JPMorgan Chase Bank, N.A. 270 Park Avenue, New York, NY 10017-2014 CHISLA1NE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity S Gina Maghocco Client Service Team Alternative Assets 8 Jason Grosse Client Service Team Cash 8 Fixed Income 9 Other Assets 12 Online access www.ffimorganonline.com Portfolio Activity 13 Please see disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS L1C) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31. 2013. JPMS LLC's net capital of $12.8 billion exceeded the minimum regulatory net capital requirement of $2.0 billion by $10.8 billion. JPMCC's net capital of $7.1 billion was approximately 7.6% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.8 billion by $5.3 billion. Complete copies of JPMS LLC's and JPMCC's individual audited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholdercomipmorganchaseifinancial• condition.cfm Additionally, you may call 1.866.576.1300 to request a hard copy of the statement. 0[0001419300 ODE 00001 1. AX 20140402 Page 1 of 24 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00049464 SDNY_GM_00318662 EFTA01522004