af' I JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 (Reviewed) Asset Account J.I'. Morgan Trani Table of Contents Page Paul Morris Banker Account Summary 3 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 6 Gina Magliocco Client Service Team Alternative Assets 9 Cash & Fixed Income 10 R Other Assets 16 Online access www.jpmorganonline.com Portfolio Activity 17 C HISLA IN E MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2012, JPMS LLC's net capital of $11.8 billion exceeded the minimum regulatory net capital requirement of $1.4 billion by $10.3 billion. JPMCC's net capital of $7.3 billion was approximately 7.5% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $2.0 billion by $5.3 billion. Complete copies of JPMS LLC's and JPMCC's individual Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). unaudited Statement of Financial Condition may be obtained, at no cost. by accessing the following JPMorgan Chase & Co website address: httpliinvestor.shareholder.com/jpmorganchase/financial- condition.cfm Additionally, you may call the following toll-free phone number to request a hard copy of the statement: 1.866.576.1300. J.P. Morgan 0000000065 0009E00007 MAXWE04 20721011 Page 1 of 32 SB1062192-F1 5796 EFTA01667668

af I J.P.Morgan G11 ISLA INF MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Client News Please note that a change will be made to how interest is calculated on uninvested cash balances and new cash deposits in your Asset Account if they we transferred automatically to the Deposit Sweep that is described in the Asset Account Agreement. Effective on or about November 16th, the Deposit Sweep interest calculation will be based on the daily balance method, as described below. The Combined Terms and Conditions have been modified to reflect this change. Unless otherwise indicated below, all other terms and conditions of the various account agreements still apply. Please contact your J.P. Morgan team if you have questions about this change. The Second Paragraph of Section 1 of the Asset Account Agreement shall be replaced as follows: Interest will be compounded, calculated daily using the daily balance method, and credited to your Account on the first day of the month. The daily balance method applies the daily periodic rate to the principal in the account each day. Interest will begin to accrue on the first business day that funds are swept into the Account. Interest is computed on a 365 day basis. We pay interest only in whole cents. Therefore, at the end of each interest payment period, any fractional amount of interest less then half of one cent will be rounded down and any fractional amount of interest equal to half of one cent or more will be rounded up to the next whole cent. Page 2 of 32 SB1062192-F1 5797 EFTA01667669

NIAXWEI.I, ACCT. For the Period 9/1/12 to 9/30/12 Account Summary Asset Allocation Beginning Ending Change Market Value Market Value In Value Estimated Current Asset Allocation Annual Income Allocation Equity 712,771.28 716,979.98 4208.70 45,693.48 11% Alternative Assets 80,191.63 84,903.67 4,712.04 1% Cash & Axed Income 7,332291.38 7,349,854.32 17,562.94 45,217.20 87% Other 93.314.89 95.080.11 1.76522 1% Market Value Accruals $8,218,569.18 14,300 15 $8,246,818.08 19,968.17 $28,248.90 5.668,02 $90,910.68 100% Market Value with Accruals $8,232,869.33 $8,266,786.25 $33,916.92 Portfolio Activity Current Period Value Year•to•Date Value Beginning Market Value 8,218,569.18 4,926,904.29 Contributions 4,972,947.20 Withdrawals & Fees (214.96) (2.080.922.58) Securities Transferred In 900,973.43 12,543,242.32 Securities Transferred Out (1,329.540.94) (13078205.06) Net ContributionsAVIthdrewals ($428,782.47) $2,357,061.88 Income & Distributions 3,136.45 73,600.84 Change In Investment Value 453,894.92 889,251.07 Ending Market Value $8,246,818.08 $8,246,818.08 Accruals 19,968.17 19,968.17 Market Value with Accruals $8,266,786.25 $8,266,786.25 J.P. Morgan Cash Fixed Income Page 3 of 32 SB1062192-F1 5798 EFTA01667670

af' ef I CIIISLAINE N1AXIVELL ACCT. For the Period 9/1/12 to 9430112 Account Summary CONTINUED 'Fax Summary Current Period Value Year-to-Date Value Current Period Value Year-to-Date Value Domestic Dividends/DistributIons 603.19 8,804.60 ST Realized Gaintoss LT Realized GairvLoss (11,660.76) (45,626.77) (82,656.00) Foreign Dividends 230.45 10,19716 Currency Gain/Loss (15.376.52) Realized Gain/Loss ($11,660.76) ($128,282.77) To-Date Value Interest Income 2,302.81 63.657.59 Taxable Income Tax-Exempt Income $3,136.45 $67,283.53 8,750.00 Unrealized Gain/Loss ($60,144.03) Bond Premium Amortization (2,432.69) Tax-Exempt Income $6,317.31 Note: • This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities: Please consult your tax advisor for tax implications. Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. Tax-Exempt Income Tax-Exempt Income Summary by State* Current Year-to-Date Summary by State* Current Year-to-Date Period Value Value Period Value Value MA 1.824.06 TX 3.605.50 MI 887.75 Tax-Exempt Income $6.317.31 J.P.Morgan Page 4 of 32 SB1062192-F1 5799 EFTA01667671

ar I Account Summary CONTINUED Cost Summary Cost Equity 764.967.39 Cash & Fixed Income 7,374.630.76 Other 90.364.18 Total $8,229,962.33 J.P.Morgan GHISLAINE MAXWEI.I. ACCT. For the Period 9/I/12 to 9/30/12 Page 5 of 32 SB1062192-F1 5800 EFTA01667672

iI CHISLAINE MAXWELL ACCT. For the Period 911/12 to 9/30/12 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Asset Categories US Large Cap Equity 54,565.93 55,587.22 1,021.29 1% US Small/Mid Cap Equity 8,280.00 5,130.00 (3,150.00) 1% Non-US Equity 130.35 139.76 9.41 1% Preferred Stocks 446,809.00 449,298.00 2,489.00 5% Preferred Stocks Concentrated 8 Other Equity 202,986.00 206,825.00 3,839.00 3% Non.LIS Equity Total Value S712,771.28 $716,979.98 *1,208.70 11% US Small Mal Cap Equity US Large Cap Equity Market Value/Cost Current Period Value Market Value 716,979.98 Tax Cost 764,967.39 Concentrated S Other Equity Unrealized Gain/Loss (47,987.41) Estimated Annual Income 45,693.48 Equity as a percentage of your portfolio - 11 % Accrued Dividends 6,048.36 Yield 6.35% Equity Detail Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gaintoss Accrued Div. Yield US Large Cap Equity APACHE CORP 86.47 95.000 8214.65 11,403.30 (3,188.65) 64.60 0.79% 037411.10.5 APA J.P.Morgan Page 6 of 32 SB1062192-F1 5801 EFTA01667673

 if Gil ISLA INE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Price Quantity Value Adjusted Tax Cost Unrealized GaiNLoss Est. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity BANK OF AMERICA CORP 060505-10-4 BAC 8.83 944.000 8,335.52 10,148.85 (1,813.33) 37.76 0.45% CITIGROUP INC NEW 172967-42-4 C 32.72 358.000 11,713.76 14,048.52 (2,334.76) 14.32 0.12% PROSHARES TRUST ULTRASHORT S&P500 74347R-88-3 SDS 13.63 27.60 72.33 1,000.000 200.000 113.000 13,630.00 44,809.50 (31,179.50) PROSHARES TRUST 74347X-23-7 (DID 5.520.00 8.173.29 26,203.50 (20,683.50) 1.52% SCHLUMBERGER LTD 806857-10-8 SLB 9,524.04 (1,350.75) 124.30 31.08 Total US Large Cap Equity US Small/Mid Cap Equity OERON CORP 374163-10-3 GERN 1.71 3,000.000 $55,587.22 5,130.00 $116,137.71 18,129.32 ($60,550.49) (12,999.32) $240.98 $31.08 0.43% Non-US Equity RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 46.59 3.000 139.76 212.23 (72.47) 766994-90-9 GBP J.P.Morgan Page 7 of 32 SB1062192-F1 5802 EFTA01667674

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gaintoss Est. Annual Inc. Yield Original Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 27.85 10,000.000 278.500.00 261,300.00 17,200.00 19,690.00 7.07% 7 PFD 173080 20 1 C PNNA /BM COUNTRYWIDE CAPITAL V 25.19 4,200.000 105,798.00 98,778.96 7,019.04 7,350.00 6.95% 7% PFD 222388.20-9 CFC PB JPM CHASE CAPITAL XXIX 26.00 2,500.000 65,000.00 62,500.00 2,500.00 4,187.50 6.44% 6.7% PFD 1,046.88 48125E-20-7 JPM PC Total Preferred Stocks 1449,298.00 $422,578.96 $26,719.04 $31,227.50 6.95% $1,046.88 Concentrated & Other Equity GENERAL MOTORS CO 37.28 1,000.000 37.280.00 50.000.00 (12,720.00) 2,375.00 6.37% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 113.03 150.000.000 169.545.00 157,909.17 11,635.83 11,850.00 6.92% 7.9% PFD STK APR 30 2049 4,970.40 DTD 04:23.2008 46625H-HA-1 BBB BA1 Total Concentrated & Other Equity $206 825 00 $207,909.17 ($1,084.17) $14,225.00 6.82% $4,970.40 J.P. Morgan Page 8 of 32 SB1062192-F1 5803 EFTA01667675

I Alternative Assets Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Hard Assets 80.191.63 84.903.67 4,712.04 1% Alternative Assets Detail GIIISLAINEN1AXPiEl.l. ACCT. For the Period 9/1/12 to 9/30/12 Estimated Price Quantity Value Cost Hard Assets ETFS METAL SECURES LTD MIN JE00B1VS3770 SEDOL BlVS377 131994-91-5 173.57 301.000 52,244.57 45.068.38 SPDR GOLD TRUST 78463V-10-7 GLD 171.89 190.000 32,659.10 31,931.40 Total Hard Assets $84,903.87 $78,999.78 J.P.Morgan Page 9 of 32 SB1062192-F1 5804 EFTA01667676

o to/71- Cash & Fixed Income Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Cash 5,687,667.31 5,840,799.03 153,131.72 69% Non-USD Cash 345,742.22 349,222.62 3,480.40 4% Non•USD Short Term 113,044.19 114,401.87 1,357.68 1% US Fixed Income 629,498.74 632,074.05 2,575.31 8% Non•US Fixed Income 406,407.92 413,356.75 6,948.83 5% Complementary Structured Strategies 149,931.00 0.00 (149,931.00) Total Value $7,332,291.38 $7,349,854.32 $17,562.94 87% Market Value/Cost Current Period Value Market Value 7,349,854.32 Tax Cost 7,374,630.76 Unrealized Gainn.oss (24,776.44) Estimated Annual Income 45,217.20 Accrued 'Molest 13,081.12 Yield 0.60% J.P. Morgan GUISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Asset Categories Non-USD Short Ten Non-LISO Cash Non-US Fixed Income ash US Fixed Income Cash 8 Fixed Income as a percentage of your portfolio - 87 % Page 10 of 32 SB1062192-F1 5805 EFTA01667677

GMDWAINE MAXWELL ACCT. For the Period 9/1/12 to 9130/12 SUMMARY BY MATURITY SUMMARY BY TYPE Market % ol Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Markel Value % of Bond Portfolio 0-6 months' 6.4-46.789.65 89% Cash 5.840.799.03 80% 6-12 months' 114,401.87 1% NON USD Cash 349222.62 4% 1.5 years' 560,446.30 7% Corporate Bonds 304,053.50 4% 10. years' 228,216.50 3% Municipal Bonds 228,216.50 3% Total Value $7,349,854.32 100% International Bonds 605,656.29 8% Mutual Funds 21.906.38 1% ' The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Total Value $7,349,854.32 100% Note: R indicates position reviewed. A - Bonds purchased at a premium show amortization. ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain'Loss Accrued Interest Yield Cash US DOLLAR 1.00 5,840,798.03 5,840,798.03 5.840.798.03 584.07 0.01%' 47.39 JPM NY MUNI MM FD - MORGAN 1.00 1.00 1.00 1.00 FUND 3 Total Cash $5,840,799.03 $5,840,799.03 $0.00 $584.07 0.01 % $47.39 J.P.Morgan Page 11 of 32 SB1062192-F1 5806 EFTA01667678

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gaintoss Est. Annual Income Yield Original Cost Accrued Interest Non-USI) Cash AUSTRALIAN DOLLAR 1.04 100.00 103.99 103.25 0.74 POUND STERLING 1.61 3,346.09 5,403.26 5,318.96 84.30 HONG KONG DOLLAR 0.13 950.00 122.53 122.44 0.09 TURKISH URA NEW PRINCIPAL CURRENCY 0.56 19,500.00 10,859.86 10,763.97 95.89 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 09/25/2012 MATURITY 10/02/2012 HEW BY LONDON TREASURY SERVICES 17.47 1,232,526.80 215,296.04 207,994.80 7,301.24 1,830.01 30.35 0.99% JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/26/2012 MATURITY 10/03/2012 HELD BY LONDON TREASURY SERVICES 101.63 115,552.08 117,436.94 113,158.61 4,278.33 669.38 9.27 0.59% Total Non.U$D Cash Non-USD Short Term KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HEW BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 I4085A-9A-6 AAA /AAA TRY 57.20 200.000.00 5349.222.62 114.401 87 5337.462.03 135,555.56 $11.760.59 (21.153.69) $2,499.39 $39.62 10.859.87 2.290 93 0.81% 6.09% J.P.Morgan Page 12 of 32 SB1062192-F1 5807 EFTA01667679

