Epstein Secrets

Monday, July 17 2017 7:27 AM To: Patrick Harri Cc: Emily Craig < e a Daphne Cales 41.1111111111111111111111111k>; Janice Franklin Armen Brash ; Sheffali Welch < Subject: KYC HR Clients Remediation - Status (7/14/17) (I) Classification: For Internal use only All, Below is the Monday morning deliverable (

176 100 441 785 820 896 55.72% 21.18% 17.67% 10.04% • Initial pop 1,319. Items may be determined out-of-scope during review. USO LatAm MEA-NY GAT Total 821 417 61 20 1,319 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0042239 SDNY_GM_00188423 EFTA01356393

Cc: Emily Crai < >; Daphne Cales ; Janice Franklin < >; Armen Brash < ; Sheffali Welch < > Subject: KYC HR Clients Remediation - Status (6/09/17) ill Classification: For Internal use only All, Below is the Monday moming deliverable

(Clients) 32.70% 42.01% 42.54% 40.00% 38.52% 36.61% 12.70% 10.26% 0.42% 7.51% Completed Details High Risk Remediation Data USO LatAm MEA-NY GAT Total Initial In Scope Clients 821 417 61 20 1,319 Out-of-Scope Identified* 166 164 31 13 374 # of KYC Cases Approved 51 23 1

Quintero Vice President Deutsche Bank Securities Inc. Deutsche Bank Wealth Management 502 uite 400, 32256 Jacksonville, USA Tel. Email From: Sheffali Welch Sent: Friday, June 09, 2017 1:17 PM To: Rodrigo Quintero < >; Patrick Harris Cc: Emily Craig < , Daphne Cales >; Armen Brash < Subject: RE: KY

Y JUN JUL AUG SEP OCT NOV DEC Total USO 97 124 62 47 73 120 143 122 22 11 821 LatAm 46 37 37 50 21 72 53 86 13 2 417 MEA-NY 21 2 7 7 6 13 4 1 61 GAT 6 2 1 1 2 1 3 3 1 20 Total 170 163 102 105 103 199 212 215 35 15 1319 4. I believe the week