Document Mentions (3 shared documents)

EFTA01522428

3 mentions1 same-page

Page ?Same page

34 BROKERAGE 0.14 UQUIDNET INC (ID: 149123-10-1) 7.000 82.926 (580.48) 6/28 Purchase 7/3 CATERPILLAR INC la 82.7547 13,985.54 BROKERAGE 3.38 CREDIT SUISSE FIRST BOSTON LLC (ID: 149123-10-1) 169.000 82.775 (13,988.92) * Purchase 7/5 CATERPILLAR INC C 82.7612 5,379.48 BROKERAGE 1.30 GOLDMAN SACHS & CO. (ID: 149123

Market Cost Settle Date Type Settled Securities Purchased 6/26 Purchase 7/1 CATERPILLAR INC @ 82.2394 5,674.52 BROKERAGE 1.38 CREDIT SUISSE FIRST BOSTON LLC (ID: 149123-10-1) 69.000 82259 (5,675.90) * 6/27 Purchase 7/2 CATERPILLAR INC C 82.9312 11,693.30 BROKERAGE 2.82 MORGAN STANLEY & CO. LLC (I

.82 MORGAN STANLEY & CO. LLC (ID: 149123-10-1) 141.000 82.951 (11,696.12) * 6/27 Purchase 7/2 CATERPILLAR INC (a 82.905 580.34 BROKERAGE 0.14 UQUIDNET INC (ID: 149123-10-1) 7.000 82.926 (580.48) 6/28 Purchase 7/3 CATERPILLAR INC la 82.7547 13,985.54 BROKERAGE 3.38 CREDIT SUISSE FIRST BOSTON LLC

EFTA01522285

2 mentions1 same-page

Page ?Same page

.70 (827.72) 204.98 1 10/25 10/30 Sale High Cost Sale High Cost RAYTHEON COO 55.6419 1,557.97 BROKERAGE 0.56 TAX 8/OR SEC .03 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111-50-7) (28.000) 55.621 1,557.38 (1,171.73) 385.65 L 10125 10/30 RAYTHEON CO 0 55.5106 277.55 BROKERAGE 0.10 TAX 8/OR SEC .01 UQ

LC (ID: 755111-50-7) (28.000) 55.621 1,557.38 (1,171.73) 385.65 L 10125 10/30 RAYTHEON CO 0 55.5106 277.55 BROKERAGE 0.10 TAX 8/OR SEC .01 UQUIDNET INC (ID: 755111-50-7) (5.000) 55.488 277.44 (209.24) 68.20 L 10/26 10/31 Sale High Cost RAYTHEON CO 4 55.7554 724.82 BROKERAGE 0.26 TAX 8/OR S

EFTA01522305

2 mentions1 same-page

Page ?Same page

ount Market Cost Sett 'e Date Type Settled Securities Purchased 11/1 Purchase 11/8 STAPLES INC @ 11.8577 538.25 BROKERAGE 0.92 CREDIT SUISSE FIRST BOSTON LLC (ID: 855030-10-2) 46.000 11.678 (537.17) 11/1 11/6 Purchase STAPLES INC @ 11.5759 382.00 BROKERAGE 0.99 PERSHING & COMPANY (ID: 855030-10-2)

2.00 BROKERAGE 0.99 PERSHING & COMPANY (ID: 855030-10-2) 33.000 11.606 (382.99) 11/1 11/8 Purchase STAPLES INC @ 11.575 11.58 BROKERAGE 0.02 UQUIDNET INC (ID: 855030-10-2) 1.000 11.60 (11.60) 11/1 11/8 Purchase XILINX CORP @ 33.3417 66.68 BROKERAGE 0.04 SJ LEVINSON & SONS US (ID: 983919-10-1)