALLABLE 04110118 S8 P Rating BB. 04/03/13'.12.13 300,000.000 100.0000 erl^CI?655 L' ORAN Lek Market Price Security Identifier: 939338320 486.508.28 84.9090 Ongmal Cosl Basin $638.906.71 $486,508.28 Security IdenUfler: 270321AC8 149.773.39 99.7500 Original Cod Basic 5151,110.00 615.081.72 99.7500 Original Cod Basic $619,500.00 764,866.11 5784,865.11 Security Identifier: 35908AAH1 3,151,199.62 101.7500 Original Cosl Basis: 53,171,006.00 Security Identifier: G4S1511P48 1,600,231.49 105.0320 Original Cosl Basic 51,627,500.00 Security Identilter: 06739FHKO 300,000.00 101.3190 Original Cost Basic 5300,000.00 Markel Value 539,854.72 $539,854.72 145.635 00 598.500 00 744,135.00 5744,135.00 3,052,500.00 1,575,480.00 303,957.00 Account Num ber. N46023804 Go oaoerless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) F I IDENTIAL 513 L THERA ttt, Unrealized Gain/ Loss 53,346.44 $63,348.44 .4 138 39 -16.581 72 -20,720.11 Accrued Isle red 0.00 50.00 3.743 28 15.383 33 19,126.61 -520,720.11 519,128.81 -98.699 62 .24.751 49 3 957 00 94,916.67 30.036 46 8.977.08 Estimated Estimated Annual Income Yield 50.00 12.957 50 8.89% 53.250 00 8.89% 88,207.50 $86,207.60 255,000.00 6.35% 148.125.00 9.40% 23,250.00 7.64% Page 4 of 19 Rated tocellenti (very V.A. Since 2007 DALOAR RATED COMMUNCATIONS rxenurner 0—.0= --nrakinni•C SDNY_GM_00046195 OB-SDNY-0009019 EFrA_00156804 EFTA01289167

Deutsche Asset & Wealth Management P.O. Bca 1776, Bal6mone, MO 21203 Portfolio Holdings (continued) Dale Anzeired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) PM ORGAN CHASE & CO DEP SHS REPSTG 1110TH PFD SER 1 FIXED TO CLIO RT BD 1.900% 04129/49 B/E DTD 04123108 Moody Rating BAA3 S P Rating BBB. 06115111 t 3.12 2300.000.000 107.5000 Adjusted Cost Basis OTIONt ,, •Ile vonaorrannp-wia .0)(4(11(e.tneG•ap Market Price Markel Value Statement Period:01/01/2016 - 02129/2016 Unrealized Gain/ Loss Accrued Estimated Estimated Interest Annual Income Yield 06115111 '.3.17 2,500,000 000 107 0000 Total Noncovered 5,000,000.000 Total 5,000,000.000 BANK AM ER CORP PERP NON COM ULATIVE DEP SFS FIXED TO FLOAT 8.125% 04130158 B/E DID 04130108 CALLABLE 05115/18 Moody Rating 8A2 S8 P Rating BB4 01110/11 ..3.12 2,000,000.000 102 7500 SOUTHERN CALIF EDISON CO PREF SER E 6.250% 01(17162 B/E DTD 01117/12 CALLABLE 02701122 0 100.000 Moody Rating BAAI S d P Rating BBB- 01130112 ..3.12 3,000,000.000 99 8350 GENERAL ELEC CO GTD FXD•TO•FLTG RT KON•CUMULATWE PERPETUAL PREFERRED 4.000% 12103/65 REG DTD 12103115 Moody Rating A3 58 P Rating M- 12103115 ' 2,469,030100 88 0930 Security Identifier: 46625HHA1 2.687.500.00 99.7500 Original Cost Buis: 52,687,50000 2,675,000.00 99.7500 Original Cost Basis. 52.675.000,00 5,362,600.00 55,311500.00 Security Identifier 0605050T8 2,055,000 00 100 0000 engine' Cost Bass 52.055.000 00 Security Identifier: I42400FU2 2,995.050 68 108 8000 Origins Cost Bans 52.992.564 97 Security Identifier: 369604BM 4 2,175,016 17 96.0000 Original Cost Baas: 51175.016.17 2.493.750.00 2,493,750.00 4.987,500.00 $4,987,500.00 2,000,000 00 3,261,000 00 2,370,240 00 Account Num ber. N4G-023804 Go paperless LIC. FIDESTTIAL ON CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOUTH ERN .193.750.00 65.284.72 197.500.00 7.91% .181.250.00 65.284.72 197,500.00 7.91% ,375,000.00 130,569.44 311,000.00 -1375,000.00 $130,569.44 9395,000.00 -55.00000 268,949.32 195,223 83 46,944.44 14,583 33 20,300.67 162,500.00 8.12% 187,500.00 5.74% 98,760.00 4.16% Pap of 19 Rated tacollera L very. Year Lace 2007 DALBAR RATED COMMUNCATIONS rxesurner raiorron=ftC.C..r..., atc SDNY_GM_00046196 OB-SDNY-0009020 EFTA_00156805 EFTA01289168

Portfolio Holdings (continued) Dale Acquired Quantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) CITIGROUP INC FXD RT SR NT PERP DEP RECP7 5.950% 08115/88 BIE DTD 08112115 CALLABLE 08/15/20 0 100.000 Moody Rating BA2 S8 P Rating BB* 08106/15 3,000,000.000 100 0000 3.000.006.00 94.0000 anginal Cosl Basis: 53.000006.00 2,820.000 00 •180,00600 6.941.67 178,500.00 6.32% USG CAPITAL NO I PLC 14411 Security Identifier: 654336668 ISA P XS0473106283 8.000% 09/15/88 REG DTD 12115109 CALLABLE 08115/20 S8 P Rating BB4 12104/13 '.3.12 1.200.000.000 108 2500 1,299,000.00 102.0000 1224.000.00 •75.000.00 19.733 33 96.000.00 7.84% Original Cosl Basin 57299,000.00 5LLOYDS BANKING GROUP PLC FXD RATE RESET Security Identifier: 539439AG4 AUDI TIER 1 SECS ISIst US539439AG42 7.500% 09/27188 131E DTD 04/07/14 S 8 P Rating BEI- Please Provide' 1.903.000.000 N/A Please Provide 93.5000 1.779.305.00 N/A 24.580 42 142.725,00 8.02% Original Cod Basis: Please Provide Total Corporate Bonds $22,702,869.07 $24,121,117.00 4361,047.07 1416,110.12 51,753,58730 24,118,000.000 Total Fixed Income 923,189,387.35 $24,660,971.72 .$307,700.63 $416,710.12 $1,753,567.60 25,408,000.000 Unrealized Estimated &limited Date Acquired Quantity Unit Cost Cod Basis Market Price Markel Value Gain( lass Animal Income Yield Equities 6 9.0 0% of Portfolio Common Stocks M OBILEYE NV AM STELVEEN ORD SHS ISh0 M.0010831061 Dividend Option: Cash 08101114 AKORN INC COM Dividend Option: Cash 06110/15 Adjusted Cod Basis Market Price Market Value Unrealized Gain/ Loss Accrued Interest Estimated Estimated Annual Income Yield Security Identifier: 17298725 800.000 25 0000 5.000 000 46 8410 AUBABA GROUP HLDG LTD SPONSORED ADS ISINOUS01609W1027 Dividend Option: Cash 06110115 5.000.000 88 9500 ALUANZ SE SPONSADR REPSTG 1/10 SNS Dividend Option: Cash littAtt .011 Security Identifier: M BLY CUSP. 651488117 20,000.00 32.4800 Security Identifier: AKRX CUSP: 009728106 234,206.00 26.5900 Security Identifier: BABA CUSP. 0160918102 444,749.00 68.8100 Security Identifier: AZSEY CUSP. 018805101 25,968.00 132.95000 344,050.00 5,968.00 101.256 00 •100,69900 Page of 19 (very Van dust 2'007 DAL BAR RATED COMMUNCATIONS CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: THERk CON Fl DAni sriA rxciarmer Account Number. N4G-023804 Rabid excellerill Go paperless SDNY_GM_00046197 DB-SDNY-0009021 EFTA_00 156806 EFTA01289169

Ala nerWat Portfolio Holdings (continued) Date Acquired Omantlly LIII1 Cod Equities (continued) Common Stocks (continua) ALLIANZ SE SPONS AOR REPSTO 1110 MS (continued) 04113115 5,000.000 18.0110 APOLLO GLOBAL N GMT LLC CL A SHS Dividend Option: Cash 03129111 '.13 263.157.000 19.0000 APPLE INC COM Dividend Option: Cash 250,000 00 of these shares are in your margin account 10128/13 3.12 14.000.000 75 5800 09105114 124.180.000 98 9500 09105114 3.12 7.200.000 98 9500 09105114 1.13 18,620.000 98.9500 01111116 250.000.000 99 0000 Total Covered 411,000.000 Total 414,000.000 ARIA() PHARMACEUTICALS INC Dividend Oplion: Cash 02114112'.'3 7.535.000 152090 01124113 '.13 9,000.000 19 6000 Total Noncovered 16,636.000 Total 16,636.000 ASCENA RETAIL GROUP INC CON Dividend Option: Cash 01116101 '.3 70,500,000 21 2770 AVALANCHE B1OTECHNOLOGIES IN C COM Dividend Option: Cash 10,000 00 of these shares are in your margin account 04120115 10,000.000 39.8610 Cost Basis Market Price Market Value Statement Period: 02/01/2016 - 02/29/2016 Unrealized Gain/ Loss Estimated Estimated Annual Income Yield 90,056 00 14.9130 Security Identifier: APO CU SIP 037612306 4.999.983 00 15 5500 Seaulty Identifier: AAPL CUSIP 037833100 1.058.120 50 12.287.615 97 712.440 29 1,842,149 74 24350,006.00 10,660,632.60 $40,850,632.50 96.6900 96.6900 96.6900 96.6900 96.6900 Security Identifier: ARIA CUSP C4033A100 111,597.40 5 4600 176,100.00 5.4600 290097.10 9290,097.10 Security Identifier: ASNA CL SIP 04351G101 1,500,000 00 8 4500 Security Identifier: AAVL CLSIP: 053376107 398,606.00 5.1200 Account Number. N4G-023804 ORAN Rol I F I DAENT /A Ftlithritrag CD COMUNOTIC.6 SOUTHERN LUC. CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) 74.565.00 4.092.091 35 1.353.660 20 12.006.964 17 696.167 83 1.800.367 98 24,172,499.82 40,029,660.00 940,029,660.00 41.111.10 49,140.00 90,281.10 $90,281.10 595,725 00 51,200 00 .15,191 00 407.891.65 295.539.70 -280.651.80 •16.27246 •42,081.76 .577.506.18 420,972.50 -9620,972.60 .73.456 30 -127.26000 -200,716.30 -9200,716.30 -904.275.00 -347,406.00 2.95911 3.96% 363.156.66 8.87% 29.120.00 215% 258,294.40 2.15% 14.976.00 215% 38,729.60 2.15% 520.000,00 2.15% 861,110.00 1861,120.00 90.00 Page 7 of 19 Go paperless dea.g t Rated taalleni L..,. Year Slate 24)(17 a=.= SDNY_GM_00046198 OB-SDNY-0009022 EFIA_00156807 EFTA01289170