I CHMAINE N1A !Mill. ACCT. For the Period 9/1/12 to 9/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gala/Loss Est. Annual Income Yield Original Cost Accrued Interest US Fixed Income JPM MANAGED RESERVES C (DIST) • GBP (HEDGED) 051398.91.5 GBP 10,338.11 7.54 77,897.67 79,003.04 (1,105.37) !SHARES MARKIT IBOXX CORPORATE BOND ISINIE0OBOOFVOI I SEDOL BOOFVOI 461278.91-3 GBP 208.63 105.00 21,906.38 19,023.08 2,883.30 HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DID 10/15/2010 40429X-Y8•6 A /BAA 101.23 100,000.00 101,225.00 100,000.00 1,225.00 2,900.00 1,337.20 2.48% GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DID 05/11/2007 36962G-2V-5 AA+ /A1 97.31 50,000.00 48,654.00 45,394.50 3,259.50 333.42 47.20 1.43% BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DID 11/04/2010 060501APOW2 /BAA 102.78 150,000.00 154.174.50 150,000.00 4,174.50 5,400.00 2,040.00 2.88% A DM ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 ith 100 59455T-PF-3 AAA /AAA 115.81 50.000.00 57.903.00 54,533.57 55,424.00 3,369.43 2,500.00 1,250.00 3.56% J.P.Morgan Page 13 of 32 SB1062192-F1 5808 EFTA01667680

iI GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest US Fixed Income A BIRDV1LLE TEXAS INDEPENDENT SCHOOL DIST PERM SCH GTD FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 0 100 090874-FV-5 AAA /AAA 115.31 100.000.00 115.307.00 108869.47 110.503.00 6,437.53 5,000.00 638.80 3.74% A MA Si' HLTH & EDUCTNL FACS AUTH REVENUE HARVARD UNIV 5% B JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 100 57586C•FW•0 MA /AAA 110.01 50,000.00 55,006.50 53.140.88 54.040.00 1,865.62 2,500.00 527.75 4.25% Total US Fixed Income Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HOG-DB ISIN 1U0222772518 G13289-924 GBP 198.57 187.90 $632,074.05 37,311.27 $609,964.54 $613,387.82 39,293.00 $22,109.51 (1,981.73) $18,633.42 $5,840.95 2.59% ISHARES BARCLAYS CAPITAL GIN IE0381FZSD53 SEDOL B1G52V0 46578W-92-2 GBP 20.67 5,790.00 119,652.68 118212.32 1,440 36 (24,132.37) 3,810.78 1,983 64 7.58% R INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 0325/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR 1.78 6,700,000.00 119,099.80 143,232.17 J.P.Morgan Page 14 of 32 SB1062192-F1 5809 EFTA01667681

is ef I CHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-US Fixed Income INTER AMERICAN DEVEL BK IDR MEDIUM TERM NOTE 6.50%JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR 'SIN XS0513770957 SEDOL B4YWHC0 45818W-9K-4 AM /AAA IDR 0.01 1,300,000000.00 137,293.00 150,112.11 (12,819.11) 8.829.67 2.878.59 6.16% Total Non-US Fixed Income 5413356.75 $450,849.60 (537,492.85) 512,640.45 $4,862.23 4.23% J.P.Morgan Page 15 of 32 SB1062192-F1 5810 EFTA01667682

it I GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Other Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Balanced 93.314.89 95,080.11 1,765.22 1% Market Value/Cost Current Pedal Value Estimated Value 95,080.11 Tax Cost 90,364.18 Estimated Gairrtoss 4.715.93 Accrued Dividends 838.69 Other Detail Price Adjusted Cost Unrealized Ouantey Value anginal Cost Gain/Loss Accruals Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND MIN 1E00838MD843 SEDOL B3BMD84 695421.91-7 GBP 21.80 4,361.513 J.P.Morgan 95,080.11 90,364.18 4,715.93 838.69 Page 16 of 32 SB1062192-F1 5811 EFTA01667683

o 611 ISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income 5,687,666.31 0.00 2.71185 60,799.11 Contributions Foreign Exchange - Inflows 4,972,118.20 622.934.18 Total Inflows OUTFLOWS** $2,713.85 $5,655,851.49 $0.00 $0.00 WIthdrawals (1,419.530.95) Foreign Exchange - Outflows (159,902.42) Total Outflows TRADE ACTIVITY $0.00 ($1,579,433.37) $0.00 $0.00 Settled Sales/MaturitIes/Redemptions 182,34927 640,598.74 Settled Securities Purchased (31.931.40) (41,431.40) Total Trade Activity $150,417.87 $599,167.34 $0.00 $0.00 Ending Cash Balance $5,840,798.03 $0.00 J.P.Morgan Page 17 of 32 SB1062192-F1 5812 EFTA01667684

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9130/12 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization Cost Adjustments (2,432.69) 9,237.41 Total Cost Adjustments $0.00 $6,80432 ' Year to date information is calculated on a calendar year basis. ▪ Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Selection Method Cost 9/4 Interest Income DEPOSIT SWEEP INTEREST FOR AUG. @ .01% RATE ON NET AVG COLLECTED BALANCE OF $5,686,489.98 AS OF 09/01/12 48.16 9/4 Div Domest GENERAL MOTORS CO CV PFD B @ 0.59375 PER SHARE (ID: 37045V-20-9) 1,000.000 0.594 593.75 9/13 Corporate Interest MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/6/10 (ID: 61745E-60-9) 150,000.000 0.014 2,062.50 9'28 Div Domest BANK OF AMERICA CORP @ 0.01 PER SHARE (ID: 060505-10-4) 944.000 0.01 9.44 Total Inflows & Outflows $2,713.85 JP.Morgan Page 18 of 32 SB1062192-F1 5813 EFTA01667685

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 TRADE ACTIVITY Note: L indicates Long Term Realized GainA.oss Trade Date Type Settle Date Selection Method Description Per Unit Realized Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 9/13 Redemption MS 7YNC1Y STEP-UP NOTE 09/13/17 INITIAL RATE (150,000.000) 100.00 150,000.00 (150,000.00) 9/13 Pro Rata 2.75% CPN WHERE MAX RATE IS 6% PER ANNUM DD 9/8/10 ENTIRE ISSUE CALLED off0 100.00 (ID: 61745E-6O-9) 9/11 Sale ISHARES SILVER TRUST et 32.41 32,410.00 (1,000.000) 32.349 31349.27 (44.010.03) (11.660.76) L 9/14 High Cost BROKERAGE 60.00 TAX 8/OR SEC .73 J.P. MORGAN SECURITIES LLC (ID: 46428O.10.9) Total Settled Sales/Maturities/Redemptions $182,349.27 ($194,010.03) ($11,660.76) L Trade Date Settle Date Type Description Per Unit Quantity Amount Market Cost Settled Securities Purchased 9/11 Purchase SPDR GOLD TRUST @ 168.00 31.920.00 BROKERAGE 190.000 168.06 (31,931.40) 9/14 11.40 J.P. MORGAN SECURITIES LLC (ID: 78463V-10-T) J.P.Morgan Page 19 of 32 SB1062192-F1 5814 EFTA01667686

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income — 54.68 — 0.00 — 518.54 517.02 53.46 Total Inflows OUTFLOWS** 654.68 $517.02 53.48 618.54 Withdrawals (54.68) (517.02) (53.46) (518.541 Total Outflows (38488) ($517.02) (53.48) (518.54) Ending Cash Balance 0.00 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Pentad Value Value* 0.00 Ending Cash Balance 0.00 J.P.Morgan Page 20 of 32 SB1062192-F1 5815 EFTA01667687

af' CHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Summary - Canadian Dollar Securities Transferred In/Out Current Year-To-Date Period Value Value' Securities Transferred In Securities Transferred Out 472,757.78 4,258,068.84 (472,703.09) (4,256,900.45) • Year to date information is calculated on a calendar year basis. " Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Settle Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain:Loss USD 9/5 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.6200% DATED 08/29/2012 MATURITY 09/05/2012 HELD BY LONDON TREASURY SERVICES (ID: 2531C9.919.1) 115.498.620 14.11 13.92 9/5 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: 0CADPR-AA-6) (13.920) (14.11) (13.94 9/12 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 0S200% DATED 09/05/2012 MATURITY 09/12/2012 HELD BY LONDON TREASURY SERVICES (ID: 2531F9-95-7) 115,512.540 1422 13.93 9/12 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: 0CADPR•Ak6) (13.930) (14.32) (13.93) J.P.Morgan Page 21 of 32 SB1062192-F1 5816 EFTA01667688

INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Settle Date Type Description Quantity Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Selection Method Local Value Local Value Local Value Gain/Loss USD 9:19 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115.526.470 13.14 0.5700% DATED 09/12/2012 MATURITY 09/19/2012 12.80 HEW BY LONDON TREASURY SERVICES (ID: 2531J9SC-8) 9/19 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12.800) (13.14) (ID: 0CADPR-AA-6) (12.80) 9/26 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115.539.270 13.11 0.570096 DATED 09/19/2012 MATURITY 09/26/2012 12.81 HELD BY LONDON TREASURY SERVICES (ID: 2531L9.9U3) 9/26 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (12.810) (13.11) (ID: 0CADPR-AA-6) (12.81) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT 50.00 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. 'ration Description Quantity Transaction Market Value • Settle Date Method Cost Securities Transferred In SG Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115.512.540 117.099.23 0.6200% DATED 09/05/2012 MATURITY 09/12/2012 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531F9-9S-7) 113.118.04 JP. Morgan Page 22 of 32 SB1062192-F1 5817 EFTA01667689

GH ISLA INE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Taipei Description Quantity Transaction Market Value • Settle Date action Method Cost Securities Transferred In 9/12 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,526.470 118,787.18 0.5700% DATED 09/12/2012 MATURITY 09/19/2012 113,132.36 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531J9-90-8) 9/19 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,539.270 118,580.87 0.5700% DATED 09/19/2012 MATURITY 09/26/2012 113,145.50 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531L9.9U-5) 9/26 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,552.080 118,290.50 0.5700% DATED 09/2612012 MATURITY 10/03/2012 113,158.61 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531P9-9S-6) Total Securities Transferred In 9472,757.78 Securities Transferred Out 9/5 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,498.620) (117,085.12) 0.6200% DATED 08/29/2012 MATURITY 09/05/2012 113,103.93 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531C9-9N-1) 9/12 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115512.540) (118,772.85) 0.6200% DATED 09/05/2012 MATURITY 09/12/2012 113,118.04 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531F9-9S-7) J.P.Morgan Page 23 of 32 SB1062192-F1 5818 EFTA01667690

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 91.30/12 Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Description Quantity Transaction Market Value' Settle Date Method Cost Securities Transferred Out 9/19 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/12/2012 MATURITY 09/19/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531J9-9C-8) (115,526.470) 113,132.36 (118,567.73) 9/26 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/19/2012 MATURITY 09/26/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531L9-9U-5) (115,539.270) 113,145.50 (118,277.39) Total Securities Transferred Out ($472,703.09) J.P.Morgan Page 24 of 32 SB1062192-F1 5819 EFTA01667691

af' ', to/it- IIISLA INE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 0.00 8,116.85 Income 137.47 1,387.83 790.55 Total Inflows OUTFLOWS** $13747 $1,387.83 700.55 8,116.85 (600.269.51) (80.557.60) Withdrawals (137.47) (104,348.23) (790.55) Foreign Exchange Outflows (13,993.71) Total Outflows TRADE ACTIVITY ($137.47) ($118,341.94) (790.55) (680,827.11) Settled Sales/Maturities'Redemptions 116,983.65 672,710.26 Total Trade Activity 5000 8116,983.65 0.00 672,710.26 Ending Cash Balance 0.00 J.P.Morgan Page 25 of 32 SB1062192-F1 5820 EFTA01667692

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Summary - Norwegian Krone INCOME Transactions Beginning Cash Balance Ending Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Securities Transferred In/Out Current Year-To-Date Period Value Value' Securities Transferred In Securities Transferred Out 428215.65 6,916,991.19 (856,837.85) (7,453215.97) Cost Adjustments Cost Adjustments Total Cost Adjustments 0.00 0.00 US Dollar Value Local Value Year-To-Date Curren! Year-To-Date Va-;.c Value' Period Value Value' (138.881.78) I 784.956.53) $0.00 ($138,881.78) 0.00 (784,956.53) • Year to date information is calculated on a calendar year basis. ▪ Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 26 of 32 SB1062192-F1 5821 EFTA01667693

