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venue, New York, NY 10017-2014 CHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9130/13 Asset Account J.P. Morgan Team Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Maghocco Client Service
h J.P.Morgan account(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion
venue, New York, NY 10017-2014 CHISLA1NE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity S Gina Maghocco Client Service
h J.P.Morgan account(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS L1C) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31. 2013. JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil
e, New York, NY 10017-2014 GHISLAINE MAXWELL IRA ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Tcam Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Cash 8 Fixed Income 4 Gina Magliocco C
ch J.P Morgan account(s). JP Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2013, JPMS LLC's net capital of S13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion
JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
) Start on Page 4 28 29 36 40 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2013, JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil
se Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
o Activity Page 2 5 8 9 14 16 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion
se Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
o Activity Page 2 5 8 9 12 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2013, JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 bil
01575565 EFTA01575566 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL IRA ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
e Portfolio Activity 4 6 Page 2 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion
JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
4 Start on Page 4 38 43 56 71 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion
1667947 0 I' 0//1-- JP‘torgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017,2014 Asset Account J.P. Morgan Team Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Magliocco Client Service
J.P.Morgan account(s). J.P. Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Al December 31, 2012, JPMS LLC's net capital of $13.5 billion exceeded the minimum regulatory net capital requirement of $1.5 bilhon by $12.0 bill
2-F1 6231 EFTA01668103 irMorgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017-2014 Asset Account \lorgan tram Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Magliocco Client Service
. For the Period 9/1/13 to 9/31)113 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 billion exceeded the minimum regulatory net capital requirement of $1.8 billion by $12.0 billion
Entities connected to both James Buckley and Net Capital Requirements

Ghislaine Maxwell
PERSONJason Bell
PERSON
JPMorgan Chase
ORGANIZATIONJason Grosse
PERSON
the Internal Revenue Service
ORGANIZATION
Nassau
LOCATION
Newark
LOCATIONSecurities Investor Protection Corporation
ORGANIZATIONJ.P. Morgan Securities LLC's
ORGANIZATIONCITIGROUP CAPITAL XIII
ORGANIZATIONGina Magliocco
PERSON
Bank of America
ORGANIZATIONRIO TINTO PLC
ORGANIZATIONJPMorgan Fund
ORGANIZATIONSPDR GOLD TRUST
ORGANIZATIONGlobal Access Portfolios
ORGANIZATION
FDIC
ORGANIZATIONSCHLUMBERGER LTD
ORGANIZATIONGHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATIONMA ST HLTH & EDUCTNL FACS AUTH
ORGANIZATION