Portfolio Holdings (continued) Dale ired Quad hit Cod Cod Basis Market Price Equities (continued) Common Stocks (continued) BASF SE SPONS ADR Setwity Identifier: BASF/ ISN9US0552625057 CUSP: 055262505 Dividend Option: Cash 508.056.00 65.3890 Security Identifier: BK CUSP: 064058100 9,076,406.00 35.3900 Security Identifier: BII8 CUSP: 09082)(103 250,454.95 259.1200 Swift Identifier: DISH CUSP: 25470M 109 381,978.00 17.1300 Security Identifier: FB CUSP: 30303M 102 665.000.00 106.9200 Security Identifier: FM I CUSP: 350465100 687,663.50 11.8300 577,373.02 14.8300 1 286 036.52 04113115 5.000.000 BANK OF NEW YORK MELLON CORP CON Dividend Option: Cash 101.6110 06125/14 250.000 000 36 3060 BIOGEN IDEC INC CON Dividend Option: Cash 0211//12'.13 1095.000 119 5490 DISH NETWORK CORP CL A Dividend Option: Cash 06110115 5,000.000 72 9960 FACE800K INC CL A Dividend Option: Cash 05117112 17.500.000 38 0000 FOUNDATION MEDICINE INC CON Dividend Option: Cash 01113/1/ 25,000.000 27 5070 08/05116 24,830.000 23 2530 Total Covered 49,830.000 Total 49,830.000 GENERAL ELECTRIC CO CON Dividend Option: Cash 01/23/13 '.13 23.000.000 21.5700 GENERAL M TRS CO COM Dividend Option: Cash 11118110 10.988.200 381010 12109110 88.538.800 38.8160 Total Noncovered 97,625.000 Total 97,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105111 5,000.000 792810 03107/11 3,100.000 79.6120 Total Covered 8,100.000 Total 8,100.000 $1,285,036.62 Security Identifier: GE CUSP: 369604103 496,109.08 29.1400 Security Identifier: GM CUSP: 37045V100 399,978.16 29.1400 3,185,969.22 29.1400 3 586 947.38 $3,585,947.38 Security Identifier: GILD CUSP: 375558103 396,407.00 87.2500 216.797 00 87.2500 643,204.00 $643,204.00 Markel Value Unrealized Gale/ Loss Estimated Estimated Annual Income Yield 801001 eecsr 30017 OBAB ROL,. 326.945.00 8,847,500.00 513,484.90 235,650.00 1,871,100.00 370,750.00 368,228.90 738,976.90 8736,079.90 670,220.00 323,492.62 2,547,643.38 2,871,138.00 $2,871,138.00 136,250.00 270.475.00 706,725.00 1706,726.00 Account Number: N46423804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6: "Erth ONFIDAENTIAL -181.111 00 11.276 50 3.44% -228,906 00 170.000 00 1.92% 293,029 95 •129,328.00 1.206.100 00 -316,913 50 ,209,144.12 -520,057.62 ,026,057.82 171,110.92 -76,485.54 -638,325.84 ,714,811.38 4714,811.38 39,843.00 23,678.00 63,521.00 $63,521.00 $0.00 21,160.00 3.15% 16,702.06 5.16% 131,535.91 5.16% 148,238.00 $148,238.00 8,600.00 1.97% 5.332 00 1.97% 13,932.00 $13,932.00 Page of 19 tacolleria (very Ye Sivoto 2007 CALMAR VOID COMMUNICATIONS rxenurtraer ?CC 7......3.-nar..=... —"%tra SDNY_GM_00046199 OB-SDNY-0009023 EFTA_00156808 EFTA01289171

Deutsche Asset & Wealth Management P.O. Ben 1778, Ullman% MO 21203 Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) GLAXOSMITHKLINE PLC SPONSADR Dividend Option: Cash 06110115 5.000.000 43 0010 GLOBAL PARTNER ACQUISITION CORP L NIT 1 COM 8 1 WT EXP Dividend Option. Cash 07130115 ' 1000.000 10 0000 GODADDY INC CL A Dividend Option: Cash 04101115 100.000 20 0000 HEALTH NET INC COM Dividend Option. Cash 09108114 25.000.000 46 9800 MATCH GROUP INC CON Dividend Option: Cash 11/18115 200.000 12 0000 SANGAM 0 BIOSCIEN CES INC CON Dividend Option. Cash 05128113 1.13 50.000 000 8 1140 SANTANDER CONSUM ER USA HLDGS INC COM Dividend Option: Cash 01123114 1.000.000 24 0000 SQUARE INC CL A Dividend Option: Cash 11/19115 200.000 TERRAFORM GLOBAL INC CL A Dividend Option: Cash 9.0000 07131115 400 000 14 8300 08AB Mel I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6: THERk FIDENTIAL Dews... Ran, P,ruli• Wean Pleaernail Pdrais I ~age 4,0.4) Cost Basis Market Puce Market Value Statement Period: 0210112016 • 02/29/2016 Unrealized Gain! Loss Estimated Estimated Annual Income Yield Security Identifier: GSK CL SIP 37733W105 215.006 00 38.6700 Security Identifier: GPACU CUSIP. 37954X204 20,000 00 9.8000 Security Identifier: GDDY CLSIP 380237101 14.000 00 31.3500 Security Identifier: HNT CLSIP 422220108 1.174.506 00 62.2200 Security Identifier: M TCH CUSP 57665R106 2.400.00 10.8900 Security Identifier: SGM 0 CUSIP. 800677106 122.211 00 5.2400 Security Identifier: SC CUSIP. 80283M101 24.000 00 10 2500 Security Identifier: SQ CL SIP 851234103 1.800.00 10.4400 Security Identifier GLBL CUSIP 8810411101 5.931.84 3.1700 193.350.00 19,600.00 21,945.00 1,555,500.00 2.178.00 261.000.00 10.250.00 2.088.00 1,268.00 •21.65600 -400 00 7,915.00 380.994.00 -222 00 -160214.00 13,750.00 288 00 -4.683.84 11.807 56 6.10% 272 64 21.50% Page 9 of 19 Account Num Der. N4G-023804 Go paperless Ital•d taallordl (very Va. Sinew 2.007 DAL BAR RATED COMMUNCATSONS exaurner ra m. . n'o..=== r•—r-~ —.-~.••••• --, SDNY GM 00046200 DB-S6NY:0009024 EFTA_00 156809 EFTA01289172

Portfolio Holdings (continued) Date Ind Quaid limit Cost Cod Basis Market Price Market Value Equities (continued) Common Stooks (continued) TWITTER INC COM Dividend Option: Cash Security Identifier: TWTR CUSP. 901841102 11107113 1,500 000 26.0000 39.000.00 18.1200 27.180.00 VIACOM INC NEW CL B Dividend Option: Cash Security Identifier: VIM CUSP: 92553P201 06110115 5.000 000 67 7490 338,745.00 36.8500 184.250 00 VOLKSWAGEN A G ADR (SPON SI Dividend Option: Cash Security Identifier: VLKAY CUSP: 928662303 04113/15 5400.000 50.8610 254,306.00 27.9900 139,950.00 WISDOM TREE INYTS INC CON Dividend Option: Cash Security Identifier: W ETF CUSP: 97717P104 03131115 15.000.000 218110 324.157.50 11.8500 177,750.00 Total Common Stodcs 168,320,488.17 564,545,539.25 Preferred Stocks (Listed by expiration date) ALLY FINL INC FIX TO FLT DIV4.50% FREQ-QTRLY CALLABLE @ 25.00 ON A QTRLY BASIS AFTER 0511512016 Dividend Option: Cash Security Identifier: ALLY PRO CUSP. 020056308 02103112'.13 40,600.000 19.3820 903,217.51 252200 1,175,252.01 02109112 '.13 80,000 000 20.1250 1410,060.00 252200 2,017,599.99 Total Moncovered 126,800.000 2,513,217.51 3,192,852.00 Total 126,600.000 $2,613,217.51 $3,192,662.00 GM AC CAP TR I GTD TR PFD SECS SER 2 CPN- 8.125% FREQ QRTLY MATY-0211512040 CALL ANYTIME 025 W130 GAYS BEGINS 02115116 Dividend Option: Cash Security Identifier: ALLY PRA CUSP 361860208 02122112'.13 80.000.000 23.5350 1,882,773.60 24.2600 1.940.800.00 ROYAL BK SCOTLAND GP PLC SPON ADR REPSTG SER T PFD CPN-7.25% FREQ QRTLY PERP M TY CALL@ 25 MY W130 D NOTICE AFTR 12131112 Dividend Option: Cash Security ROS PRT CUSP: 780097713 10124112 '.13 40.000 000 23.7900 951,600.00 25.0800 1,003,199.99 01107113 '.13 40.000 000 24 4400 977,600.00 25.0800 1,003,199.99 01114/13 ..I3 40.000 000 24 8800 995.200.00 25.0800 1.003.200.02 B01,01SCCSF Uerealized Geld Loss Estimated Estimated Annual Income Yield Account Number. N46.023804 Go paperless 513 L tt a c F I DAENTEAL CONFIDENTIAL — PURSUANT TO FED. R CRINI P. 6(e) THERM N .11.820.00 -154,49500 8,000.00 4.34% ,114,356.00 4,004 38 1.86% ,146,407.50 4 800 00 2.70% -23,414,945.92 31,620,727.55 272,034.50 99,025.00 8.42% 407.599.99 170,000.00 8.42% 679,634.49 269,025.00 5679,634.49 5269,025.00 58,026 40 162.500.00 8.37% 51,599 99 72400.00 7.22% 25,599 99 72,500.00 7.22% 8.000.02 72,500.00 7.22% Page 10 of 19 RatemdtscolYM (sreryVw Woes 2007 DALOARRATEDCOSMOUNICATIONS rxciurmer weer.e SDNY_GM_00046201 OB-SDNY-0009025 EFrA_00 156810 EFTA01289173