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 9/4 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1,231,736.250 33.08 0.8000% DATED 08/28/2012 MATURITY 09/04/2012 191.60 HELD BY LONDON TREASURY SERVICES (ID: 2531C9-9E-1) 9/4 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (191.600) (33.08) (ID: 0NOKPR-AA-1) (191.60) 9/11 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,231,927.850 33.26 0.8000% DATED 09/04/2012 MATURITY 09/11/2012 191.63 HELD BY LONDON TREASURY SERVICES (ID: 2531F9-9J-7) 9/11 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (191.630) (3326) (ID: 0NOKPR-AA-1) (19163) 9/18 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1,232,119.480 35.71 0.8500% DATED 09/11/2012 MATURITY 09/18/2012 203.64 HELD BY LONDON TREASURY SERVICES (ID: 2531H9-9X-4) 9/18 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (203.640) (35.71) (ID: 0NOKPR-AA-1) (203.64) 9/25 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1,232,323.120 35.42 0.8500% DATED 09/18/2012 MATURITY 09/25/2012 203.68 HELD BY LONDON TREASURY SERVICES (ID: 253119-9P-6) 9/25 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (203.680) (35.42) (ID: 0NOKPR-AA-1) (203.68) Total Inflows & Outflows J.P.Morgan $0.00 Page 27 of 32 SB1062192-F1 5822 EFTA01667694

GIIISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 SECURITIES TRANSFERRED IN/OUT Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Description Quantity Co Transaction Market Value' Settle Date Selection Method Securities Transferred In 9/4 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,231,927.850 0.8000% DATED 09/04/2012 MATURITY 09/11/2012 207,890.41 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531F99J•7) 9/11 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,232,119.480 213,872.49 0.8500% DATED 09/11/2012 MATURITY 09/18/2012 207,923.67 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531H9.9X-4) 9/18 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,232,323.120 0.8500% DATED 09/182012 MATURITY 0925/2012 207,959.38 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531L9-9P-6) 9,25 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,232,526.800 214,343.16 0.8500% DATED 09/25/2012 MATURITY 10/02/2012 207.994,80 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 25311)9-9M.9) Total Securities Transferred In $428,215.65 Securities Transferred Out 9/4 Free Delivery JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS (1,231,738250) (212.643.29) 0.8000% DATED 08/28/2012 MATURITY 09/04/2012 207,857.33 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531C9.9E-1) J. P. Morgan Page 28 of 32 SB1062192-F1 5823 EFTA01667695

CHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity Transaction Market Value action Method Cost Securities Transferred Out 9/11 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8000% DATED 09/04/2012 MATURITY 09/11/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID;2531F9-9J-7) (1,231,927.850) 207,890.41 (213,839.23) 9/18 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 09/11/2012 MATURITY 09/18/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531H9.9X-4) (1,232 119 480) (218,047.59) 207,923.67 9/25 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 09/8/2012 MATURITY 09/25/2012 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531L9.9P-6) (1,232,323.120) 207,959.38 (214,307.74) Total Securities Transferred Out J.P.Morgan (8858,837.85) Page 29 of 32 SB1062192-F1 5824 EFTA01667696

GIUSLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value* Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS 3,216.98 Income 230.45 9.521.33 143.46 6,024.88 Foreign Exchange - Inflows 159.902.42 100,776.72 Total Inflows OUTFLOWS" 5230.45 5169,423.75 143.46 106,801.60 Withdrawals (556.140.84) (350.837.45) Tax Payments (22.81) (355.93) (14.35) (222.15) Foreign Exchange - Outflows (358,568.42) (226.311.80) Total Outflows TRADE ACTIVITY (522.81) ($9151065.19) (14.35) (577,371.40) Settled Sales/Maturities/Redemptions 731,933.29 455,251.88 Settled Securities Purchased (175.53) (109.50) Total Trade AcUvIty $0.00 $731,757.76 0.00 455,142.38 Ending Cash Balance 3,346.09 J.P.Morgan Page 30 of 32 SB1062192-F1 5825 EFTA01667697

GHISLAINE MAXWELL ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Summary - Pound Sterling INCOME Transactions Beginning Cash Balance Ending Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Securities Transferred In/Out Current Year-To-Date Period Value Value' Securities Transferred In 1,368.18229 Securities Transferred Out (1,3613.088.64) Cost Adjustments Cost Adjustments Total Cost Adjustments 0.00 0.00 US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' 19.059.78 12.137.60 $0.00 $19,059.78 0.00 12,137.60 • Year to date information is calculated on a calendar year basis. ▪ Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 31 of 32 SB1062192-F1 5826 EFTA01667698

GHISIAINE NIAXWE1.1. ACCT. For the Period 9/1/12 to 9/30/12 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Gain/Loss USD Settle Date Selection Method Local Value Local Value Local Value 9/12 Foreign Dividend ISHARES MARKIT IBOXX CORPORATE BOND ISIN 105.000 2.171 227.95 lE0OBOOFV011 SEDOL BOOFV01 @ 1.351556 PER SHARE 1.352 141.91 (ID: 461278.91.3) 9/12 FGN Tax Withheld ISHARES MARKIT IBOXX CORPORATE BOND ISIN (14.190) (22.56) lE0OBOOFV011 SEDOL BOOFVOI TAX WITHHELD IRELAND (14.19) 10.00% (ID: OGBPPR-AA-9) 9114 Foreign Dividend RIO TINTO PLC ISIN G00007188757 SEDOL 0718875 @ 3.000 0.833 2.50 0.515889 PER SHARE AS OF 09/13/12 0.517 1.55 (ID: 766994-90-9) 9/14 FGN Tax Withheld RIO TINTO PLC ISIN GB0007188757 SEDOL 0718875 (0.160) (0.25) TAX WITHHELD NETHERLANDS 10.00% AS OF 09/13/12 (0.16) (ID: OGBPPR-AA-9) Total Inflows & Outflows $207.84 $0.00 J.P.Morgan Page 32 of 32 SB1062192-F1 5827 EFTA01667699

1 a' liege, For the Period 9/1/12 to 9/3(1/12 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are Important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) Important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation, prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced al the dose of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example. JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate. Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. II there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an intemal or outside source for a particular ARS. the price column on your statement will indicate 'unpricecr. Valuations of over•thecounter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to. pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illiquid, the value of such asset may have been provided to us by third parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate -unpricecr. Although such securities may have value. please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an intemal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAI and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau J.P, Morgan Disclosures Page 1 of 5 SB1062192-F1 5828 EFTA01667700

For the Period 9/1/12 to 9/30/12 Deposits In Foreign Branches are not Insured by the FDIC or any other Agency of the Federal Government: amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TD F 90.22.1). Bank products and services are offered through JPMorgan Chase Bank, N.A. ("JPMCB") and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS") and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ("JPMCC'). Neither JPMS. nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor. J.P. Morgan will provide a copy of the advisors Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, of gairvloss. Such information, which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result, the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS. in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however, positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by mese statement(s), is summarized in the "Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be re-confirmed in writing to further protect your rights, including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number: (2) the dollar amount of the suspected error: and (3) a description of the error and explanation, if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us. you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ("SIPC"). a not-for-profit membership corporation funded by broker-dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC, including the SIPC Brochure, on their website. at "www.sipc.org- or by contacting them at (202) 371.8300. In Case of Errors or Questions About Your Electronic Transfers. J.P.Morgan Disclosures Page 2 of 5 SB1062192-F1 5829 EFTA01667701

For the Period 9/1/12 to 9/30/12 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan. 500 Stanton Christiana Road, 1/OPS3, Newark, DE 19713.2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or it you need more information about any nonelectronic transactions (checks or deposits) on this statement. II any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise. your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available to you for personal inspection at its offices. or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. Alt transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions. including options transactions. has been included in confirmations that were previously furnished or have made available to you. Upon written request. JPMS will promptly supply you with the latest information. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 -4 Private Equity. Hedge Funds. Exchange Funds. Real Estate and Other Alternative Assets 1. Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as ol the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period. Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer to the limited partnership agreement. limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. J.P.Morgan Disclosures Page 3 of 5 SB1062192-F1 5830 EFTA01667702

For the Period 9/ I /12 to 9/30/12 Hedge funds generally calculate the price (the 'Net Asset Value' or " NAV", 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partners or Managers stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations. (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions). if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly. quarterly or annual basis but can sometimes be subject to a multiyear lockup before a redemption is permitted. For redemptions. there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued. but can be subject to a holdback of a portion of the proceeds until an annual audit of the Fund has been completed. Please refer to the applicable hedge funds operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 3060 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investors account at JPMorgan is dosed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize nontraditional investment management strategies. for example. strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or 'NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund. please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPAIORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services. Inc. at (800) 480-4111. You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial. sales, distribution. shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services. Inc.. which is an affiliate of JPMCB. J.P.Morgan Disclosures Page 4 of 5 SB1062192-F1 5831 EFTA01667703

af' af I For the Period 9/1/12 to 9/30112 Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. J.P. Morgan Disclosures Page 5 of 5 SB1062192-F1 5832 EFTA01667704

SB1062192-F1 5833 EFTA01667705

GHISLAINE MAXWELL SB1062192-F1 5834 EFTA01667706

SB1062192-F1 5835 EFTA01667707

Air Atif sfror JPNIorgan Chase Bank, N.A. 270 Park Avenue. New York, NY 100174014 (Reviewed) Asset Account J.P. Morgan Team Table of Contents Page Jason Bell Investment Specialist Account Summary 2 Janet Young Client Service Team Holdings Gina Maghocco Client Service Team Equity 5 Alternative Assets 8 Cash & Fixed Income 9 R Other Assets 15 Portfolio Activity 17 Online access www.jpmorganonline.corn Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). J.P. Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Client News If you plan to make gifts of securities this year. please notify your Client Service Representative before December 1. 2012. This will allow us to process your request before year-end and meet the deadline for tax filing purposes. 000000005940.0.9E00001.MAKWC-0120I21107 Page 1 of 35 SB1062192-F1 5836 EFTA01667708

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Account Summary Asset Allocation Beginning Ending Change Market Value Market Value In Value Estimated Current Asset Allocation Annual Income Allocation Equity 716,979.98 725,752.95 8.772.97 45,693.48 11% Alternative Assets 84,903.67 82,482.42 (2,42125) 1% Cash 8 Axed Income 7,349,854.32 7,363,104.02 13,249.70 45,161.61 86% Other 95.080.11 159,882.30 64.802.19 2% Market Value Accruals $8,246,818.08 19.968.17 $8,331,221.69 17,581.99 $84,403.61 (2.386 18) $90,855.09 100% Market Value with Accruals $8,266,786.25 $8,348,803.68 $82,017.43 Portfolio Activity Current Period Value Year•to-Date Value Beginning Market Value 8,246,818.08 4,926,904.29 Contributions 4,972,947.20 Withdrawals & Fees (243.16) (2,081,165.74) Securities Transferred In 1,724,107.92 14,267,350.24 Securities Transferred Out (1.677.063.23) (14.755,268.29) Net ContributIons/Withdrawals $46,801.53 92,403663.41 Income 8 Distributions 16,946.04 90,546.88 Change In Investment Value 20,656.04 909,907.11 Ending Market Value $8,331,221.69 $8,331,221.69 Accruals 17,581.99 17,581.99 Market Value with Accruals $8,348,803.68 $8,348,803.68 J.P.Morgan Altenwth• Ann sway 4._ i Baba Mel Income Page 2 of 35 SB1062192-F1 5837 EFTA01667709

er I GHISLAINE NI AXWELL ACCT. For the Period 10/1/12 to 10/31/12 Account Summary CONTINUED 'Fax Summary Current Period Value Year-to-Date Value Current Year-to-Date Period Value Value Domestic Dividends/Distributions 5,925.00 14,729.60 ST Realized Gain&oss (45,626.77) Foreign Dividends 2,579.61 12,777.47 LT Realized Gain•Loss (82,656.00) Currency Gain/Loss 13.27 (15,363.25) Realized Gain. Loss ($128,282.77) Interest Income 7,709.30 71,366.89 Taxable Income 616,227.18 $83,510.71 Tax-Exempt Income 1,250.00 10,000.00 To•Date Value Unrealized Gain/Lon ($57,046.10) Bond Premium Amortization (531.14) (2,963.83) Tax-Exempt Income $718.86 $7,036.17 Note: • This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities: Please consult your tax advisor for tax implications. Other category combines all the remaining Tax Exempt Income generated by securities in the account which may not have a state affiliation. Tax-Exempt Income Tax-Exempt Income Summary by State* Current Year-to-Date Summary by State* Current Year-to-Date Period Value Value Period Value Value MA 1.824.06 TX MI 718.86 1.606.61 Tax-Exempt Income J.P.Morgan 3.60530 $718.86 $7,036.17 Page 3 of 35 SB1062192-F1 5838 EFTA01667710

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Account Summary CONTINUED Cost Summary Cost Equity 764,967.39 Cash & Fixed Income 7,391,756.64 Other 90164.18 Total $8.247,088.21 J.P.Morgan Page 4 of 35 SB1062192-F1 5839 EFTA01667711

