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Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to portal for clients (II Classification: For IMemal use only Hello, >; Sheffali Welch If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so by the end of the day. As a
ties offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash >; Nicholas Allen Subject: RE: MIFID II & research - access to portal for clients (II Classification: For IMemal use only Hello, >; Sheffali Welch If you have not
Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to portal for clients III Classification: For Infernal use only Hello, ; Sheffali Welch If you have not had the chance to provide your list of clients who need access to the new Research portal, please do so by the end of the day. As a
urities offered through Deutsche Bank Securities Inc. From: Anna-Sofiya Lupolover Sent: Thursday, November 02, 2017 10:20 AM To: Cc: Armen Brash Nicholas Allen < Subject: RE: MIFID II & research - access to portal for clients III Classification: For Infernal use only Hello, ; Sheffali Welch If you have
Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: '[email protected] <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Al
ffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: '[email protected] <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to portal for clients il) Classification: For internal use only All, DB Research is changing its approa
eutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel Fax Email Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: Cc: Anna-Sofiya Lupolover ellIfifillfiffilinela Armen Brash Subject: FW: MIFID II & research - access
ellIfifillfiffilinela Armen Brash Subject: FW: MIFID II & research - access to portal for clients (I) Classification: For Internal use only All, Nicholas Allen DB Research is changing its approach to distributing Research with the launch of their new Research portal in November and MIFID II go-live in Janu
From: Stewart Oldfield Sent: 10/31/2017 11:55:3S AM To: Sheffali Welch Subject: RE: MIFID II & research - access to portal for clients (I) I can try to compile a list, but doubt it will be complete. It would be much e
pha Group — Paul Barrett Third Lake? I also have access, fyi. From: Sheffali Welch trinailto: Sent: Tuesday, October 31, 2017 8:31 AM To: ' Cc: Nicholas Allen ; Anna-Sofiya Lupolover Armen Brash Subject: FW: MIFID II & research - access to portal for clients [I] Classification: For MUMS use only All,
Godard < Janet Morales < Gallivan < >; Karen Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All. Below is the Monday morning deliverable (as of 8/11/
en Cohen < Subject: KYC HR Clients Remediation - Status (8/11/17) [I] >; Armen ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Internal use only All. Below is the Monday morning deliverable (as of 8/11/17). Let me know if you have any question. Su
13(437 • SMID317 • km/10).; •7j'12017 • 7/ le.t2M7 ▪ 7:21/2017 • 7/2S/2017 • 814a017 .1111.12017 • ITZI/2417 kaptenr ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All, Below is the Monday morning deliverable (as of 8/21/
le.t2M7 ▪ 7:21/2017 • 7/2S/2017 • 814a017 .1111.12017 • ITZI/2417 kaptenr ; Janice Franklin >; Sheffali Welch < >; Sven-Otto Westphalen >; Nicholas Allen < a Classification: For Infernal use only All, Below is the Monday morning deliverable (as of 8/21/17). Let me know if you have any question. Su
t Morales < Gallivan Subject: KYC HR Clients Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Franklin >; Sheffali Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of 7/28/17). Let me know if you have any question. Sum
Remediation - Status (7/28/17) [I] Classification: For internal use only All. ; Janice Franklin >; Sheffali Welch < idb.conn; Sven-Otto West >; Nicholas Allen < Below is the Monday morning deliverable (as of 7/28/17). Let me know if you have any question. Summary >; Vaishali-P >; Andrew CONFIDENTIAL -
Entities connected to both Sheffali Welch and Nicholas Allen
Daphne Cales
PERSON
Prince Andrew
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONEmily Craig
PERSON
Woody Allen
PERSON
Jacksonville
LOCATIONRodrigo Quintero
PERSONPatrick Harris
PERSONJanice Franklin
PERSON
Rodrigo
PERSONAnna-Sofiya Lupolover
PERSONFelipe Godard
PERSON
Armen Brash
PERSONJanet Morales
PERSON
Michael Cohen
PERSONVaishali Mehta
PERSONResearch portal
ORGANIZATIONSven-Otto Westphalen
PERSONKaren Cohen
PERSON