Deutsche Asset & Wealth Management PO a:* 1776, Balamore. MO 21203 Portfolio Holdings (continued) Date Acquired Duality U.N Cod Equities (continued) Preferred Stocks (continued) ROYAL BK SCOTLAND GP PLC SPOM ADRREPSTG (continued) Total Noncovered 120,000.000 Total Total Preferred Stocks Total Equities 120,000.000 Date Acquired Quantity Unit Cost Exchange-Traded Products 2.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Dividend Option. Cash, Capdal Gains Option. Cash 60,00000 of these shares are in your margin account 12111113 60,000.000 494350 Total Exchange-Traded Products Drolly ,e Si. P.P.,. w, »n In. Mantrent Manes I enrage 4.04 Statement Period: 02/01/2016 - 02/29/2016 Unrealized Cod Basis Market Pria Market Value Gain! Loss Estimated Estimated Annual Income Yield 2,921,400.00 3,009,600 00 86,200.00 217,500.00 $2,921,100.00 $3,009,600.00 916,200.00 $217,500.00 $7,320,391.11 56,143,262.00 9822,860.89 $619,026.00 376,610,879.28 $72,088,711.25 -$2,662,088.03 $2,269,762.66 Cost Basis Market Price Market Valve Unrealized Estimated Estimated Gain/ Loss Annual Income Yield Security Identifier: DXJ MAP 97717W851 2,966,098.50 41.6200 2.497.200.00 -468.898.50 45.298.20 1.81% Total Portfolio Holdings 62,966,098.60 0,497,200.00 Cost Basis 5106,243,131.65 Markel Valve 1106,593,755.49 -$168,898.50 Unrealized Gain/ Loss -0,428,687.16 accrued Interest $416,710.12 646,298.20 Estimated Anneal Income $4,071,873.79 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subbed to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended (VC') (incorporating amendments enacted by P.L.110.343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered." under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'coverer under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1. 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. OBAN 4(21 CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 11 of 19 Account Num ber. N4G-023804 [mailer/I DALO RATED COMMUNICATIONS GO paperless ',try Vs., since 2007 SOL THERA C5. LLC. N F I DrmTiAL NCI te a 7=7:17= " " " —0-•••Ainne SDNY_GM_00046202 OB-SDNY-0009026 EFTA_00156811 EFTA01289174

Portfolio Holdings (continued) Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be resale. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those invoking foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor n the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this infuriation. ; Unreafized gains and losses are not reported for securities for which cost basis or market value is not available. ; The Current Face value represents the outstanding principal balance of the undedying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over time and are obtained horn sources we believe to be reliable. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous cient brokerage statements nay differ from the new cost basis reported in this section. 13 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Schedule of Realized Gains and Losses Current Period Disposition Acquisition Disposition Date Date Transaction Description Quantity 43i)Sl Bilis Proceeds Realized Gain/ Loaf Disallowance Long Term 02124116 12/13113' FO"P WASHINGTON MtiT MTG 5 004-RA2 M TG PASSTHRLI CTF CL C. B-1 VAR RATE 6.286% 07125133 Security Identifier: 939336520 Original Cost Basis: 41,553.80 1,290,000.000 41,553.80 51,305.47 12/51.67 Total Long Term $41,663.60 $54,306.47 $12,761.67 Total Short Term and Long Term $41,553.50 $54,306.47 212,761.67 • Noncovned under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended rIRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered •noncovered," under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are 'covered" under the new cost basis reporting rules. Securities which are 'covered under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-8 for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a retum of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 10994 or online displays you may have available to you. Page 1200 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Fl DAENT1AL Account Number. N46.023804 OttAti KAI Go paperless SOL THERA uci 'gaud Excellent (vent Vat Since 2007 DALBAR RATED COMMUNICATIONS rxnurnaer ?Car i'......rettrtre..:Z...—s= SDNY_GM_00046203 DB-SDNY-0009027 EFrA_00156812 EFTA01289175

Deutsche Asset & Wealth Management PO Boa Ills, Beware. M021203 Drain RIM Power WolthMarl04--nrat Statement Period: 02/1112111 - 0212912114 Schedule of Realized Gains and Losses Current Period (continued) When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shal not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fwed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes. obtained from sources behaved to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account wit be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be used to detemtine the cost basis for calculating gain and/or loss, unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. M essages Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit products disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. IDBA2 ROLE Account Number. N4G-023804 Go paperless Lit F I DAENTIAL CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) SOUTHERN CO . NJ Page 13 of 19 Italia Excellent, Every Year SOSO, 2007 DAL BAR RAT ED COMMUNICATIONS rxenurraer Maoist= ••••••••••••• •01 SDNY_GM_00046204 OB-SDNY-0009028 EFTA_00 156813 EFTA01289176

Activity Summary (All amounts shown are in base currency) Credits This Period Debits Ibis Period Net This Period Credits Year-to-Date Debits Year-to-Date Net Year-to-Date Securities Securities Bought 0.00 0.00 0.00 0.00 .24.750.006 00 .24,750.006 00 Secunties Decanted 5,185.557 00 0.00 5,185.557 00 5,185,557.00 0 00 5,185.557 00 Total Sewnles $5,165,557.00 $0.00 $5,115,557.00 15,135,557.00 424,750,0011.00 -$11,564,449.00 Dividends and interest 1512,111.95 490,759.00 1551,361.95 1657.814.66 490,760.00 $667,064.66 Distributions 173,663.96 $0.00 173,663.95 $73,683.96 $0.00 $73483.96 Fees $0.00 44.00 41.00 40.00 433.00 437.00 Cash Withdrawals 0.00 -577.350.93 -577.350.93 0.00 491.591 92 •891.59192 Deposits 2,108,751.59 0.00 2,108,751 59 1,613,530.99 000 4,613,530.99 Total Cash 12,406,751.59 4577,350.93 $1,831,100.66 14,613,530.99 4891,591.92 $3,721,939.07 Totals $8,310,104.50 4668,104.93 $7,641,999.57 110,530,566.61 425,732,380.92 -115,201,794.31 Transactions by Type of Activity Processi Trader Settlement Transaction Date Date Activity Type Securities Withdrawals and Deposits 02103116 CI,STOMERAL71-ORIZED TRANSFER AAP1 Total Scarifies Withdrawals and Deposits - U.S. DOLLARS Desa Qua Price Acamed Interest Amount Curren APPLE INC CON TRANSFRM N4G-026161 53,820.000 5.185,557 00 LSO Dividends and Interest 02/01/16 CASH DIVIDEND RECEIVED 842400FU2 02/11/16 CASH DIVIDEND RECEIVED PAFL 02/11/16 CASH DIVIDEND RECEIVED AAPL 02112116 CASH. DIVIDEND RECEIVED 8K 02/16/16 CASH DIVIDEND RECEIVED ALLY PRB 02/16/16 BOND INTEREST RECEIVED ALLY PRA . CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6: LITHE" (5K FIDESITTAL SOUTHERN CALIF EDISON CO PREF SER E 6 250% 01117162 BIE DTD 01/17/12 CLB RD 01/29 PD 02/01/16 DIV PAID AT 31 25 3000000 161000 SHRS APPLE INC CON RD 02108 PD 02111/16 250000 SHRS APPLE INC CON RD 02108 PD 02111118 250000 SHRS BANK OF NEW YORK MELLON CORP COM RD 02/02 PD 02/12/16 126600 SHRS ALLY FIAL INC FIX TO RS DIV-8.50% FREO.OTRLY CALLABLE 0 25.00 Ok A QTRLY BASIS AFTER 05/15/2016 RD 02101 PO 02/16116 80000 SH RS GM AC CAP TR I GTO TR PFD SECS SER 2 Ciftii- 8.125% FRED ORTLY M ATY-02/15/2010 CALL ANYTIME@ 25 WI30 DAYS BEGINS 02115/16 RD 02/12 PD 02/15/16 0.00 5,114,557.06 93,750.00 LSD 85,260 00 LSD 130,000 00 LSD 42.500.00 LSD 67.256.25 LSD 10.625.01 LSO Page 14 of 19 Account Number. WIG-023801 Go paperless Rats. taaller• ['my Vs. Wm» 2'007 DAL BAR RATED COMMUNICATOIS rxanumer SDNY_GM_00046205 OB-SDNY-0009029 EFIA_00156814 EFTA01289177