GHISLAINE MAXWEILI, ACCT. For the Period 10/1/12 to 10/31/12 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Asset Categories US Large Cap Equity 55,587.22 58,158.40 2,571.18 1% US Small/Mid Cap Equity 5,130.00 3,990.00 (1,140.00) 1% Non•US Equity 139.76 150.05 10.29 1% Preferred Stocks 449,298.00 449,211.00 (87.00) 5% Preferred Stocks Concentrated & Other Equity 206,825.00 214,243.50 7,418.50 3% Non.US Equity Total Value $716,979.98 $725,752.95 $8,772.97 11% US Small Mid Cap Equity US Large Cap Equity Market Value/Cost Current Period Value Market Value 725,752.95 Tax Cost 764,967.39 Concentrated S Other Equity Unrealized Gain/Was (39,214.44) Estimated Annual Income 45,69348 Accrued Dividends 1.853.65 Equity as a percentage of your portfolio II % Yield 6.27% Equity Detail Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield US Large Cap Equity APACHE CORP 037411.10.5 APA 82.72 95.000 7,858.31 11,403.30 (3,544.99) 64.60 0.82% 16.15 J.P.Morgan Page 5 of 35 SB1062192-F1 5840 EFTA01667712

GHISLAINE MAXWELL ACCT. For the Period 1011112 to 10/31/12 Price Quantity Value Adjusted Tax Cost Unrealized Gaintoss Est. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity BANK OF AMERICA CORP 060505.10.4 BAC 9.32 944.000 8,798.08 10,148.85 (1,350.77) 37.76 0.43% CMGROUP INC NEW 172967.42-4 C 37.39 358.000 13,385.62 14,048.52 (662.90) 14.32 0.11% PROSNARES ULTRASNORT S&P500 NEW 74347B-30-0 SDS 56.55 250.000 14,137.50 44,809.50 (30,672.00) PROSHARES TRUST 74347X-23-7 OID 30.61 200.000 6,122.00 26,203.50 (20,081.50) SCHLUMBERGER LTD 806857-10-8 SLB 89.53 113.000 7,856.89 9,524.04 (1,667.15) 124.30 1.58% Total US Large Cap Equity US Small/Mid Cap Equity GERON CORP 374163-10-3 GERN 1.33 3,000.000 $58,158A0 3,990.00 $116,137.71 18,129.32 ($57,979.31) (14,139.32) 1240.98 08.15 0.41% Non-US Equity RIO TOM PLC ISIN GB0007188757 SEDOL 0718875 50.02 3.000 150.05 212.23 (62.18) 766994-90-9 GBP JIBMorgan Page 6 of 35 SB1062192-F1 5841 EFTA01667713

a, et/II-- GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Price Quantity Value Adjusted Tax Cost Unrealized Gaintoss Est. Annual Inc. Yield Original Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 27.81 10,000.000 278,100.00 261,300.00 16,800.00 19,690.00 7.08% 7 7 8', PFD 173080 20 1 C PNNA /8A1 COUNTRYWIDE CAPITAL V 25.08 4,200.000 105,336.00 98,778.96 6,557.04 7,350.00 6.98% 7% PFD 1,837.50 222388.20-9 CFC PB JPM CHASE CAPITAL )00X 26.31 2,500.000 65,775.00 62,500.00 3,275.00 4,187.50 6.37% 6.7% PFD 48125E-20-7 JPM PC Total Preferred Stocks $449,211.00 $422,578.96 $26,632.04 $31,227.50 6.95% $1,837.50 Concentrated & Other Equity GENERAL MOTORS CO 40.62 1,000.000 40,620.00 50,000.00 (9,380.00) 2,375.00 5.85% CV PFD B 37045V-20-9 GM PB JPMORGAN CHASE & CO 115.75 150.000.000 173,623.50 157,909.17 15,714.33 11,850.00 6.74% 7.9% PFD STK APR 30 2049 DTD 04232008 46625H-HA-1 BBB HAI Total Concentrated & Other Equity $214.243.50 $207.909.17 $6,334.33 $14,225.00 6.57% J.P. Morgan Page 7 of 35 SB1062192-F1 5842 EFTA01667714

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Alternative Assets Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Hard Assets 84.903.67 82,482.42 (2,421.25) 1% Alternative Assets Detail Estimated Price Quantity Value Cost Hard Assets E1FS METAL SECURES LTD 'SIN JE00B1VS3770 SEDOL B1VS377 131994-91-5 168.72 301.000 50,784.72 45.068.38 SPDR GOLD TRUST 78463V-10-7 GLD 166.83 190.000 31,897.70 31,931.40 Total Hard Assets $82,482.42 $78,999.78 J.P.Morgan Page 8 of 35 SB1062192-F1 5843 EFTA01667715

gal Cash & Fixed Income Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Cash 5,840,799.03 5,855,471.25 14,672.22 67% Non-USD Cash 349,222.62 17,878.83 (331,343.79) 1% Non•USD Short Term 114,401.87 445,969.02 331,567.15 5% US Fixed Income 632,074.05 633,126.82 1,052.77 8% Non-US Fixed Income 413.356.75 410558.10 (2,698.65) 5% Total Value $7349.854.32 $7,363.104.02 $13,249.70 86% Market Value/Cost Current Period Value Market Value 7.363.104.02 Tax Cost 7,391,756.64 Unrealized Gain/Loss (28.652.62) Estimated Annual Income 45,161.61 Acaued Interest 15,728.34 Yield 0.57% J.P.Morgan GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Asset Categories Non.USD Cash Non.US0 Short Teem Mon.US Fixed Income Cash US Fixed Income Cash 8, Fixed Income as a percentage of your portfolio - 86 % Page 9 of 35 SB1062192-F1 5844 EFTA01667716

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 SUMMARY BY MATURITY SUMMARY BY TYPE Market %of Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Market Value %of Bond Portfolio 0-6 months' 6,481,828.22 89% Cash 5,855,471.25 79% 6-12 months' 114,237.95 1% NON USD Cash 17,878.83 1% 1-5 years' 559,870.35 7% Corporate Bonds 305.077.00 4% 10. years' 227,167.50 3% Municipal Bonds 227,167.50 3% Total Value $7,363,104.02 100% International Bonds 935.5.54.13 12% Mutual Funds 21 955.31 1% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Total Value $7,363.104.02 100% Note: R indicates position reviewed. A - Bonds purchased at a premium show amortization. This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield Cash US DOLLAR 1.00 5.855.470.25 5,855,470.25 5.855.470.25 585.54 0.01%' 49.50 JPM NY MUNI MM FD - MORGAN 1.00 1.00 1.00 1.00 FUND 3 Total Cash $5,855,471.25 $5,855,471.25 $0.00 $585.54 0.010,0 549.50 J.P.Morgan Page 10 of 35 SB1062192-F1 5845 EFTA01667717

I GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-USD Cash AUSTRALIAN DOLLAR 1.04 100.00 103.69 103.25 0.44 POUND STERLING 1.61 4,212.18 6,786.03 6,726.54 59.49 HONG KONG DOLLAR 0.13 950.00 122.58 122.44 0.14 TURKISH URA NEW 0.56 19,500.00 10.866.53 10,763.97 102.56 PRINCIPAL CURRENCY Total Non-USD Cash $17,878.83 $17,716.20 $162.63 $0.00 0.00% Non-USD Short Term JP MORGAN CHASE BANK NOK 17.52 1,233,545.68 216,057.10 208,173.12 7,883.98 1,836.48 0.86% LONDON TIME DEPOSITS 0.8500% 10.15 DATED 10130/2012 MATURITY 11/06/2012 HELD BY LONDON TREASURY SERVICES Bearer 2532D9-9R-9 NOK JP MORGAN CHASE BANK - CAD 100.05 115,616.13 115,673.97 113,223.45 2,450.52 659.33 0.58% LONDON TIME DEPOSITS 0.5700% 1.73 DATED 10/31/2012 MATURITY 11/07/2012 HELD BY LONDON TREASURY SERVICES Bearer 2532D9-9Y-4 CAD J.P.Morgan Pep 11 of 3.5 SB1062192-F1 5846 EFTA01667718

-A, I GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Price Quantity Value Adjusted Tax Cost Unrealized Gaintoss Est. Annual Income Yield Original Cost Accrued Interest Non-USD Short Term KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AAA TRY 57.12 200.000.00 114,237.95 135,555.56 (21,317.61) 10.866.53 3.215.26 5.97% Total Non-USD Short Term US Fixed Income JPM MANAGED RESERVES C (DIST) - GBP (HEDGED) 051398.91.5 GBP 10,321 30 7.65 $445,969.02 78,927.01 3456,952.13 80.157.26 ($10,983.11) (1,230.25) $13,362.34 33,227.14 2.10% ISHARES MARKIT IBOXX CORPORATE BOND ISIN IE00B00FV011 SEDOL BOOFV01 461278-91-3 GBP 209.10 105.00 21,955.31 19,023.08 2,932.23 HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 40429X-YB-6 A /BM 101.45 100,000.00 101,448.00 100,000.00 1,448.00 2,900.00 128.80 2.39% GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 36962G-2V-5 AA+ /A1 97.69 50,000.00 48,842.50 45,394.50 3,448.00 333.42 75.90 1.34% BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW-2 A- /BM 103.19 150,000.00 164,786.50 150,000.00 4,786.50 5,400.00 2,490.00 2.76% J.P.Morgan Page 12 of 35 SB1062192-F1 5847 EFTA01667719

iI GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Price Quantity Value Adjusted Tax Cost Unrealized Gala/Loss Est. Annual Income Yield Original Cost Accrued Interest US Fixed Income A MI ST MUNI BOND AUTH 115.28 50,000.00 57.642.00 54,440.43 3,201.57 2,500.00 3.59% ST CLEAN WTR REVOLVING FD 5% 55.424.00 208.30 OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 59455T•PF•3 AM /AM A BIRDVILLE TEXAS INDEPENDENT SCHOOL 11421 100,000.00 114,708.00 108,704 81 6,003.19 5,000.00 3.78% DIST PERM SCH GTD FUND UNLIMITED TAX 110,503.00 1,055.50 5% FEB 15 2029 DTD 01/15/2007 HEW BY DTC BOOK ENTRY ONLY PAR CALL 02115/2017 @ 100 090874•FV•5 AAA /AAA A MA ST HLTH & EDUCTNL FACS AUTH 109.64 50.000.00 54817.50 53.047.38 1,770.12 2,500.00 4 2 REVENUE HARVARD UNIV 5%B 54,040.00 736.10 JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 @ 100 57586C•FWA AAA /AAA Total US Fixed Income 5633126.82 $610,767.46 $22,359.36 $18,633.42 2.54% $614,541.84 54.694.60 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HOG-DO 201.03 187.90 37,772.54 39,293.00 (1,520.48) ISIN W0222772518 G13289-92-4 GBP ISHARES BARCLAYS CAPITAL 20.40 5.790.00 118.092.21 118212.32 (120.11) GIN 1E0OBIEZSD53 SEDOL SI G52V0 1,851.44 46578W-92.2 GBP J.P. Morgan Page 13 of 35 SB1062192-F1 5848 EFTA01667720

4f I GH ISLA INE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Price Quantity Value Adjusted Tax Cost Unrealized Gala/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-US Fixed Income R INTER AMERICAN DEVELOPMENT BANK- INR MEDIUM TERM NOTE 3% MAR 25 2014 DTD 03/25/2010 HELD BY EUROCLEAR MIN XS0495010562 SEDOL B511473 U45818-9G-5 AAA /AAA INR 1.76 10110/12 6,700.000.00 118,137.35 143,232.17 (25,094.82) 3,782.81 2,290.36 6.96% INTER AMERICAN DEVEL BK IDR MEDIUM TERM NOTE 6.50%JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR MIN XS0513770957 SEDOL B4YWHC0 45818W-9K 4 AM /AAA IDR 0.01 1.300.000.000.00 135656.00 150,112.11 (13.456.11) 8,797.50 3,615.30 5.89% Total Non-US Fixed Income $410,659.10 $450,849.50 ($40,191.50) $12,580.31 $7,757.10 3.96% J.P.Morgan Page 14 of 35 SB1062192-F1 5849 EFTA01667721

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Other Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Balanced 95,080.11 159,882.30 64,802.19 2% Market Value/Cost Current Period Value Estimated Value Tax Cost Estimated Gain/Loss 5,338.32 159,882.30 90,364.18 Note: Unrealized Gaintoss is shown as "NW in cases where we do not have appropriate cost information for all tax lots compnsing the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Adjusted Cost Unrealized Quantity Value Original Cost Gaintoss Accruals Balanced JPM INC 0PP - GBP - A - DIST(HEDGED) 146.49 438.109 64 179 80 N/A ISIN LU0323456201 287991-93.9 GBP J.P. Morgan Page 15 of 35 SB1062192-F1 5850 EFTA01667722

af I GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Price Adjusted Cost Unrealized Quantity Value Onginal Cost Gain/Loss Accruals Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES 21.94 4,361.513 95,702.50 90.36418 5.338.32 GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL B3BMD84 695421.91.7 GBP Total Balanced J.P.Morgan $159,882.30 $90,364.18 $5,338.32 Page 16 of 35 SB1062192-F1 5851 EFTA01667723

