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ulton Susan Burnett Cheryl Paller ; Terri Sohrab • Caitlin Carey ; Lauren Anu Barua Janet Sible ; Leo Bresnahan Douglas Terrence F Tangney Mark Gonzalez • Michelle Pecorino ; Paul Morris Dan Gray Rosemary Vrablic Carlos Arrizurieta Timothy MacGuire Joanne Jensen Michael Mullin Jay Harley Dav
From: Sent: To: CC: Michael Coomb-Smith 3/7/2016 11:04:42 AM Anna-Sofiya Lupolover Elizabeth Payne Cad LaRose Liles Andrea Nicoletti Michele-M Quattrocchi ;Scott Prokop Hildegarde Berrios Brigid Macias Cathy L Carneiro Dahlia Uchihara Israel Velasquez Daphne Cales Theresa
(1,295,472) 313,463 8,017,991 (982,009) 89% Malcolm Kimble 8,500,000 3,241,927 6,483,853 (2,016,147) 1,751,377 8,235,230 (264,770) 97% Mark Gonzalez 2,000,000 1,047,253 2,094,507 94,507 276,836 2,371,343 371,343 119% Mary Ann Coleman 6,000,000 3,765,438 7,530,876 1,530,876 17,562 7,
Annualized June YTD (ex NTLP) Ann YTD vs. Goal Pipeline Ann YTD + Pipeline Ann RR & Pipeline vs. Goal Projected FY % of Goal Achieved Andrea Nicoletti 3,750,000 1,709,175 3,418,350 (331,650) 27,763 3,446,113 (303,887) 92% Botzenhard/Bennett 6,000,000 4,176,645 8,353,290 2,353,290 793,6
Securities offered through Deutsche Bank Securities Inc. From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan
ay, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classificati
Securities offered through Deutsche Bank Securities Inc. From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan
ay, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classificati
101 California Street. Stile 2400. San Francisco. CA USA From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan
ay, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Tern Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classificatio
101 California Street. Suite 2400. San Francisco, CA USA From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tan
ay, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Tern Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classificatio
ali Mehta Deutsche Bank Wealth Management EFTA01398793 From: Vaishali-P Mehta Sent: Wednesday, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Ta
y, April 05, 2017 12:23 PM To: Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classificati
ication: For internal use only Absolutely. From: Joanne Jensen Sent: Wednesday, April 05, 2017 1:15 PM To: Vaishali-P Mehta; Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri So
April 05, 2017 1:15 PM To: Vaishali-P Mehta; Andrew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri Sohrab Subject: RE: MD approval for ACUs completed for High Risk Clients [I] Classifi
Entities connected to both Mark Gonzalez and Andrea Nicoletti

Stewart Oldfield
PERSON
Martha Stewart
PERSON
Prince Andrew
PERSONRosemary Vrablic
PERSONVaishali Mehta
PERSONRachel Maglicic
PERSONMalcolm Kimble
PERSON
Joanne Jensen
PERSONTerri Sohrab
PERSONBrian P Convey
PERSON
Michael Douglas
PERSON
Stephen Hawking
PERSONDeirdre
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONJennifer Shaw
PERSONScott Prokop
PERSONRussell Daulton
PERSONTerrence F Tangney
PERSONMD Approval
ORGANIZATION