JUBASr:11r & WI -Litter:1e it PO Om 1776, Baltimore. ND 21263 Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Activity T Desaiotioa ()NM ••• Lyn Pr rnIn Worn PAnaiontat Queen Statement Period: 0 2101/2 016 0 2/29/20 1 6 Price Accrued Intend Mound Correa Dividends and Interest (continued) 02117116 BOND INTEREST RECEIVED 17296725 02122116 02117/16 BONO INTEREST AUSTM EN T 17296725 02122116 02111/16 BONO INTEREST RECEIVED 17296725 02129116 IA °KEY PARKET FUND INCOME RECEIVED 233993682 3000000 CITIGROUP INC FXD RT SR NT FERP DEP RECPT 5.950% 08115188 BIE DTO 08112/1 5 CLB RD 02114 PD 02115116 3000000 CITIGROUP INC FYJ) RT SR NT FERP DEP RECPT 5.950% 08/15188 EVE DTO 08112115 CLB RD 02114 PD 02/15116 AEU RATE 11 30.245833 3000000 CITIGROUP INC PAD RT SR NT FERP DEP RECPT 5.950% 08/15188 WE DTD 08/I2/15 CLB RD 02/14 PD 02115116 ADJ RATE 0 30.245833 DEUTSCHE GOUT CASH 90.75000 -90.750.00 90,737.50 1,213.16 USO USO USO UM Total Dividends and Interest - U.S. DOLLARS 0.00 551,381.95 Distributions 02129/16 PARTNERSHIP DISTRIBUTION 263157 SHRS APOLLO GLOBAL 11GUT LW CL ASPS RD 73,683 96 USEI APO 02/19 PD 02129116 Total Distributions • U.S. DOLLARS 0.00 73,883.98 Fees 02/01/16 FOREIGN CUSTODY FE Fgn Safekeeping AN 2016 CUSIR G1S15P-P4-8 -2.00 UW 04515FP48 02101116 FOREIGN CUSTODY FE Fgn Safekeeping *t 2016 CUSIP.G5433MBG.8 .2.00 USO 05433B808 Total Fees • U.S. DOLLARS 0.00 .4.00 Cash Withdrawals and Deposits 02101f16 FEDERAL EOMSEAT THE BANK OF NEW YORK -577.350.93 USO LS0999997 02103/16 CUSTOMER AUTHORIZED TRANS FRI N4G-026161 2.408.751.59 USO TRANSFER LS0999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS D.00 1,831,400.88 Account Num her N4G-023804 Go paperless Itaud bray Vs. Since 2.007 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) KIFIDENTIAL?'„"" SOUTHERN DAL BAR RATED COMMUNCA TIONS 2011 Page IS of 19 -• — SDNY GM 00046206 DB-SDNY-0009030 EFTA_00156815 EFTA01289178

Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Activity Type Description Quantity Price Accrued littered Amount Currency Total Value of Transactions The price and quantity displayed may have been rounded. Cash Not Yet Received Security Dividends WISDOM TREE INVTS INC COM 02/17/16 03/02/16 Total Cash Not Yet Received 0.00 7,641,999.57 USD Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment 15.000.000 0.080000 Cash 1.200 00 Bond Maturity Schedule Bond Maturity Market Value %of Bond Markel Value 1 to S years 3.796.635 00 15% In 6 to 10 years 1,879,437.00 8% r I Over 10 yen 18,984.899.72 77% ri Total 24,660,971.72 100% Bond Quality Bond Quality Market Value A 2,370,240.00 BAA 8,251,500.00 BA/Lower 14,039,231.72 Total 24,060,971.72 Client Service Information % of Bond Market Value 81,200.00 Percentages of bond market values are rounded to the neatest whole percentage. 10% 33% 57% 100% Percentages of bond market values are rounded to the nearest *bole percentage. Your Client Advisor: DAA DANIEL SABBA 0/1/10 .011. Account Number. N46.023804 Go paperless Page 16 of 19 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) F I DAENTIAL SOL THERA cto Raba tacellerdi Even, Vs. Woos Z007 DAUM. MT ED COMMUNCATIONS rxenurnaer SDNY_GM_00046207 DB-SDNY-0009031 EFTA_00156816 EFTA01289179

Deutsche Asset & Wealth Management PO Boa 1778. himore. MD 21203 Your Account Information Dralcry Ram Pow, Wealth Manip-na. Mines Costar Gto.p Statement Period: 0210112016 • 02/29/2016 Tax Lot Default Disposition Method Default Method for Mutual Funds: FIRST IN FIRST OUT Default Method for Socks in a Dividend Reinvestment Flan: FIRST IN FIRST OUT Default Method for all Other Securities: FIRST IN FIRST OUT Bond Amortization Elections: AM /Mile premium on taxable bonds based an Constant Yield Method: Yes Accrual market discount method for all other bond types Constant Yield Method Include market discount in income annually: No Electronic Delivery You hare not selected any account corn m unications for electronic delivery. To register and turn off paper communications, log in to your account or contact your Client Advisor for mote information. Important Information and Disclosures Pricing This section includes the net market value of the securities in you account on a settlement date basis, including shod positions, at the close of the statement period. The market prices, unless otherwise noted, have been obtained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'WA' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS VVHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. The pricing of securities on this statement may vary from their actual liquidation value. Prices shown should only be used as a general guide to portfolio value. Cash shown in this statement may not necessarily be available for investment due to unsettled transactions against your account(s). Prices for marketable securities are received from various pricing services thought to be reliable; however, pricing services are sometimes unable to provide timely information. Where pricing sources are not readily available, estimated prices may be used. When the updated price is received from the price provider, the updated price will be used in the release of the current month's statement. Prior statements will not be revised. You should always request a current valuation for your securities prior to making a financial decision or placing an order. Deutsche Bank proprietary investments and miscellaneous assets held by Discretionary Accounts, Trust Accounts and Custody Accounts include several categories of securities. Miscellaneous foreign assets are priced via third party sources believed to be reliable. For certain securities, including thinly-traded securities. debt semmities in default. securities that do not have a valid pricing source, and certain thud-party structured products. the last available pricing MI be ksted. If the last price available for such securities is unchanged for a period of time deemed appropriate for that asset, the current price will purge and N/A will be placed in the price field in the statement. The pricing of listed options takes into account the last closing price, as well as the current bid and offer prices. Estimated Annual Figures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time. and may be affected by current and future economic, political and business conditions, they should not be reined on for making investment, trading, or tax decisions. These figures assume that the position quantities, interest and dividend rates. and prices remain constant A capital gain or retum of principal may be included in the figures for certain securities, thereby overstating them. Refer to mwrpershing.corn/business_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dolar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation of these reinvestments. Upon written request to your financial institution, information pertaining to these transactions. including the time of execution and the name of the person from Fage 17 of 19 Account Number. N46-023801 Stated tscollona MOW 4011 Go paperless 2007 FJMA L BAR RATED COMMUNICATIONS CONFIDENTIAL - PURSUANT TO FED. R CRIM. 67e)L THEM OKIFI D AENTI A L OAxesurmer SDNY_GM_00046208 OB-SDNY-0009032 EFrA_00156817 EFTA01289180

Important Inform ation and Disclosures (continued) Reinvestment (continued) whom your security was purchased, may be obtained. In owideno reinvestment transactions. Pershing acts as your agent and receives payment for order flow. Options Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing firm in maintaining current background and financial infomation concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Marge) Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing's currency conversion rate will not exceed the highest interbank conversion rate identified horn customary banking sources on the conversion date cr the prior business day, increased by up to 1%. unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction. neared a charge, or received a credit. Transactions converted by agents (such as depositories) veil be billed at the rates such agents use. Ratings This statement may contain credit rating information obtained from Standard & Poor's. Reproducing and distributing any inhumation received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Pooes does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Pools is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content Standard & Pools makes no express or implied warranties includng warranties of merchantability or fitness for a particular purpose. Standard & Pools shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content Credit ratings are opinions and not statements of facts; are not recommendations to purchase, hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Cash Not Yet Received Assets shown here are not reflected in your account This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Bond Maturity Schedule Bonds that are in default are not included. Bond Quality Bond quality ratings reflect Moody's or Standard and Pool's ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution our that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and rules which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents; the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where appbcable, the rendering of investment advice, if any, to you • for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact infatuation can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement, please contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC°). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For mare detailed information please visit wwwpashing.corrifaboutrstrength-andstability. Page 18 of 19 "Alt trOl Account Number: N46423804 ., 510.0, 2007 Go paperless ta clgtragEDC°MMUNICATICed Raced tacetlenti SO L THERA 0. N F I D-ENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) reLrf...re•-•17= =rad SDNY_GM_00046209 OB-SDNY-0009033 EFrA_00156818 EFTA01289181

CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Deutsche Asset & Wealth Management P.O. Oco 1776. euluimom MD 21203 Important Inform ation and Disclosures (continued) Destine lima Pr If lirw.r ,043napnera Marais Conran G.p.p °taunt mai sm....m.."‘ Mar *4 Oat* HS Past Amino, 26% I to Mew** NY 1011A VI 4914,111.1.14178114MS Statement Period: 02/0112016 • 0212812016 The Role of Pershing (couttnue7) • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly, but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be reconfirmed in wring to further protect your rights, including your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 01399; Enors and Omissions excepted. Important Arbitration Disclosures • Al parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury. except as provided by the rules of the arbitration forum in which a claim is Ned. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generaly more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, ii art eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typicaly include a minority of arbitrators who were of are affaiated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement Important Arbitration Agreement Any controversy between you and Pershing LW shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any claims encompassed by the putative class action until; (I) the class certification is denied; (II) the class is decertified; or (III) the client is excluded from the class by the court. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City. New Jersey 07399; Page IS of 19 Account Number: N46423804 ORAN ROI SOL THERA GO paperless Rated I•~ Lvery Woos 2007 [MIAMI RATED COAVAUNICATIONS F I DrErriA rxemmer SDNY_GM_00046210 OB-SDNY-0009034 EFTA_00156819 EFTA01289182