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Summary - U S Dollar PRINCIPAL INCOME 1.ranstctions Current Period Value Year-To-Date Value' Current Penod Value Year-To-Date Value' Beginning Cash Balance INFLOWS Income 5,840,798.03 0.00 14,672.22 75,471.33 Contributions 4,972,11820 Foreign Exchange - Inflows 622.934.18 Total Inflows OUTFLOWS" 614,672.22 $5,670,523.71 $0.00 $0.00 Withdrawals (1,419.530.95) Foreign Exchange - Outflows (159,902.42) Total Outflows TRADE ACTIVITY $0.00 ($1,579,433.37) $0.00 $0.00 Settled Sales/Maturities/Redemptions 640,598.74 Settled Securities Purchased (41,431.40) Total Trade Activity $0.00 $599,107.34 $0.00 $0.00 Ending Cash Balance $5,855,470.25 Min $0.00 Securities Transferred In/Out Current Period Value Year-To-Date Value' Securities Transferred Out (13,231.00) (13,231.00) J.P.Morgan Page 17 of 35 SB1062192-F1 5852 EFTA01667724

af I GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Summary - U S Dollar Cost Adjustments Current Year-To-Date Period Value Value' Amortization Cost Adjustments (531.14) (2,963.83) 9,237.41 Total Cost Adjustments ($531.14) $6,273.58 ' Year to date information is calculated on a calendar year basis. Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Selection Method COSt 10/1 Municipal Interest MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/022006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 (ID: 594551-PF-3) 50.000.000 0.025 1.250.00 10/I Interest Income DEPOSIT SWEEP INTEREST FOR SEPT O .01% RATE ON NET AVG COLLECTED BALANCE OF $5779,724.08 AS OF 10/01112 47.39 10/2 Interest Income JPM CHASE CAPITAL XXIX 6.7% PFD O 0.41875 PER SHARE OD: 48125E-20-7) 2,500.000 0.419 1,048.88 10/12 Foreign Dividend SCHLUMBERGER LTD @ 0.275 PER SHARE (ID: 806857-10-8) 113.000 0.275 31.08 J.P.Morgan Page 18 of 35 SB1062192-F1 5853 EFTA01667725

INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Type Quantity Per Unit Amount PRINCIPAL INCOME Amount Amount Settle Date Selection Method Description Cost 10/15 Corporate Interest HSEIC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DTD 10/15/2010 (ID: 40429X-Y8-6) 100,000 000 0.015 1,450.00 10/30 Div Domes! JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 04/23/2008 (ID: 4662514HA-1) 150,000.000 0.04 5.925.00 10/30 Interest Income CITIGROUP CAPITAL XIII 7 7/8% PFD Co 0.492187 PER SHARE (ID: 173080-20-1) 10,000.000 0.492 4,921.87 Total Inflows 8 Outflows SECURITIES TRANSFERRED IN/OUT $14,672.22 Notes: • Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Description Quantity Transaction Market Value' Settle Date Selection Method Cost Securities Transferred In 10/5 NonTaxableExchange PROSHARES ULTRASHORT S&P500 NEW REVERSE SPLIT - HOLDERS RECEIVE 1 NEW UNIT FOR EVERY 4 OLD UNITS OF PROSHARES ULTRASHORT S&P 500, CUSIP: 743478883, HELD. (ID: 74347B-30-0) 250.000 44,809.50 Securities Transferred Out 10/5 Exchange PROSHARES ULTRASHORT S&P500 REVERSE SPLIT - HOLDERS RECEIVE 1 NEW UNIT OF PROSHARES ULTRASHORT S&P 500, CUSIP: 743478300, FOR EVERY 4 OLD UNITS HELD. (ID: 74347R-88-3) (1,000.000) 44,809.50 (13,231.00) J.P. Morgan Page 19 of 35 SB1062192-F1 5854 EFTA01667726

ts- GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 COST ADJUSTMENTS Settle Date Type Description Quantity Cost Basis Adjustments 10'1 Amortization MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING PD 50,000.000 (531.14) 5% OCT 01 2926 DTD 11/02/2006 HELD BY OTC BOOK ENTRY ONLY PAR CALL 10/01/2016 @ 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 59455T-PF-3) J.P. Morgan Page 20 of 35 SB1062192-F1 5855 EFTA01667727

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Summary - Canadian Dollar PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — 64.84 — 0.00 — Income 581.86 64.05 582.59 Total Inflows OUTFLOWS" $64.84 $581.86 64.06 582.59 Withdrawals (64.84) (581.86) (64.05) (582.59) Total Outflows ($6434) (11581.86) (64.05) (582.59) Ending Cash Balance 0.00 INCOME US Dollar Value Local Value Transactions Beginning Cash Balance Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' 0.00 Ending Cash Balance 0.00 J.P. Morgan Page 21 of 35 SB1062192-F1 5856 EFTA01667728

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Summary - Canadian Dollar Securities Transferred In/Out Gwent Year-To-Date Period Value Value' Securities Transferred In Securities Transferred Out 585,014.77 4,843,083.61 (585,022.37) (4,841,922.82) • Year to date information is calculated on a calendar year basis. " Your account's standing instructions use a HIGH COST method for relieving assets from your position Portfolio Activity Detail - Canadian Dollar INFLOWS & OUTFLOWS Settle Date Type Description Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Selection Method Quantity Local Value Local Value Local Value Gain Loss USD 10/3 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 09/26/2012 MATURITY 10/03/2012 HELD BY LONDON TREASURY SERVICES (ID: 2531P9•95.6) 115,552.080 13.03 12.81 10/3 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: 0CADPR-AA-6) (12.810) (13.03) (12.61) 10/10 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 0.5700% DATED 10/03/2012 MATURITY 10/10/2012 HELD BY LONDON TREASURY SERVICES (ID: 253159-9V-6) 115,564.890 13.09 12.81 10/10 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: 0CADPR•AA•6) (12.810) (13.09) (12.81) J.P.Morgan Page 22 of 35 SB1062192-F1 5857 EFTA01667729

 I INFLOWS & OUTFLOWS GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Settle Date Type Description Quantity Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Selection Method Local Value Local Value Local Value Gain,toss USD 10/7 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 10/10/2012 MATURITY 10/17/2012 HELD BY LONDON TREASURY SERVICES (ID: 2531U9-9W-1) 115.577.700 12.99 12.81 10/17 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (12.810) (12.99) (12.81) 10/24 Foreign Interest JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 10/17/2012 MATURITY 10/24/2012 HELD BY LONDON TREASURY SERVICES (ID: 2531X9-9U-2) 115.590.510 12.91 12.81 10/24 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPRAA-6) (12.810) (12.91) (12.81) 10/31 Foreign Interest JP MORGAN CHASE BANK • CAD LONDON TIME DEPOSITS 0.5700% DATED 10/20/2012 MATURITY 10/31/2012 HELD BY LONDON TREASURY SERVICES (ID: 2532A9-9L•5) 115,603.320 12.82 12.81 10/31 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT CANADIAN DOLLAR (ID: OCADPR-AA-6) (12.810) (12.82) (12.81) Total Inflows & Outflows J.P.Morgan $0.00 Page 23 of 35 SB1062192-F1 5858 EFTA01667730

af I GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 SECURITIES TRANSFERRED IN OUT Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date Type Description Quantity — Cost Transaction Market Value' Selection Method Securities Transferred In 10/3 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,564.890 117,539.55 0.5700% DATED 10/03/2012 MATURITY 10/10/2012 113,171.64 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253159-9V43) 10/11 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,577.700 118,087.05 0.5700% DATED 10/10/2012 MATURITY 10/17/2012 113,184.73 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD AS OF 10/10/12 (ID: 2531U9-9W-1) 10/17 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,590.510 117,225.81 0.5700% DATED 10/17/2012 MATURITY 10/24/2012 113,197.72 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531X9-9U-2) 10/24 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115.603.320 116,471.03 0.5700% DATED 10/24/2012 MATURITY 10131/2012 113210.63 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2CrtaA9-9L-5) 10/31 Receipt of Assets JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 115,616.130 115,691.33 0.5700% DATED 10/31/2012 MATURITY 11/07/2012 113223.45 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2532D9-9V-4) Total Securities Transferred In $585,014.77 J.P, Morgan Page 24 of 35 SB1062192-F1 5859 EFTA01667731

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle Date T2:ie Description Quantity Transaction Market Value action Method Cost Securities Transferred Out 10/3 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,552.080) (117,526.53) 0.5700% DATED 09/26/2012 MATURITY 10/03/2012 113,158.61 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531P9-9S-6) 10/10 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,564.890) (118,146.39) 0.5700% DATED 10/03/2012 MATURITY 10/10/2012 113,171.64 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253159-9V-6) 10/17 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,577.700) (117,212.82) 0.5700% DATED 10/10/2012 MATURITY 10/17/2012 113,184.73 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531U9.9W-1) 10/24 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,590.510) (116,458.12) 0.5700% DATED 10/17/2012 MATURITY 10/24/2012 113,197.72 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531X9-9U-2) 10/31 Free Delivery JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS (115,603.320) (115,678.51) 0.5700% DATED 10/24/2012 MATURITY 10/31/2012 113,21063 HEW BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: Pc. "42A9-9L-5) Total Securities Transferred Out (5585,022.37) J.P, Morgan Page 25 of 35 SB1062192-F1 5860 EFTA01667732

GHISLAINE MAXWELL ACCT. For the Period 10/I/12 to 10/31/12 Portfolio Activity Summary - Norwegian Krone PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS - - 0.00 - 9,135.73 Income 178.32 1,566.15 1,018.88 Total Inflows OUTFLOWS $178.32 $1,566.15 1,018.88 9,135.73 Withdrawals (178.32) (104,526.55) (1,018.88) (601,288.39) Foreign Exchange Outflows (13.993.71) (80.557.60) Total Outflows TRADE ACTIVITY ($178.32) ($118,520.26) (1,018.88) (681,845.99) Settled Sales/Maturities/Redemptions 116,983.65 672,710.26 Total Trade Activity $0.00 8116,983.65 0.00 672,710.26 Ending Cash Balance 0.00 J.P.Morgan Page 26 of 35 SB1062192-F1 5861 EFTA01667733

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Summary - Norwegian Krone INCOME Transactions Beginning Cash Balance Ending Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Securities Transferred In/Out Current Year-To-Date Period Value Value' Securities Transferred In Securities Transferred Out 1.078.988.15 7.995.979.34 (1,078.809.86) (8,532.025.83) Cost Adjustments Cost Adjustments Total Cost Adjustments 0.00 0.00 US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' (138,881 78) (784.956.53) $0.00 ($138,881.78) 0.00 (784,956.53) • Year to date information is calculated on a calendar year basis. ▪ Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 27 of 35 SB1062192-F1 5862 EFTA01667734

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Detail - Norwegian Krone INFLOWS & OUTFLOWS Per Unit PRINCIPAL INCOME Type Amount USD Amount USD Amount USD Currency Settle Date Selection Method Description Quantity Local Value Local Value Local Value Gain/Loss USD 1012 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,232,526.800 35.60 0.8500% DATED 09/25/2012 MATURITY 10/02/2012 203.71 HELD BY LONDON TREASURY SERVICES (ID: 2531P9-9M-9) 10/2 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (203.710) (35.60) (ID: 0NOKPR-AA-1) (203.71) 10/9 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,232,730.510 35.72 0.8500% DATED 10/02/2012 MATURITY 10/09/2012 203.74 HELD BY LONDON TREASURY SERVICES (ID: 2531S9-9O-7) 10/9 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (203.740) (35.72) (ID: 0NOKPR-AA-1) (203.74) 10/16 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1,232,934.250 35.65 0.8500% DATED 10/09/2012 MATURITY 10/16/2012 203.78 HELD BY LONDON TREASURY SERVICES (ID: 2531U9-9S-0) 10/16 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (203.780) (35.65) (ID: 0NOKPR-AA-1) (203.78) 10/23 Foreign Interest JP MORGAN CHASE BANK • NOK LONDON TIME DEPOSITS 1,233,138.030 35.96 0.8500% DATED 10/16/2012 MATURITY 10/23/2012 203.81 HELD BY LONDON TREASURY SERVICES (ID: 2531X9-9O-1) 10/23 Wise Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (203.810) (35.96) (ID: 0NOKPR-AA-1) (203.81) J.P.Morgan Page 28 of 35 SB1062192-F1 5863 EFTA01667735

ef I INFLOWS & OUTFLOWS 611ISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Settle Date Type Description Quantity Per Unit PRINCIPAL INCOME Amount USD Amount USD Amount USD Currency Selection Method Local Value Local Value Local Value Gain/Loss USD 10:30 Foreign Interest JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.233,341 840 35.39 0.8500% DATED 10/23/2012 MATURITY 10/30/2012 203.84 HELD BY LONDON TREASURY SERVICES (ID: 263,19-9D-3) 10/30 Misc Disbursement REP: ROLLOVER TO TIME DEPOSIT NORWEGIAN KRONE (203.840) (35.39) (ID: 0NOKPR-AA-1) (203.84) Total Inflows & Outflows SECURITIES TRANSFERRED IN/OUT $0.00 Notes: • Transaction Market Value is representative of the prior trading day's market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Settle DateSelection Tae Description Quantity Transaction Market Value' Method Cost Securities Transferred in 10/2 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,232,730.510 215.403 11 0.8500% DATED 10/02/2012 MATURITY 10/09/2012 208,030.40 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 253159.9O.7) 10/9 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,232,934.250 216,135.51 0.8500% DATED 10/09/2012 MATURITY 10/16/2012 206,066.12 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531U9-9S-0) 10/16 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1.233138.030 215,724.99 0.8500% DATED 10/16/2012 MATURITY 10/23/2012 208,101.77 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531X9-9O-1) J.P.Morgan Page 29 of35 SB1062192-F1 5864 EFTA01667736

