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Internal use only Dear Andrew , All the below ACUs were completed for High Risk clients for this month. As you know the new Policy now requires an MD Approval over and above the approval of the account owner I RM. Which means if the RM is an MD, the approval must come from another MD who is in their report
ew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For Internal use only Dear And
internal use only Dear Andrew , All the below ACUs were completed for High Risk clients for this month. As you know the new Policy now requires an MD Approval over and above the approval of the account owner / RM. Which means if the RM is an MD, the approval must come from another MD who is in their report
ew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Terri Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Dear And
internal use only Dear Andrew , All the below ACUs were completed for High Risk clients for this month. As you know the new Policy now requires an MD Approval over and above the approval of the account owner / RM. Which means if the RM is an MD, the approval must come from another MD who is in their report
ew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Tern Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For internal use only Dear Andr
Internal use only Dear Andrew , All the below ACUs were completed for High Risk clients for this month. As you know the new Policy now requires an MD Approval over and above the approval of the account owner / RM. Which means if the RM is an MD, the approval must come from another MD who is in their report
ew Gallivan Cc: Mark Gonzalez; Rachel Maglicic; Stewart Oldfield; Brian P Convey; Joanne Jensen; Jennifer Shaw; Andrea Nicoletti; Rosemary Vrablic; Mary A Coleman; Terrence F Tangney; Tern Sohrab Subject: MD approval for ACUs completed for High Risk Clients [I] Classification: For Internal use only Dear Andr
Entities connected to both MD Approval and Mary A Coleman

Prince Andrew
PERSON
Martha Stewart
PERSON
Stewart Oldfield
PERSONBrian P Convey
PERSONJoanne Jensen
PERSONTerrence F Tangney
PERSONRosemary Vrablic
PERSONVaishali Mehta
PERSON
Mark Gonzalez
PERSONTerri Sohrab
PERSONRachel Maglicic
PERSONAndrea Nicoletti
PERSON
Jeffrey Epstein
PERSONJennifer Shaw
PERSONCA USA
ORGANIZATION
Michael Douglas
PERSONTern Sohrab
PERSONDeutsche Bank Securities Inc.
ORGANIZATION