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venue, New York, NY 10017-2014 CHISLAINE MAXWELL ACCT. For the Period 9/1/13 to 9130/13 Asset Account J.P. Morgan Team Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Maghocco Client Service
disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2013, JPMS LLC's net capital of $13.8 bil
2 mentions1 same-page
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venue, New York, NY 10017-2014 CHISLA1NE MAXWELL ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity S Gina Maghocco Client Service
disclosures located at the end of this statement package for important Information relating to each J.P.Morgan account(s). J.P.Morgan Client News J.P. Morgan Securities LLC's (JPMS L1C) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31. 2013. JPMS LLC's net capital of $12.8
2 mentions1 same-page
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e, New York, NY 10017-2014 GHISLAINE MAXWELL IRA ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Tcam Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Cash 8 Fixed Income 4 Gina Magliocco C
e disclosures located at the end of this statement package for important information relating to each J.P Morgan account(s). JP Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30. 2013, JPMS LLC's net capital of S13.8 bil
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2 mentions1 same-page
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JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
567565 Change In Value (22,792.47) 0.00 (148,156.49) (126,444.68) (19,270.99) ($316,664.63) Start on Page 4 28 29 36 40 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2013, JPMS LLC's net capital of $12.8
2 mentions1 same-page
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se Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 14 16 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
2 mentions1 same-page
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se Bank, N.A. GHISLAINE MAXWELL 270 Park Avenue, New York, NY 10017-2014 ACCT. For the Period 3/1/14 to 3/31/14 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
Account Summary Holdings Equity Alternative Assets Cash & Fixed Income Other Assets Portfolio Activity Page 2 5 8 9 12 13 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At December 31, 2013, JPMS LLC's net capital of $12.8
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2 mentions1 same-page
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01575565 EFTA01575566 JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL IRA ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
ng to each J.P.Morgan account(s). Table of Contents Account Summary Holdings Cash & Fixed Income Portfolio Activity 4 6 Page 2 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
2 mentions1 same-page
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JPMorgan Chase Bank, N.A. GHISLAINE MAXWELL , New York, NY 10017-2014 ACCT. For the Period 9/1/13 to 9/30/13 Asset Account J.P. Morgan Team James Buckley Jason Bell Janet Young Gina Magliocco Jason Grosse Online access Banker Investment Specialist Client Service Team Client Service Team Clien
. 1 EFTA01566502 Change In Value 47,091.07 0.00 116,985.01 14,520.29 5,740.37 $184,336.74 Start on Page 4 38 43 56 71 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
2 mentions1 same-page
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1667947 0 I' 0//1-- JP‘torgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017,2014 Asset Account J.P. Morgan Team Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Magliocco Client Service
disclosures located at the end of this statement package for important information relating to each J.P.Morgan account(s). J.P. Morgan Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements Al December 31, 2012, JPMS LLC's net capital of $13.5
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2 mentions1 same-page
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2-F1 6231 EFTA01668103 irMorgan Chase Bank, N.A. 270 Park Avenue. New York, NY 10017-2014 Asset Account \lorgan tram Table of Contents Page James Buckley Banker Account Summary 2 Jason Bell Investment Specialist Holdings Janet Young Client Service Team Equity 5 Gina Magliocco Client Service
important information relating to each J.P.Morgan account(s). J.P.Morgan CHISIAINE MAXWELL ACCT. For the Period 9/1/13 to 9/31)113 Client News J.P. Morgan Securities LLC's (JPMS LLC) and J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital and Net Capital Requirements At June 30, 2013, JPMS LLC's net capital of $13.8 bil
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Mutual Connections (99)
Entities connected to both James Buckley and J.P. Morgan Securities LLC's
Ghislaine Maxwell
PERSON186 w/ James·43 w/ J.P.
JB
Jason Bell
PERSON178 w/ James·25 w/ J.P.
JPMorgan Chase
ORGANIZATION123 w/ James·77 w/ J.P.
JG
Jason Grosse
PERSON139 w/ James·27 w/ J.P.
the Internal Revenue Service
ORGANIZATION79 w/ James·50 w/ J.P.
Nassau
LOCATION89 w/ James·32 w/ J.P.
Newark
LOCATION48 w/ James·48 w/ J.P.
Securities Investor Protection Corporation
ORGANIZATION41 w/ James·46 w/ J.P.
Net Capital Requirements
ORGANIZATION11 w/ James·76 w/ J.P.
GM
Gina Magliocco
PERSON42 w/ James·7 w/ J.P.
CITIGROUP CAPITAL XIII
ORGANIZATION31 w/ James·17 w/ J.P.
Bank of America
ORGANIZATION28 w/ James·18 w/ J.P.
JPMorgan Fund
ORGANIZATION32 w/ James·13 w/ J.P.
RIO TINTO PLC
ORGANIZATION32 w/ James·13 w/ J.P.
SPDR GOLD TRUST
ORGANIZATION30 w/ James·12 w/ J.P.
Global Access Portfolios
ORGANIZATION25 w/ James·16 w/ J.P.
FDIC
ORGANIZATION14 w/ James·26 w/ J.P.
SCHLUMBERGER LTD
ORGANIZATION25 w/ James·8 w/ J.P.
GHISLAINE MAXWELL - OAP IHD ACCT
ORGANIZATION29 w/ James·3 w/ J.P.
MA ST HLTH & EDUCTNL FACS AUTH
ORGANIZATION21 w/ James·10 w/ J.P.