iI GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. T Tote Description Quantity Transaction Market Value' Settle Date action Method Cost Securities Transferred In 10/23 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,233,341.840 217,587.76 0.8500% DATED 10/23/2012 MATURITY 10/0/2012 208,137.73 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2c92A9-9D-3) 10/30 Receipt of Assets JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 1,233,545.680 214,136.78 0.8500% DATED 10/30/2012 MATURITY 11/06/2012 208,173.12 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2532D9.9R-9) Total Securities Transferred In $1,078,988.15 Securities Transferred Out 10/2 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,232,526.800) (215.367.52) 0.8500% DATED 09/25/2012 MATURITY 10/02/2012 207,994.80 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531P9-9M-9) 1019 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,232.730.510) (216,099.79) 0.8500% DATED 10/02/2012 MATURITY 10/09/2012 208,030.40 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531S9-9O-7) 10/16 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,232,934.250) (215.689.35) 0.8500% DATED 10/09/2012 MATURITY 10/16/2012 208,066.12 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531U9-99-0) J.P, Morgan Page 30 of 35 SB1062192-F1 5865 EFTA01667737

is GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. T Tote Description Quantity Transaction Market Value' Settle Date action Method Cost Securftles Transferred Out 10/23 Free Delivery JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS (1,233,138.030) (217,551.80) 0.8500% DATED 10/18/2012 MATURITY 10/23/2012 208,101.77 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2531X9-90-1) 10/30 Free Delivery JP MORGAN CHASE BANK- NOK LONDON TIME DEPOSITS (1,233,341.840) (214,101.40) 0.8500% DATED 10,23/2012 MATURITY 10/30/2012 208,137.73 HELD BY LONDON TREASURY SERVICES CLIENT REF FTD (ID: 2532A9-9D-3) Total Securities Transferred Out J.P.Morgan (51.078.801MXI) Page 31 of 35 SB1062192-F1 5866 EFTA01667738

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Summary - Pound Sterling PRINCIPAL US Dollar Value Local Value Transactions Current Period Value Year-To-Date Value' Current Period Value Year-To-Date Value' Beginning Cash Balance INFLOWS — — 3,346-09 — Income 2,548.53 12,069.86 1,580.78 7,605.66 Foreign Exchange - Inflows 159,902.42 100,776.72 Total Inflows OUTFLOWS" $2,548.53 $171,972.28 1,580.78 108,382.38 Withdrawals (556.140.84) (350.837.45) Tax Payments (355.93) (222.15) Foreign Exchange - Outflows (358,568.42) (226,311.80) Total Outflows TRADE ACTIVITY 30.00 (3915,065.19) 0.00 (577,371.40) Settled Sales/Maturities/Redemptions 731,933.29 455,251.88 Settled Securities Purchased (1,154.22) (1,329.75) (714.69) (824.19) Total Trade Activity (31,154.22) 3730,603.54 (714.69) 434,427.69 Ending Cash Balance 4,212.18 J.P. Morgan Page 32 of 35 SB1062192-F1 5867 EFTA01667739

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 Portfolio Activity Summary - Pound Sterling INCOME Transactions Beginning Cash Balance Ending Cash Balance US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' Securities Transferred In/Out Current Year-To-Date Period Value Value' Securities Transferred In Securities Transferred Out (1,368.088.60) 60.105.00 1,428,287.29 Cost Adjustments Cost Adjustments Total Cost Adjustments 0.00 0.00 US Dollar Value Local Value Current Year-To-Date Current Year-To-Date Period Value Value' Period Value Value' 19.059.78 12.137.60 $0.00 $19,059.78 0.00 12,137.60 • Year to date information is calculated on a calendar year basis. ▪ Your account's standing instructions use a HIGH COST method for relieving assets from your position J.P.Morgan Page 33 of 35 SB1062192-F1 5868 EFTA01667740

GIIISLAINE MAXWELL ACCT. For the Period 10,/1/12 to 10/31/12 Portfolio Activity Detail - Pound Sterling INFLOWS & OUTFLOWS Settle Date Type Description Quantity Per Unit Amount USD PRINCIPAL INCOME Amount USD Amount USD Currency Selection Method Local Value Local Value Local Value Gain/Loss USD 10/1 Foreign Dividend PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN IE00B3BMD843 SEDOL 838MD84 ea 0.119082 PER SHARE CONV. dir 'CONV RATE' AS OF 09/28/12 (ID: 695421-91-7) 4,361.513 0.192 0.119 838.69 51038 10/3 Foreign Dividend JPM MANAGED RESERVES C (DIST) - GBP (HEDGED) AS OF 10/01/12 (ID: 051398.91.5) 7.535 153.181 94.849 1,154.22 714.69 10/9 Foreign Dividend BLUEBAV HIGH VIEW BD FD GBP HDG-DB ISIN LU0222772518 @ 1.8452 PER SHARE CONV. 'CONV RATE' AS OF 10/05/12 (ID• G13289-92-4) 187.898 2.957 1.845 555.62 346.71 Total Inflows 8 Outflows SECURITIES TRANSFERRED IN/OUT *{wt 53 $0.00 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Description Quantity Transaction Market Value • Settle Date Selection Method Securities Transferred In 10/24 Receipt of Assets JPM INC OPP - GBP - A - DIST(HEDGED) ISIN LU0323456201 RECEIVED FROM JPM GENIEVA (ID: 287991.93.9) 438.109 0.00 60,105.00 J.P. Morgan Page 34 of 35 SB1062192-F1 5869 EFTA01667741

GHISLAINE MAXWELL ACCT. For the Period 10/1/12 to 10/31/12 TRADE ACTIVITY - Pound Sterling Trade Date Settle Date Type Description Per Unit Market Amount USD Cost USD Currency Quantity Local Value Local Value Gain/Loss USD Settled Securities Purchased 10/1 Purchase JPM MANAGED RESERVES C (DIST) - GOP (HEDGED) AS 0.112 10,305.536 (1,154.22) 10/3 OF 10/01/12 (ID: 051398-91-5) 1.62 (714.69) 13.27 J.P. Morgan Page 35 of 35 SB1062192-F1 5870 EFTA01667742

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//it For the Period 10/1/12 to 10/31/12 For your convenience we have combined statement(s) for activity you conduct through J.P. Morgan in one package. Below are important disclosures relating to these different accounts. These statements may relate to various account types. Some of the disclosures are applicable to all of your accounts. For ease of reference the disclosures applicable to a particular type of account have been grouped together by descriptive headers. IMPORTANT GENERAL INFORMATION APPLICABLE TO ALL OF YOUR ACCOUNT(S) important Information about Pricing ,Valuations, Estimated Annual Income, and Estimated Yield Market value information (including without limitation. prices, exchange rates, accrued income and bond ratings) furnished herein, some of which has been provided by pricing sources that J.P. Morgan believes to be reliable, is not guaranteed for accuracy but provided for informational purposes and is furnished for the exclusive use of the client. The current price is the value of the financial asset share, unit or contract as priced at the dose of the market on the last day of the statement period or the last available price. All values provided for structured yield deposits (for example. JPMorgan London Time Deposits) reflect the original deposit amount only. The value for Real Estate. Mineral Interests and Miscellaneous Assets may not reflect the most current value of the asset. Important information regarding Auction Rate Securities (ARS). ARS are debt or preferred securities with an interest or dividend rate reset periodically in an auction. Although there may be daily, weekly and monthly resets, there is no guarantee that there will be liquidity. II there are not enough bids at an auction to redeem the securities available for sale, the result may be a failed auction. In the event of a failed auction, there is no assurance that a secondary market will develop or that the security will trade at par or any other price reflected on statements and online. Accordingly, investors should not rely on pricing information appearing in their statements or online with respect to ARS. When J.P. Morgan is unable to obtain a price from an intemal or outside source for a particular ARS. the price column on your statement will indicate 'unpricecr. Valuations of over•the-counter derivative transactions, including certain derivatives-related deposit products, have been prepared on a mid-market basis. These valuations are sourced from the various issuers of the securities or they are sourced from a third party valuation provider. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the models or estimates used in deriving the valuations, (2) any errors or omissions in computing or disseminating the valuations, and (3) any uses to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. Please refer to the trade confirmation for details of each transaction. Certain assets, including but not limited to. pooled and private investments, non-publicly traded and infrequently traded securities, derivatives, partnership interests and tangible assets are generally illquid, the value of such asset may have been provided to us by third parties who may or may not be independent of the issuer or manager. Such information is reflected as of the last date provided to us, and is not independently verified. In cases where we are unable to obtain a current market value from an internal or outside source for a particular security, the price column on your statement will indicate -unpricecr. Although such securities may have value, please note that the value of a security indicated as "unpriced" will not be included in your overall current market value as reflected on the statement. J.P. Morgan makes no representation, warranty or guarantee, express or implied, that any quoted value represents the actual terms at which securities could be bought or sold or new transactions could be entered into, or the actual terms on which existing transactions or securities could be liquidated. Such values may only be indicative. When we are unable to obtain a current value from an internal or outside source for a particular security, the price column on your statement will indicate "unpriced". If a partial call is made with respect to an issue of securities included in your Accounts we will allocate the call by a method we deem fair and equitable. To the extent applicable, please note the following regarding estimated annual income (EAI) and estimated yield (EY): EAI and EY for certain types of securities could include a return of principal or capital gains in which case the EAI and EY would be overstated. EAU and EY are estimates and the actual income and yield might be lower or higher than the estimated amounts. EY reflects only the income generated by an investment. It does not reflect changes in its price, which may fluctuate. Offshore Deposits - London and Nassau J.P.Morgan Disclosures Page 1 of 5 SB1062192-F1 5872 EFTA01667744

For the Period 10/1/12 to 10/31/12 Deposits in Foreign Branches are not insured by the FDIC or any other Agency of the Federal Government: amounts in such foreign accounts do not have the benefit of any domestic preference applicable to U.S Banks; certain Foreign accounts are considered reportable to the Internal Revenue Service on a Report of Foreign Bank and Financial Accounts (TO F 90-22.1). Bank products and services are offered through JPMorgan Chase Bank. N.A. ('JPMCB') and its banking affiliates. Securities are offered by J.P.Morgan Securities LLC ("JPMS*) and, to the extent noted below, cleared through J.P. Morgan Clearing Corp. ('JPMCC'). Neither JPMS. nor JPMCC is a bank and are each separate legal entities from its bank or thrift affiliates. Investment Products: Not FDIC Insured -No Bank Guarantee -May Lose Value Fund manager disclosure information available upon request If you have an investment account that is managed by an SEC-Registered Investment Advisor. J.P. Morgan will provide a copy of the advisor's Form ADV II or brochure upon written request. These statements are not official documents for income tax reporting purposes and should not be relied upon for such purposes, including determination of income, cost basis, amortization or accretion, or gainlloss. Such information. which may be inaccurate, incomplete or subject to updating, should be confirmed with your records and your tax advisor. Please take the steps indicated below if you think statement(s) are Incorrect or contact your J.P.Morgan team if you require additional information about a transaction on your statement(s). IMPORTANT ADDITIONAL INFORMATION APPLICABLE ONLY TO YOUR ASSET ACCOUNT(S) (LINKED TO JPMS) Your Asset Account consists of a bank account that custodies assets linked to a brokerage account through which securities transactions are executed. As a result. the Asset Account statement(s) reflect brokerage transactions executed through JPMS but (except for exchange listed options) held in custody at JPMCB. Securities purchased or sold through JPMS in U.S. markets (other then mutual funds) are cleared through an affiliate of JPMS, in non-U.S. markets securities are cleared through JPMS. Positions in exchange-listed options are held by JPMCC. For your convenience, however. positions in exchange-listed options are presented in Asset Account statement(s) together with other assets held in such account(s). All pertinent information about your settled and pending purchases and sales effected through your JPMS account during the period covered by these statement(s), is summarized in the 'Trade Activity" portion of the statement(s). In Case of Other Errors or Questions About Your Asset Account Statement(s) Please review your statement(s) and promptly report any inaccuracy or discrepancy including possible unauthorized trading activity, unrecorded dividend payments, unaccounted cash positions, improper payments or transfers in writing to both the introducing broker, JPMS and the clearing firm, JPMCC at the addresses shown on your statement(s). Any oral communication should be reconfirmed in writing to further protect your rights. including your rights under the Securities Investor Protection Act (SIPA). If you have any questions please contact your J.P.Morgan team. In your written communication, please provide the following information: (1) your name and account number; (2) the dollar amount of the suspected error; and (3) a description of the error and explanation. if you can, why you believe there is an error. If you need more information, you must describe the item you are unsure about. We must receive your written communication no later than 30 days after the statement on which the error or problem appeared is sent or made available. If you do not so notify us, you agree that the statement activity and account balance(s) are correct. JPMCC and JPMS are members of the Securities Investor Protection Corp ('SIPC"). a not-for-profit membership corporation funded by broker.dealers registered with the Securities and Exchange Commission. Securities and cash held for a customer at JPMCC are protected by SIPC up to $500,000 per customer, which includes up to $250,000 of protection for cash. SIPC does not protect against losses from fluctuations in the value of the securities. Assets held in custody by JPMCB are not subject to SIPC. You may obtain information about SIPC. including the SIPC Brochure. on their website. at "vevnv.sipc.org- or by contacting them at (202) 371.8300. In Case of Errors or Questions About Your Electronic Transfers. J.P.Morgan Disclosures Page 2 of 5 SB1062192-F1 5873 EFTA01667745