Deutsche Asset & Wealth Management PO. Bat 1778, Banimore. MD 21203 Dralsev Ram Pon. Wealth Manap--... Mantis Coder G•,,. Portfolio at a Glance Account Number: N46-0 2 3 804 Statement Period: 0110112016 - 01/31/2016 This Period Year-to-Date SOUTHERN FINANCIAL LLC Beginning Account Value 8103,281,817.80 $103,281,817.80 6100 RED HOOK QUARTER B3 Net Cash Deposits and Withdrawals 1,890,538.41 1,890,538.41 ST THOMAS VI 00802 Adjusted Previous Account Value 105,175,156.21 105,175,156.21 Dividends. Interest and Other Income 15,702.71 15,702.71 Net Other Activity 2900 -29 00 Net Chan e in Portfolio -5 172.648 85 -5172,64885 nding Account Value 6100.018.181.07 $t 0 0.0 1 8 1 8 1 7 Your Client Advisor: Accrued Interest $466,915.84 DANIEL SAHA Estimated Annual Income $1.103,738.35 Asset Allocation Prior Year-End Lad Period This Period %Allocation LSD Cash. Money Funds. and Bank Deposits 26,831,113.83 26,834,113.83 3,990,349.95 3.99% LSD Fixed Income 20,212,233.86 20,242,233.86 20,001,602.78 20.00% Non-LSD Axed Income 5,198,765.00 5,196,785.00 5.102,565,00 5.10% LSD Equities 17,972,851.11 17,972.851 11 68,048,359.36 68.04% hon4.160 Equities 3.038.621.03 3.038.621.00 2.875.301.00 2.87% A unt Total Chart) 8103,284,817.80 $103,264,617.60 8100,016,181.07 100.00% See the Asset Alecation Disclosure and Footnotes secton for important inicenation riveting you Asset Abortion. DRAB 901.1 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) Pease review your allocation perodcally wth you' Dlent Adviser. Page 10r 18 5009816 CSF30015 CONFIET5MITAL Rated excellent Every Vw. WK 2007 DAL BAR RAT ED COMMUNICATIONS extra, traer Sa riatrIttiltilen IC= NA T NOV NS* SDNY_GM_00046211 OB-SDNY-0009035 EFTA_00156820 EFTA01289183

Asset Allocation Disclosure and Footnotes Al values are displayed in U.S. dollars based on interbank exchange rates as of 01/31/2016 Exchange rates can vary. Equities contains Equity Mutual Funds. Summary of Gains and Losses Realized Unrealized This Period Year-to-Date Short-Term Gam/Loss 000 0 00 .1.699.922 22 Long-Term Gain/Loss 454 63 454.63 -1.085.352.01 Net GaIn/Loss 164.63 154.63 -2,785,274.23 This summary excludes transactions where cost basis information is not available. For Your Information The European Central Bank (the 'ECB') and other credit institutions introduced 'negatrve interest rates'. Negative interest expense may be charged to your account if you have a deposit of foreign currency. The interest win be reported on your Forms 1099 and/or 1042 S. These rates are subject to change in response to market changes, and we may, in the future and based on our normal interest rate setting arrangements. begin to charge negative interest rates on additional foreign currency balances. Money Market Fund Detail Date Activity Type Description Amount Balance Sweep Money Market Fund DEUTSCHE GOVT CASH INSTL Account Num bet 0000001490 cowl Yield: 025% Activity Ending'. 01129(16 01101/16 Opening Balance 26.756.650.71 26.756.650.74 01104116 Withdrawal MONEY FUND REDEMPTION -234,747.90 26,521,902.84 01105116 Withdrawal MONEY FUND REDEMPTION 400 26,521,898.84 0111/116 Withdrawal MONEY RAO REDEMPTION -24,747,285.90 1,774,612.94 01121116 Deposit MONEY FUND PURCHASE 893,27040 2.667.883.31 01122/16 Deposit MONEY FUND FIACFASE 1,311,509.00 3.979.392.34 01126(16 Deposit MONEY FUND FtiRChASE 8,915.63 3,988,307.97 01129(16 Deposit INCOME REINVEST 2,0/1.98 3,990,319.95 011291t6 Closing Balance 93,990,349.95 Total All Money Market Funds 63,990,349.95 Income and Expense Summary Current Period Year-to-Date Taxable Nos Taxable Taxable Non Taxable Dividend Income Ea Lilies 10.035.10 0.00 10.035 10 0.00 Money Market 2,011.98 0.00 2,001.98 0.00 IIKONN 4 11 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ON Fl DESMA L SOUTHERN LLC. Page2018 Account Num ber. 144G-023804 Go paperless Rioted taallordi Um,. Vs.. Lace 2007 CALMAR RA TED COMMUNCA TIONS rxemrtraer SDNCGM_00046212 DB-SDNY-0009036 EFTA_00156821 EFTA01289184

Deutsche Asset & Wealth Management P.O Box 1778, Bahimore, MD 21203 Dralsev RIM von. roam MaNp-mat Marl{ INTNEV SNIP Statement Period: 01//112116 -01/31/2116 Income and Expense Summary (continued) Current Period Year-to-Date Taxable Non Taxable Taxable Non Taxable Interest income Bond Interest 3,625.63 0.00 3,625.63 0.00 Expenses Fee ore' n Securities -25.00 0.00 -25.00 0.00 Total Dividends, Interest, Income and Expenses $15,677.71 $0.00 116,677.71 $0.00 Portfolio Holdings Acco;lt Opening Date Quantity 'Sumter Activity EON Opening Balance Closing Balance Accrued Income income This Year 30-Day Current Yield Yield Cash, Money Funds, and Bank Deposits 4.00% of Portfolio Cash Balance 74,010.09 000 Margin Balance 3,483.00 0.00 M on ey Market DEUTSCHE GOVT CASH IMSTL 01101116 3,990,349.950 0000001490 01129116 26,756,650.74 3.990.34995 0.00 2.04198 0.20% 0.25% Total M on ey Market 126,758,660.74 63,990,349.95 $0.00 $2,041.98 Total Cash, M oney Funds, and Bank Deposits $26,634,143.63 63,990,349.95 $0.00 $2,041.98 Adjusted Unrealized knurl Estimated Estimated Date Acquired Quantity Unit Cod Cod Basis Market Price Markel Value Glint Loss Interest Annual Income Yield Fixed Income 2 5.0 0% of Portfolio (In Maturity Date Sequence) ‘Asset Backed Securities WASHINGTON IA UT lit TG SECS CORP 2004-RA2 Security Identifier: 939336820 Mt PASSTF.RL, CIF CL C-B-1 VAR RATE 6.286% 07125133 WE DTD 06101104 58 P Rating D Factor 0.53496850 Effective Date:01104116 Current Face Value: 690,109.365 12113113 '.3.t2 1,290,000.000 76 5190 528,062.08 84.7290 584.722.76 56,660.68 3,615.48 T.T.161.CTE! MIMI v. Account Number. N4G-023804 paperless kfC: 15 LLC. F I DranAL CONFIDENTIAL - PURSUANT TO FED. R DRINA, P. 6(e) SOUTHERN N Page 3 of 18 INNS tocolloni Every Tem SAM 2007 DALBAR RATED COMMUNICATIONS exalt unser ".''' 4..%.."-"" o. SDNY_GM_00046213 OB-SDNY-0009037 EFTA_00156822 EFTA01289185

Portfolio Holdings (continued) Date Acquired Quantity Unit Cost Fixed Income (continued) 'Asset Backed Securities (continued) WASHINGTON MUT MTG SECS CORP 2004-RA2 (continued) Adjusted Cod Basis Market Price Markel Valve Unrealized Gain! Loss Accrued Interest Estimated Estimated Annual Income Yield Original Cost Basis: $638,906.71 Total Asset Backed Securities 1,290,000.000 Total Current Fact Value : 690,109.365 Corporate Bonds EARTHUNK INC GTO SR NT FULLY EXCHANGED CUSP FROM 270321A98 8 875% 05115119 BIE DTD 05117111 CALLABLE 01/29/16 S& P Rating CCC. 10122112 '.3,12 146,000 000 102 6100 149.81112 100.5000 Original Cost Bat $151,110.00 10/23/12 %En 600,000.000 102 5340 615.206.99 100.5000 Original Cosl Bads: $619,500.00 Total Noncovered 746,000.000 765,016.21 Total 746,000.000 $765,018.21 FRONTIER CON NUNICATIONS CORP SR NT 8.500% 04115/20 DIE DTD 04112110 1ST CPA OTE 10115110 Moody Rating BA3 8 P Rating Blit. 07106/15 3100.000.000 105 1270 $520,062.00 Security Identifier: 270321AC6 LLOYDS TSB BK PLC EURO ISSUE M EDIUM TERM AO TES ISIkt X60717735812 9.875% 12/16/21 REG VD 12/16111 Moody Rating Bat S P Rating BBB 12/04113 %LH 1,500,000.000 106 7560 BARCLAYS 8K PLC CONTINGENT CAP NT 161/%66936739n. KO3 7 750% 04/10113 B/E DTD 04110113 CALLABLE 04/10118 St P Rating 884 04103113 '.22.22 300.000 000 100 0000 JPM ORGAN CHASE & CO DEP SHS REPSTG 1/1011- PFD SER 1 FIXED TO FLTG RT BD 7.900% 04/29/49 DIE DID 04/23/08 Moody Rating BAA3 S 8 P Rating BB8- 06/15/11 '.3,12 2.500.000.000 107 5000 OFIAD Rol I CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) THERN LLC. ON FIDAENTIAL SOU Security Identifier: 35906AAH1 3.153.822 70 99.1250 Original Cost Basis: $3,171.006.00 Security Identifier: G1S15PP40 1.601.317.08 105.7440 Original Cost Basis: $1.627,5130.00 Security Identifier: 06739FHKO 300.000.00 106 0000 Original Cost Bast $300.000.00 Security Identifier: 46625HHA1 1687.500 00 100 9380 Original Cost Basis: $2.687,500.00 9504,722.76 146,730 00 603,000.00 749,730.00 $749,730.00 1973.750 00 1.586.160 00 318,000 00 1523.450 00 656,660.68 $3,615.48 $0.00 -108112 2,735.47 12,957.50 8.63% .12,706.99 11,241.67 53,250.00 8.83% -15,286.21 13,977.14 66,207.50 -$15,288.21 $13,977.14 $60,207.50 -180,072.70 75,083 33 255.000.00 8.57% -15,107 08 18.10417 148.125.00 9.33% 18,000 00 7,158 75 23,250.00 7.31% -164,050 00 49,375 00 197,500.00 7.82% Account Num ber. N4G-023804 GO paperless Rated excellent, Ivory V.A. S, 2007 DALBAR RATED COMMUNCATIONS rxesurnaer Page 4 of 18 DB-SDNY-0009038 EFTA_00 156823 EFTA01289186

