GHISLAINE MAXWELL- OAP FDG ACCT. For the Period 10/1/12 to 10/31/12 Trade Date Type Description Quantity Per Unit Amount Proceeds Tax Cost Rearized Gain/Loss Settle Date Selection Method Settled Sales/Maturities/Redemptions 10/10 10/15 Sale High Cost INTEL CORP 0 21.867 590.41 BROKERAGE 0.54 TAX 8/OR SEC .01 MERRILL LYNCH PIERCE FENNER 8 SMUT (ID: 458140.10-0) (27.000) 21.847 589.86 (571.62) 18.24 L 10/10 10/15 Sale High Cost INTEL CORP 0 21./734 762.07 BROKERAGE 0/0 TAX EJOR SEC .02 DEUTSCHE BANC ALEX BROWN INC (ID: 458140-10-0) (35.000) 21.753 761.35 (736.31) 25.04 1 10/24 10/29 Sale High Cost RAYTHEON CO * 55.5349 833.02 BROKERAGE 0.30 TAX 8/OR SEC .02 MERRILL LYNCH PIERCE FENNER 8 SMUT (ID: 755111-50-7) (15.000) 55.513 832.70 (827.72) 204.98 1 10/25 10/30 Sale High Cost Sale High Cost RAYTHEON COO 55.6419 1,557.97 BROKERAGE 0.56 TAX 8/OR SEC .03 CREDIT SUISSE FIRST BOSTON LLC (ID: 755111-50-7) (28.000) 55.621 1,557.38 (1,171.73) 385.65 L 10125 10/30 RAYTHEON CO 0 55.5106 277.55 BROKERAGE 0.10 TAX 8/OR SEC .01 UQUIDNET INC (ID: 755111-50-7) (5.000) 55.488 277.44 (209.24) 68.20 L 10/26 10/31 Sale High Cost RAYTHEON CO 4 55.7554 724.82 BROKERAGE 0.26 TAX 8/OR SEC .02 GOLDMAN SACHS 8 CO. (ID: 755111-50-7) (13.000) 55.734 724.54 (544.02) 180.52 L Total Settled Sales/Maturatles/RedemptIons $10,602.94 (89,322.81) 81,190.13 L Trade Date Per Unit Se DW Type DM/00n Quantity Amount Market Cost Settled Securities Purchased 10/5 Purchase BLACKROCK INC 0 187.7991 563.40 BROKERAGE 0.06 3.000 187.82 (563.46) 10/11 CITIGROUP GLOBAL MKTS INC (ID: 09247X-10-1) JP Morgan Page 12 of 15 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049803 SDNY_GM_00319001 EFTA01522285