af' For the Period 10/1/12 to 10/31/12 Contact your J.P. Morgan Team at one of the telephone numbers on the front of your statements or write us at J.P. Morgan. 500 Stanton Christiana Road. 1IOPS3, Newark, DE 19713.2107 as soon as you can, if you think your statement is wrong or if you need more information about a transfer on the statement. We must hear from you no later than 60 days after we sent you the FIRST statement on which the error or problem appeared. (1) Tell us your name and account number. (2) Describe the error or the transfer you are unsure about, and explain as clearly as you can why you believe it is an error or why you need more information. (3) Tell us the dollar amount of the suspected error. We will investigate your complaint and will correct any error promptly. If we take more than 10 business days (or 20 business days for new accounts) to do this, we will credit your account for the amount you think is in error, so that you will have the use of the money during the time it takes us to complete our investigation. In Case of Errors or Questions About Non-Electronic Transfers (Checks or Deposits) Contact JPMorgan Chase Bank, N.A. ("JPMCB") Member FDIC immediately if a statement is incorrect or it you need more information about any nonelectronic transactions (checks or deposits) on this statement. II any such error appears, you must notify the bank in writing as soon as possible after your statement was made available to you. For more complete details, see the applicable account agreements and appendices that govern your account. Deposit products and services are offered by JPMCB Member FDIC. You must promptly advise your J.P.Morgan representative of material changes in your investment objectives or financial situation or if you wish to modify the management of your account. Unless you inform otherwise. your J.P.Morgan representative will consider the information currently in its files to be complete and accurate. With reference to JPMS and JPMCC: A financial statement of this organization is available t0 you for personal inspection at its offices. or a copy will be mailed to you upon written request. You should have received (or have made available to you) separate confirmations for each securities transaction. All transactions are subject to the terms and conditions stated on the reverse side of such confirmations and are subject to the constitution, by-laws, customs and interpretations of the marketplace where executed and governed by and construed in accordance with the laws of the State of New York and all applicable federal laws and regulations. Further information with respect to commissions and other charges related to the execution of transactions, including options transactions. has been included in confirmations that were previously furnished or have made available to you. Upon written request. JPMS will promptly supply you with the latest information. PRODUCT RELATED DISCLOSURE: IMPORTANT INFORMATION ABOUT ALTERNATIVE INVESTMENTS: FOOTNOTES 1 -4 Private Equity. Hedge Funds. Exchange Funds. Real Estate and Other Alternative Assets 1, Direct private equity investments and pooled private investments (e.g., interests in limited partnerships and limited liability companies) are generally illiquid securities. Values are estimates only and are not warranted for accuracy or completeness. Values do not represent the actual terms at which transactions or securities could be bought or sold or new transactions could be entered into or the actual terms on which existing transactions could be liquidated as of the date of this statement. Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market prices as of the close of the last business day for this statement period. Pooled private equity investments are valued according to the General Partner's or Manager's stated methodology. Please refer t0 the limited partnership agreement. limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or Manager for that investment or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations. (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. J.P. Morgan Disclosures Page 3 of 5 SB1062192-F1 5874 EFTA01667746

0 'I/it For the Period 10/1/12 to 10/31/12 Hedge funds generally calculate the price (the "Net Asset Values or" NAV"), 10.15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partner's or Managers stated methodology. Please refer to the limited partnership agreement. limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by the General Partner or Manager for that hedge fund or for your Investment Management or Trust account contact your J.P. Morgan team. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving valuations. (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are intended solely for your own use. These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information or for your Investment Management or Trust account contact your J.P. Morgan team. 2. The 'Capital Called Since Inception USD' and 'Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions). if any. 3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. An interest in a hedge fund or hedge fund of funds is generally as of the first business day ol the subscription period. Due to early funding requirements by the applicable fund, your account may be debited for the subscription amount prior to the subscription date. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Hedge fund redemptions are generally on a monthly, quarterly or annual basis but can sometimes be subject to a multiyear lockup before a redemption is permitted. For redemptions. there is generally a notification period that can be a long interval before the actual redemption date. Redemption proceeds are generally paid 15 calendar days after the final NAV is issued. but can be subject to a holdback of a portion of the proceeds until an annual audit ol the Fund has been completed. Please refer to the applicable hedge fund's operative documentation for further details or for your Investment Management or Trust account contact your J.P. Morgan team. Global Access Portfolios share certain characteristics with hedge funds. In particular, an investor who withdraws from a Global Access Portfolio will not receive the withdrawal proceeds in their entirety until 3860 days after completion of the Portfolio's audit, which may be 18 months or longer after the redemption date. Interest might not be paid on any proceeds pending distribution. These restrictions apply even if the investors account at JPMorgan is dosed. The Confidential Private Placement Memorandum and applicable Supplements contain other important information about the Global Access Portfolios and are available upon request or for your Investment Management or Trust account contact your J.P. Morgan team. 4. Alternative assets may include publicly available mutual funds that utilize nontraditional investment management strategies, for example. strategies commonly employed by hedge funds. Mutual funds generally calculate the price (the "Net Asset Value" or "NAV") on a daily basis and mutual fund NAVs shown on your statement generally will be the NAV as of the close of the last business day for this statement period. Please refer to the applicable mutual fund prospectus for further details. If the applicable mutual fund is a JPMorgan Fund. please refer to disclosures on this statement concerning JPMorgan Funds for other important information. PRODUCT RELATED DISCLOSURE: THE JPNORGAN FUNDS OR THIRD PARTIES Shares of the funds referenced above are not bank deposits and are not guaranteed by any bank, government entity, or the FDIC. Return and share price will fluctuate and redemption value may be more or less than original cost. While the money market funds seek to maintain a stable net asset value of $1.00 per share, there is no assurance that they will continue to do so. The estimated annual income and dividend yield figures for mutual funds represent the funds' most recent income dividend annualized. Prospectuses and other fund information for JPMorgan funds may be obtained by calling your J.P. Morgan team or JPMorgan Distribution Services. Inc. at (800) 480-4111. You also may view and order materials online for JPMorgan funds at www.jpmorganfunds.com. J.P. Morgan affiliates may receive compensation from the JPMorgan funds for providing investment advisory services to the funds. J.P. Morgan affiliates may also provide administrative, custodial, sales, distribution. shareholder or other services to the JPMorgan Funds or funds established, sponsored, advised, or managed by third parties, and J.P. Morgan affiliates may be compensated for such services as allowed by applicable law. The distributor of the JPMorgan Funds is JPMorgan Distribution Services. Inc.. which is an affiliate of JPMCB. J.P.Morgan Disclosures Page 4 of 5 SB1062192-F1 5875 EFTA01667747

ts. ar I For the Period 10/1/12 to 10/31/12 Assets may be reflected herein even though they may be held by a third party unaffiliated with J.P. Morgan. In such cases, unless J.P. Morgan otherwise agrees, J.P. Morgan has no responsibility for the verification, valuation, safekeeping or management of those assets. J.P. Morgan Disclosures Page 5 of 5 SB1062192-F1 5876 EFTA01667748

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JPMorgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017,2014 (Reviewed) Asset Account J.P. Morgan Team Table or Contents Page Kirsten Sichler Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Magliocco Client Service Team Alternative Assets 8 Cash & Fixed Income 9 R Other Assets 15 Online access vivntrorganonline.com Portfolio Activity 17 Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). J.P. Morgan GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 0000000011.00.0.9E.00007.MAXIVE04 20721211 Page 1 of 32 SB1062192-F1 5880 EFTA01667752

GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Account Summary Asset Allocation Beginning Ending Change Market Value Market Value In Value Estimated Current Asset Allocation Annual Income Allocation Equity 725,752.95 721,372.74 (4,380.21) 45,693.48 11% Alternative Assets 82,482.42 82,058.81 (423.61) 1% Cash & Axed Income 7,363,104.02 7,376,868.86 13,764.84 45,157.51 86% Other 159.882.30 160855 98 173.68 2% Market Value Accruals $8,331,221.69 17,581.99 $8,340,356.39 16 376 70 $9.134.70 (1.205 29) $90,850.99 100% Market Value with Accruals $8,348,803.68 $8,356,733.09 $7,929.41 Portfolio Activity Current Period Value Year-to-Date Value Beginning Market Value 8,331,221.69 4,926,904.29 Contributions 4,972,947.20 Withdrawals & Fees (194.11) (2,081,359.85) Securities Transferred In 1,327,462.29 15,594,812.53 Securities Transferred Out 1 327 268.17 16082 536.46 Net ContrIbutIonsAVIthdrawals $0.01 $2,403,863.42 Income & Distributions 6,708.68 97,255.56 Change In Investment Value 2.42681 912.333.12 Ending Market Value $8,340,356.39 $8,340,356.39 Accruals 16.376 70 16.376 70 Market Value with Accruals $8.356,733.09 $8.356.733.09 J.P.Morgan Cash Rxed Income Page 2 of 32 SB1062192-F1 5881 EFTA01667753

GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to II/30/12 Account Summary CONTINUED Tax Summary Current Period Value Year-to-Date Value Current Year-to-Date Period Value Value Domestic Dividends/Distributions 19.73 14,749.33 ST Realized Gaintoss (45,626.77) Foreign Dividends 1,826.38 14,603.85 LT Realized Gain/Loss (82,656.00) Currency Gain/Loss (15.363.25) Realized Gain/Loss ($128,26237) Interest Income 4,862.57 76,229.46 Taxable Income $8,706.88 $90,219.39 To-Date Value Tax-Exempt Income 10,000.00 Unrealized Gain/Loss ($54,125.29) Bond Premium Amortization (2,963.83) Tax-Exempt Income $'7,036.17 Note: • This summary is for informational purposes only and is not to be used for any financial or tax purposes. This summary does not include securities which are taxable at the federal level but are state exempt. This summary may not include all income derived from Municipal Securities: Please consult your tax advisor for tax implications. Other category combines all the remaining Tax Exempt Income generated by securities in the arnniint which may not have a state affiliation. Tax-Exempt Income Tax-Exempt Income Summary by State* Current Year-to-Date Summary by state* Current Year-to-Date Period Value Value Period Value Value MA 1.824.06 TX 3.605.50 MI 1.606.61 Tax-Exempt Income 37,036.17 J.P.Morgan Page 3 of 32 SB1062192-F1 5882 EFTA01667754

tte der ILL/ 1 GHISLAINE MAXWEI,I, ACCT. For the Period 11/1/12 to 11/30/12 Account Summary CONTINUED Cost Summary Cost Equity 764,967.39 Cash 8 Fixed Income 7,398,136.65 Other 90164.18 Total $8,253,468.22 J.P.Morgan Page 4 of 32 SB1062192-F1 5883 EFTA01667755

GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Equity Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Asset Categories US Large Cap Equity 58,158.40 56,855.01 (1.303.39) 1% US Small/Mid Cap Equity 3,990.00 4,230.00 240.00 1% Non•US Equity 150.05 148.73 (1.32) 1% Preferred Stocks 449,211.00 450,196.00 985.00 5% Preferred Stocks Concentrated 8 Other Equity 214,243.50 209,943.00 (4,300.50) 3% NomUS Equity Total Value $725,752.95 5721,372.74 ($4,380.21) 11% US Small Mid Cap Equity US Large Cap Equity Market Value/Cost Current Period Value Market Value 721.372 74 Tax Cost 764,967.39 Concentrated S Other Equity Unrealized Gain/Loss (43,594.65) Estimated Annual Income 45,693.48 Equity as a percentage of your portfolio - 11 % Accrued Dividends 1,645.13 Yreka 6.31% Equity Detail Adjusted Tax Cost Unrealized Est. Annual Inc. Price Quantity Value Original Cost Gain'Loss Accrued Div. Yield US Large Cap Equity APACHE CORP 0217411.10.5 APA 77.09 95.000 7,323.55 11,403.30 (4,079.75) 64.60 0.88% J.P.Morgan Page 5 of 32 SB1062192-F1 5884 EFTA01667756