Deutsche Asset & Wealth Management Divilsregam Pon. W.M'. Manarmat PO Boa 1778, Babimore, MO21203 Portfolio Holdings (continued) Date Acquired Olantity Unit Cost Fixed Income (continued) Corporate Bonds (continued) PM ORGAN CHASE & CO DEP SHS REPSTG (continued) 06115111 '.3,12 2.500,000 000 107.0000 2,615,000 00 100.9380 Original Cost Bass: $2.675.000.00 Total Noncovered 5,000,000.000 5,362,500.00 Total 5,000,000.000 $5,362,500.00 BANK AM ER CORP PERP NON COM ULATIVE DEP SFS FIXED TO FLOAT 8.125% 04130158 B/E DTD 04/30/08 CALLABLE 05/15/18 Moody Rating BA2 SS P Rating BED 01110111 '.3,12 2,000,000 000 102 7500 Adjusted Cost Basis Market Price Market Value SOUTHERN CALIF EDISON CO PREF SER E 6250% 01117/62 WE DID 01117112 CALLABLE 02/01122 0 100.000 Moody Rating BAA1 S 8 P Rating BBB- 01130112 ',3,12 3,000,030 000 99 8330 GENERAL ELEC CO GTD FXD-TO-FLTG RT NON-CUMULATIVE PERPETUAL PREFERRED 4.000% 12103165 REG DTD 12103/15 Moody Rating A3 S8 P Rating AA- 12/03115 ' 2.169,000 000 88 0930 OTIGROUP INC FXO RT SR NT PERP DEP REPT 5.950% 08/15/88 B/E DTD 08/12/15 CALLABLE 08/15120 0 100.000 Moody Rating BA2 S8 P Rating Mr 08106115 3,000,000.000 100.0000 ORAN 11 1 CONFIDENTIAL — PURSUANT TO F SOUTH ERA LLC. ED R P. 6(e) ONFIDESTTIAL Security Identifier: 06060501/ 2,055,000 00 101 1380 Onginal Cost Banc 12,055,000.00 Security Identifier: $42400FU2 2,991,993 26 110 0000 Original Cost Baas: 52,992,564.97 Security Identifier: 369604BM 1 2.175.016 17 96.0000 Original Cost Bass: 52,175,016.17 Security Identifier: 17296725 3.000.006 00 98.2500 Original Cost Bass: 53,000,006.00 2,523,150 00 5,016,900.00 15,016,900.00 2,028,760 00 3,300,000 00 2,370,240 01 2.917.500 00 Statement Period: 0110112016 • 01/31/2016 Unrealized Gal Loss ktrued Interest Estimated Estimated Anneal Income Yield ,151,550.00 19,375.00 197.500.00 7.82% -315,1100.00 96,750,00 395,000.00 .1311,600.00 196,710.00 1365,000.00 -26.240.00 34.305.56 162,500.00 8.00% 305,006 74 93,750 00 187 500 00 5.68% 195,223.83 12,619.33 98.760 00 1.16% -52.50600 83,795.83 178.500 00 6.05% Page 5 of 18 Account Num ber. N4G-023804 Go paperless Rated [mailer.' Envy Year Since 2007 DAL OAR RATED COMMUNKATOIS rxenurmer ••••••••Lm, •••••••••••••••••••oc SDNY_GM_00046215 OB-SDNY-0009039 EFIA_00156824 EFTA01289187

Portfolio Holdings (continued) Date Acquired Quaetity Umit Cost Fixed Income (continued) Corporate Bonds (continued) LBG CAPITAL NO 1 PLC 144A ISO XS0473108283 8.000% 09115188 REG DID 12115109 CALLABLE 08/15120 S8 P Rating Bar 12/04/13 '.3.12 1.200.000.000 108 2500 'LLOYDS BANKING GROUP PLC FXD RATE RESET ADDL TIER 1 SECS 'SINS US539439AG42 7.500% 09127188 WE DID 0/107114 S 8 P Rating Ell Please Provide' 1,903,000.000 Nirt Adjusted Cod Basis Market Price Market Value Unrealized GalefLoss Accrued interest Estimated Estimated Annual Income Yield Total Corporate Bonds 14,118,000.000 Total Fixed Income 15,408,000.000 Security Identifier: G5433BBG$ 1,299,000.00 102.4000 Original Cod Bads 51,299,000.00 Security Identifier: 539439AG4 Please Provide 103.5000 Original Cosl Basis: Please Provide 122,708,703.41 1,228,800.00 1.969.605.00 124,510,445.00 Date Acquired Quantity Unit Coal Equities 68.00% of Portfolio Common Stocks MOBILEYE NV AM STELVEEN ORD 5115 ISA ONL0010831061 Dividend Option: Cash 0810111/ 800.000 25.0000 AKORN INC CON Dividend Option: Cash 06110115 5.000 000 46 8410 AUBABA GROUP BLDG LTD SPONSORED ADS ISA 811501609W1027 Dividend Option: Cash 06110115 5.000.000 ALUANZ SE PONS /KIR REPSTG 1110 WS Dividend Option: Cash 04113115 5.000.000 APOLLO GLOBAL MGM T LLC CL A WS Dividend Option: Cash 03129111 '.13 263.157 000 123,234,785.50 Cep Bans Market Price 125,104,167.78 Markel Value •70.200.00 12,266 67 96.000 00 7.81% NIA 13.47958 142.725.00 7.24% -1156,163.42 1463,300.36 11,153,567.50 -1100202.74 1468,115.64 11,153,567.50 Unrealized Gain/ loss &limited Estimated Anneal Income Yield 88.9500 18 0110 19 0000 W8AB ROIL Seaulty Identifier: M BLY MGR N51488117 20.000 00 27.1300 Security Identifier: AKRX CUSP. 009728106 234,206.00 25.9900 Security Identifier: BABA CUSP. 01609W102 114119.00 67.0300 Security Identifier: AZSEY CUSP 018805101 90,056.00 16.0850 Security Identifier: APO CUSP 037612306 1.999.983.00 13.5800 21,704.00 129,950.00 335,150.00 80.425 00 3.573 672 06 Account Number. N46023804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R CRI6,1. P. 6(e) F I D^ENTIAL SOUTHERN ut, 1,704.00 -104,256 00 •109.59900 •9.631.00 •1,426.310.94 2.833.84 3.52% 515,787.72 11.13% Page 6 of 18 Italia Iacono nii L very v«. La 2007 DAUM* RATED COMMUNICATIONS rxesurtaer .7 AZ= ti—.,4e SDNY_GM_00046216 OB-SDNY-0009040 EFTA_00156825 EFTA01289188

Deutsche Asset & Wealth Management PO Boa 1770, Ballimore, MD 21203 Portfolio Holdings (continued) Dale Acquired Quantity Unit Cost Equities (continued) Common Stocks (continued) APPLE INC COM Dividend Option: Cat 250.00000 of these slimes ate in your margin account 09(05114 110,180.000 98 9500 01(11116 250.000.000 99 0000 Total Covered 360180.000 Total 360,180.000 ARIAD PHARMACEUTICALS INC Dividend Option: Cash 02114112 '.13 7,535.000 152090 01724113 '.13 9,000.000 196000 Total Noncovered 16,535.000 Total 16,535600 ASCENA RETAIL GROUP INC CON Dividend Option: Cash 01(16101 '.3 10.500.000 21 2770 AVALANCHE BIOTECHNOLOGIES INC COM Dividend Option: Cash 10,000.00 of these shares are in your margin account 04(20115 10,000.000 39.8610 BASFSESPONSADR ISNB U 50552625057 Dividend Option: Cash 0013/15 5,000.000 101.6110 BANK OF NEW YORK M ELLON CORP CON Dividend Option: Cash 06(25114 250000.000 38.3060 BIOGEN IDEC INC COM Dividend Option: Cash Drat,' •C Mn, Fon,r vonloommip.wm matins Coon/. G.a.P Cost Basis Market Price Market Value Statement Period: 01101/2016 • 01/31/2016 Unrealized Gild Los Estimated Estimated Anneal Income Yield Seaulty Identifier: AAPL CUSP, 037833100 10,902,315.41 97.3400 10,724,921.05 -177.394.36 229,114.40 2.13% 24,750,006.00 97.3400 24,335,000.15 -415.005.85 520,000.00 2.13% 36,862,321.11 35,051,121.20 -592,40011 740,174.40 135,662,321.41 135,059,921.20 -$592,400.21 $719,174.40 Security Identifier: ARIA CUSP: 01033A100 114,597.40 5.0200 37,025.70 -78,771.70 176,400.00 5.0200 45, I80.00 -131,220.00 290 997.40 63,005.70 407,911.70 9290,997.40 313,005.70 4207691.71 $0.00 Security Identifier: ASN CUSP. 043510101 1.500.000 00 7.3800 520.290 00 -979,710.00 Security Identifier: AAVL CUSP 05337G107 398,606.00 6.0000 69000.00 138,606.00 Security Identifier: BASFY CUSP 055262505 508,056.00 66.1130 310,565 00 -177,491.00 11,276 50 341% Security Identifier: BK CUSP 064058100 9,076,406.00 36.2200 9,055,000.00 -21,100.00 170 000 00 1.87% Security Identifier: 811B CUSP: 090623103 Page 7 of 18 Dent, IOU Account Number: 1440423804 F I DrWriA Go paperless e t :, Rated toren. ria SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) (very Year Since 2'007 DAL MR RATED COMMUNCATIONS rxeiartraer raw. ;An meow OS wee. •0•C SDNY_GM_00046217 08-SDNY-0009041 EFIA_00156826 EFTA01289189

