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made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"). a not-for-profit membership corporation funded by broker.dealers registered with the Securities and Exchange Commission. Securities and cash
P HDG-DB ISIN 187.898 2.808 527.55 LU0222772518 @ 1.7703 PER SHARE CONV. ei*CONV 1.77 332.64 RATE" (ID: (313289-92-4) 4/18 Foreign Dividend RIO TINTO PLC (SIN GB0007188757 SEDOL 0718875 @ 191.000 1.021 195.04 0.637000 PER SHARE (ID: 766994-90-9) 0.637 121.67 4/18 FGN Tax Withheld RIO TINTO PLC
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"). a not-for-profit membership corporation funded by broker.dealers registered with the Securities and Exchange Commission. Securities and cash
P 374163-10-3 GERN 1.71 3,000.000 $55,587.22 5,130.00 $116,137.71 18,129.32 ($60,550.49) (12,999.32) $240.98 $31.08 0.43% Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 46.59 3.000 139.76 212.23 (72.47) 766994-90-9 GBP J.P.Morgan Page 7 of 32 SB1062192-F1 5802 EFTA01667674
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"). a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
ORP 374163-10-3 GERN 1.46 3,000.000 $41,479.08 4,380.00 $45,124.71 18,129.32 ($3,645.63) (13.749.32) $269.33 $44.75 0.65% Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 766994-90-9 GBP 53.75 3.000 10.000.00: 161.25 282.500.00 212.23 261300.00 (50.98) 6.97% Preferred Stocks
made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC'), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
P HDG-DB ISIN 187.898 2.899 544.66 LU0222772518 0 1.8882 PER SHARE CONY. 0 "CONV 1.888 354.79 RATE' (ID: G13289-92-4) 4/11 Foreign Dividend RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (0 3.000 1.027 3.08 0.670444 PER SHARE (ID: 76699490-9) 0.67 2.01 4/11 FGN Tax Withheld RIO TINTO PLC ISIN G
made available. If you do not so notify us. you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
77 57,716.86 2.12% 322.58 US Small/Mid Cap Equity GERON CORP ass 3,000.000 11,850.00 18,129.32 (6,279.32) 374163-10-3 GERN Non-US Equity RIO TINTO PLC 50.74 3.000 15221 212.23 (60.02) !SIN G80007188757 SEDOL 0718875 766994.90-9 BP J.P.Morgan Page 6 of 31 SB1062192-F1 6323 EFTA01668195
made available. If you do not so notify us, you agree that the statement activity and account balanoe(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC'). a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
RP 374163-10-3 GERN 4.74 3,000.000 $511,226.25 14220.00 $435,852.56 18,129.32 $75,373.69 (3,909.32) $5,279.07 $3521 1.03% Non-US Equity RIO TINTO PLC ISIN G60007188757 SEDOL 0718875 56.47 3.000 169.41 212.23 (42.82) 766994-90.9 BP J.P.Morgan SB1062192-F1 Pap 6 of 31 6409 EFTA01668281
made available. If you do not so notify us. you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"), a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash
374163-10-3 GERN 2.09 3,000.000 $472,353.90 6,270.00 $435,852.56 18,129.32 $36,501.40 (11,859.32) $7.181.07 $45.20 1.52°. Non-US Equity RIO TINTO PLC ISM GB0007188757 SEDOL 0718875 55.64 0.00 3 29 766994-90.9 BP J.P. Morgan SB1062192-F1 Page 6 of 24 6523 EFTA01668395 GHISIAIXE MAXWELL
Entities connected to both the Securities Investor Protection Corp (' and RIO TINTO PLC

Ghislaine Maxwell
PERSON
JPMorgan Chase
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATION
Bank of America
ORGANIZATIONSCHLUMBERGER LTD
ORGANIZATIONJason Bell
PERSON
the Internal Revenue Service
ORGANIZATIONGlobal Access Portfolios
ORGANIZATIONJPMorgan Fund
ORGANIZATIONSPDR GOLD TRUST
ORGANIZATION
Nassau
LOCATIONHSBC FINANCE CORP
ORGANIZATION
Newark
LOCATIONMA ST HLTH & EDUCTNL FACS AUTH
ORGANIZATIONJames Buckley
PERSONINTER AMERICAN DEVELOPMENT
ORGANIZATIONCITIGROUP INC NEW
ORGANIZATIONUS Small/Mid Cap Equity
ORGANIZATIONGENERAL MOTORS CO
ORGANIZATIONOGBPPR-AA-9
ORGANIZATION