GHISLAINE MAXWELL ACCT. For the Period I I/I/12 In I 1/30/I 2 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss EM. Annual Inc. Yield Original Cost Accrued Div. US Large Cap Equity BANK OF AMERICA CORP 060505 10 4 BAC 9.86 944.000 9,307.84 10,148.85 (841.01) 37.76 0.41% CMGROUP INC NEW 17296742-4 C 34.57 358.000 12,376.06 14,048.52 (1,672.48) 14.32 0.12% PROSIIARES ULTRASNORT S4113500 NEW 74347B-30-0 SDS 55.41 250.000 13,852.50 44,809.50 (30,957.00) PROSHARES TRUST 74347X-23-7 OID 29.51 200.000 5,902.00 26,203.50 (20,301.50) SCHLUMBERGER LTD 806857-10-8 SLB 71.62 113.000 8,093.08 9,524.04 (1,430 98) 124.30 31.08 1.54% Total US Large Cap Equity US SmalVMid Cap Equity GERON CORP 374163-10-3 GERN t41 3,000.000 $68,855.01 4,230.00 $116,137.71 18,129.32 (559 282 70) (13,899.32) 2240.98 $31.06 0.43% Non-US Equity RIO TRIM PLC ISIN GB0007188757 SEDOL 0718875 49.58 3.000 148.73 212.23 (63.50) 766994-90-9 GBP J.P.Morgan Page 6 of 32 SB1062192-F1 5885 EFTA01667757

GH ISLA INE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gaintoss Est. Annual Inc. Yield Original Cost Accrued Div. Preferred Stocks CITIGROUP CAPITAL XIII 28.00 10,000.000 280,000.00 261,300.00 18.700.00 19,690.00 7.03% 7 7'8% PFD 173080.20.1 C PNNA iBA1 COUNTRYWIDE CAPITAL V 25.13 4,200.000 105,546.00 98,778.96 6,767.04 7,350.00 6.96% 7% PFD 222388.20.9 CFC PB JPM CHASE CAPITAL XXIX 25.86 2,500.000 64,650.00 62,500.00 2,150.00 4,187.50 6.48% 6.7% PFD 48125E-20.7 JPM PC Total Preferred Stocks $450,196.00 $422,578.96 $27,617.04 $31,227.50 6.93% Concentrated & Other Equity GENERAL MOTORS CO 40.47 1,000.000 40,470.00 50,000.00 (9.530.00) 2,375.00 5.87% CV PFD B 593.75 37045V-20-9 GM PB JPMORGAN CHASE & CO 112.98 150.000.000 169.473.00 157,909.17 11,563.83 11,850.00 6.92% 7.9% PFD STK APR 30 2049 1,020.30 DTD 04223,2008 46825H-HA-1 BBB /BA1 Total Concentrated & Other Equity $209.943.00 $207,909.17 $2,033.83 $14,225.00 6.72% $1,614.06 J.P. Morgan Page 7 of 32 SB1062192-F1 5886 EFTA01667758

GHISLAINE NIAXIVELI, ACCT. For the Period 11/1/12 to 11/30/12 Alternative Assets Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Hard Assets 82,482.42 82,058.81 (423.61) 1% Alternative Assets Detail Estimated Price Quantity Value Cost Hard Assets UPS METAL SECURES LTD MIN JEO0B1VS3770 SEDOL BIVS377 131994-91-5 167.81 301.000 50,509.31 45O68.38 SPDR GOLD TRUST 78463V-10-7 GLD 166.05 190.000 31,549.50 31,931.40 Total Hard Assets $82,058.81 $78,99938 J.P. Morgan Page 8 of 32 SB1062192-F1 5887 EFTA01667759

GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Cash & Fixed Income Summary Asset Categories Beginning Market Value Ending Market Value Change In Value Current Allocation Cash 5,855,471.25 5,860,159.44 4,688.19 68% Non•USD Cash 17,878.83 354,131.99 336,253.16 4% Non•USD Short Term 445,969.02 114,874.44 (331,094.58) 1% US Fixed Income 633,126.82 633,732.98 606.16 8% Non-US Fixed Income 410.658.10 413.970.01 1311.91 5% Total Value $7.363.104.02 $7,376.868.86 $13.764.84 86% Market Value/Cost Current Period Value Market Value 7,376,868.86 Tax Cost 7.398.136.65 Unrealized Gain/Loss (21.267.79) Estimated Annual Income 45,157.51 Acaued Interest 14,731.57 Yield 0.56% J.P. Morgan Asset Categories NoniUSO Short Teem Non-USO Cash Non-US Fixed Income Cash US Fixed Income Cash 8 Fixed Income as a percentage of your podia° - 86 % Page 9 of 32 SB1062192-F1 5888 EFTA01667760

GilISLAINF MAXWELL ACCT. For the Period 11/1/12 to I I/30/12 SUMMARY BY MATURITY SUMMARY BY TYPE Market % ol Bond Cash & Fixed Income Value Portfolio Cash & Fixed Income Markel Value % of Bond Portfolio 0-6 months' 6.474.069.26 89% Cash 5.860.159.44 80% 6-12 months' 114,874.44 1% NON US0 Cash 354.131.99 4% 1-5 years' 559,658.66 7% Corporate Bonds 305,132.50 4% 10. years' 228,266.50 3% Municipal Bonds 228.266.50 3% Total Value $7,376,868.86 100% International Bonds 607.397.32 8% Mutual Funds 21,781.11 1% The years indicate the number of years until the bond is scheduled to mature based on the statement end date. Some bonds may be called, or paid in full, before their stated maturity. Total Value $7,376,868.86 100% Note: R indicates position reviewed. A - Bonds purchased at a premium show amortization. ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Tax Cost Unrealized Est. Annual Income Price Quantity Value Original Cost Gain/Loss Accrued Interest Yield Cash US DOLLAR 1.00 5.860.158.44 5.860.158.44 5.860.158.44 586.01 0.01% ' 47.40 JPM NY MUNI MM FD - MORGAN 1.00 1.00 1.00 1.00 FUND 3 Total Cash $5,880,159A4 $5.860,169.44 $0.00 $586.01 0.01 % $47.40 J.P.Morgan Page 10 of 32 SB1062192-F1 5889 EFTA01667761

ar. fl aws; GHISLAINE MAXIMA. ACCT. For the Period I I/I/12 to 11/30/I2 Price Quantity Value Adjusted Tax Cost Unrealized Gairaoss Est. Annual Income Yield Original Cost Accrued Interest Non-USI) ('ash AUSTRALIAN DOLLAR 1.04 100.00 104.32 103.25 1.07 POUND STERLING 1.60 5,361.50 8,592.60 8,552.92 39.68 HONG KONG DOLLAR 0.13 950.00 122.58 122.44 0.14 TURKISH LIRA NEW PRINCIPAL CURRENCY 0.56 19,500.00 10,918.56 10,763.97 154.59 JP MORGAN CHASE BANK - NOK LONDON TIME DEPOSITS 0.8500% DATED 11/27/2012 MATURITY 12/04/2012 HELD BY LONDON TREASURY SERVICES 17.66 1,234,361.40 217,952.19 208,315.81 9,636.38 1,852.59 20.48 0.91% JP MORGAN CHASE BANK - CAD LONDON TIME DEPOSITS 0.5700% DATED 11/28/2012 MATURITY 12/05/2012 HELD BY LONDON TREASURY SERVICES 100.67 115,667.40 116,441.74 113,274.87 3,166.87 663.71 5.47 0.58% Total Non-USO Cash Non-USD Short Term KFW - TRY MTN 9 3/4% JUL 16 2013 DTD 02/10/2010 HELD BY EUROCLEAR ISIN XS0484842470 SEDOL B637YV8 14085A-9A-6 AAA /AM TRY 57.44 200,000.00 $354,131.99 114,874.44 $341,133.26 135555.56 $12,998.73 (20.681.12) 52,516.30 $25.95 10,918.55 4.128 11 0.75% 5.36% J.P.Morgan Page 11 of 32 SB1062192-F1 5890 EFTA01667762

GHISILAINE MAXWELL ACCT For the Period I 1/1 /12 to 11/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gairaoss Est. Annual Income Yield Original Cost Accrued Interest US Fixed Income JPM MANAGED RESERVES C (DIST) • GBP (HEDGED) 051398.91.5 GBP 10272.38 7.65 78,552.87 80,157.26 (1,604.39) 'SHARES MARKIT IBOXX CORPORATE BOND ISIN IE00800FV011 SEDOL BOOFVOI 461278.91.3 GBP 207.44 105.00 21,781.11 19,023.08 2,758.03 18324 HSBC FINANCE CORP MEDIUM TERM NOTE 2.9% OCT 15 2015 DID 10/15/2010 40429X-YB-6 A /BM 101.66 100,000.00 101,658.00 100,000.00 1,658.00 2,900.00 370.50 2.30% GENERAL ELEC CAP CORP MEDIUM TERM FLOATING RATE NOTE MAY 11 2016 DTD 05/11/2007 369620-2V-5 Ma /A1 98.13 50,000.00 49,066.00 45,394.50 3,671.50 333.42 18.50 122% BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 15 2016 DTD 11/04/2010 06050W-DW•2 A• /BM 102.94 150,000.00 154,408.50 150,000.00 4,408.50 5,400.00 240.00 2.81% A MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 5% OCT 01 2026 DTD 11/02/2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 ai 100 59455T-PF-3 MA /AAA 115.30 50.000.00 57,650.50 54.353.26 55,424.00 3,297.24 2,500.00 416.65 3.59% J.P.Morgan Page 12 of 32 SB1062192-F1 5891 EFTA01667763

tte diehien GIUSILAINE NIA X WELL ACCT. For the Period 11/1/12 to 11/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gain/Loss Est. Annual Income Yield Original Cosl Accrued Interest US Fixed Income A BIRDVIU.E TEXAS INDEPENDENT SCHOOL 115.65 100,000.00 115,653.00 108,550.77 7,102.23 5,000.00 3.71% DIST PERM SCH GTD FUND UNLIMITED TAX 110.503.00 1,472.20 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15/2017 0 100 090874-FV-5 AAA /AAA A MA ST MTH & EDUCTNL FACS AUTH 109.93 50,000.00 54,963.00 52,959.92 2,003.08 2,500 00 4.25% REVENUE HARVARD UNIV 5% B 54.040.00 944.40 JUL 15 2032 DTD 08/03/2005 HELD BY DTC BOOK ENTRY ONLY PAR CALL 07/15/2015 100 57586C•FW'O MA /AAA Total US Fixed Income $633,732.98 $610.438.79 $23,294.19 $18,633.42 2.52% $614,541.84 $3,645.49 Non-US Fixed Income BLUEBAY HIGH YIELD BD FD GBP HDG-DB 203.83 187.90 38,298.31 39,293.00 (994.69) ISIN U.10222772518 G13289-92-4 GBP ISHARES BARCLAYS EURO INDEX-UNK 20.92 5,790.00 121,145.54 118,212.32 2,933.22 ISIN lE0081FZSD53 SEDOL B1G52V0 46578W-92-2 GBP R INTER AMERICAN DEVELOPMENT BANK- INR 1.73 6,700,000.00 115,647.16 143,232.17 (27,585.01) 3,695 19 8.05 MEDIUM TERM NOTE 3% MAR 25 2014 2,541 06 DTD 0325/2010 HELD BY EUROCLEAR ISIN XS0495010562 SEDOL B5114T3 U45818-9G-5 AAA /AAA INR J.P.Morgan Page 13 of 32 SB1062192-F1 5892 EFTA01667764

I GHISLAINE MAXWELL ACCT. For the Period 11/1112 to 11/30/12 Price Quantity Value Adjusted Tax Cost Unrealized Gala/Loss Est. Annual Income Yield Original Cost Accrued Interest Non-US Fixed Income INTER AMERICAN DEVEL BK IDR MEDIUM TERM NOTE 6.50%JUN 04 2014 DTD 06/04/2010 HELD BY EUROCLEAR MIN XS0513770957 SEDOL B4YWHC0 45818W-9K-4 AM /AAA IDR 0.01 1,300.000,000.00 138,879.00 150,112.11 (11,233.11) 8,808.04 4,343.56 5.28% Total Non-US Fixed Income $413,970.01 $450,849.60 (S36,879.59) S12,603.23 $6,884.62 4.02% J.P. Morgan Page 14 of 32 SB1062192-F1 5893 EFTA01667765

1 CIIISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Other Summary Beginning Ending Change Current Asset Categories Estimated Value Estimated Value In Value Allocation Balanced 159,882.30 160,055.98 173.68 2% Market Value/Cost Current Period Value Estimated Value Tax Cost Estimated Gain/Loss 5,678.12 160,055.98 90,364.18 Note: Unrealized Gaintoss is shown as "NA- in cases where we do not have appropriate cost information for all tax lots comprising the position. Please contact your J.P. Morgan team for additional information. Other Detail Price Adjusted Cost Unrealized Quantity Value Original Cost Gai&Loss Accruals Balanced JPM INC OPP - GBP - A - DIST(HEDGED) 146.11 438.109 64,013 68 N/A ISIN LU0323456201 287991-93.9 GBP J.P, Morgan Page 15 of 32 SB1062192-F1 5894 EFTA01667766

 I GHISLAINE MAXWELL ACCT. For the Period 11/1/12 to 11/30/12 Price Adjusted Cost Unrealized Quantity Value Original Cost Gaintoss Accruals Balanced PIMCO FUNDS GLOBAL INVESTORS SERIES - GLOBAL INVESTMENT GRADE CREDIT FUND ISIN lE00B3BMD843 SEDOL B3BMO84 695421.91.7 GBP 22.02 4,361.513 96.042.30 90.364.18 5.678.12 Total Balanced J.P.Morgan $160,055.98 $90,364.18 $5,678.12 Page 16 of 32 SB1062192-F1 5895 EFTA01667767