Portfolio Holdings (continued) Date ired Quality hit Cod Equities (continued) Common Stocks (continued) BIOGEN ID EC INC CON (esounded) 02/14/12 2195.000 119 5490 DISH NETWORK CORP CL A Dividend Option: Cash 06110115 FACEBOOK INC CL A Dividend Option: Cash 05117112'.13 5.000.000 72 9960 17.500 000 38 0000 FOUNDATION MEDICINE INC COM Dividend Option: Cash 01113114 06105114 Total Covered Total 49,630.000 GENERAL ELECTRIC CO CON Dividend Option: Cash 04123113'.13 GENERAL MTN CO COM Dividend Option: Cash 11115110 ' 12109110 ' Total Noncovered Total 91,525.000 GILEAD SCIENCES INC Dividend Option: Cash 02105114 03107114 Total Covered Total 8,100.000 GLAXON 'TULIN E PLC SPONS A DR Dividend Option: Cash 06110115 5.000.000 431010 GLOBAL PARTNER ACQUISITION CORP UNIT 1 COM 81 WT EXP Dividend Option: Cash 07130/15 ' 2,000.000 10 0000 25,000.000 24.830.000 49,630.000 27 5070 23 2530 23,000.000 21.5700 10.988.200 86,536.800 97,525.000 5100.000 3.100.000 8,100.000 Cost Bads Market Price Markel Valve Unrealized Gaid Loss Estimated Estimated Annual Income Yield 36.4010 399,975.16 36.8160 3,185,969.22 3,585,947.36 13,586,947.36 Security identifier GILD CUSP 375558103 79,2810 396,407.00 83.0000 796120 246.797.00 83.0000 643,204.00 250,451.95 273.0600 Security Identifier: DISH CUSP: 25470M 109 364,978.00 482700 Security Identifier FB CUSP: 30103M102 665.000.00 112.2100 Security Identifier: FM I CUSP 350465100 687,663.50 14.5900 577,373.02 14.5900 1,266,038.52 11,285,038.52 Security Identifier: GE CUSP: 369604103 496,109.08 29.1000 Security Identifier: GM CUSP. 37045V100 29.6400 29.6400 572,060.70 211,350.00 1.963.675.00 361,750.00 362.269.70 727,019.70 $727,019.70 669,300.00 325,690 25 2,554,950.74 2,890,641.00 62,890,641.00 415,000.00 257.300 00 672,300.00 321,605.75 •123,62800 1.295.675 00 -322,913.50 -215,103.32 ,531,018.02 -$536,016.52 173,190.92 -74.257.90 •621,018.48 ,695,306.36 -$696,308.36 18,593.00 11503.00 29,096.00 $0.00 21,160.00 3.16% 15123.01 4.85% 121,612.99 4.85% 140,436.00 1140.436.00 8,600.00 2.07% 5.332.00 2.07% 13,932.00 Mint, $643,204.00 Security Identifier: GSK CUSP 37733W105 215,006.00 41.2900 Security Identifier: GPACU CUSP. 37954X204 20,000.00 9.8100 $672,300.00 206.450 00 19,620.00 $29,096.00 -8,556.00 -390.00 $13,932.00 12,128.20 5.87% Page of 18 Account Number: N4G423804 F I DrErriA Go paperless i t Rabid tszellone SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R CRINI. P. 6(e) Every Va.Lace 2007 DALBAR RATED COMVAUNCATIONS exesturner rt= SDNY_GM_00046218 OB-SDNY-0009042 EFIA_00 156827 EFTA01289190

Deutsche Asset & Wealth Management P.O. Bat 1778, BaMimorce, MO 21203 Portfolio Holdings (continued) Oruicov Kam PO•lin Weahn Ma•mernalt Vine's CoderageOtcp Dale Acquired Quantity Viii Cod Cost Basis Market Price Equities (continued) Common Stocks (continued) GODADDY INC CL A Dividend Option: Cash Security Identifier: GOD? CUSIP. 380237101 04101115 700.000 20 0000 14.000 00 30.4900 HEALTH NET INC COM Dividend Option. Cash Security Identifier: HNT CUSP. 422226108 09108114 25.000.000 16 9800 1.174.506 00 66.2200 MATCH GROUP INC CON Dividend Option. Cash Security Identifier: M TCH CUSIP 57665R106 11118115 200.0DD 12 0000 2.400.00 12.5500 SANGAM 0 BIOSCIEN CES IN C COM Dividend Option: Cash Security Identifier: SGM 0 CUSIP 800677106 05128113'.t3 50.000.000 8 4440 422.214.00 6.0500 SANTANDER CONSUM ER USA HLDGS INC COM Dividend Option: Cash Security Identifier: SC CUSP $0283M101 01123114 1.000.000 21 0000 24.000.00 10.4500 SQUARE INC CL A Dividend Option. Cash Security Identifier: SO CUSIP 852234103 11119115 200.000 9 0000 1.800.00 8.7700 TERRAFORM GLOBAL INC CI. A Dividend Option: Cash Security Identifier: GLBL CUSP. 88104M101 07131115 400.000 15 0000 6.000.00 4.2300 TWITTER INC COM Dividend Option: Cash Security Identifier: 11V TR CLSIP 901841102 11101113 1.500.000 26 0000 39.000 00 16.8000 VIACOM INC NEW CL B Dividend Option: Cash 06110115 5.000.000 67 7490 Security Identifier: WAS CUSIP 9254553740010 338.715 00 VOLKSWAGEN A G ADR (SPONS) Dividend Option: Cash 1.)(tALI ROI Security Identifier: VLKAY CUSIP 928662303 Account Number. N46-023801 Market Value Statement Period: 0110112016 • 01/31/2016 Unrealized Gain/ Loss Estimated Estimated Annual Income Yield 21.313.00 1,655,500.00 2,510.00 302,500.00 10.450.00 1,754.00 1,692.00 25.200.00 228,200.00 Go paperless CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) ONFIDE1SMAL SOUTHERN LLC. 7.343 00 480.994.00 110 00 ,119,714.00 -13.55000 -46.00 -4,308 00 •13.80000 -110.51500 272 64 16.11% 8.000.00 3.50% Page 9 of 18 Rated Excell•ne tv.y Vs? Since 2'007 DAL OAR RATED COMMUNICATIONS XCIIL l'Net SDNY_GM_00046219 DB-SDNY-0009043 EFTA 00156825 EFTA01289191

Portfolio Holdings (continued) Date ired Quantity Unit Cost Equities (continued) Common Stocks (continued) VOLKSWAGEN A G ADR (SPON St (continued) 04113115 5,000 000 50.8610 WISDOM TREE IN YTS INC COM Dividend Option: Cash 03131115 15.000.000 21 6110 Total Common Stocks Preferred Storks (Listed by expiration date) ALLY FINL INC FIX TO FLT DIV-8.50% FREO-OTRLY CALLABLE Q 25.00 ON A OTRLY BASS AFTER 05/15/2016 Dividend Option: Cash 02103112 ..13 16100.000 01109/12 '.13 80.000.000 Total Noncovered 126,600.000 Total 126,600.000 GM AC CAP TR I GTD TR PFD SECS SER 2 CPN - 8.125% FRECI ORTLY MATT-0211512040 CALL ANYTIME 0 25 W130 DAYS BEGINS 02115116 Dividend Option: Cash 02122112 '.13 80,000.000 23.5350 ROYAL BK SCOTLAND GP PLC WON ADR REPSTG SER T PFD CPN-7.25% FRB) ORTLY FERP M TY CALL@ 25 ANY W130 D NOTICE AFTR 12131/12 Dividend Option: Cash 10124112'.13 40,000.000 231940 01107/13 40,000.000 241400 01114/13 *.I3 10,000.000 241800 Total Noncovered 120,000.000 Total Total Preferred Stocks Total Equities Cost Basis Markel Pike Markel Value Uerealized Gala! Loa Estimated Estimated Annual Income Yield 251,306.00 26.0990 Security Identifier: WETF CUSP. 97717P104 324,157.50 12.0000 130,495.00 180,000 00 •123,81100 ,114,157.50 4 004 38 3.06% 4,800.00 2.66% 19.3820 20.1250 $63,322,245.24 Security Identifier: ALLY PRO CUSP. 02005K308 903,217.51 1,610,000.00 2,513,217.51 25.2000 25.2000 959,771,743.36 1,174,320.01 2.015.999.99 3,190,320.00 -$3,550,501.88 271.102 50 405.999 99 677,102.49 $1,653,805.68 99.025 00 8.43% 170.000 00 8 43% 269,025.00 $2,513,217.51 Security Identifier: ALLY PRA CUSP 361860208 1,882,773.80 25.4500 Security Identifier: RBS PRT CUSP: 780097713 951.600.00 977.600.00 995.200.00 2,924,400.00 25.6000 25.6000 25.6000 $3,190,320.00 2,036,000.00 1,023,999.99 1.023.999.99 1,024,000.02 3,072,000.00 $677,102.49 15322840 72,399.99 16,39399 28,800.02 147,600.00 9259,025.00 162,500.00 7.98% 72,500 00 7.08% 72.500 00 7.08% 72,500 00 7.08% 217,500.00 ?H),BIOSICSF'' : 120,000.000 $2,924,400.00 $7,320,391.11 $70,642,636.35 Ottnit REAL 93,072,000.00 $8,298,320.00 966,070,063.36 1147,800.00 $977,928.89 -$2,572,572.91 9217,500.00 $649,025.00 92,302,830.68 Page 10 of 18 Account Number. N46.023804 Go paperless 906 THERA t,t0 LLC. N F I DAENTIAL CONFIDENTIAL — PURSUANT TO FED. R CRIAA, P. 6(e) Rat.. tacelkingi [very V«. since Z007 DAL BAR RATED COMMUN CATIONS 7XO7O.7Nel SDNY_GM_00046220 OB-SDNY-0009044 EFTA_00156829 EFTA01289192

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore, MD 21203 Portfolio Holdings (continued) Dna,' •C .41•4 Vota• PI Mantle,. Penns Cowl ace G.cm) Statement Period: 01101/2016 • 01/31/2016 Unrealized Date Acquired Quantity Unit Cat Cod Balls Market Price Market Value Galnl loss Exchange-Traded Products 3.00% of Portfolio WISDOM TREE TR JAPAN HEDGED EQUITY FD Security Identifier: DXJ Dividend Option. Cash: Capital Gains Option: Cash CUSP. 977i7WeSt 60,000.00 of these shares are in your margin account 12/11113 80.000 000 194350 2,966,098.50 47.5600 2.853.600.00 -112.198.50 Total Exchange-Traded Products $2,966,098.50 0,853,600.00 -1112,498.50 Cod Bills Market Value Estimated Estimated Annual Income Yield 45,298.20 1.58% $45,29810 Unrealized Acaued Estimated Gains Loss Interest Annual Income Total Portfolio Holdings $100,833,860.30 1100,018,181.07 -M78527413 1486,915.84 $4,103,738.35 Footnotes Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally nut subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended FIRC') (incorporating amendments enacted by P.1.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered," under the new cost basis reporting rules, and marked or denoted as such. Al other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are "covered" under the new cost basis reporting rules are defined as non-retirement US taxpayers securities which have been acquired on or after their 'applicable date(sy at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on a after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected unto the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold shod or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this infomiation. s Unrealized gains and losses are not reported for securities for which cost basis or market value is not available. 6 The Current Face value represents the outstanding principal balance of the underlying security. The Current Face value is determined by multiplying the current factor times the original face amount of the security. Factors may change over Sr* and are obtained from sources we believe to be reliable. Is Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Is The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Account Number: 1446423804 Rated tacellenti Mint, ROI l Go paperless am k L 'ars' Van SMC• 2007 SOL THEM DAL BAR RATED COMMUNICATIONS C I DAENTIALL-- rxeiturner CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Page 11 of 18 r gellstrv 0,=••••'...... = era/ tat ONES wet Mc SDNY_GM_00046221 OB-SDNY-0009045 EFrA_00156830 EFTA01289193

Schedule of Realized Gains and Losses Current Period DIspositioe Acquisition Disposition Date Date Transadion Description Quantity Cod Basis Proceeds Realized Gain! Lossl Disallowance Long Term 01122116 12113113' rRP WAShINGTOK MUT NIG S 001-RA2 MTG PASSThRU CTF CL C- B-1 VAR RATE 6.286% 07/25133 Security Identifier 939336520 Original Cost Basis: 1.481.53 1,290.000 000 1,48153 1,936.16 454.63 Total Long Term $1,461.53 $1,936.16 $454.63 Total Short Term and Long Term Kum $1.936.16 1454.63 ' Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ("IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered;' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered" under the new cost basis reporting rules. Securities which are "covered under the new cost basis reporting rules are defied as non-retirement, US taxpayers securities which have been acquired on or after their "applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 10994 for the applicable tax year in which the security is disposed. Repotting requirements generally will be phased in over a three-year period, as folows: • Stock in a corporation acquired on or after January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1. 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or alter January 1. 2014. This Schedule rrey not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequently reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports, including your 10994 or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make. but are not required to be made by Pershing as it relates to H.R. 1424. You should consul with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly, disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary Snorted adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consul your tax advisor in the preparation of your tax returns. Please refer to the Your Account Information Section in your brokerage account statement for your accounts existing tax-Id disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method wil be used to determine the cost basis for calculating gain and/or loss. unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 10994. Messages Important Reminder lot Pershing's 2015 IRS Forms 1099 (8, DAUNT, O10 and MSC): As a reminder, by February 16, 2016, you will be mailed either your 1099 form or a special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anbccated Fage 12 of 18 Account Number 1446423804 I)EtAl, 1.'01 I. Go paperless SOUTHERN CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) v v F I DIAL Rai tacollonil tverg Vs. Slob 2007 0AL BAR RAT CO 03MMUN CATIONS rxciurnser ••-•00.0 --.-••••0•••• SDNY_GM_00046222 OB-SDNY-0009046 EFTA_OOI 56831 EFTA01289194

Deutsche Asset & Wealth Management P.O. Box 1778, Bahimore. MD 21203 M essages (continued) Statement Period: 01/01/2016 - 01/31/2016 mad date of your 1099 form. Your 1099 will be mailed no later than March 17, 2016. Although a money market mutual fund seeks to preserve the value of your investment at 91 per share, it is possible to lose money by Investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional Information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform Activity Summary CM amounts shown are m base currency) Credits This Period Debits This Period Net This Period Credits Yearto-Date Debits Year-to-Date Net Year-to Date Securities Securities Boughl 000 -24.750.00600 -24.750.006 00 000 .24 750 006 00 -24,750,00600 Total Searitles $0.00 ,224,750,008.00 ,224,750,006.00 $0.00 -$24,750,006.00 -$24,750,006.00 Dividends and Interest 915,702.71 $0.00 515,702.71 $15,702.71 $0.00 $15,702.71 Fees 60.00 -$29.00 -$29.00 $0.00 -$29.00 -$29.00 Cash withdrawals 0.00 -314,240.99 -314,240.99 0.00 .314.240 99 •314.24099 Noon's 2204.779.40 000 2.204.779.40 2.204,779 40 0 00 2.204.779 40 Total Cash $2,204,779.40 -2314,240.99 $1,890,538.41 42,204,779.40 -8314,240.99 $1,890,538.41 Totals $2,220,482.11 -$25,064,275.99 -822,843,793.88 22,220,482.11 -926,064,275.99 -922,843,793.88 Transactions by Type of Activity Process/ Trade/ Settlement Transaction Date Date Activity Type Securities Bought and Sold 01/14116 01/11/16 PIACI-ASED AAR. Description Bundy Prke Accrued Interest Amount Currency APPLE INC COM LNSOUCITED ORDER AVERAGE UNIT PRICE 250,600.000 98.9400 TRANSACTION YOUR BROKER ACTED AS AGENT -24.750.008.00 USO Total Securities Bought and Sold - D.S DOLLARS litin0 ROI k 1.00 -24,750,006.00 Page 13018 Account Number N4G4323804 Rated excellent, Go paperless F I DrWriA SOUTHERN CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) Envy Vs. M 2007 CALMAR RATED COMMUNCATIONS rxestumer SDNY_GM_00046223 DB-SDNY-0009047 EFTA_00156532 EFTA01289195

Transactions by Type of Activity (continued) Process/ Tradel Settlement Transaction Date Date Activity Type Desairdiu Quality Price Accrued 'Merest Mont Currency Dividends and Interest 01104116 CASH DIVIDEND RECEIVED VIAB 01/14/16 FOREIGN SECURITY DIVIDEND RECEIVED GSK 01/25/16 CASH DIVIDEND RECEIVED GE 01/25/16 80AD INTEREST RECEIVED 939336520 01/29/16 MONEY MARKET RAD INCOME RECEIVED 233993682 5000 SHRS VIACOM INC NEW CL B RD 12115 PO 0110/116 5000 SHRS GLAXOSM ITHKLINE PLC SPOASACIR RD 11/13 PO 01114116 23000 SF RS GENERAL ELECTRIC CO COM RD 12/21 PO 01125116 1290000 WASHINGTON MU MTG SECS CORP 2004-RA2 MTG PASSTHIll. CTF CL C-8-1 VAR RATE 6.285% 07125/33 WE OW 06/01/04 RD 12131 PD 01/25/16 DEUTSCHE GOVT CASH 2000.00 2.745.10 5.290.00 3.625.63 2.011.98 LSD LSD Li SO LSO LSO Total Dividends and Interest • U.S. DOLLARS 0.00 15,702.71 Fees 01/04/16 FOREIGN CUSTODY FEE Fgn Safekeeping DEC 2015 CUSP: GIS15P-P4.8 -2.00 LSD G4S15PP113 01/04/16 FOREIGN CUSTODY FEE Fgn Safekeeping DEC 2015 CUSP. 6543384W-8 -2.00 LSD 654339868 01/14/16 FEE ON FOREIGN DIVIDEND 5000 SHRS GLAXOSMITHKLINE PLC SPOASADR RD 11/13 -25.00 LSO WITHHELD AT THE SOURCE PO 01111/16 GSK Total Fees - U.S. DOLLARS 0.00 -29.00 Cash Withdrawals and Deposits 01/04/16 FEDERAL FUNDS SENT THE BANK OF AEW YORK -288.96321 LSD USD999997 01/01/16 FEDERAL FUNDS SENT DEUTSCHE BANK TRUST -25.277.78 LSO USD999997 01/20/16 FEDERAL FUN DS RECEIVED DEL TSCHE BANK TRUST 29009 893,270.40 LSO USD999997 01/21/16 FEDERAL FU A DS RECEIVED DEUTSCHE BANK TRUST 40942 1.311.509.00 LSO USD999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 1,890,538.11 Total Value of Transactions 0.00 -M013,793.88 USD The price and quantity displayed may have been rounded. 1/011 Account Number. Ni1G-023804 Go paperless CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) ON FI DAENTIAL SOL THERA LLC. Page 14 of 18 RANO tacell•ra Every Visor Siva 2007 DAL BAR RATED COMMUNICATIONS rxatLINCI SDNY_GM_00046224 DB-SDNY-0009048 EFTA_00 156833 EFTA01289196